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Title: The Heroic Age

Author: H. Munro Chadwick

Release date: March 7, 2015 [eBook #48426]

Language: English

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*** START OF THE PROJECT GUTENBERG EBOOK THE HEROIC AGE ***

The cover image was created by the transcriber and is placed in the public domain.

[Pg i]

Cambridge Archaeological and Ethnological Series

THE HEROIC AGE

[Pg ii]
[Pg iii]
[Pg iv]

MAP OF CENTRAL EUROPE

illustrating the Heroic Age of the Teutonic Peoples

Where the same name occurs both in capitals and italics the former denote a position occupied in the early part of the Heroic Age, while the latter mark a change or extension of territories.

[Pg v]


THE HEROIC AGE

BY

H. MUNRO CHADWICK

Fellow of Clare College, Cambridge

Cambridge:
at the University Press
1912
Reprinted
1967

[Pg vi]

Published by the Syndics of the Cambridge University Press
Bentley House, 200 Euston Road, London, N.W. 1
American Branch: 32 East 57th Street, New York, N.Y. 10022

PUBLISHER'S NOTE

Cambridge University Press Library Editions are reissues of out-of-print standard works from the Cambridge catalogue. The texts are unrevised and, apart from minor corrections, reproduce the latest published edition.

First published 1912
Reprinted 1967

First printed in Great Britain at the University Printing House, Cambridge
Reprinted in the United States of America
Library of Congress Catalogue Card Number: 13-13081

[Pg vii]


PREFACE

The type of poetry commonly known as heroic is one which makes its appearance in various nations and in various periods of history. No one can fail to observe that certain similar features are to be found in poems of this type which are widely separated from one another both in date and place of origin. In view of this fact it has seemed worth while to attempt a comparative study of two groups of such poems with the object of determining the nature of the resemblances between them and the causes to which they are due. Occasional illustrations have been taken from other groups of poems belonging to the same type.

The first part of the book deals with the early heroic poetry and traditions of the Teutonic peoples, more especially with those stories which were the common property of various Teutonic peoples. It is pointed out that these stories all relate to a period with definite limits—a period for which a considerable amount of information is available from external sources. The subjects discussed include the distribution of the stories and the relationship between the various versions of them, the antiquity of the earliest poems and the conditions under which they were produced. Lastly, an attempt has been made to estimate the significance of the various elements, historical, mythical and fictitious, of which the stories are composed.

The second part deals with Greek heroic poetry and traditions. These relate to a period for which little or no external evidence is available; and consequently they present many problems, the bearings of which can hardly be estimated without reference to the existence of similar phenomena elsewhere. In general I have followed the same plan as in the[Pg viii] first part, and made use throughout of the results obtained there. If some excuse is necessary for dealing with so well worn a theme I may plead that, so far as my knowledge goes, it has not hitherto been approached from this point of view.

In the third part attention has been called to the existence of a number of somewhat striking characteristics common to the two groups of poems and an attempt made to account for them. The conclusion to which I have been brought is that the resemblances in the poems are due primarily to resemblances in the ages to which they relate and to which they ultimately owe their origin. The comparative study of heroic poetry therefore involves the comparative study of 'Heroic Ages'; and the problems which it presents are essentially problems of anthropology.

In this conclusion I am glad to find myself in agreement with Dr Haddon, who suggested to me that a comparative study of this kind would be a suitable subject for the Cambridge Archaeological and Ethnological Series. I take this opportunity of thanking him for bringing the matter before the Syndics of the University Press and for the interest which he has kindly taken in the progress of the work.

Owing to the pressure of teaching and other duties a considerable time has unfortunately elapsed since the earlier portions of the book were printed. I would therefore respectfully call the reader's attention to the list of Addenda at the end, where references will be found to several important works which have appeared in the meantime.

In a work, such as this, which deals with records preserved in a number of different languages, difficulties necessarily arise with regard to the spelling of proper names. In the representation of Teutonic names the system adopted in my previous books has in general been retained. Any such system is of course open to objections, of the cogency of which I am quite aware; and consequently I have not felt inclined to carry out my scheme with rigid consistency. The same remarks apply to the representation of Greek names—which will doubtless displease many critics. South Slavonic names and words are given according to the usual Croatian orthography.

[Pg ix]

I cannot attempt here to enumerate the various scholars to whose writings I am indebted. It will be seen that they are many and that much of what I have had to do is in the nature of criticism. One name however, that of Professor Ridgeway, I cannot leave unmentioned, since it is largely to his inspiring influence—by no means through his writings alone—that my interest in these subjects is due.

It remains for me to record my obligations to a number of friends who have generously responded to my requests for information or criticism on various points. In particular I must mention Miss A. C. Paues, Mr A. B. Cook, Dr W. H. R. Rivers, Mr S. A. Cook, Professor J. W. H. Atkins, Professor A. Mawer, Mr E. H. Minns and Mr F. W. Green. Above all I am indebted to Mr E. C. Quiggin and Mr F. G. M. Beck, who have most kindly read through a considerable part of the book in proof and several chapters even in manuscript. It is scarcely necessary to add that in the sections dealing with Celtic history and poetry Mr Quiggin's criticism has been of the greatest value to me. My thanks are due, further, to my pupils, Mr C. A. Scutt, of Clare College, and Mr Bruce Dickins, of Magdalene College, for similar kind services in the proofs of the later chapters. From the staff of the University Library—in particular I must mention Mr A. Rogers and Mr O. Johnson—I have received the same unfailing and courteous attention as in the past. Lastly, I have to thank the Syndics of the University Press for undertaking the publication of the book and the staff for the efficient and obliging way in which the printing and corrections have been carried out.

H. M. C.

December, 1911.

[Pg x]


CONTENTS

CHAPTER PAGE
I. The early narrative poetry of the Teutonic peoples 1
II. The Heroic Age of the Teutonic peoples 19
III. Scene and nationality in the heroic stories 30
IV. The origin and history of the heroic poems 41
V. The poetry and minstrelsy of early times 77
VI. Supernatural elements in the heroic stories 110
VII. Mythical elements in the heroic poems 131
VIII. The use of fiction in the heroic poems 151
IX. The Heroic Age of Greece 168
X. The Homeric poems 193
XI. Early Greek poetry and minstrelsy 221
XII. Supernatural elements in the Homeric poems 249
XIII. Myth in the Homeric poems 263
XIV. Fiction in the Homeric poems 292
XV. The common characteristics of Teutonic and Greek heroic poetry 320
XVI. Society in the Heroic Age 344
XVII. Government in the Heroic Age 366
XVIII. Religion in the Heroic Age 393
XIX. The causes and antecedent conditions of the Heroic Age 432
[Pg xi]

NOTES.

CHAPTER PAGE
I. The use of heroic names in England 64
II. On the dating of certain sound-changes in Anglo-Saxon 66
III. Literary influence in Beowulf 73
IV. On the Heroic poetry of the Slavonic peoples 101
V. The Heroic poetry of the Celtic peoples 105
VI. The Trojan Catalogue 244
VII. The Battle of Kossovo in Servian poetry 313
VIII. The social, political and religious characteristics of the Celtic and Slavonic Heroic Ages 427

Addenda Et Corrigenda 464
Index 469

MAPS.

Central Europe, illustrating the Heroic Age of the Teutonic Peoples To face Title-page
Greece, Illustrating the Catalogue of Ships between pp. 288 and 289
Greece, showing the distribution of the dialects in historical times
[Pg xii]

TO

JAMES RENDEL HARRIS

IN GRATITUDE AND FRIENDSHIP

[Pg 1]


CHAPTER I.
THE EARLY NARRATIVE POETRY OF THE TEUTONIC PEOPLES.

The remains of English poetry which have come down to us from times anterior to the Norman conquest are mainly of a religious character and deal with the lives of saints or with subjects derived from the Bible or ecclesiastical tradition. The secular poems are comparatively few in number and, with one exception, of inconsiderable length. Most of them are narrative poems, and admit of a very obvious classification according to the choice of subjects with which they are concerned. One group deals with the exploits of English kings and noblemen of the tenth century, the other with the exploits and adventures of persons who did not belong to this country. We will take the second group of poems first, as it is admitted by all authorities to be the earlier of the two.

The longest poem of this class is Beowulf, an epic of 3183 verses, the subject of which briefly is as follows: Hrothgar, king of the Danes, has built a splendid hall, but is unable to enjoy the use of it on account of the ravages of a monster named Grendel, who attacks the hall by night and devours all whom he finds there. Beowulf, a nephew of Hygelac, king of the Geatas, hearing of Hrothgar's distress comes to his help and destroys first the monster himself and then his mother who had come to exact vengeance. He is thanked and rewarded for his exploits by Hrothgar, and returns to his own home. After this a long period is supposed to elapse. Hygelac has perished in an expedition against the Frisians, and his son Heardred has been slain by the Swedes. Beowulf has succeeded to the throne and[Pg 2] reigned many years. In his old age he resolves to attack a dragon which is ravaging the land, and in spite of the cowardice of his followers, of whom all except one forsake him, he eventually succeeds in destroying it, though not before he has himself received a mortal wound. The poem ends with an account of his funeral.

The action is interrupted a good many times by references to incidents in the history of the royal families of the Danes and the Geatas, particularly to Hygelac's fatal expedition and to the dealings of his family with the Swedish kings Ongentheow, Onela and Eadgils. We find also a number of allusions to heroes of the past such as Sigemund, Eormenric, Finn and Offa, who are known to us from other sources.

To the same class of poetry belong some fragments dealing with the stories of Finn and Waldhere. The fragment relating to Finn is very obscure and indeed would be quite unintelligible were it not for a passage in Beowulf (vv. 1068-1159) where the same story is introduced as the subject of a recitation by Hrothgar's minstrel. A certain Hnaef, represented as a vassal of Healfdene, Hrothgar's father, was slain in a fortress belonging to Finn, king of the Frisians. His followers made so brave a defence that Finn was compelled to come to terms with them. Subsequently, when an opportunity presented itself they took vengeance upon Finn and slew him. The fragment gives an account of the fighting which took place, probably in the encounter immediately after Hnaef's death.

The story of Waldhere is well known from German sources which we shall have to mention presently. One of the fragments is taken up by an altercation between Waldhere and the Burgundian king Guthhere, before they begin to fight, while the other contains an exhortation to Waldhere by the lady to acquit himself bravely.

Widsith, though not an epic poem itself, refers to a large number of the characters which figure in Beowulf, Finn and Waldhere. It is stated that the poet was in the service of a certain Eadgils, prince of the Myrgingas, and that in company with Ealhhild, apparently a princess of the same family, he visited the court of the Gothic king Eormenric. The greater[Pg 3] part of the poem is taken up with lists of peoples which he had visited and of famous princes whom he knew personally or by report.

The elegy of Deor consists of a number of brief notices of misfortunes which had befallen various persons, Weland and Beaduhild, Geat, Theodric and the subjects of Eormenric. Each notice ends with a refrain expressing the belief or hope that the poet will be able to survive his misfortunes as they did. At the end he says that he had been the bard of the Heodeningas, but that his office had been taken away from him and given to a skilful minstrel named Heorrenda.

In a later chapter we shall have to discuss the question when these poems were composed. At present it will be enough to remark that though the MSS. in which they are preserved date only from the tenth or eleventh centuries almost all scholars agree that the poems themselves cannot be later than the eighth century, while probably the majority would refer their composition, in part at least to the seventh. In their present form they cannot be earlier than this, for with the exception of the Finn-fragment all of them contain Christian allusions.

The later group of secular narrative poems may best be described as historical. The earliest of them celebrates the battle of Brunanburh won by Aethelstan in 937 over the Scottish king Constantine II and his Scandinavian allies. Others describe Edmund's conquest of the Five Boroughs, the coronation of Edgar, the glories of his reign, the troubles which followed, and lastly the death of Edward the Confessor. The longest of all is a detailed account of the disastrous battle of Maldon, in which Byrhtnoth, earl of Essex, lost his life. All these pieces except the last are found inserted in texts of the Saxon Chronicle and all without exception appear to have been composed soon after the events which they commemorate.

In addition to the above there are a number of other short poems which are not essentially of a religious character. The most important of these are the Wanderer, the Wife's Complaint, the Husband's Message and the Ruin—to which we may perhaps add the first half of the Seafarer. They are probably all of[Pg 4] fairly early date, but they differ from the poems we have been discussing in the fact that they contain no proper names. Those of them which can be called narrative deal apparently with typical characters or situations. A certain amount of magical and gnomic poetry has also survived, while metrical riddles are numerous, but these need not concern us here.

It is scarcely open to doubt that a large amount of Anglo-Saxon narrative poetry has perished. Several historical poems and ballads of the tenth and eleventh centuries, now lost, can be traced in texts of the Saxon Chronicle and in Latin works[1]. Attempts have been made also to show that narrative poems were used by the compilers of the early part of the Chronicle and by several Latin histories referring to the same period, but the evidence adduced is very doubtful. Perhaps the most likely case is the story of Hengest and Horsa, especially in the form in which it appears in the Historia Brittonum. On the other hand it is probable that parts of the Vitae Duorum Offarum, a St Albans work dating from the beginning of the thirteenth century, are derived ultimately from poems which described Offa's single combat and marriage—incidents to which we find brief references in Widsith and Beowulf respectively. A similar origin may perhaps be claimed for Walter Map's story (De Nugis Curialium, II 17) of Gado (Wada). A few corrupt verses of a poem on this subject, obviously of late date, have been preserved in a Latin homily[2].

The earlier and later groups of narrative poems have in general[3] the same metrical form and on the whole a very similar terminology. The love of battle-scenes is also common to both. In other respects however they differ greatly. Here we need only notice the entire difference in subject-matter; the poems of the second group contain no allusion to the subjects of the first. Much greater changes however, both in form and matter, are noticeable when English poetry reappears in the thirteenth and fourteenth centuries. The majority of these poems are of French [Pg 5]origin. But even when the scene is laid in England, the subjects are usually drawn from written sources—which is certainly not the case with the historical poems of the tenth century. To the subjects of the earlier group of Anglo-Saxon poems there is scarcely a reference.

The period of German literature which corresponds chronologically to the Anglo-Saxon period in England is far inferior to the latter in remains of secular narrative poetry. We possess only one fragment of a poem somewhat similar to the Finn-fragment, preserved in a MS. dating from about 800, and one poem of somewhat later date, celebrating a victory of Ludwig III, king of the West Franks. To these we may add three or four very short metrical charms, similar to the Anglo-Saxon magical pieces mentioned above.

The subject of the first of these poems is as follows: Hildebrand (Hiltibrant) is an old warrior who has left his country with Dietrich (Theotrih) and served with the Huns. On his return from exile, thirty years later, he is challenged by a young warrior named Hadubrand. In the altercation with which the piece opens Hildebrand discovers that his opponent is his own son, acquaints him with the fact and tries to dissuade him from the combat with offers of rich presents. But the young man refuses to believe him, and taunts him with cowardice and guile in trying to put him off his guard. Hildebrand is therefore obliged to fight, and the fragment comes to an end in the midst of the encounter.

The Ludwigslied is a poem of fifty-nine verses celebrating the praises of Ludwig III, with special reference to his victory over the Northmen at Saucourt in 881, and seems to have been composed before the king's death in the following year. It is not in the old Teutonic alliterative metre which we find in Anglo-Saxon poetry and in the Hildebrandslied, but in the later rhyming verse. The religious element is prominent throughout.

There is no doubt that a considerable amount of secular narrative poetry once existed in German. Einhard in his Life of Charlemagne (cap. 29) states that the emperor collected native and very ancient poems in which were related the deeds[Pg 6] and battles of kings of former times[4]. But during the following centuries poetry of this kind seems to have gone entirely out of favour among the higher classes. We do indeed find occasional references to such poems in later Latin works. In particular the Annals of Quedlinburg have incorporated from them a number of notices relating to Eormenric, Theodric (Thideric de Berne) and other heroes of antiquity. But here it is expressly stated that it was among the peasants (rustici) that these poems were known. Other Latin chronicles cite lost poems relating to persons and events of the tenth century, which may have been somewhat similar to the contemporary Anglo-Saxon poems, though generally they appear to have been of a less serious character.

Some compensation for the loss of early German poetry is afforded by the preservation of a few Latin poems, of which the most important is Waltharius manu fortis, composed probably about 930 by Ekkehard of St Gall. The subject is the same as that of the Anglo-Saxon Waldhere fragments. Waltharius and Hiltgund, the son and daughter respectively of two princes in Gaul, were betrothed in their childhood, but had to be given up as hostages to Attila, king of the Huns. After many years they escaped and carried off with them much treasure. Hearing of this, King Guntharius, who dwelt at Worms, determined to waylay them and set out with twelve warriors, among them the brave Hagano who had formerly shared Waltharius' exile. Waltharius is overtaken in a defile of the Vosges and slays eleven of the warriors in single combat. In his final encounter with Hagano and Guntharius all three are crippled, but Waltharius is able to make his way home with Hiltgund. There are other poems, one of which combines German with Latin in each verse, celebrating the deeds of the contemporary Saxon emperors and their relatives.

The second period of German literature, beginning in the twelfth century, is incomparably superior to the first in the[Pg 7] amount of secular narrative poetry which it has left behind. Here we need only concern ourselves with those poems which draw their subjects from ancient native traditions. These are mostly anonymous and come from the southern districts, especially Austria and Bavaria. Their metrical form is modern and similar to that of other poetry of the same period. The best known of these poems is the Nibelungenlied, which dates from the beginning of the thirteenth century. Only a very brief résumé of its contents can be given here.

Siegfried (Sîvrit), the son of Siegmund, comes from Xanten to Worms and asks for the hand of Kriemhild, the sister of the Burgundian king Gunther. He joins Gunther in his campaigns and by magical arts enables him to win the amazon Brünhild (Prünhilt) for his bride. The two wives quarrel, and Brünhild learns from Kriemhild of the part played by Siegfried towards her. On hearing this she begins to long for his death, and eventually he is murdered at a hunting party by Hagen (Hagene), the chief of Gunther's knights. Hagen also deprives Kriemhild of Siegfried's treasure (der Nibelunge hort) and sinks it in the Rhine. Kriemhild is afterwards married to Etzel, king of the Huns and, burning for vengeance, persuades him to invite Gunther on a visit, together with his brothers Gernot and Giselher and also Hagen. Soon after their arrival she brings about a quarrel, and after a huge slaughter on both sides, Gunther and Hagen, who have lost all their men, are captured by Dietrich von Bern, Etzel's vassal. Kriemhild puts them to death, violating the oath which she had given to spare them, and in anger at this treachery Hildebrand, Dietrich's old retainer, slays her.

Closely connected in subject with the Nibelungenlied is the Klage, which describes the funeral of those slain in the fighting with Gunther and the lamentation over them. Here too we may notice the Seyfridslied, though in the form in which it has come down to us it belongs to a much later period. In reality it is clearly a combination of two different ballads, both of which deal with Siegfried's early years. The first relates how he was brought up by a smith and slew a dragon. The second gives an account of another similar adventure—this time with a fiery[Pg 8] dragon which had carried off Kriemhild from her father's home. Siegfried kills the dragon and at the same time takes possession of the treasure of certain dwarfs, the sons of Nybling.

A number of other medieval poems deal with the adventures of Dietrich von Bern and his knights. Alpharts Tod tells the story of the young knight Alphart, Hildebrand's nephew, and his encounter with two of Ermenrich's warriors named Witege and Heime, by the former of whom he was treacherously slain. Dietrichs Flucht relates how Ermenrich (Ermrich) was instigated by an evil counseller named Sibeche to plot destruction for his nephew Dietrich. Though the plot fails, Hildebrand and several of Dietrich's other knights are captured and imprisoned, and in order to obtain their release Dietrich is forced to go into exile. In the Rabenschlacht we are told how Dietrich with the help of Etzel set out to recover his inheritance. While he is engaged in battle with Ermenrich, his brother Diether and two young sons of Etzel are slain by Witege. Dietrich rides after Witege to exact vengeance, but Witege disappears in the sea. Virginal describes how Dietrich was imprisoned by a giant in a castle called Muter and rescued by Hildebrand, Witege, Heime and others. Further adventures with giants and dwarfs are related in the Eckenlied, Sigenot and Laurin. In the Rosengarten Dietrich is made to fight with Siegfried.

The story of Wolfdietrich and Ortnit has come down to us in several different forms, but the outline may be given briefly as follows. Wolfdietrich, the son of king Hugdietrich, is kept out of his inheritance by his brothers or their guardian Saben on the ground of illegitimacy. He betakes himself to a faithful old knight, Berchtung of Meran, who raises an army to help him. But in the battle that ensues Berchtung and his sons are all slain or captured, and Wolfdietrich has to go into exile. He then marries the widow of a king named Ortnit and destroys the dragon which had killed him. Eventually he succeeds in winning his father's kingdom and releasing his faithful followers. Some elements of this story appear to have been incorporated in the romance of King Rother.

The story of the poem Kûdrûn falls naturally into two parts. In the first Hetel (Hetele), king of Denmark, hears of Hilde, a[Pg 9] princess of Ireland and desires to marry her. As her father, the fierce Hagen, will not consent, Hetel's warriors Wate, Fruote and Hôrand carry her off. Hagen pursues them to Denmark, but in the fight which follows he is nearly killed by Wate. Finally a reconciliation takes place and Hilde is allowed to marry Hetel. In the second part Hartmuot and Herwig are suitors for Kûdrûn, the daughter of Hetel and Hilde. The latter is at length accepted, but Kûdrûn is carried off by Hartmuot and his father Ludwig (Ludewîc). A pursuit follows and Hetel is killed by Ludwig. Kûdrûn is kept at Hartmuot's home for seven years, harshly treated by his mother Gerlind, because she will not consent to become his wife. At last Herwig and her brother Ortwîn with the warriors Wate, Fruote and Hôrand come and rescue her. Ludwig is killed but Hartmuot is spared at Kûdrûn's intercession.

In conclusion mention must be made of some fragments of a poem dealing with Walther and Hildegund. The subject seems to have been identical with that of Ekkehard's Waltharius. Reminiscences of other ancient stories are occasionally to be found in poems of a romantic character. Among these we may note especially the poem Herzog Friedrich von Schwaben, a portion of which seems to be derived from the story of Weland.

The North German dialects have no poetry of this type, except a few ballads dating from much later times, of which the most important is one on Eormenric's death. But a great mass of legend, derived chiefly from North German sources, is preserved in the Norse work Thiðreks Saga af Bern, which dates from about the middle of the thirteenth century. The characters are for the most part identical with those which figure in the High German epics, Dietrich von Bern, Ermenrich, Witege, Walther, Siegfried etc. Traces of poems of much earlier date have been sought in several Latin chronicles. Besides the references in the Annals of Quedlinburg, to which we have already alluded, mention may be made of the Saxon stories given by Widukind and the Translatio S. Alexandri, especially that of the victory over the Thuringian king Irminfrith.

The vernacular poetry of the Langobardi has entirely perished, but a number of stories given by the Latin historians[Pg 10] are thought to be based on early poems. The first and most striking of these is the account of the battle with the Vandals, in which the two armies appeal for victory to Wodan and Fria respectively[5]. A similar origin has been claimed for several other narratives, such as that of Alboin's visit to Turisind, king of the Gepidae, and more especially the story of Authari and Theudelinda[6].

The Gothic historian Jordanes states (cap. 5) that his compatriots were wont to celebrate the deeds of their famous men in poetry, and it is probable that many of the legends which he gives were ultimately derived from such poems. Among them we may include not only the story of Filimer and the migration to the Black Sea (cap. 4)—in which case ancient poems are expressly mentioned—but also perhaps that of the first migration under Berig (ib.) and some part of the account of Ostrogotha (cap. 16 f.), as well as the incidental reference to Vidigoia's death (cap. 34). In the story of Hermanaricus also several incidents, notably the death of Sunilda and the vengeance subsequently exacted by her brothers Sarus and Ammius (cap. 24), suggest a tradition preserved in poetic form.

No Scandinavian country except Iceland[7] has preserved any early poems in its native language. The ancient literature of Iceland however is peculiarly rich in secular narrative poetry. Moreover though the earliest of these poems are probably quite two centuries later than Beowulf, they are entirely free from Christian influence. Indeed it can hardly be doubted that a considerable proportion of them date from heathen times.

It will be convenient to begin with the collection of poems usually known as the Older Edda. These are all anonymous; but most of them are generally believed to belong to the tenth century, while a few may really have been composed in Norway at a still earlier date. Eleven of these poems deal exclusively, or almost exclusively, with gods, giants and other supernatural [Pg 11]beings, and hence stand quite apart from the class of poetry with which we are concerned. But since we shall have to refer to them occasionally in the following pages it will be convenient here to give a brief synopsis of their contents.

Völuspá is a mythological poem in the form of a speech delivered to the god Othin by a sibyl whom he is consulting. It deals with the origin of the world, the history of the gods and their coming fate. Hávamál is a collection of proverbial wisdom and moral precepts of the heathen age, with occasional references to myth and ritual. Vafþrúðnismál describes how Othin visited the giant Vafþrúðnir and entered into a contest with him in mythological lore. The subject of Grímnismál is a visit paid by Othin in disguise to a king named Geirröðr, who tortures him. Othin gives a long discourse on mythological matters and finally reveals himself, whereupon the king stumbles over his sword and dies. Skírnismál relates how Skírnir, the servant of the god Frey, was sent to obtain for his master the hand of the giantess Gerðr, of whom he had become passionately enamoured. Hárbarðslióð is taken up with an altercation between the god Thor and a ferryman called Hárbarðr (generally supposed to be Othin), who refuses to take him over a strait. Hýmiskviða gives an account of Thor's adventures when he went to visit the giant Hýmir. Lokasenna is occupied with a number of scandalous charges brought by Loki against various gods and goddesses who have been invited to a feast by Aegir. Thrymskviða relates how the giant Thrymr, having obtained possession of Thor's hammer, demanded the goddess Freyia as his bride, and how Thor came disguised as Freyia and slew the giant. Alvíssmál is a dialogue between Thor and the dwarf Alvíss, who is a suitor for his daughter. Thor detains the dwarf with questions on the various names of natural objects and phenomena until the fatal moment of daybreak. Vegtamskviða describes how Othin went to consult a sibyl on the impending fate of Balder.

In addition to these pieces, all of which probably come from one collection, there are two semi-mythical poems contained in other works. Rígsmál or Rígsþula relates how a certain Rígr (identified in the introduction with the god Heimdallr) became[Pg 12] the progenitor of the three classes of men—the characteristics of which are described at length. Hyndlulióð is mainly a genealogical poem, narrating how Freyia went to consult the giantess Hyndla as to the ancestry of her devotee, Óttarr the son of Innsteinn. It contains also some purely mythological matter which is generally supposed to have come from a separate poem. Here also we may mention two pieces known as Grógaldr and Fiölsvinnsmál, which clearly belong together. In the former Svipdagr calls up the spirit of Gróa, his mother; in the latter he comes to the enchanted abode of Menglöð and, after many questions with the gatekeeper, is at length recognised as her destined lover. In much later times we find Swedish and Danish versions of the same story, and there can be little doubt that it is really a folk-tale.

The purely mythological poems of the Edda are followed by Völundarkviða, which gives a fairly full account of the story of Völundr (Weland). It describes how Völundr and his brothers obtained as their wives three swan-maidens, who after eight years deserted them. Then Völundr is captured by a king named Níðuðr, hamstrung and compelled to work as his smith. Völundr executes vengeance on the king's sons and daughter (Böðvildr) and then flies away.

The next poem, Helgakviða Hiörvarðssonar, gives in dialogue form a somewhat complicated story of the adventures of a king named Hiörvarðr and his son Helgi. A different Helgi, the son of Sigmundr, is the subject of the two following poems, Helgakviður Hundingsbana. Both poems relate how the hero overthrew a king named Hundingr and how he was afterwards summoned by Sigrún, the daughter of Högni, to save her from marriage to a prince named Höðbroddr, whom she detested. The first poem ends with Helgi's victory over Högni and Höðbroddr; but the second goes on to describe how Dagr, the son of Högni, subsequently slew Helgi in revenge for his father. Sinfiötli, the son of Sigmundr, figures in both poems, but Sigurðr is not mentioned.

The next poem, Grípisspá, probably a late work, gives a summary of the adventures of Sigurðr, the son of Sigmundr, in the form of a dialogue between the hero and his uncle Grípir,[Pg 13] who is endowed with prophecy. This is followed by three pieces which may really be parts of one original poem. The first (commonly called Reginsmál) relates how three of the gods, Othin, Hoenir and Loki, killed a certain Otr, the son of Hreiðmarr. Having to pay compensation to the father, Loki robbed a dwarf, named Andvari, of his gold. Andvari laid a curse on the gold, and Hreiðmarr was soon killed by his own son Fáfnir, who subsequently turned into a serpent.[8] Reginn, Fáfnir's brother, betook himself to Sigurðr and became his attendant. The poem then goes on to describe how a certain Hnikarr (Othin) guided Sigurðr on an expedition he undertook against the sons of Hundingr. In the next piece (Fáfnismál) Sigurðr at Reginn's instigation attacks and kills Fáfnir. Then, finding that Reginn is plotting treachery, he slays him also and carries off Fáfnir's gold. In the third (Sigrdrífumál) Sigurðr finds and wakens a maid named Sigrdrífa, a valkyrie who has been punished by Othin with an enchanted sleep. She imparts to him much magical lore; but the close of the poem is lost owing to a lacuna in the MS.

Of the following nine poems six—Sigurðarkviða I (a fragment), Guðrúnarkviða I, Sigurðarkviða II (hin skamma), Guðrúnarkviða II (hin forna), Atlakviða and Atlamál—deal with practically the same events as the Nibelungenlied. But unfortunately, owing to the lacuna in the MS. several poems at the beginning of the series have been lost. Hence in order to obtain a full account of the story it is necessary to refer to the Völsunga Saga (see below), which used the lost poems as well as the others.

The chief variations from the German version of the story are as follows: (i) Sigmundr has been killed before the birth of Sigurðr (Siegfried) by the sons of Hundingr. (ii) The wife of Sigurðr is called Guðrún, Grímhildr being the name of her mother and Giúki that of her father. (iii) Brynhildr is the sister of Atli (Etzel). In several authorities[9] she is identified with the valkyrie [Pg 14]of Sigrdrífumál, and it is stated that she and Sigurðr had exchanged vows of love; but Sigurðr's love was subsequently turned to Guðrún through a magic potion given him by Grímhildr. (iv) Högni (Hagen) is the brother of Gunnarr (Gunther); and in place of Gernôt and Gîselher there is another brother named Guthormr. It is the last-named who actually kills Sigurðr, and he is himself killed by the dying man. Brynhildr then puts herself to death and is burned with Sigurðr. (v) The death of Gunnarr and Högni is attributed to Atli. Guðrún on the other hand warns her brothers of the treachery awaiting them, and subsequently avenges their deaths by killing Atli and the children he had had by her.

Interspersed among these poems are three others connected with the same story, but dealing with incidents unknown to the German version. The Helreið Brynhildar describes how Brynhildr on her way to Hell encounters a giantess, to whom she tells the story of her life. Guðrúnarkviða III relates how Guðrún was accused to Atli of adultery with Thióðrekr, but established her innocence by the ordeal. In Oddrúnargrátr a sister of Atli named Oddrún comes to Borgný, the daughter of a certain Heiðrekr, to relieve her in her travail, and gives an account of the relations between herself, Brynhildr and Gunnarr.

The last two poems—Guðrúnarhvöt and Hamðismál—are concerned with the story of the attack upon Iörmunrekr (Hermanaricus), to Jordanes' account of which we have already alluded (p. 10). Here the story is connected with the preceding poems[10] by the fact that Svanhildr (Sunilda) is represented as the daughter of Guðrún and Sigurðr, while Hamðir and Sörli (Ammius and Sarus) are said to be the sons of Guðrún and a certain Iónakr, whom she had married after Atli's death. In the first poem Guðrún incites her sons to avenge their sister and then bewails her many misfortunes. The second describes the actual fighting, preceded however by the account of a quarrel in which Erpr, a stepson of Guðrún, is killed by his half-brothers. To his death is attributed the fact that Iörmunrekr, [Pg 15]was able to survive the onslaught, though he lost both hands and both feet.

The prose Edda (Skaldskaparmál, cap. 43) contains a poem, Grottasöngr, which gives the story of two giant maidens who had to grind gold and peace for the Danish king Fróði. At the end there is an allusion to Halfdan and Hrólfr Kraki (see below). Besides this we have, both in the prose Edda and elsewhere, a number of fragments of poems, some of which refer to Sigurðr and his family and some to other stories. Among the latter mention may be made especially of a poem Biarkamál, which celebrated the achievements of the Danish king Hrólfr Kraki and the heroism of his retinue in the battle wherein he lost his life. In Hervarar Saga large portions of an early poem relating to the Goths and Huns have been preserved.

In addition to the poems enumerated above, all of which are anonymous, we have also a number of works by known poets. Most of these deal either wholly or in part with contemporary persons and events. The earliest date from the ninth century and are of Norwegian origin. Probably the oldest of all are the fragments of Bragi Boddason, the chief of which is a description of his shield (Ragnarsdrápa). From the reign of Harold the Fair-haired several poems are known, though nearly all of them are in a very fragmentary condition. Among them may be mentioned especially the Ynglingatal of Thióðolfr of Hvín, a genealogical poem which traces the descent of Rögnvaldr, a cousin of Harold, from the ancient kings of the Swedes and the god Frey. Another famous work by the same poet was the Haustlöng, which dealt with mythological subjects. Next perhaps in importance to Thióðolfr was Thórbiörn Hornklofi, from whom we have fragments of two poems (Hrafnsmál and Glymdrápa), celebrating the exploits of Harold. Somewhat later we hear of a poet named Goððormr Sindri, who is known chiefly from the remains of a work (Hákonardrápa) in honour of Haakon I. A famous fragment (Eireksmál) by an unknown poet, dating from shortly after the middle of the tenth century, celebrates the death of King Eiríkr Blóðöx and his reception by Othin in Valhalla. From this is copied the Hákonarmál of Eyvindr Skaldaspillir, celebrating the death of Haakon I at the battle of[Pg 16] Fitje (A.D. 961). The same poet also composed a genealogical poem (Háleygiatal) in imitation of Ynglingatal. In it he traced the ancestry of Haakon, earl of Lade, who ruled Norway from about 975 to 995, back through the kings of Hálogaland to Othin and Skaði.

From this time onwards the cultivation of poetry seems to have been almost entirely limited to Icelanders, many of whom resided largely at the courts of various Scandinavian kings. Among them the most noteworthy and almost the earliest was Egill Skallagrímsson, who lived from about 900 to 982. He is known chiefly from the Höfuðlausn, composed for Eiríkr Blóðöx in England, the Arinbiarnardrápa, in honour of his friend Arinbiörn, and the Sonatorrek, an elegy over one of his sons. Of his younger contemporaries perhaps the best known are Kormakr Ögmundarson and Einarr Helgason. The latter is famous chiefly for his poem Vellekla, in which he celebrated the exploits of Earl Haakon. Many other distinguished poets flourished during the following half century—down to the time of Harold III (Harðráði)—but it is not necessary here to discuss their works.

By the time of Harold III the composition of prose narratives or sagas (sögur) had already begun to be cultivated by Icelanders, though it was not until towards the end of the following century that they were first committed to writing. Many sagas are based on old narrative poems; as for instance Ynglinga Saga, which is largely a paraphrase and expansion of Ynglingatal. Völsunga Saga, which gives the stories of Helgi, Sigurðr, Guðrún and Svanhildr, is derived mainly from the poems of the Edda, though it has used other materials. The earlier part, dealing with Sigmundr and his ancestors seems to have drawn upon some lost poems. In Sörla Tháttr[11] we meet with a story—found also in the prose Edda (Skaldsk. 50) and alluded to in Bragi's Ragnarsdrápa—which is clearly connected with that of the first part of the German poem Kûdrûn. Hildr, the daughter of Högni, is carried off in her father's absence by his friend Heðinn. They are overtaken and a battle follows, in which all the combatants are killed. Hildr by magic spells [Pg 17]rouses the slain each night to renew the battle. In Hrólfs Saga Kraka we have an account of the Danish kings Helgi and Hróarr, the sons of Halfdan, and of Helgi's son, Hrólfr Kraki, which seems to be derived ultimately from old poems like Biarkamál. Certain incidents in the story, such as Hrólfr's dealings with the Swedish king Aðils, are related also in other sagas. The same characters figured prominently in Skiöldunga Saga, of which we have little except an abridged Latin translation. This saga also related at length the stories of Haraldr Hilditönn, Sigurðr Hringr and Ragnarr Loðbrók, parts of which are known also from other sources, especially Ragnars Saga Loðbrókar and the Tháttr af Loðbrókar sonum.

Among Latin authorities the most important is the great Danish History (Gesta Danorum) of Saxo Grammaticus, which dates from the end of the twelfth century and contains metrical translations or paraphrases of many old poems. Of these perhaps the most noteworthy are the Biarkamál and some of the poems attributed to Starkaðr (Starcatherus), particularly those addressed to Ingialdr (Ingellus). Here also we find a detailed account of the tragic story of Hagbarðr and Signý, which is very frequently alluded to in Old Norse poetry. Hagbarðr belonged to a family which was involved in vendetta with the Danish king Sigarr. But having fallen in love with Signý, the king's daughter, he visited her disguised as a woman—an adventure which ended in his being discovered and condemned to death. Signý and all her maidens destroyed themselves when he was led to the gallows. Many other stories are given entirely in prose, among them those of Heðinn and Högni, Iörmunrekr and Helgi Hundingsbani, though no mention is made of Sigmundr or Sigurðr. The adventures also of Haraldr Hilditönn and Ragnarr Loðbrók are related at considerable length. Lastly, we may mention a story which is not recorded by any Icelandic authority, namely that of the single combat fought by Uffo the son of Wermundus. It deserves notice here on account of its obvious identity with the English story of Offa.

In the course of this chapter we have reviewed briefly the secular narrative poetry produced by the various Teutonic peoples down to the end of the tenth century. In the case of[Pg 18] works by historical Norwegian and Icelandic poets, owing to the abundance of material, we have restricted ourselves to mentioning only the leading names. Elsewhere we have endeavoured to give a more or less complete summary. On the other hand, among works dating from later than the tenth century, we have taken into consideration only those which are concerned with stories of ancient times. The stories themselves will be discussed in the following chapters.

FOOTNOTES:

[1] Cf. Brandl in Paul's Grundriss d. germ. Philol.2, II pp. 1083 ff., 1087 f.

[2] Academy, 1896, I 137; cf. Brandl, op. cit., p. 1085.

[3] This remark applies more especially to the poems on Brunanburh and Maldon in the later group.

[4] Saxo Poeta, who wrote about 890, speaks of uulgaria carmina which celebrated Pippinos Carolos Hludowicos et Theodricos et Carlomannos Hlothariosque (Mon. Germ., Script. I 268). But it is usually held that these words are due to a mistaken inference from Einhard, whose work he was using.

[5] Origo Gentis Langobardorum (Mon. Germ., Script. Rerum Langobard., p. 2 f.); Paulus Diaconus, Hist. Lang. I 8.

[6] Cf. Kögel, Geschichte d. deutschen Litteratur, I p. 115 ff.

[7] The poems were not all composed in Iceland. Many of the earliest doubtless came from Norway, others perhaps from the British Isles, while others again are referred to Greenland.

[8] Called a dragon (dreki) in Völsunga Saga.

[9] Helreið Brynh. (str. 7 ff.) and the prose versions (Skaldsk. 41, Völs. S. 20). It is a much debated question whether the two are identified also in Fáfnismál, str. 40 ff. In Grípisspá they seem clearly to be separated.

[10] The death of Svanhildr is mentioned also in Sigurðarkviða II, where it is attributed (as in the prose authorities) to the evil counsel of a certain Bikki, an adviser of Iörmunrekr.

[11] Fornaldar Sögur Norðrlanda, I p. 391 ff.

[Pg 19]


CHAPTER II.
THE HEROIC AGE OF THE TEUTONIC PEOPLES.

It will not have escaped notice that a large proportion of the stories described or alluded to in the preceding chapter are found in the literature of more than one nation. The most casual reader could not fail to observe the identity of the story of Sigurðr and Guðrún, as given in the Edda and Völsunga Saga, with that of Siegfried and Kriemhild related in the Nibelungenlied. Equally obvious is the connection between the story of Iörmunrekr and Svanhildr in the same Scandinavian authorities and that of Hermanaricus and Sunilda given by Jordanes. A still closer resemblance is furnished by the Anglo-Saxon poem Waldhere and the German-Latin Waltharius. The connection between the German poem Kûdrûn and the Scandinavian story of Heðinn and Högni is perhaps less striking, but not open to question. The brief references to the story of Weland and Beaduhild in the Anglo-Saxon poem Deor are quite sufficient to prove its substantial identity with that told in Völundarkviða.

In other cases the same characters appear, though the incidents related are different. Eormenric (Ermenrich) is a prominent figure in Anglo-Saxon and German poetry, as well as in Scandinavian and Gothic records. The Wudga and Hama of Widsith (Waldhere and Beowulf) and the Theodric of Waldhere are clearly identical with the Witege, Heime and Dietrich von Bern of the German epics, while Theodric figures also, though not prominently, in the Edda. Of all the Edda poems[12] those which show the least connection with non-Scandinavian poetry are the three Helgakviður. Yet Sinfiötli, as well as Sigmundr, [Pg 20]is mentioned in Beowulf (under the form Fitela) and there are traces that his name was once known in Germany.

We may observe that in Beowulf it is only the persons mentioned in casual references and in episodes lying outside the main action of the story, such as Sigemund, Eormenric, Hama and Weland, to whom we find allusions in German poetry. On the other hand most of the chief characters of the poem are well known from Scandinavian records, though not in connection with precisely the same incidents. There is no doubt as to the identity of the Danish kings Healfdene, his sons Hrothgar and Halga, and Hrothwulf the nephew and colleague of Hrothgar, with Halfdan, his sons Hróarr and Helgi and Helgi's son, the famous Hrólfr Kraki—all likewise kings of the Danes. Equally obvious is the identity of the Swedish prince Eadgils the son of Ohthere with Aðils the son of Óttarr in Ynglingatal, while his uncle and opponent Onela is clearly the same person as Aðils' opponent Áli, although the latter is represented as a Norwegian in Old Norse literature. Further, the episode in which Ingeld is incited by an old warrior to avenge his father Froda is evidently to be connected with certain poems given by Saxo, in which the old warrior Starcatherus rouses Ingellus to avenge his father Frotho. Among other persons mentioned in the poem Scyld is doubtless to be identified with the Skiöldr of Scandinavian tradition; probably also Heremod with the Hermóðr of Hyndlulióð and Weoxtan with the Vésteinn of the Kalfsvísa[13]. To the identification of Beowulf himself with the Biarki of Scandinavian tradition, which is doubted by some scholars, we shall have to return later.

The characters of the Finn fragment are much less easy to trace elsewhere. Two of Hnaef's warriors named Ordlaf and Guthlaf are probably to be identified with two Danish princes, Oddlevus and Gunnlevus, mentioned in Skiöldunga Saga; but there is nothing to show that Sigeferth is identical with Sigurðr the son of Sigmundr. In Widsith however we find a large number of persons who are well known from Continental and Scandinavian authorities. Besides Eormenric, Wudga, Hama, Offa, Hrothgar, Hrothwulf and Ingeld, of whom we have already spoken,[Pg 21] we hear of Aetla, king of the Huns (Atli, Etzel), Guthhere and Gifeca, kings of the Burgundians (i.e. the Gunnarr and Giúki of the Edda), and Sigehere, king of the Danes (i.e. probably Sigarr, the father of Signý), as well as the Goths Eastgota the father of Unwine (i.e. Jordanes' Ostrogotha the father of Hunwil), Becca (probably Bikki, the evil counsellor of Iörmunrekr) and the Herelingas, Emerca and Fridla, who are doubtless to be identified with the Embrica and Fritla, nephews of Eormenric, mentioned in the Annals of Quedlinburg and elsewhere. It is more than probable also that in v. 21: "Hagena ruled the Holmryge and Heoden (MS. Henden) the Glommas," we have an allusion to the story of Heðinn and Högni (the Hetel and Hagen of Kûdrûn). We may compare a passage of Deor (v. 35 ff.) which tells of a skilful minstrel of the Heodeningas named Heorrenda, presumably the Hôrand of the German poem.

These instances, though far from exhaustive, will be sufficient to show that the same characters recur again and again in the early narrative poetry of the various Teutonic peoples. In the last nineteen poems of the Older Edda (viz. those which deal with human beings) there is but one (Helgakviða Hiörvarðssonar) which introduces no characters known elsewhere. Among the early Anglo-Saxon poems treated on p. 1 ff. we find no such case, and the same is probably true of the German poems discussed on pp. 5, 7 ff. With the later Anglo-Saxon poems (p. 3) and the German historical poems of the ninth and following centuries the case is quite otherwise. The exploits of Aethelstan and Byrhtnoth are celebrated only in English poems, those of Ludwig III and other German princes only in the poetry of their own country. So also with the skaldic poems of the North. If these introduce any personal names known in the poetry of England or Germany they are names, like Sigmundr and Hermóðr, derived from earlier poems and not belonging to contemporary persons. Similarly neither English nor German poetry celebrates the deeds of Eiríkr Blóðöx or Haakon the Good.

The phenomena noted above seem to indicate that the poetic cycles with which we have been dealing have a common origin or at least that there was a considerable amount of borrowing[Pg 22] between poets of different nations. In order however to be able to form an opinion on this point it is necessary first to consider the following questions: (i) how far the characters and incidents of these poems are to be regarded as historical, (ii) to what period or periods of history they belong. We may note in passing that no doubt need be entertained as to the historical basis of the later group of Anglo-Saxon poems, of German poems such as the Ludwigslied or of the Northern skaldic poems—however much the true facts may be obscured by poetic embellishments.

It is clear enough that some of the characters of the common cycles are historical persons. Thus there can be no doubt that Aetla (Atli, Etzel), king of the Huns, is the famous Hunnish king Attila who died in 453. Again the Burgundian king Guthhere (Gunnarr, Gunther), who plays so prominent a part in the stories of Waldhere and Sigurðr-Siegfried, is clearly identical with the historical Burgundian king Gundicarius (Gundaharius), whose defeat in 435 by the Roman general Aetius is recorded by contemporary writers. Of his end Prosper says only that the Huns destroyed him together with his family and nation[14], and some scholars have denied that Attila had any part in this event[15]. But our knowledge of the course of events on or beyond the Roman frontier at this period is too slight to justify any confident statement on such a point. Of the other members of the Burgundian royal family Gifeca (Giúki) and Gislhere (Giselher) are mentioned in the laws of King Gundobad who died in the year 516[16].

[Pg 23]

The Gothic king Eormenric (Hermanaricus, Iörmunrekr) is another doubtless historical character. The account of him given by Jordanes seems indeed to be derived from tradition, handed down probably in poetic form; but the statement that he took his own life through fear of the Huns is confirmed by the strictly contemporary writer Ammianus Marcellinus (xxxi. 3. 1), from whom we gather that the event took place shortly after 370. He also states that Eormenric was a most warlike king and feared by the surrounding nations on account of his many brave deeds.

In Dietrich von Bern (the Theodric of Waldhere and the Thióðrekr of the Edda) we certainly have reminiscences of the Ostrogothic king Theodoric who ruled Italy from 489 to 526. The statement in the Hildebrandslied that he fled from the hostility of Ottachar and the story of the Rabenschlacht recall his campaigns with Odoacer, which culminated in the surrender of Ravenna in 493. But it cannot possibly be true that he was present at Attila's court, where we find him in the Edda and in German poetry, much less that he had any dealings with Eormenric. The former mistake is generally attributed to confusion between Dietrich and his father Dietmar (Thiudemer), who is known to have been with Attila. The other error however is more difficult to account for and will require to be discussed later.

It is commonly held that in the poems dealing with Wolfdietrich[17] the hero and his father Hugdietrich represent a confusion of the Frankish kings Theodberht (r. 534-548) and his father Theodric I (r. 511-534). In this case however it must be confessed that the resemblances are extremely slight. The application of the name Hugo Theodoricus to Theodric I in the Annals of Quedlinburg cannot at best prove more than that the chronicler identified the two.

The identification of characters which figure in stories relating to the northern kingdoms is naturally more difficult, since references to such persons by contemporary Roman[Pg 24] historians are extremely rare. One safe instance however is furnished by the incident, referred to several times in Beowulf, of Hygelac's disastrous expedition against the Franks and Frisians. Gregory of Tours (III 3) and the Gesta Francorum (cap. 19) mention a very serious raid on the lower Rhine by a king of the Danes named Chocilaicus, which ended in his defeat and death through the arrival of an army under Theodberht. The Liber Monstrorum (I, cap. 3[18]), a work of perhaps the seventh century, states that the bones of a certain Getarum rex Huiglaucus, who had been slain by the Franks, were preserved on an island at the mouth of the Rhine. There can be no question that the person referred to in these passages is the Hygelac of Beowulf. The date of the expedition, though not precisely fixed by any authority, may safely be placed within a few years of 520.

Most of the Danish and Swedish princes common to Beowulf and the Northern authorities are now generally regarded as historical characters, though we have no reference to them in contemporary documents. It is to be noted in the first place that though the persons themselves are common to the two traditions, English and Northern, they are not as a rule mentioned in connection with the same incidents. Further, there is no evidence for communication between England and the Baltic during the seventh and eighth centuries. This renders it probable that the two records go back independently to a time at which persons who remembered Hygelac's younger contemporaries might still be alive.

Lastly a few words must be said with regard to the stories of Haraldr Hilditönn, Sigurðr Hringr and Ragnarr Loðbrók. The sons of Loðbrók are well known from contemporary historical documents through their piratical expeditions, more especially the great invasion of England in 866. Moreover, though the references to Loðbrók himself are rare and doubtful, it is clear enough that the king Ella who is said to have put him to death was the Northumbrian usurper Aella, who reigned from 863 to 867. Loðbrók's father Sigurðr Hringr has been identified with a certain Sigifridus whose conflict with another Danish king named Anulo is recorded in a number of Latin[Pg 25] chronicles under the year 812, and Anulo himself with that Óli who is represented as Sigurðr's ally at the battle of Brávík. Lastly, it has been suggested that a reference to Haraldr Hilditönn may quite possibly be preserved in the description of Anulo as nepos Herioldi quondam regis[19]; for according to Saxo (p. 250) Óli was the son of Haraldr's sister and eventually succeeded him on the Danish throne.

The above identifications[20] are sufficient to show that historical characters are introduced into most of the stories with which we have been dealing. Further—and this is a very remarkable fact—apart from the last cycles embracing Haraldr Hilditönn and Ragnarr Loðbrók, which are entirely confined to Northern literature, all the historical personages whom we have been able to identify belong to a period extending over barely two centuries. Eormenric flourished in the latter half of the fourth century, Attila and the Burgundian kings in the first half of the fifth; Theodric towards the end of the same century and in the first quarter of the sixth. Hygelac again was a contemporary of Theodric; while Wolfdietrich, if he is rightly identified with Theodberht, died in 548. In the stories which form the common themes of English, German and Scandinavian poets we find no mention of historical persons who lived after the middle of the sixth century.

Now it will be clear that the cycles of stories dealing with Ragnarr Loðbrók and his ancestors are really, like the skaldic poems, to be compared with German and English works such as the Ludwigslied and the poem on the battle of Brunanburh. The difference in tone is sufficiently accounted for by the social conditions of the Viking Age, which were wholly different from those which prevailed in the Christian kingdoms.

The statement that the common cycles of tradition mention no historical characters later than about 550 ought perhaps to be qualified in one case. Paulus Diaconus (Hist. Lang. I 27) says [Pg 26]that the praises of Alboin, king of the Langobardi, who died in 572 (or 573), were sung by the Saxons, Bavarians and other peoples; and it has been suggested that his account of certain incidents in Alboin's career is derived from poetic sources. Further, we find the generosity of the same king celebrated in the Anglo-Saxon poem Widsith, where he is apparently the latest person mentioned. Hence there is some ground for including him among the characters of common Teutonic poetry—which will involve our extending the lower of the chronological limits fixed above by about twenty years. Yet it is not clear that Alboin figured in any poems which can properly be called narrative, except perhaps among his own people.

On the other hand some of the Gothic heroes recorded by Jordanes, if we are to trust his chronology at all, must be referred to times long anterior to the middle of the fourth century. Apart from Gothic tradition the only mention of any of these persons occurs in a brief passage in Widsith (v. 113 f.): "(I have visited) Eastgota, the wise and good father of Unwine." Now Ostrogotha is brought by Jordanes into connection with the Emperor Philip (v. 244-249). He is mentioned also by Cassiodorus (Var. XI 1) as one of the ancestors of Amalasuintha and as a prince renowned for forbearance (patientia). In spite of his suspicious name what is said of him by Jordanes seems to point to a genuine tradition. But if so, even setting aside both the reference to Philip and the genealogy given by Jordanes in cap. 5, he is probably to be referred to a time anterior to the upper limit fixed above. Into the story of Filimer and the migration we need not enter, as there is no reason for supposing it to be anything but a purely Gothic tradition. The story of the Langobardic victory over the Vandals (cf. p. 10) is probably of a similar character.

There remain of course a number of stories which contain no names of persons mentioned in contemporary records. The story of Finn is in Beowulf connected, rather loosely, with Healfdene, Hrothgar's father. Hence if the incidents which it relates are to be regarded as historical, they must be dated somewhat earlier, though certainly not more than a century earlier, than Hygelac's expedition. The story of Offa and his[Pg 27] father Wermund must be referred to a still earlier period if we are to trust the evidence of the Mercian genealogy in which these persons figure. I have tried elsewhere[21] to show that the Athislus, who in Saxo's version of the story appears as Wermund's enemy, is probably to be identified with the Eadgils prince of the Myrgingas mentioned in Widsith. The latter is represented as the contemporary of Eormenric, and the date thus obtained agrees with that given by the genealogy. The story of Weland, if it contains any historical element, should be placed perhaps slightly further back; for in Waldhere, as well as in many German authorities, including Thiðreks Saga, Weland is said to be the father of Widia (Wudga, Witege). The latter is often associated with Eormenric[22], and there can be little doubt that he is to be identified with the Gothic Vidigoia who is mentioned as a hero of the past by Jordanes (cap. 34) in a quotation from Priscus[23]. For the story of Hagbarðr and Signý a date is afforded by a poem attributed by Saxo (p. 214) to Starkaðr. The poet, who in his old age served Ingellus, i.e. Ingeld, the son-in-law of Hrothgar, says that he had followed Haki, the brother of Hagbarðr, in his early youth. In Ynglinga Saga (cap. 23) Haki is made to fight with the Swedish king Iörundr, four generations above Aðils, but this genealogy cannot be entirely correct.

The only important stories which remain are those of Fróði the Peaceful and Heðinn and Högni. In Saxo's history (p. 158 ff.) the two are brought into connection with one another, and it is certainly to be noted that a Fruote von Tenemarke plays rather a prominent part in Kûdrûn, especially the first portion. But Fróði is associated with different sets of persons in different works, and his resemblance to the god Frey rather suggests that he was regarded as the typical representative of a Golden Age in the past. The story of Heðinn and Högni is very difficult to locate, both in regard to time and scene. Widsith however, which is our earliest authority for it, represents [Pg 28]Hagena (Högni) as king of the Holmryge, who appear to have dwelt in eastern Pomerania. Since the whole of the south coast of the Baltic had probably become Slavonic by the end of the fifth century, it is at all events unlikely that the story refers to any period after this.

We shall have to discuss later how far these stories are to be regarded as historical and to what extent the characters and incidents with which they deal are to be attributed to myth or fiction. Here it is sufficient to point out that with the exception of the story of Heðinn and Högni, the connections of which are obscure, all the stories which we have just been discussing are referred by our authorities to generations anterior to the characters of Beowulf. Hence we may safely conclude that the period embraced by the common poetry and traditions of the various Teutonic peoples—what we may call the Heroic Age of these peoples—had come to an end by the middle of the sixth century or at least by the death of Alboin. Its upper limit must in view of the evidence given above be set from two to three centuries back—probably three centuries if we include the story of Ostrogotha.

These limitations are clearly such as to call for some attempt at explanation. Why do the cycles of story which are common to the various Teutonic peoples mention no historical character later than Alboin? Before we can hope to give a satisfactory answer to this question, a number of other phenomena will have to be taken into account. One or two observations however will not be out of place here.

The period extending backwards from two to three centuries before the reign of Alboin coincides with what is generally known as the Age of National Migrations (Völkerwanderungszeit). It was during this period that many of the Teutonic nations broke through the frontiers of the Roman empire and carved out for themselves extensive kingdoms within its territories. Among these were the realms of Guthhere and Theodric, and in part also that of Attila. There is no doubt that in all these cases the conquest of the Roman provinces brought with it a great accession of wealth and profoundly affected the life of the invaders.

[Pg 29]

The same period witnessed the conversion of most of the continental Teutonic peoples to Christianity, another change which produced far-reaching effects upon them. Yet it is not clear at first sight how this change is connected with the chronological limitation of the stories, for while some of the chief characters, Attila for instance and doubtless Eormenric, were heathens, others such as Theodric were certainly Christians. The change of faith is not a motive which plays any part in the stories themselves.

Whatever weight we may be disposed to attach to these observations, it should be noted that they do not seem to apply to every case. Thus we shall see in the course of the next chapter that Danish characters figure more prominently than those of any other nation, not only in Scandinavian but also in English records, throughout the period ending with Hrólfr Kraki. Yet the Danes took no part, collectively at least, in the movements against the Roman Empire, nor did Christianity penetrate to them before the ninth century. It is worth remarking therefore that stories relating to Denmark stop where they do, and that for centuries after the time of Hrólfr we can scarcely give the name of a single Danish prince.

In the following chapters it will be convenient to speak of the period which we have been discussing simply as the Heroic Age. The term 'heroic poetry,' as a translation of Heldendichtung or Heltedigtning, may of course be applied in a sense to such works as Hákonarmál or the poem on the battle of Maldon, just as well as to Beowulf or the Hildebrandslied. But no ambiguity will arise if we limit the term 'heroic' here to what may be called the 'Teutonic' Heroic Age (das germanische Heldenalter), i.e. to the period embraced by the common poetry and traditions of the various Teutonic peoples.

FOOTNOTES:

[12] Except of course those which deal only with supernatural beings (p. 11 f.).

[13] Quoted in the prose Edda (Skaldskaparmál, cap. 66).

[14] Theodosio XV et Valentiniano IV coss. (A.D. 435): pax facta cum Vandalis.... eodem tempore Gundicarium Burgundionum regem intra Gallias habitantem Aetius bello obtriuit, pacemque ei supplicanti dedit, qua non diu potitus est. siquidem illum Hunni cum populo atque stirpe sua deleuerunt.

[15] The overthrow of Guthhere is ascribed to Attila by Paulus Diaconus in his Gesta episc. Mettensium (Mon. Germ., Scr. II p. 262), Hist. Misc. XIV (Muratori, Scr. I p. 97); but he is a late authority. On the other hand an anonymous Gaulish chronicle, which ends in the year 452, attributes the whole of the Burgundian disasters to Aetius: bellum contra Burgundionum gentem memorabile exarsit quo uniuersa pene gens cum rege per Aetium deleta (Mon. Germ., Chron. Min. I 660). But this seems to be due to the confusion of two events which Prosper clearly distinguishes (cf. Idatius, Chron., Theodosii ann. XII, XIII).

[16] Liber Legum Gundebati, cap. 3 (Mon. Germ., Leg., Vol. III p. 533): si quos apud regiae memoriae auctores nostros, id est Gebicam, Godomarem, Gislaharium, Gundaharium, patrem quoque nostrum et patruum, liberos liberasue fuisse constiterit, in eadem libertate permaneant.

[17] This cycle is supposed to have been known in England at one time, owing to the juxtaposition of the names Seafola (Saben) and Theodric in Widsith, v. 115. Theodric, king of the Franks, is mentioned in the same poem (v. 24).

[18] Cf. Berger de Xivrey, Traditions Tératologiques, p. 12.

[19] Einhardi Ann., 812 (Mon. Germ., Scr. I p. 199). Prof. Olrik (Nordisches Geistesleben, p. 44) apparently rejects this identification, as he places Haraldr Hilditönn not long after the time of Hrólfr Kraki.

[20] The list makes no claim to completeness. Thus several of the characters in Hervarar Saga (probably mentioned also in Widsith, v. 116 ff.) have been identified with historical persons of the fifth century. But the evidence is far from satisfactory.

[21] The Origin of the English Nation, p. 134 f.

[22] But also with Theodric. This is a question to which we shall have to refer later.

[23] Venimus in illum locum ubi dudum Vidigoia, Gothorum fortissimus, Sarmatum dolo occubuit (cf. also cap. 5).

[Pg 30]


CHAPTER III.
SCENE AND NATIONALITY IN THE HEROIC STORIES.

In the last chapter it was pointed out that the age covered by the heroic poetry and traditions of the Teutonic peoples coincides with a clearly marked period of history, extending over about two or possibly three hundred years, and coming to an end in the latter half of the sixth century. Something must now be said regarding the geographical and ethnographical limitations of the stories—the localities in which the scenes are laid and the nationalities to which the various characters belonged. The scenes are distributed over a considerable part of Europe, extending from Italy to Sweden and from western Russia to the Vosges and the Netherlands. The British Isles however seem to have lain outside the area, though in the late form in which some of the stories have come down to us, we do occasionally find references to them—generally to Scotland or Ireland—which are probably due to confusion with stories of the Viking Age. Indeed it is remarkable that the early Anglo-Saxon poems contain no reference to persons or events connected with this country. Further, except possibly in the case of the story of Hengest and Horsa, we have no evidence worth consideration that poems dealing with such subjects ever existed. Norway also is not made the scene of any of the main stories, though it is mentioned incidentally in English and German as well as Scandinavian poems. The Balkan peninsula figures only in the later German poems, while references to places in Italy are limited practically to the Dietrich (Theodric) and Wolfdietrich cycles.

[Pg 31]

Turning to the question of nationality we find the following peoples represented: (i) to the Goths belong Eormenric, Theodric, Wudga (Witege) and probably most of the heroes associated with them; (ii) to the Huns Attila; (iii) to the Burgundians Guthhere and his family; (iv) to the Rugii apparently Hagena (Högni), the father of Hild; (v) to the Franks Hugdietrich and Wolfdietrich, if the identifications are correct; (vi) to the Frisians Finn; (vii) to the Angli Wermund and Offa; (viii) to the Danes (a) Fróði the Peaceful, (b) Sigarr and his family, together probably with Hagbarðr and Haki, (c) Hrólfr Kraki and his family, perhaps also Froda (Frotho IV) and Ingeld; (ix) to the Götar Hygelac, Beowulf and their relatives; (x) to the Swedes (Svear) Aðils and his family.

It is somewhat remarkable that we have no stories dealing with Alamannic or Bavarian heroes, since the German poems which have come down to us are almost entirely derived from the territories of these peoples[24]. The Vandals too are unrepresented, and probably also the Visigoths, while the evidence for Frankish heroes is slight and rather unsatisfactory. Frankish nationality is claimed by most scholars for Siegfried, chiefly on the ground that Xanten is represented as his home in the Nibelungenlied[25]. Yet he is never called a Frank, and it is not clear that Xanten was in the possession of the Franks at the time to which the story refers. The same nationality may perhaps be claimed for Waldhere. In several German poems Langres is said to be his home, though he is also called a Spaniard, while Ekkehard makes his father king of Aquitaine[26]. To this question we shall have to return later. In any case both stories refer to a period considerably anterior to the real conquest of Gaul by the Franks, and it is certainly a curious fact that Clovis and his great achievements seem to be entirely unnoticed in poetry.

It appears then that though most of the principal Teutonic nations are represented in our stories the relative prominence [Pg 32]assigned to them does not at all correspond to what we should expect. Most remarkable is the fact that in stories relating to the Continent nearly all the chief characters (Eormenric, Theodric, Guthhere, Attila, etc.) belong to nations which had passed out of existence before the end of the sixth century. From Jordanes (cap. 5) we gather that the preservation of the early Gothic traditions was very largely due to the pride taken by that people in its own heroes of the past. Yet it is not easy to see how the survival of the stories which have come down to us can be ascribed to any such feeling.

Let us first examine the Anglo-Saxon poems. In Beowulf the scene is laid first in the land of the Danes and later in that of the Götar. The hero himself belongs to the latter nation, but in the earlier part of the poem the former are decidedly the more prominent. Taking it as a whole the interest is divided between the royal families of these two nations; the only other dynasty which comes in for any considerable share of attention is that of the Swedes. In the story of Finn the interest is centred in a prince and his followers who according to Beowulf were of Danish nationality and involved in hostilities with the Frisians. In Waldhere the hero and heroine, whatever their nationality, belong to Gaul, while their opponents are Burgundians. In Deor the interests are mainly, perhaps exclusively, Gothic. In Widsith the foremost characters are Eadgils, prince of the Myrgingas (a dynasty hostile to the Angli), and the Gothic king Eormenric; after them the English king Offa, the Danish kings Hrothgar and Hrothwulf, Guthhere, king of the Burgundians, Aelfwine (Alboin, king of the Langobardi) and several Gothic heroes. In all these poems there is no reference, as far as we know, to any person of English nationality except Offa and his relatives (Beow. 1944 ff.), nor except in Widsith is the name of the Angli even mentioned.

If we turn now to the Scandinavian records, which are entirely Norse (Norwegian-Icelandic), so far as the vernacular literature is concerned, the phenomena which confront us are on the whole very similar. As we might expect from the comparative lateness of our authorities the nationality of the various characters is not very clearly indicated. It is remembered that[Pg 33] Atli (Attila) belonged to the Huns and Iörmunrekr (Eormenric) to the Goths, but Gunnarr (Guthhere) is only once called lord of the Burgundians. As for Sigurðr, his later adventures are uniformly located in the Rhineland, but the history of his family is generally connected with Denmark, which is also the scene of Helgi's exploits. Most noteworthy however is the fact that Norway is only mentioned once in the Older Edda, namely in the prose of Helgakviða Hiörvarðssonar. In the sagas it is somewhat more prominent, e.g. in the account of Biarki's origin in Hrólfs Saga Kraka; but these passages are usually regarded as accretions to the original stories. Of course there are numerous other sagas which deal exclusively with Norwegian history and legend. These stories however are peculiar to Norwegian-Icelandic literature, and the earliest persons who figure in them, if we may regard them as historical, cannot have lived before the seventh century. In stories relating to earlier times the scene is practically always laid in Denmark or southern Sweden or in the lands south of the Baltic.

Even in the German poems national feeling has influenced the choice of subjects comparatively little. The poems in their present form are mainly Austrian or Bavarian. Yet except in the second half of the Nibelungenlied this region does not figure prominently[27], and even there the Bavarian characters that occur are generally believed to be rather late additions to the story. The chief characters of the story in its original form were clearly Burgundians and Huns, to whom the Goths may have been added at a fairly early date. The stories which deal with the Rhineland—those of Siegfried and Walther—may be derived ultimately from early Frankish poems; but this cannot be proved. Most of the others are concerned with Gothic heroes, the true scene of whose adventures is to be sought in Poland, Hungary, Italy and other countries which had ceased to be Teutonic before the time of our authorities. Theodric, it is true, seems to have become a national hero in the south-east, but this feature is prominent only in the latest poems, and even here it is clearly remembered that he belonged to Italy. But the most [Pg 34]remarkable case is that of Kûdrûn. The poem itself is probably Austrian, but the names which it contains show that the story is derived from Frisian sources. The scene is laid first in Ireland, then in Denmark and lastly in Normandy. Yet if we take into account the various Scandinavian versions and the references to the story in Anglo-Saxon poetry, there is every probability that it came originally from the Baltic.

This short discussion will suffice to show how singularly free the poems we have been discussing are from anything in the nature of national interest or sentiment. They are certainly national in the sense that the characters are drawn entirely, or almost entirely, from within the Teutonic world—for even Attila can hardly be regarded as an exception. But nationalism in the narrower sense, i.e. in the interests of the poet's own nation or tribe, seems to be altogether wanting. The interest is centred in one or more individual characters and in the various adventures that befall them. Sometimes, as in Beowulf, it does also embrace the history of the family to which these persons belonged, but the nation, apart from the royal family, is practically disregarded.

The contrast afforded by the historical poems of the ninth and tenth centuries[28] is sufficiently obvious. We have seen that these poems, whether English or German, uniformly deal with the poet's own nation. The poem on the battle of Brunanburh is an expression of national triumph. It is not concerned with the personal adventures of the king or his brother, but with the prowess of the English army as a whole. The bravery of the princes is certainly noticed, but they appear to be regarded as the champions and representatives of the nation. The Ludwigslied breathes on the whole a similar spirit, in spite of its strongly religious tone. Even in the skaldic poetry of the North traces of national pride are clearly discernible, as in Hákonarmál (v. 3), where Haakon, at the head of his Norwegian troops, is described as the terror of the Danes.

It may perhaps be urged that, though the poems which have come down to us have no national interest, they may be derived[Pg 35] from older poems which originated in the hero's own land. Thus many scholars believe Beowulf to be of Scandinavian origin in one sense or another, though the linguistic arguments which have been brought forward in favour of this view are not generally admitted. But there is a curious lack of uniformity in the national interests of the poem, as we have already seen. If it had been the chief intention of the original poet to glorify the Danish nation, he would not have ignored it as he has done in the latter part of the poem. On the other hand if his intention was to glorify the Götar he would hardly have begun with an account of the early kings of the Danes. The difficulty has been got over by supposing that the poem as we have it is of composite formation, and it may very well be that the second part of the poem is a later addition. But it is to be observed that somewhat similar phenomena occur in other cases. Thus the stories of Siegfried and Attila are connected both in the Nibelungenlied and the Edda, and there can be no doubt that the connection is of considerable antiquity. Yet the only common element in the two stories is supplied by the Burgundians, and the portraiture of their princes, especially that of the king, is hardly of such a character as to suggest its derivation from a poem composed for the glorification of the Burgundian nation.

The evidence then of Beowulf alone is scarcely sufficient to justify us in assuming more than that its author or authors were interested in the royal families of the North, and that they possessed a considerable amount of information regarding them. The account of the early kings of the Danes seems to be in the nature of a tribal or family tradition—to be compared with the early stories given by Jordanes, Paulus Diaconus and Widukind. Traditions of this kind are no doubt generally of a mythical character, and consequently their origin is to be sought in the particular locality or family with which they are concerned. We have no evidence that such traditions formed the main theme of stories which were common to the poetry of the various Teutonic peoples. But it is natural enough that a poet who was well acquainted with some royal family, whether that of his own[Pg 36] nation or not, would also know its traditions, and that he would utilise them incidentally or by way of introduction in a poem largely concerned with the fortunes of that family.

The main story of the poem stands on a different footing. Of course if it could be shown that the Danish princes who figure both in Beowulf and the various Scandinavian records were fictitious persons, who never really existed, we should be bound to hold that they were derived from a common story, probably of Scandinavian origin. But few scholars would now be willing to admit such a proposition. Certain incidents, such as the exhortation of Ingeld (Ingellus) by the old warrior (Starcatherus), may be held to point to a common origin in poem or saga; but most of the events narrated appear to have been either preserved by memory or invented independently.

With the stories of Sigurðr (Siegfried) and Waldhere the case is somewhat different. It is the opinion of the great majority of scholars that both these heroes are mythical or fictitious, in spite of the fact that they are associated with undoubtedly historical characters. If this view is correct—a question which we shall have to discuss later—we may conclude at once that the different versions of the two stories, Scandinavian and German in the one case, English and German in the other, have sprung from a common source, whether in poem or saga. But even if we take the opposite view, viz. that Sigurðr and Waldhere were real persons and that their adventures are founded on fact, it does not by any means follow that the different versions of their stories must have originated independently. Neither hero seems to have belonged to a family of outstanding position, nor were their exploits such as to influence the destiny of nations.[29] In the age of Hunnish supremacy scores of petty princes must have undergone somewhat similar adventures and distinguished themselves by similar deeds of heroism. Hence it can hardly be due to accident that the handful whose names we know were celebrated far and wide in the Teutonic world.

[Pg 37]

The story of Eormenric is again rather a different case. There can be no question that this king was a historical person, but the earliest detailed account which we possess of his doings, viz. that given by Jordanes, dates from nearly two centuries after his death. Now we find what is perhaps the most striking episode in Eormenric's story, namely the account of Swanhild and the vengeance attempted by her brothers, both in Jordanes and the Older Edda (Guðrúnarhvöt and Hamðismál) with comparatively slight variations. The chief feature wanting in Jordanes' account is supplied by the Annals of Quedlinburg.[30] How much truth the story contains we are not in a position to decide. But even if we grant that the main features are historical, the event can hardly have been of the first importance, since the attack seems really to have failed in its object. Ammianus Marcellinus says that Eormenric committed suicide owing to despair at the impending Hunnish invasion, and Jordanes recognises that his death was partly due to this cause. But in the later (Scandinavian and German) accounts it is entirely forgotten. Hence if we bear in mind the close agreement between the Gothic and Scandinavian versions of the story, not only in the names of the characters but also in the description of Swanhild's death, we can hardly help inferring that they are derived from a common narrative source.

In conclusion mention may be made of a story which appears to be definitely at variance with historical truth, namely the account of Attila's death given in the Edda poems Atlakviða and Atlamál. It is there stated that Attila was murdered with his two children by his wife Guðrún in revenge for her brothers (Gunnarr and Högni), whom he had treacherously put to death. Now Jordanes (cap. 49) says that Attila died from the bursting of a blood-vessel on the night of his marriage with a girl named Ildico. As his account is derived from Priscus, a contemporary and trustworthy writer, there can be little doubt that it is correct. Yet it should be observed that the Roman chronicler Marcellinus Comes, who wrote apparently a few years before Jordanes, says[Pg 38] that Attila died by the hand of a woman.[31] The account given in the Edda therefore is no invention of an Icelandic or Norwegian poet, but founded on a story which was current among the Romans within a century after Attila's death. Indeed considering the circumstances it is by no means unlikely that the story originated immediately after the event.

These examples will be sufficient to show that the subjects of many of our poems are derived from stories which passed from one Teutonic people to another and some of which were of great antiquity. Further, it is a proof of the popularity of these stories that they were preserved until comparatively late in the Middle Ages, in spite of the fact that they did not appeal to national interests. The question how they were preserved and transmitted is one which we shall have to discuss in the following chapters. We may note at once however that the most obvious means of preservation, namely by means of writing, was almost certainly not used to any great extent. Had that been the case the divergencies between the different versions of the stories would be far less noticeable than they are. Even in the case of Waldhere, which shows probably the least amount of variation, the Anglo-Saxon fragments show a treatment of the subject totally different from that which appears in Ekkehard's poem. Again, there is no evidence that the Roman alphabet was used in the North, except possibly by a few foreigners here and there, before the end of the tenth century, while the Runic alphabet, though it had been known for many centuries, seems not to have been employed for literary purposes until very late times. But, as we have already mentioned, some of the Edda poems date probably from the ninth century, and the story of Heðinn and Högni is used by the poet Bragi who lived apparently in the early part of that century. On the Continent of course the case is somewhat different. We have seen that Charlemagne did have a number of ancient poems written down; but there is nothing to show that his collection had any permanent influence. When the Quedlinburg annalist or his authority quotes the[Pg 39] heroic stories, perhaps some two centuries later, he refers not to any written works but to songs formerly current among the country people. It is doubtless by oral tradition therefore, whether in verse or prose, that the stories of the Heroic Age have mainly been preserved.

There can be no question that a large number of similar stories have perished. A glance through the catalogues of Widsith will show many names which otherwise are entirely unknown to us, and also an appreciable number which are not mentioned elsewhere in Anglo-Saxon literature, though they figure in German and Scandinavian records. It would scarcely be wise however to assume that all the stories of the Heroic Age were common Teutonic property. Thus we have no evidence for the story of Waldhere in the North[32], while stories dealing with Danish heroes seem to have been little known in Germany. The latter observation deserves notice all the more in view of the obvious popularity of such stories in England—a fact proved not merely by Beowulf and Finn, but still more by the prominence assigned to Danish characters in Widsith.

It will be convenient now to summarise briefly the results of our discussion. We have seen that the scenes of the heroic stories are distributed over most of the lands formerly occupied by the Teutonic peoples. Norway and England however, as well as the distant kingdoms of the Visigoths and Vandals, seem to lie outside the area. The heroes also are drawn from many nations, though not in the proportion which we should expect. Thus the Frankish nation, which ultimately became dominant, is but poorly represented, while the most prominent places are taken by peoples such as the Ostrogoths and Burgundians, which lost their nationality in the course of the sixth century.

We have further seen that a very large proportion of the characters of the heroic stories figure in the literature of two or more nations, and that frequently the same stories are told of them. In the latter case it is probable, indeed often practically certain, that the different versions of the story are ultimately derived from a common narrative. On the other hand, where the same characters are known but only in connection with[Pg 40] different events, such derivation can be proved only if it can be shown that the characters themselves are fictitious. This remark applies especially to a number of characters common to Beowulf and Scandinavian stories relating to Hrólfr Kraki and his times.

It is fully in accord with these facts that the heroic poems are not concerned at all—or at least only to a very slight degree—with local or tribal interests. Their tone indeed may be described as in a sense international, though with the restriction that characters and scenes alike are drawn exclusively from within the Teutonic world.

FOOTNOTES:

[24] These poems do introduce Bavarian characters, such as the Markgraf Rüdiger; but they are not found elsewhere in heroic poetry.

[25] In the prose piece Frá dauði Sinfiötla (in the Older Edda) Sigmundr is said to have held territories in the land of the Franks.

[26] Hence many scholars regard him as a Visigoth.

[27] Tyrol is the scene of several of Dietrich's and Wolfdietrich's adventures; but generally it is the southern (Italian) part of that country.

[28] The poem on the battle of Maldon approximates much more closely than any other of this age to the spirit of the old poetry.

[29] The victories over the Saxons and Danes described in the Nibelungenlied and the Tháttr af Nornagesti have little in common and are scarcely to be regarded as an essential feature in the story of Sigurðr.

[30] Anastasius annos XXVII.... Ermanrici regis Gothorum a fratribus Hemido et Serilo et Adaccaro, quorum patrem interfecerat, amputatis manibus et pedibus turpiter, ut dignus erat, occisio (Mon. Germ., Scr. III p. 31).

[31] Ind. VII. Aetio et Studio coss. (A.D. 454): Attila rex Hunnorum Europae orbator prouinciae noctu mulieris manu cultroque confoditur. quidam uero sanguinis reiectione necatum perhibent.

[32] Excluding of course Thiðreks S. af Bern.

[Pg 41]


CHAPTER IV.
THE ORIGIN AND HISTORY OF THE HEROIC POEMS.

In an earlier chapter (p. 3) it was mentioned that the English heroic poems are usually ascribed to the seventh or eighth centuries. We must now try to see whether any means are to be found of dating their composition more precisely.

Unfortunately very few references to the poems or their subjects occur in works which can be dated with anything like certainty. The most important is contained in a letter from Alcuin to Hygebald, bishop of Lindisfarne, written in the year 797: "When priests dine together let the words of God be read. It is fitting on such occasions to listen to a reader, not to a harpist, to the discourses of the fathers, not to the poems of the heathen. What has Ingeld to do with Christ? Strait is the house; it will not be able to hold them both. The king of heaven will have no part with so-called kings who are heathen and damned; for the one king reigns eternally in heaven, the other, the heathen, is damned and groans in hell. In your houses the voices of those who read should be heard, not a rabble of those who make merry in the streets[33]." From this passage it is clear that at the end of the eighth century there were current in Northumbria certain poems, probably well known poems, dealing with a heathen king named Ingeld, whom we need not [Pg 42]hesitate to identify with Ingeld the son of Froda, who figures in Beowulf. Of course it is not at all likely that the reference is to Beowulf itself, for the part played by Ingeld in that poem is insignificant.

Acquaintance with the subjects of the heroic poems is shown also by a mistake in the Historia Brittonum, 31, which dates probably from about the same period. This passage contains a genealogy, tracing the descent of Hengest and Horsa from Woden and of Woden from Geat. The latter part is known also from many other texts, in which it regularly runs as follows: Woden Frealafing, Frealaf Frithuwulfing, Frithuwulf Finning, Finn Godwulfing, Godwulf Geating. In the Historia Brittonum however in place of Finn Godwulfing we find Finn qui fuit Folcwald—which is clearly due to confusion with Finn the son of Folcwalda (Finn Folcwalding), a Frisian king mentioned in Beowulf and Widsith, as well as in the fragment which bears his name.

Further evidence is afforded by names of persons and places. There can be no doubt that even in the seventh century it was customary to take the names of famous men of the past or present. Danihel, bishop of Winchester (d. 745), and Iohannes, bishop of Hexham (d. 721), are instances which no one will dispute. In the Durham Liber Vitae we meet with the names Aethan and Cundigeorn. It must not be assumed that persons bearing such names were necessarily of Celtic blood. Indeed the spelling suggests rather that they were Englishmen called after Aidan and Kentigern. Deusdedit, archbishop of Canterbury (655-664), doubtless derived his name from Pope Deusdedit (615-618), while the West Saxon king Ceadwalla (685-688) was in all probability called after the British king of the same name, who died in 642. It is extremely likely that Hlothhere, king of Kent (673-685), obtained his name from one of the Frankish kings, Lothair II (584-628) or Lothair III (656-670), for the element hloth- is not used elsewhere in Anglo-Saxon names. Even in the sixth century we hear of English princes who seem to be called after Frankish or Gothic kings of the same period. Thus Tytla, the name of the father of the East Anglian king Redwald, is probably taken from the[Pg 43] Gothic king Totila; it is not of an English type. Two sons of the Northumbrian king Ida were called Theodric and Aethelric, perhaps after the Gothic king Theodric and his successor Athalaric. As the element theod- is somewhat rare in England, it is not unlikely that the Northumbrian prince Theodbald, a son of Aethelric, derived his name from the Frankish king Theodbald.

The occurrence of such names as Widsith and Beowulf (Biuulf) in the Liber Vitae shows that names were taken not only from contemporary persons and from books but also from native poems and traditions. Indeed researches which have been made in this direction have demonstrated that names of the latter type were extremely popular. But it has not been sufficiently pointed out that such names occur most frequently in the earliest times and gradually become more rare—a fact which is of considerable importance for our purpose. The total number of personal names found in the five poems Beowulf, Finn, Waldhere, Widsith and Deor is 132[34], and of these altogether 57 recur as names of persons mentioned in English historical documents. Over forty of these names belonged to persons who appear to have lived, or at any rate to have been born, before the end of the seventh century[35], while at least thirteen of them are unknown after the same period. To the latter class belong the important names Widsith and Beowulf.

In local nomenclature it is possible to trace at least 51 of the 132 names mentioned above. In some cases these names may have been taken direct from the story, e.g. when we find in Kent two localities close together called Hokes clif and Hengstes earas (Birch, Cart. Sax., III 1000). A similar case, very frequently cited[36], is that of Beowanhammes hecgan and Grendeles mere in Wiltshire (ib. II 677), though neither of these names is included in our list. But in the majority of cases it is more probable that the place-name is taken in the first instance from that of a previous landowner, and consequently that the connection with [Pg 44]the story is only secondary. Hence it is important to notice that out of the 51 place-names no less than 19 contain names which are not borne by persons in historical documents. The explanation of this lies doubtless in the fact that the place-names for the most part became fixed at a very early period, and consequently that they exhibit an earlier stratum of personal nomenclature.

If we add the place-names to the personal names the total number of heroic names found in England in historical documents seems to be 76. Out of this number only seven apparently are limited to persons born after the end of the seventh century, and of these again almost all occur in the course of the eighth century. These statistics show clearly that such names were most popular during the sixth and seventh centuries, especially if we bear in mind that the materials for this period are incomparably less than those for the following three centuries. Hence, if we are justified in drawing any conclusions from nomenclature, the popularity of the heroic stories was distinctly on the wane in Alcuin's time.

The argument from nomenclature holds good of course only for showing the popularity of the stories; it cannot prove the existence of the poems which we now possess. In one case however we may probably make an exception. The name Widsith is obviously fictitious[37] and based on the travels with which the minstrel is credited. The introduction, in which alone the name occurs, is in all probability a later composition than the rest of the poem[38] and designed to explain what follows. It is of importance therefore to note that, if we may judge from the place in which this name occurs in the Liber Vitae, it must have been borne by a person of the seventh century.

[Pg 45]

We must next turn to the internal evidence. The linguistic criteria are of a somewhat unsatisfactory nature and investigations in this field have led to few definite results. It is clear that the heroic poems do not exhibit any dialect in its purity—a remark which is true of Anglo-Saxon poetry in general. West Saxon forms predominate and there is no doubt that the final recension of the text is due to scribes who employed this dialect. Yet at the same time there are a sufficient number of Midland or Northumbrian characteristics[39] to render it highly probable that the poems were not only composed but also originally written down in one of these dialects. Beyond this however no safe conclusions can be attained owing to the lateness of the MSS.

In regard to syntax the heroic poems are at least as archaic as any other remains of Anglo-Saxon poetry which have come down to us. We may notice especially the use of the definite article, which in reality is still a demonstrative pronoun in the heroic poems. It occurs comparatively seldom in connection with a weak adjective followed by a substantive—a usage which is nearly universal in most of the Christian poems. Thus in Cynewulf's works the proportion of examples with and without the article varies from 7:1 to 9:1, and even in the first part of Guthlac, which is believed to date from soon after the middle of the eighth century, the proportion is 7:1[40]; but in Beowulf it is only 1:5. If the Dream of the Cross, in which the proportion is 2:1, is rightly attributed to the early years of the eighth century[41], it seems reasonable to date the composition of Beowulf quite half a century further back. The nearest approach to the usage of Beowulf is shown by Exodus, in which the proportion is over 2:3. Unfortunately we have no certain means of dating this work, though it is generally believed to be one of the earliest of the Christian poems. Its archaic character would be natural enough if it is really the work of Caedmon, who flourished while [Pg 46]Hild was abbess at Whitby (658-680) and who according to Bede[42] did compose a poem or poems on this subject.

The metrical characteristics of the heroic poems differ but little from those of Anglo-Saxon poetry in general. Cases of absence of contraction after the loss of intervocalic -h- (e.g. in the half-verse hean huses) can be paralleled in poems dating from the close of the eighth century or even later, where they are doubtless to be regarded as poetic archaisms. On the other hand importance is generally attached to the absence of any evidence for the retention of -u after a long syllable and to the shortening of syllables containing -r- which was originally followed by antevocalic -h-. Thus it is contended that such combinations as to widan feore in the latter half of a verse cannot go back to the middle of the seventh century[43], since the form in use at that time would be feorha, which would offend against the metre. As a matter of fact half-verses of the condemned type do occur in Anglo-Saxon poetry, Beowulf itself containing at least eight examples. But even if we were to admit all these statements and emend the offending verses the argument would be conclusive only on the assumption that the poems were written down from the very beginning[44]. Poems which are preserved by oral tradition alone are manifestly liable to small verbal changes, especially in a metre so flexible as that of the Teutonic alliterative verse. Thus in place of the expression to widan feore we find occasionally widan feore in the same sense, and even in Beowulf we meet with widan feorh which is not improbably the oldest form of the phrase. Before the loss of final -u it would be a perfectly regular half-verse, but the operation of this change would render it impossible and necessitate the substitution of a synonymous expression. In principle, it should be observed, the [Pg 47]assumption of such substitutions seems to be absolutely necessary, unless we are prepared to deny that any old poems or even verses survived the period of apocope. Yet there is a sufficient amount of resemblance between English and German poetry, not merely in the general metrical scheme but also in the construction of individual verses[45], to render such a conclusion extremely improbable. Consequently I am very much inclined to doubt whether any safe conclusions as to the date of the poems can be obtained from metrical considerations, except of course as regards their final form.

Of far greater importance is the fact that with the exception of the Finn-fragment, which consists of only fifty verses, all our poems contain passages or references of a religious (Christian) character. In Beowulf alone there are about seventy such passages of which the significance is not open to question, and seven or eight others which may belong to the same category. Out of the total number thirty-three are limited to single verses or half-verses[46], while another sixteen affect not more than two verses in each case[47]. The longest passage of all (v. 1724 ff.) contains at least 37 verses, the next longest (v. 175 ff.) fourteen. The rest vary from three to nine verses[48]. The theology which appears in these passages is of a singularly vague type. There are four distinct references to incidents in the early part of Genesis, viz. one (v. 90 ff.) to the Creation, two (vv. 107 ff., 1261 ff.) to the story of Cain and Abel and one (v. 1688 ff.) to the Flood. Apart from these there appears to be no reference to any passage in the Bible except perhaps in v. 1745 ff., which are thought by some to be based on Ephes. vi. 16, and in v. 3069, which contains the phrase 'day of judgment.' We find [Pg 48]also a few references to rewards and punishments in a future life[49]. The word god is of very frequent occurrence and always used in the Christian sense. The other epithets of the Deity are 'lord' (frea, dryhten), 'father' (faeder), 'creator' (scyppend), 'ruler' (waldend), 'almighty' (alwalda, aelmihtiga), 'ruler of men' (ylda or fira waldend), 'ruler of glory' (wuldres waldend), 'shepherd of glory' (wuldres hyrde), 'king of glory' (wuldurcyning), 'guider of the heavens' (rodera raedend), 'helm of the heavens' (heofena helm), 'ruler of victories' (sigora waldend), 'king of victories' (sigora soðcyning). On the other hand there is no example of the word gast in a religious sense (Holy Ghost), nor of the name Crist, nor of any epithet denoting 'Saviour' (nergend, haelend etc.). Hardly less curious is the total absence of the word engel, for expressions such as 'lord of angels' (engla dryhten[50]) are among the most frequent epithets of the Deity in Anglo-Saxon religious poems. Lastly, there are no references to the saints, to the cross or to the church, nor to any Christian rites or ceremonies.

It appears then that the religious utterances of the poem are of a singularly one-sided character. Indeed it has been observed[51] that, with the exception perhaps of vv. 977-9, "their theology is covered by the Old Testament, and a pious Jew would have no difficulty in assenting to them all." Certainly the facts are such as to call for some explanation, especially since the religious poems are pervaded by a wholly different tone.

One suggestion is that Beowulf was composed under the influence of the missionaries from Iona; but it is extremely doubtful whether the influence of Irish Christianity would tend in this direction at all[52]. Another is that the poet had little direct knowledge of the Christian religion, but that he was acquainted with some religious poems. This explanation certainly seems to fit the case much better than the other. Moreover there is one piece of positive evidence in its favour. [Pg 49] In Beow. v. 89 ff. we hear of recitation to the accompaniment of the harp in Hrothgar's hall, and the subject of the recitation is the creation of the world. It appears to me highly probable that we have here an allusion to Caedmon's poem or poems on Genesis, which may very well have been among the earliest of that poet's productions. At all events it was by his hymn on the Creation that he first became known. The inference is strengthened by the rather close resemblance which the hymn bears to the phraseology of Beowulf. If the two poets were contemporary the author of Beowulf would have no other Christian poet on whom to draw, and the limitations of his theological equipment might be satisfactorily accounted for on the hypothesis that he knew only a few of Caedmon's works. As a matter of fact two or three out of the list given by Bede[53] would have been quite sufficient to provide him with all the statements and terms that he uses.

There is another question however with regard to the composition of Beowulf which has aroused more controversy than this, namely whether the Christian passages formed an original part of the poem or not. In the former case of course the poem cannot have been composed before the second quarter of the seventh century. Indeed, if we grant the use of Caedmon's poetry the earliest possible date would be about 660. On the other hand if the Christian passages are due to interpolation the upper limit for the dating of the poem vanishes into air.

As to the possibility of such interpolation in principle we need scarcely entertain any doubt. It is true that the Christian passages or references cannot as a rule be removed without breaking into the rhythm. Consequently, if interpolation has taken place we must assume it to be the work of poets or minstrels, and not of scribes. But have we any reason for doubting that the minstrels of that period were capable of such 'interpolation.' Wherever poetry—at all events anonymous narrative poetry—is preserved exclusively by oral tradition, it is usually the case that the minstrel is allowed a certain amount[Pg 50] of freedom in the presentation of his subject.[54] Now probably no one will suggest that it was only after their conversion to Christianity that the English began to compose poems about 'heathen kings.' But, if we grant that such poems were already in existence, does it really involve a greater amount of effort on the part of the minstrels to bring these poems up to date—by removing objectionable matter and introducing expressions in accordance with the new religion—than to compose an entirely new set of poems on the same subjects. I cannot think that such a view will be seriously maintained. Therefore we must consider the case of Beowulf—the only narrative poem which has come down to us entire—without prejudice on the general question; and we must endeavour to see whether it bears the stamp of a new composition or that of an old work which has been brought into conformity with new ideas. The probability or improbability of the latter view will of course depend largely on the amount of inconsistency which the poem is found to contain.

Until within the last few years the majority of scholars believed that Beowulf was a composite work. This theory was most fully developed in the writings of Müllenhoff and ten Brink. According to the former[55] the poem was made up from four separate lays, though in its present form nearly half of it is the work of interpolators. The latter[56] likewise traced the origin of the poem to lays, but explained its inconsistencies as being due not to extensive interpolations but to the combination of two parallel versions. In regard to the relative antiquity of the various parts of the poem there was great divergence of opinion both between these scholars and generally. It is perhaps partly on this account that in recent years there has been a reaction in favour of believing that the poem as we have it is practically the work of one man, though it is allowed that he may have made use of earlier lays. But those who have [Pg 51]adopted this view seem to agree that the author, whatever his precise date, belonged to the Christian period, and consequently that the religious passages are not due to interpolation.

Now in the first place it is clear that the story of Beowulf is derived from the Baltic, and the first question which we have to settle is as to the time at which the information on which it is based became known in England. The Angli themselves were originally a Baltic people, as I have tried elsewhere to show, and there is no doubt that down to the time of the invasion of Britain they were thoroughly familiar with all the surrounding regions. But we have no evidence whatever for believing that such was the case within the historical period. By the end of the sixth century, when the first missionaries arrived in this country, they had apparently ceased to be a seafaring people, and we have no record of any voyage made by an Englishman across the North Sea for several centuries. Again, the Danes became familiar to the west of Europe during the sixth century; but from about 580 onwards we hear no more of their presence on the North Sea for fully two centuries. During the whole of this period their name is heard of only in connection with the missionary expeditions of St Willibrord, early in the eighth century. I have suggested elsewhere[57] that their temporary disappearance was due to the maritime supremacy held by the Frisians. At all events we have archaeological evidence for a considerable amount of communication between southern Norway and the Frisian coasts during this period, while for the Baltic such evidence is almost wholly wanting.

Bearing these facts in mind we can hardly doubt that the information used by Beowulf was acquired before the end of the sixth century—in all probability we may say considerably before that date.[58] Next we have to notice that we have practically no trustworthy information regarding the history of the English kingdoms before the middle of the sixth century, and I think it [Pg 52]will be the opinion of any attentive student of early English history that even the best informed persons of Bede's time were not much better off in this respect than we ourselves are. How then are we to account for the preservation of detailed information regarding the early kings of the Danes and Swedes? The only answer to this question, so far as I can see, is that the doings of such persons must have become embodied in stories which were preserved by recitation in a more or less fixed form of words. Such recitative pieces may have consisted of poetry alone or of poetry mixed with prose, like some of the pieces contained in the Older Edda. If we may trust the analogy of what appear to be the oldest pieces in this collection, such as Völundarkviða or Helgakviða Hundingsbana II, the speeches would be given in metre, while the connecting narrative might be partly or wholly in prose and quite brief. We have no evidence for believing that the early Teutonic peoples ever used entirely prose narratives, like the Icelandic and Irish sagas, for such purposes.

At all events it seems to me that if Beowulf is no older than the middle of the seventh century we are bound to assume the existence of earlier poems or narratives on the same subject. Such pieces may of course have been quite short, and it is likely enough that our epic has made use of more than one of them. One perhaps may have dealt with the hero's exploits at the Danish court and another with his last adventure, while in the scene between Beowulf and Hygelac it is possible that an older poem has been incorporated, more or less complete, in the text.[59]

But we have yet to take account of what is perhaps the most striking feature of the poem, namely the fact that, though it abounds in expressions of Christian sentiment, yet the customs and ceremonies to which it alludes are uniformly heathen. Among these we may mention the funeral ship in v. 27 ff., the offerings at the shrines in v. 175 f., the observation of the omens in v. 204 and the curious reference to hanging in v. 2444 ff. (cf. v. 2939 ff.), probably also the use of the boar on[Pg 53] helmets (vv. 303 f., 1111 f., 1286, 1451 ff., 2152) and the burial of the treasure (v. 2233 ff.), together with the curse imprecated on the person who should disturb it (v. 3069 ff.). But most important of all are the descriptions of the disposal of the dead by cremation in vv. 1108 ff., 2124 ff., 3137 ff. In the long account of Beowulf's obsequies—beginning with the dying king's injunction (v. 2802 ff.) to construct for him a lofty barrow on the edge of the cliff, and ending with the scene of the twelve princes riding round the barrow, proclaiming the dead man's exploits—we have the most detailed description of an early Teutonic funeral which has come down to us, and one of which the accuracy is confirmed in every point by archaeological or contemporary literary evidence[60]. Such an account must have been composed within living memory of a time when ceremonies of this kind were still actually in use.

The significance of these passages seems to me to have been altogether misapprehended by recent writers. If the poem preserves its original form and is the work of a Christian, it is difficult to see why the poet should go out of his way in v. 175 ff. to represent the Danes as offering heathen sacrifices; for not long before he has introduced a song of the Creation at the Danish court, and in the sequel Hrothgar is constantly giving utterance to Christian sentiments. Again why should he lay Beowulf himself to rest with heathen obsequies, described in all possible detail, when in his dying speeches (vv. 2739 ff., 2794 ff.[61]) the hero has been made to express his faith and gratitude to the Almighty? On the other hand if the poem was originally a heathen work these inconsistencies are perfectly natural. If it was to retain its place after the change of faith and to be recited in the presence of bishops or clergy, all references to actual heathen worship or belief would of necessity have to be either accompanied by censure—as is the case in the homiletic verses following v. 175 ff.—or else suppressed altogether, and their place taken by expressions in accordance [Pg 54]with Christian doctrine. Hence it seems to me probable that such expressions are frequently in the nature of substitutions for objectionable matter, rather than gratuitous additions; and in the same way I would account for the occasional survival of ideas which appear to be essentially heathen[62], though they are cloaked in Christian phraseology. But references to practices such as cremation which, though heathen, had long ago passed out of use, would not excite the same repugnance and consequently might be allowed to stand.

It may be urged[63] that cremation seems to have lingered on among the Old Saxons of the Continent until late in the eighth century. True: but it is quite incredible that a Christian poet should borrow from this quarter a method of funeral for his Christianised heroes. If the description of Beowulf's obsequies stood alone a bare possibility might be conceded to the suggestion that it had once formed a poem by itself, unconnected with Beowulf, and based upon a traveller's story. But cremation is clearly regarded as the normal rite throughout the poem, apart from the legendary story of Scyld. We have another description of it in the episode dealing with Finn (v. 1108 ff.), and above all there is the purely incidental reference in v. 2124 ff.: "Yet when morning came the knights of the Danes could not burn his (Aeschere's) lifeless form with fire, nor lay the man they loved on the pyre. She had carried the body away," etc. Here the poet realises the significance[64] of the rite quite clearly and consequently notes that the inability of the Danes to carry it out added materially to their sorrow. In such a case the possibility of Christian authorship seems to me to be definitely excluded.

On the hypothesis that these descriptions had come down from the days of English heathenism all is easily explicable. At the time when the poem was Christianised it may very well not have been known that the rite of cremation was still practised among the heathen of the Continent, and in later [Pg 55]days the verses of the old poet would be handed on in parrot fashion without their significance being generally understood. Well informed persons however, like Alcuin, who had travelled abroad, perceived clearly enough that, however much coated over with Christian phraseology, the heroic poems were in reality of an essentially heathen character.

Now cremation was widely prevalent in this country during the early days of the Saxon invasion—a fact attested by numerous cemeteries especially in the northern and midland counties, including the valley of the Thames. But it appears to have become a thing of the past when the Roman missionaries arrived here; otherwise it is difficult to account for the absence of any reference to the custom in the records which have come down to us. Indeed we may say with safety that it had passed out of general use, at least in the southern half of England, quite a generation before this time; for there are scarcely any traces of it to be found in those western districts which appear to have been conquered during the latter half of the sixth century. Consequently, if we are justified in believing that the descriptions of cremation ceremonies contained in Beowulf date from a time when the practice was still remembered, we must conclude that they were composed not later than the third or fourth decade of the seventh century[65].

But it is not contended, so far as I am aware, by any scholar that the account of Beowulf's obsequies belongs to the earlier parts of the poem. It is the final scene of the story, it is not contained in any speech, and further it is of a thoroughly epic character and would be quite out of place in a short lay. Hence, if the line of argument which we have been following is legitimate, we shall be forced to admit that though the poem has undergone a fairly thorough revision in early Christian times, it must in the main have been in existence some time before the conversion. I do not mean to suggest that the 'revision' was entirely limited to the religious element. Other changes and additions may have been made about the same[Pg 56] time[66]. What I do mean is that the great bulk of the poem must have been in existence—not merely as a collection of lays or stories, but in full epic form—an appreciable time before the middle of the seventh century.


The other heroic poems do not furnish us with any similar criteria for estimating the date of their composition, but there seems to be no valid reason for doubting that they are quite as early. Two of them, Deor and Widsith, are expressed in the first person and lay claim to being of a remote antiquity. Deor says that he had been the bard of the Heodeningas and that he had been displaced by a skilful minstrel named Heorrenda. Since in old Norse literature Hiaðningar (i.e. Heodeningas) means 'Heðinn and his men,'[67] and since Heorrenda can hardly be separated from the minstrel Hôrand in Kûdrûn, it would seem that the poet claims to have been a contemporary of Heðinn and Högni, with whose story we have dealt briefly above (pp. 8 f., 16).

Widsith is still more explicit. The poet states that he visited the Gothic king Eormenric, who as we know died about 370. It is true that incidentally he mentions that he had met with a number of other princes, some of whom lived in the fifth and sixth centuries; but the visit to Eormenric is his main theme. Eormenric is of course one of the most prominent figures of the Heroic Age, and it may be for this reason—as the type of a powerful king—that he is chosen for the poet's host and patron. But then it is by no means so easy to see why he is associated with such an obscure person as Eadgils, prince of the Myrgingas. The suggestion that the poem is founded upon a tradition that this Eadgils possessed a famous minstrel breaks down upon the name Widsith, which is obviously fictitious as we have seen (p. 44). It appears to me that considerably less difficulty is involved in the hypothesis that the kernel of the poem[68] is really the work of an unknown bard [Pg 57]of the fourth century, and that successive minstrels from time to time have added the names of famous heroes with which they were acquainted[69]—a process to which the original plan of the poem may well have offered inducement.

However this may be neither of the poems shows any characteristics which suggest a later date than Beowulf. Both appear to be constructed in strophic form, a feature rare elsewhere in Anglo-Saxon poetry, while Deor also has a refrain, which is almost without parallel. Lastly, we have seen that Widsith occurs as a personal name, apparently in the seventh century, and that this presupposes the existence not only of the poem itself but also of the introduction, which is clearly later.

The case of Waldhere stands somewhat apart from the others, since it has been suggested that this is really a translation of a lost German poem, on which Ekkehard's Waltharius is also based. That the story came from the Continent may of course be granted; but we have also to consider when and in what form it was brought. The linguistic arguments which have been adduced in favour of the German origin of the poem are not now generally maintained. But it is further to be noticed that the poet seems to have treated his subject very differently from Ekkehard. The speeches, with which the fragments are entirely taken up, have nothing corresponding to them in the Latin poem, while the characterisation of the heroine is as unlike as it well could be. Ekkehard represents her as a timid creature, but in the fragments she displays a spirit which may fairly be called martial. It is unwise to lay stress on agreements between Ekkehard and the fragments as against the version of the story given in Thiðreks Saga af Bern. The less complicated form of the latter—in which Guthhere is omitted and Hagena represented as an officer of Attila, pursuing the fugitives—may be due either to imperfect acquaintance with the story or, perhaps more probably, to the conditions under which it had been preserved. We shall see later that for a[Pg 58] considerable period heroic poetry appears to have been entirely neglected by the higher classes in Germany; and it may be accepted as generally true that when stories are preserved only by the peasants complex situations tend to become simplified, while all except the most prominent characters drop out. As for the date at which the story became known in England we may note that besides Aetla and Hagena, which may come from other sources, Waldhere, Hildegyth and Hereric were all names current during the seventh century. There seems therefore to be no adequate reason for believing Waldhere to have had a different history from the other heroic poems.

On the whole, taking all the poems, including Beowulf, together, we may conclude with probability that they assumed substantially their present form[70] in the course of the seventh century. But if our reasoning with regard to the composition of Beowulf is correct we shall have to refer the first treatment of the subject to the sixth century, i.e. almost if not quite to the Heroic Age itself. Deor and Widsith may quite possibly contain still older elements.


We may now turn to the Old Norse poems. Here the data at our disposal are of a very different character, for the metrical evidence is said to preclude the possibility that any of the extant poems date from before the ninth century. It may perhaps be questioned whether all of them are necessarily new compositions since that time—whether certain of them may not be old poems somewhat recast. To this question however we can hardly hope to obtain a satisfactory answer.

The fragmentary Ragnarsdrápa of Bragi Boddason, who seems to have lived in the first half of the ninth century, is probably the earliest extant piece which refers to stories of the Heroic Age. In this poem we find allusions both to the story of Heðinn and Högni and to the attack made upon Iörmunrekr by Hamðir and Sörli. Thiódolfr's Ynglingatal, perhaps half a century later, contains references to the story of Hagbarðr and[Pg 59] Signý, as well as brief accounts of the Swedish kings Óttarr and Aðils, who are mentioned in Beowulf (cf. p. 20). All these stories, except that of Óttarr, are told also by Saxo, but in a somewhat different form, which points to their derivation from Danish rather than Norse sources[71].

On the other hand the stories of the Völsungar, Sigmundr and Sigurðr, are not mentioned by any early Danish authority. The story of Sigurðr is generally supposed to have been introduced into Norway from Germany; and in some sense or other this would seem necessarily to be true, since in the Northern version, as well as in the German, the scene is laid chiefly in the Rhineland. But it is apparently impossible to determine when and in what form the story was transmitted. We have already noticed that there is archaeological evidence for a considerable amount of communication between Norway (not Denmark) and the southern (Frisian) coasts of the North Sea during the seventh and eighth centuries, and this is clearly a factor which deserves to be taken into account. Further, it is worth noting that, with the exception perhaps of Atli[72], the names all appear in regular Northern form[73], as if they had been known from the earliest times, e.g. Gunnarr, Högni, Giúki, Buðli. This consideration, as far as it goes, certainly favours a very early date; but it is hardly conclusive[74].

The story of Sigmundr stands on a somewhat different footing. In the first place Sigemund (Sigmundr) himself is little more than a name in German tradition, while though [Pg 60]Welsung and Sintarfizzilo occur as personal names, they are not connected in any way with the story of Siegfried. Again, in the Helgi poems, which contain no reference to Sigurðr, Sigmundr is connected with the Baltic, and this is still more clearly the case with his son Helgi, who is unknown to the German story. Thirdly, in Beowulf, which knows Sigemund and Fitela, though not Sigurðr, the former is brought into juxtaposition, and apparently also into comparison, with a Danish prince named Heremod. The same two persons are brought together also in the Old Norse poem Hyndlulióð, while the Hákonarmál likewise seems to imply some connection between them, as I have tried to show elsewhere[75]. Apart from the passages specified this Hermóðr (Heremod) is apparently not mentioned in Scandinavian literature, but the facts noted seem to indicate that the two characters were connected in poetry before English and Danish tradition became separated, i.e. presumably in the sixth century.

We have seen that many of the persons mentioned in the main narrative of Beowulf were remembered also in Scandinavian tradition. But since these persons are in all probability to be regarded as historical, it is hardly safe to infer the existence of ancient Scandinavian poems, unless the same incidents are related of them, which is generally not the case. There is a rather striking verbal resemblance[76] between the first speech of Wiglaf (Beow. 2633-60) and certain passages in Biarkamál (especially Saxo's version), where Hialti is addressing Biarki; and this fact is the more noteworthy if Biarki is really to be identified with Beowulf. But the words themselves are of a somewhat general character and might have been used on other occasions. Again there is a certain affinity[77] between the account of the dragon-fight in Beowulf and that of a similar incident related of Frotho I by Saxo (p. 38 f.); and here again a connection can be traced indirectly between the two heroes. But the story of Frotho seems really rather to resemble the account given in Beowulf of Sigemund's dragon-fight; so it [Pg 61]may be questioned whether the points of affinity between the two did not originally form part of a standard description of incidents of this kind.

A clearer case is that of the poems attributed by Saxo to Starcatherus, in which that warrior exhorts Ingellus to avenge his father. These are clearly to be connected with the speech of the old warrior to Ingeld in Beowulf (vv. 2047-2056), though there is little verbal resemblance. Moreover we have seen (p. 41 f.) that in Alcuin's time poems dealing with Ingeld were known and probably popular in England. The relationship of the passage in Beowulf to these may be compared with that of another passage (vv. 1068-1159) to the fragment dealing with Finn. The poems on Ingeld given by Saxo are traced by Prof. Olrik[78] to a Danish source; and there can be little doubt that his view is correct, as they share the characteristics exhibited by other stories which appear to come from the same quarter (cf. p. 111). Thus the queen's name is not given and her brothers are described simply as sons of Suertingus. Further, the story is cut right away from the surroundings in which we find it in Beowulf, and it may be that for a time it survived in Denmark only in ballad form. Yet, however much change it had undergone before it came under Saxo's treatment, there can be little doubt, in view of the English evidence, that its origin is ultimately to be sought in heroic poetry, or at all events heroic narrative, dating from the sixth century.

Lastly we must mention the story of Uffo's single combat, though, strictly speaking, this is probably not of Danish origin. It was certainly well known in England and there is good reason for believing that its home is to be found in the district to which it refers, i.e. the neighbourhood of Angel, Slesvig and Rendsburg. I have tried elsewhere[79] to show that this story also rests on historical foundations. But the details of the combat, as given by Saxo and Svend Aagesen, and certain legendary features, such as the dumbness or silence of the hero, which are present in both the Danish and English versions of the story, strongly favour the view that it was embodied in [Pg 62]poetic form at a very early period. On the other hand there is nothing to show that such poems survived till Saxo's time. The story is apparently unknown to all Norse authorities.


Many of the German poems which have come down to us are known to be derived, directly or indirectly, from earlier ones, but regarding the antiquity of the latter nothing can be stated with certainty. The Hildebrandslied, which is the only extant piece of early poetry, goes back at all events to the eighth century. Further, the language[80] used by Einhard in describing the poems collected by Charlemagne (cf. p. 5 f.) would scarcely be appropriate unless they were believed to be more than a century old by that time. We may probably therefore refer them at least to the seventh century.

It seems likely that some of the lost poems of the Langobardi were of still greater antiquity. In the poem which celebrated their victory over the Vandals (cf. p. 10), a story with which we shall have to deal more fully in a later chapter, a very prominent part appears to have been played by the heathen gods. Such a piece can hardly have been composed after the end of the fifth century, at which time the Langobardi were already Christians.

Regarding the antiquity of Gothic heroic poetry there can be no question, for Jordanes, our chief authority on this subject, wrote about the middle of the sixth century, i.e. during the Heroic Age itself. We have already noticed (p. 37) that his account of Eormenric appears to be coloured by poetic tradition. But of the heroes whom he enumerates (cap. 5) as celebrated in poetry, the only one of whom we know anything, Vidigoia, is described as Gothorum fortissimus in a quotation (cap. 34) from Priscus, who lived about a century earlier[81]. There is good reason therefore for believing that the Goths possessed heroic poems as early as the first half of the fifth century.

[Pg 63]

We may now sum up briefly the results of our discussion. The heroic poetry of the Goths certainly belonged to the Heroic Age itself, and it is more than likely that certain Langobardic poems were nearly as old. Some heroic poems belonging to other German peoples may probably be referred at least to the seventh century. The chief monument of English heroic poetry must be ascribed to the first half of that century, while some of the other poems claim to be of greater antiquity. The lost heroic poetry of the Danes seems to have been occupied largely with the same subjects as the English poems, and since the stories generally refer to the Baltic we may reasonably infer that heroic poetry flourished in that region during the sixth century. On the whole then it seems probable that the development of heroic poetry began in the Heroic Age itself, not only among the Goths but throughout the greater part of the Teutonic world.

FOOTNOTES:

[33] Verba Dei legantur in sacerdotali conuiuio. ibi decet lectorem audiri, non citharistam; sermones patrum, non carmina gentilium. quid Hinieldus cum Christo? angusta est domus; utrosque tenere non poterit. non uult rex coelestis cum paganis et perditis nominetenus regibus communionem habere, quia rex ille aeternus regnat in coelo, ille paganus perditus plangit in inferno. uoces legentium audiri in domibus tuis, non ridentium turuam in plateis. Mon. Germ., Epist. Carol. II 124; cf. O. Jänicke, ZfdA. XV 314.

[34] The names Grendel, Cain, Abel, Alexandreas and Casere are not included.

[35] For the figures and the method of calculation see Note I.

[36] But open to very serious objections, as has been shown by Prof. W. W. Lawrence in the Publications of the Modern Language Association of America, XXIV 251 ff.

[37] Compound names containing wīd- or -sīþ (-sinþ-) are used in other Teutonic languages; but the latter apparently does not occur in England, while the former is extremely rare.

[38] In contrast with the body of the poem (vv. 10-134) it is non-strophic, after the general fashion of Anglo-Saxon poetry. Originally when the poem was recited it may have been introduced with a short explanation in prose, such as we find e.g. in Rígsmál or Atlakviða. The epilogue (vv. 135-143), which is likewise non-strophic, may belong to the same stratum.

[39] Especially the regular use of unsyncopated forms such as 3 sg. onwindeð, past part. onsended.

[40] The statistics for these poems are as follows: Juliana 27:3, Christ (II) 28:3, Elene 66:9, Guthlac (A) 42:6, Dream of the Cross 10:5, Exodus 10:14, Beowulf 13:65; see Brandl, S.-B. d. Akad. der Wiss. zu Berlin, 1905, p. 718 f.

[41] Cf. Brandl, l.c. (p. 721 ff.).

[42] Hist. Eccl., IV 24: canebat autem de creatione mundi et origine humani generis et tota genesis historia, de egressu Israel ex Aegypto et ingressu in terram repromissionis, de aliis plurimis sacrae scripturae historiis, de incarnatione dominica, passione, resurrectione et ascensione in caelum, de Spiritus Sancti aduentu et apostolorum doctrina. item de terrore futuri iudicii et horrore poenae gehennalis ac dulcedine regni caelestis multa carmina faciebat; sed et perplura de beneficiis et iudiciis diuinis, etc. Prof. Brandl (Grundr., II 1028) holds that the reference is to lyric poems throughout. But is this interpretation really necessary?

[43] On this date see Note II.

[44] For a brief discussion of this question see Note III.

[45] A few examples are given in the following chapter.

[46] vv. 27, 72, 101, 570, 670, 706, 711, 756 (?), 786, 788, 790, 801, 806, 811, 852, 940, 967, 975, 986 (?), 1201, 1255, 1379, 1626, 1658, 1680, 1682, 2088, 2182, 2216 (?), 2276 (?), 2469, 2650, 3083 (?).

[47] vv. 168 f. (?), 227 f., 440 f., 478 f., 588 f., 625 f., 945 f., 955 f., 1314 f., 1397 f., 1778 f., 1841 f., 1997 f., 2819 f., 2874 f., 3108 f.

[48] vv. 13-17, 90-8, 106-14, 316-8, 381-4, 665-7 (?), 685-7, 696-702, 928-31, 977-9, 1056-62, 1261-5, 1271-6, 1553-6, 1609-11, 1661-4, 1688-93, 1716-8, 2291-3, 2329-31, 2341-3 (?), 2741-3, 2794-7, 2855-9, 3054-7, 3069-73.

[49] vv. 588 f., 977-9. 2741-3. 2819 f.

[50] It is perhaps worth noting that in v. 2186 the expression dryhten wereda is used of Hygelac. Elsewhere in Anglo-Saxon poetry this phrase is applied only to the Deity.

[51] Clark Hall, Beowulf, p. xxviii.

[52] If there is Celtic influence at all it is more probably Welsh.

[53] Cf. p. 46, note, where the passage is quoted in full.

[54] The amount of freedom differs of course greatly from case to case (cf. Note IV, p. 101 ff.); but it is only in communities which have elaborated the art of minstrelsy to a very high degree that the form of words can become absolutely stereotyped.

[55] Beowulf (1889), pp. 110-160.

[56] Quellen und Forschungen, LXII (1888); summarised p. 242 ff.

[57] The Origin of the English Nation, p. 93, note.

[58] The references quoted on p. 41 ff. preclude the possibility that these stories were first acquired from the Danes, when the latter again became known in this country about the close of the eighth century.

[59] A different view is taken by Schücking, Beowulfs Rückkehr (Studien zur engl. Philologie, XXI), p. 65 ff.

[60] We may refer especially to the account of Attila's funeral given by Jordanes, cap. 49 (from Priscus).

[61] Apart from certain expressions the general tone of these speeches, especially the last words of all (v. 2813 ff.), is scarcely Christian; but they contain nothing which is obviously opposed to Christian doctrine.

[62] E.g. in the imprecation, v. 3069 ff. The imprecatory formulae of charters can scarcely be regarded as analogous.

[63] Cf. Brandl, op. cit., p. 1003.

[64] The same idea is frequently expressed in the Homeric poems, e.g. Il. VII 79 f., XXII 342 f., XXIII 75 f., XXIV 37 f., Od. XI 71 ff., etc.

[65] This date does not depend in any way on the question where the poem originated. Cremation may possibly have lingered in Northumbria longer than elsewhere; but that kingdom seems to have become entirely Christian between 626 and 642.

[66] E.g. possibly some of the elegiac passages (e.g. vv. 2236-2270, 2450-2464), which show a certain resemblance to such poems as the Ruin and the Wanderer.

[67] The name Hegelinge in Kûdrûn is probably a corruption of Hetelinge (i.e. Heodeningas).

[68] Presumably including vv. 88-108; but I am not prepared to suggest an elaborate analysis of the poem.

[69] These lists are perhaps derived in part from mnemonic catalogues—'inventories' of the stories known to the minstrels who composed them. Metrical catalogues of this kind are said to be in use among Servian minstrels at the present day; cf. Krauss, Slavische Volkforschungen, p. 186 ff., where a specimen is given.

[70] Waldhere, Deor and Widsith all contain 'Christian' passages, like Beowulf. The interpolations in Widsith (e.g. vv. 15 f., 82 ff.) appear to have been made by some one who possessed a certain amount of erudition; but there is no need to attribute them to a different period.

[71] Cf. Olrik, Kilderne til Sakses Oldhistorie, p. 132.

[72] The name appears to have been quite common in the North during the Viking Age; yet the apparent absence of umlaut suggests derivation from a (Frisian?) form corresponding to the Ang.-Sax. Aetla (cf. Aecci, Aeddi beside Acca, Adda).

[73] In contrast (e.g.) with Kûdrûn, which clearly shows its foreign origin (cf. p. 34).

[74] Such names may have been current before, though their frequent occurrence is no proof of this and may be due to the popularity of the heroic poems. It is perhaps worth noting that alliteration is shown by certain names which are generally believed to have been introduced into the story in Norway or Iceland, e.g. Oddrún, Erpr, Eitill with Atli, Giaflaug, Gullrönd (Guðrún?) with Giuki and Gunnarr. If we may judge from the genealogies in Landnámabók and elsewhere the principle of alliteration seems to have been generally given up in family names before the ninth century.

[75] The Cult of Othin, p. 51 f.

[76] Cf. Bugge, Beiträge, XII 45 ff.

[77] Cf. Sievers, Ges. d. Wiss. zu Leipzig, Ber. 1895, p. 180 ff.

[78] Kilderne til Sakses Oldhistorie, pp. 18 ff., 132.

[79] The Origin of the English Nation, p. 118 ff.

[80] Item barbara et antiquissima carmina, quibus ueterum regum actus et bella canebantur, scripsit memoriaeque mandauit (Vita Caroli Magni, cap. 29).

[81] Cassiodorus (Var. VIII 9) states that the Gothic king Gensimundus, who according to Jordanes (cap. 48) reigned shortly after Eormenric's death, was widely celebrated in poetry (toto orbe cantabilis); but his name is preserved only in Gothic records.

[Pg 64]


NOTE I. THE USE OF HEROIC NAMES IN ENGLAND.

The distribution of heroic names in English historical documents is as follows. The Liber Vitae contains 35 (37), of which nine (eleven) are peculiar to that work[82]. Of those which occur in other documents 29[83] belong to persons born apparently before 700, six to such persons only, 14 or 15[84] to persons born between 700 and 800, two to such persons only, and 22[85] to persons born after 800, four to such persons only. It must be remembered that, apart from the Liber Vitae, the materials for the ninth and tenth centuries are much more abundant than those for earlier times.

In the Liber Vitae itself it is possible within certain limits to distinguish between persons of early and later date. Investigations in the lists of kings, queens and abbots have shown that they are arranged chronologically, and it is only reasonable therefore to expect that the same is true of the much longer lists of clerics and monks. A brief examination of the names will make it clear that such is actually the case. Some modernisms of language, such as -ferth for -frith, or of orthography, such as -ht- for -ct-, are practically confined to the last parts of the lists, which may be by later hands[86]. But even within the parts certainly written by the first scribe archaic forms such as -iu- for -io- are more frequent at the beginning of the lists than later; so also occasional -b- for -f-. Above all we may note the uncompounded names in -i, a type common in early Anglo-Saxon, but practically extinct after the eighth century. Fol. 24, the first in the clerics' list, contains eleven such names, while fol. 30 contains none; fol. 34, the first in the monks' list, has eight, while fol. 38 has only one.

Now we shall probably be well within the mark if we assume that one fifth of the names in each list[87] belong to persons born in the seventh [Pg 65]century. On this basis we find that of the 35 (37) heroic names which occur in the Liber Vitae nine (ten) are limited to persons of the seventh century[88], and twelve (thirteen) to persons of the eighth[89]. The total number of names in each century (cf. p. 43) may be obtained by comparing the evidence of the Liber Vitae with that of the other documents[90].

The fact that so many heroic names occur in the Liber Vitae has led several writers to conclude that the true home of English heroic poetry was in the north. But no such inference is really justified by the evidence. The number of personal names recorded for the south of England during the sixth and seventh centuries is very small; yet it is only here that we meet with persons called Eormenric, Hoc and Hagena—names which belong to quite different cycles of story. Moreover out of the 37 heroic names preserved in the Liber Vitae no less than 28 occur in place-names in various parts of England. The frequence therefore of heroic names in the Liber Vitae is to be attributed in part to the great abundance of the material and in part to its comparatively early date.

Including the evidence of the Liber Vitae there are fifteen heroic names which seem to be borne only by persons of the eighth century or later times. Eight of these however occur also in place names[91]. Of the remaining seven[92] all except one or possibly two[93] make their appearance during the eighth century. On the other hand it has already been mentioned that not less than nineteen heroic names[94] occur only in local nomenclature.

We have still to mention a few heroic names which are not found in the extant remains of Anglo-Saxon poetry. Theodhere (Diether) is known only from the sixth century, Hild, Herding, Iuring, Omoling only from the [Pg 66]seventh, Hildegyth and Blaedla from the seventh and eighth, Wulfheard from all periods, Ecga only from the eighth century, Ecgheard from the eighth and ninth, Sigesteb only from the ninth. Hild, Wulfheard and Ecga are found also in place-names. In some of these cases, e.g. in that of Hildegyth, the non-occurrence of the name in the poems is clearly due to mere accident; but it would scarcely be safe to assume that all these characters were celebrated in Anglo-Saxon poetry.

FOOTNOTES:

[82] 37 (eleven), if we admit the emendation of the corrupt forms Vychga and Vurmeri to Wydiga (Widia, Wudga) and Vyrmheri (Wyrmhere). See the Addenda.

[83] Ecglaf, Eadgils, Eomaer, *Eormenric, Frod(a), Hereric, *Hoc, *Hrothmund, Ingeld, Offa, Oslaf, Sigemund, *Aehha, Sigeferth, Aetla, *Hagena, Theodric, Waldhere, Becca, Witta, Wada, Oswine, Sigehere, *Sceafthere, Alewih, Aelfwine, Eadwine, Wulfhere, Frithuric; perhaps also Herebald. The asterisk denotes names limited to persons of the sixth and seventh centuries.

[84] Eadgils, Eanmund, Heardred, Hygelac, Ingeld, Offa, Wermund, Weohstan, Wiglaf, Wada, *Scilling, Oswine, Sigehere, *Gislhere (perhaps Eomaer).

[85] *Aelfhere, Ecglaf, Eanmund, Heremod, Offa, Sigemund, Wermund, Weohstan, Wiglaf, Wulfgar, Garwulf, *Ordlaf, Sigeferth, Waldhere, Becca, Wada, *Hun, *Hringwald, Aelfwine, Eadwine, Wulfhere, Frithuric (possibly also Deor).

[86] Only the earlier lists, those printed in Sweet's Oldest English Texts, p. 154 ff., are taken into account.

[87] Lines 159-192 and 332-362 in Sweet's text.

[88] †Beowulf, †Billing, †Folcwald, Frod, Heremod, Hereric, Oslaf, †Widsith, Alewih (†Widia?). Names marked with a dagger are confined to the Liber Vitae.

[89] Eadgils, †Hildeburg, †Hrothwulf, Wiglaf, Wulfgar, Garwulf, Aetla, Witta, †Heathuric, Sigeferth, Wulfhere, Frithuric (†Wyrmhere?). The following names are found both in the early and late parts of the lists: Eanmund, †Hama, Heardred, Hygelac, Ingeld, Offa, Sigemund, Wermund, Theodric, Wada, Aelfwine, Eadwine, †Aegelmund; perhaps also Herebald, if the abbot of this name is to be identified with the one mentioned by Bede (H. E. V 6).

[90] For the details see the preceding notes.

[91] Hildeburg, Hrothwulf, Wiglaf, Wulfgar, Ordlaf, Hun, Hringwald, Gislhere.

[92] Aelfhere, Weohstan, Garwulf, Scilling, Heathuric, Wyrmhere (?), Dior.

[93] Aelfhere and Dior. The latter (in the form Diar) occurs only once (Birch, Cart. Sax. 497) and may be a mistake for Diara (ib. 507). The name Diora need not be of heroic origin; it may be an abbreviation from such names as Diorwald, Diornoth.

[94] Breca, Finn, Fitela, Hengest, Hnaef, Hrethel, Scyld, Weland, Guthhere, Geat, Gifeca, Heoden, Helm, Wald, Beaduca, Frithla, Secca, Gifeca—to which we may add Waelse in Walsingaham. Widia is also to be added, if it is not allowed for the Liber Vitae. For the list of place-names (not the personal names) I am dependent upon Binz, Beitr. XX 141-223.


NOTE II. ON THE DATING OF CERTAIN SOUND-CHANGES IN ANGLO-SAXON.

In my Studies in Old English[95], published in 1899, I endeavoured to formulate a scheme for dating approximately the chief sound-changes which took place in English during the first few centuries after the invasion of Britain. In the course of these investigations I was led to the following conclusions (pp. 117, 253 ff.): i. that 'palatal umlaut' in Northumbrian and the dialect of the Vespasian Psalter took place before 650; ii. that the change from ǣ to ē (in all dialects except West Saxon) was in operation about 650-680; iii. that the loss of intersonantal h (in all dialects) belongs to the same period or a little later; iv. that contraction through loss of intervocalic h may be dated roughly between 680-710; v. that the loss of final -u after long syllables and in words of the form ⏑⏑⏑ took place in all dialects at a time approximately contemporaneous with the operation of palatal umlaut in Northumbrian (i.e. before 650).

Prof. Morsbach in his paper Zur Datierung des Beowulfepos[96] has dealt with several of the same problems and come to conclusions which differ widely from those at which I arrived. The chief differences are as follows: i. that after a long syllable which bore the chief accent -u was not lost before the end of the seventh century, though after a long 'nebentonig' syllable the loss was somewhat earlier (p. 261 f.); ii. that intervocalic h was lost in Kentish by about 680, but in Mercian and Northumbrian the same change cannot be shown to have taken place before about 700 (p. 264); iii. that postconsonantal h (before vowels) was retained in Kentish in 679; its loss, at least in Mercian and Northumbrian, may be dated about 700, but after the loss of -u (p. 265). In summarising the results of his discussion (p. 273) he gives "about 700" for the loss of postconsonantal h and "shortly before 700" for the loss of -u. Incidentally he follows Bülbring (Elementarbuch, §§ 146, 528) in dating the origin of ē (from 'West Germ.' ā) before the breaking, and in placing the loss of h before l (in neolaecan) anterior to the operation of 'palatal umlaut' (monophthongisation).

[Pg 67]

The importance of this discussion for our present purpose[97] lies in the dates proposed for the loss of -u and of postconsonantal h. Prof. Morsbach concludes that Beowulf cannot have been composed before 700, since it contains a number of half-verses which would have been metrically impossible before the operation of these changes, e.g. ofer fealone flod(u), to widan feor(h)e. I have already expressed scepticism as to whether such inferences are really justifiable. This applies more particularly to the verses affected by the question of postconsonantal h, which are quite few in number. The date which Prof. Morsbach himself (p. 274) proposes for the composition of Beowulf is 700-730. He finds no difficulty in reconciling this with the statistics (given above, p. 45) for the use of the article. This seems to me rather strange; yet the opinion of a scholar who stands in such deservedly high estimation cannot lightly be disregarded.

Now let us examine the evidence on which these conclusions are based. First it will be convenient to take the loss of h. Prof. Morsbach holds that in Kentish intervocalic h was lost before postconsonantal h. The evidence is derived from a single charter issued by King Hlothhere in 679 (Birch, Cart. Sax. 45), which contains the place-name Vuestan ae beside the personal name Velhisci (Latin Gen.). But surely conclusions of this kind are admissible only when a number of examples can be adduced. On the same principle we might argue from the name Irminredi (in the same charter) that the change ǣ > ē had taken place and also from the name Aedilmaeri (again in the same charter) that it had not. And what should we do with the earliest East Saxon charter (Birch, 81), in which the grantor is called both Oedelraedus and Ho(di)lredus? Again, it is clear that Bede wrote his own name Baeda; but will anyone venture to hold that this represents the current pronunciation of his name in 731—or indeed for some half a century earlier? In personal names we must clearly allow for traditional orthography. The form Irminredi may no doubt be used as evidence for the change ǣ > ē, and similarly the form Vuestan ae may be used as evidence for the loss of h. But forms, especially personal names, like Velhisci and Aedilmaeri, which must long have been in use, may very well show an antiquated orthography—one which correctly represented the pronunciation of thirty or forty years previously. A single instance of such a kind is totally insufficient ground for supposing that the Kentish dialect treated postconsonantal and intervocalic h differently.

Next we must consider the date given for the loss of h in Mercian and Northumbrian (p. 263 f.). I find some difficulty here in following Prof. Morsbach's line of argument. In Northumbrian there is, admittedly, no evidence at all for the preservation of h, while cases of its omission are numerous in Bede's History (written in 731), in addition to one or two instances in probably earlier authorities. For Mercian[98] we are dependent [Pg 68]on the Epinal, Erfurt and Corpus glossaries, the archetype of which is placed before 700 by Prof. Morsbach. In my Studies, p. 232, I came to the conclusion that in this archetype the cases of retention and omission of h were probably about equal in number. Prof. Morsbach replies that there is no necessity for such a conclusion, since all the extant glossaries themselves date from times when h was already lost. He himself decides[99] against the loss of h in the archetype for two reasons: (1) because postconsonantal and intervocalic h are treated alike in the glossaries and the former was still retained in Kentish when the archetype was written[100]; (2) because the assumption of such an early date for the loss of h would be incompatible with his own date for the loss of -u. The first of these arguments, it will be seen, rests upon the dating of the loss of postconsonantal h in Kentish, on which enough has been said above. The second depends upon a hypothesis which we shall have to consider presently.

My reason for concluding that the loss of h occurred in the archetype was that in at least eight entries (probably several more) all three glossaries agree in showing forms without h. It is to be remembered that in these glossaries we are dealing not with independent documents but with copies made, more or less mechanically, from one original. This remark applies of course much more to Epinal and Erfurt than to Corpus; for in the latter the materials have been rearranged, as well as augmented from other sources, while incidentally the forms have been modernised to a considerable extent. In Epinal such modernisation is not unknown, but it is restricted within very narrow limits, as may be seen from the use of b and f[101]. Further, it is to be remarked that we have no ground for assuming the language of the archetype itself to have been consistent. The occurrence of numerous Dative forms and of expressions containing more than one word (e.g. per anticipationemþorch obst) shows that the materials were derived largely from glosses in books, just as in the Leiden glossary[102]. Many of these glosses may have been written a generation or more earlier than the compilation of the archetype glossary. Whoever bears these facts in mind and at the same time compares the evidence for forms with and without h with that for f and b will, I think, be forced to the conclusion that the forms with h do not represent the pronunciation of the compiler of the archetype, but that they were taken over by him from earlier sources.

[Pg 69]

Now we may take the evidence for the proposed date of the loss of -u. After enumerating (p. 253 ff.) a list of cases which have been suggested by various scholars Prof. Morsbach comes to the conclusion that the only certain example of a form in which -u is retained[103] is the word flodu in the inscription on the Franks casket. As the whole theory largely depends on the value attached to this form we must consider it carefully. In my Studies, p. 156, I suggested that it should be regarded as an archaism and at the same time pointed out that -u is lost in another word (unneg) in the same inscription. Prof. Morsbach rejects this explanation of unneg, which he connects, rightly, I think now, with O. Sax. nah. But this form can come perfectly well from *nāh(w)u (earlier *nēhwō), if not from *nāhwa (cf. Goth. nehwa, nehw). That Ang.-Sax. neah, neh has lost an u-sound is, I contend, shown not only by the Gothic forms, but also by neolaecan and neowest (cf. Lind, genehwaþ, etc.). Prof. Morsbach rejects my explanation of these forms also and adopts that of Prof. Bülbring, as stated above. But the latter is untenable; for if ē (from ā) had come into existence before the operation of breaking, we should never find forms with ae, which as a matter of fact are fairly common in the earliest texts of all dialects. In particular we may note that the three extant coins of the Mercian king Aethelred (675-704) all have -ræd. Hence the change ǣ > ē can hardly have taken place much before 650.

Apart from unneg[104], there are three forms on the recently discovered right side of the casket which may show loss of -u. Prof. Napier (An English Miscellany, p. 375 f.) is inclined to regard the forms sær and dœn (?), if not also hos, as Nom. sg. fem. But the interpretation of this part of the inscription is still uncertain in many details.

I confess that since the discovery of the new side I am less inclined to regard the form flodu as an archaism than as a mere blunder. Even in the more intelligible parts of the inscription we find a number of forms which present serious difficulty: Romwalus, Reumwalus[105], gasric, Giuþeasu. The last of these still seems to me to present the best illustration of flodu. If the one is due to the loss of some letters—e.g. su for su(mæ)—the same may be the case with the other[106]. At all events an inscription which presents so many difficulties cannot be regarded as a safe authority on which to base a scheme for the chronology of sound-changes.

The only other instance of -u on which Prof. Morsbach lays any weight [Pg 70]is the form aetgaru in the Erfurt glossary. He speaks of it as 'nicht unwahrscheinlich' (p. 257), though 'fraglich' (p. 264). Many scholars cite it as an example of -u without reserve. Now in order to form a just estimate of the value of any form which occurs in the glossaries it is obviously necessary to take it in connection with the forms which the other texts show in the same entry. The entry in question (frameaaetgaru) occurs in the Epinal and Corpus glossaries, as well as in that of Erfurt, though the two former have aetgaeru (ætgaeru) for aetgaru. There can be no doubt that the relationship between the three glossaries is as follows:

                            x (Arch. I)
                            |
                  |--------------------|
                  |                    |
                  y (Arch. II)         |
                  |                    |
           |--------------|            |
           |              |            |
         Epinal         Erfurt       Corpus

though we do not know exactly how many intermediate stages lie between the extant texts and the original archetype. It will be seen that the question at issue is whether the Erfurt glossary or the other two have kept the original form—for if the archetype had contained both forms we may assume that some trace of the double entry would have been preserved (as in other cases). Now the Erfurt glossary is the latest of the three, it is the work of a foreign scribe and it is very carelessly copied. Moreover, no letter or combination of letters has suffered more than ae. Most usually this combination has been reduced to e; but the loss of e is not infrequent, e.g. smal, hrad, nacthegelae. In view of these facts it is unintelligible to me how anyone can uphold the evidence of the Erfurt glossary against the other two. But in this case it is used to prove the existence of an archaic form for which none of the glossaries elsewhere present a parallel. Lastly, we may remark that though it is frequently assumed that the word gar was an u-stem (*gaizu-) no evidence worth consideration has ever been adduced to prove it[107]. On all grounds therefore we are brought to the conclusion that the evidence for the preservation of -u in aetgaru is not merely open to question but entirely worthless.

We must now notice certain early documents in which -u is clearly lost. Prof. Morsbach mentions the form felt in the earliest East Saxon charter (Birch, 81), which dates from 692-3. Here then -u was lost before the date in question[108]. But we can get back further than this, for the place mentioned is called Vuidmundes felt. Some considerable time must have elapsed after the loss of -u before a noun, even a proper name, could change its inflection and adopt the endings of a-stems.

[Pg 71]

Next let us take the Northumbrian evidence. The form -gar on the Bewcastle column can prove nothing. In the same inscription however we may find an example in Cyniburug; for in view of hnutu etc. it is probable that consonantal stems used what was originally the Accus. sg. form also for the Nom. sg. (as in Old Norse). I cannot see any probability in the suggestion that this monument may date from some considerable time after 670[109], if it has been rightly interpreted.

More important is the fact that no example of -u after a long syllable is preserved in Bede's Ecclesiastical History. It is to be observed that Bede seems to have scrupulously followed the orthographical peculiarities of the documents which he used. Thus in Papal letters dating from the first half of the seventh century we find such forms as Adilbercto, Audubaldi which are not used elsewhere in the work[110]. Now in the record of the proceedings at the Council of Hertford in 673, which is quoted in IV 5, we find the forms Herutford, Vilfrid, Vynfrid, Hrofaescaestir; and in the similar record for the Council of Hatfield in 680, quoted in IV 17, we find the form Haethfelth. If -u had not been lost by this time the forms used must have been -fordu or -fordus, Vilfridu(s), etc., and it is most unlikely, in view of Bede's practice elsewhere, that he would have altered them. As a matter of fact the latter of these documents contains two forms—Hymbronensium (or Humbr-) and Estranglorum—which are not used elsewhere by Bede. Again, the same author almost always writes the name of the Northumbrian king Ecgfrith (r. 671-685) as Ecgfrid (in the Nom.). That this represents the contemporary orthography is shown by a coin of that king which bears the legend Ecgfrid rex.

But further, there is a whole series of names, much used in Northumbria, which have as their second element -haeþ from earlier -haþu (e.g. Eadhaed). At the time when -u was lost here the change a > æ was clearly still operative. Will anyone suggest that this was the case after the middle of the seventh century? Again, it can hardly be doubted that the form Osuiu, if not also Osuald, represents the pronunciation[111] current in the time of that king. In Bede's History, III 29, we have extracts from a Papal letter addressed to Osuiu (v. l. Osuio) regi Saxonum. The form os- can scarcely have become current in compounds before -u was lost in the Nom., Accus. sg.

It is surely unnecessary to enter into further details. We have seen that [Pg 72]practically the whole evidence for the proposed chronology consists of two forms, Velhisci and flodu, one of which is incapable of proving what it is meant to prove, while the other is of exceedingly doubtful value; and on the other hand that this chronology has opposed to it a large number of forms in the glossaries, in charters and in early Northumbrian authorities of various kinds. Now let us consider the various sound-changes in relation to one another.

It is admitted, and necessarily so, that the loss of -u took place before the loss of h. For the sake of convenience we may apply the terms 'Period I' to times anterior to the loss of -u and 'Period II' to the interval between the two changes. From neither of these periods have we any texts surviving, unless we are to reckon the inscription on the Franks casket to Period I. Our earliest charters, and apparently also the lost archetype of the glossaries, were composed at a later time ('Period III') when h was no longer pronounced, though doubtless often written. But before the date of the earliest extant glossary (Epinal) a further change or changes had taken place which brought about the confusion of original ƀ and f. It is clear from a comparison of the glossaries that this confusion was later than the loss of h and also that it was almost, if not entirely, unknown to the archetype. So also in Northumbrian. In Bede's History we have no instance of h preserved in an English word, whereas examples of its omission are numerous. On the other hand it is clear that Bede usually retained the distinction between b (i.e. ƀ) and f, although the latter has already largely encroached on the former in the Moore MS.[112] We may therefore constitute two subdivisions of the period subsequent to the loss of h, namely 'Period III' prior to the confusion of ƀ and f and 'Period IV' subsequent to this confusion. Now we can see clearly where to date the Franks casket, for it shows confusion of ƀ and f in wylif—according to Prof. Morsbach also in sefu. It belongs therefore not to Period I but to Period IV.

Any attempt to fix an absolute chronology is of course rendered difficult by the absence of very early texts. We may probably assume that Period IV begins more or less about 700. The Kentish charter of 679 falls in Period III. Now when -u was lost, h (whether intervocalic or postconsonantal) must have been a spirant—a fact which Prof. Morsbach seems to have entirely ignored. It is quite incredible that only a few years should elapse between that stage and the total loss of intervocalic h seen in the charter. The corresponding period in Germany lasted centuries, and I cannot conceive how the transition can have been accomplished anywhere in less than half a century. I conclude therefore that the dates which I gave in my Studies were approximately correct. If there was an error it was in putting some of the changes slightly too late. I have little hesitation now in expressing my opinion that the loss of -u took place not later than the second or third decade of the seventh century.

FOOTNOTES:

[95] Transactions of the Cambridge Philological Society, Vol. IV, Part II. The page-references are to the figures in the outer corners.

[96] Nachrichten von der Königl. Gesellschaft der Wissenschaften zu Göttingen, 1906, pp. 251-277.

[97] Prof. Morsbach's paper raises a number of questions besides those mentioned above. But I am obliged here to confine my attention to those which have a bearing on the dating of Beowulf.

[98] The application of this term to the Epinal and Erfurt glossaries (or the archetype) seems to me to be open to grave objection.

[99] If I have interpreted his meaning correctly. But I admit that I have had great difficulty in understanding the argument in paragraph 5 of p. 263 (especially the "mit -h-" of line 12).

[100] Prof. Morsbach seems to regard Kentish as exceptional in its treatment of intervocalic h, rather than in that of postconsonantal h. I am not quite clear as to his reason for this.

[101] Cf. Studies in Old English, p. 240.

[102] This text represents a more primitive type of glossary than the others and, though it is not an ancestor of theirs, it has without doubt used a considerable number of the same glosses (especially in Sweet's § XLV) which were incorporated in their archetype.

[103] The form scanomodu on the solidus need not be taken into account. It is improbable that coins of this type were minted after the sixth century.

[104] Prof. Morsbach further argues that even if my interpretation of unneg was correct it would prove nothing, since -u was probably lost after a long 'nebentonig' syllable earlier than after a long 'haupttonig' syllable. But neither the -gar of the Bewcastle inscription (cf. p. 70) nor the felt of the East Saxon charter can be admitted as evidence for this hypothesis.

[105] In spite of what is said by Prof. Morsbach (p. 264 f.) these forms are scarcely intelligible unless h was already lost.

[106] E.g. perhaps flod u(p)ahof.

[107] The place-name Wihtgarabyrg in the Saxon Chronicle, ann. 530 (B, C), 544 (A, B, C) is more probably to be regarded as a corruption of Wihtwara- through the influence of the personal name Wihtgar.

[108] Prof. Morsbach's explanation is that felt here is a long nebentonig syllable. But we have no evidence that the influence of 'sentence-accent' made itself felt in this way.

[109] Prof. Morsbach would assign the monument to the time of Aldfrith, who reigned 685-705 (not 725, a printer's error in Vietor's book).

[110] In his own narrative of course he often uses forms which must have been antiquated in his time (e.g. Vurtigerno, Aeduini, Aeodbaldo) and also foreign forms in the names of persons of Continental origin (e.g. Agilberctus). But it may safely be assumed that all these cases are derived from earlier documents.

[111] I.e. Oswiu (Oswald); cf. Baduuini, i.e. Baduwini. I have not taken account of the possibility that -uiu originally contained an -h-. If that could be proved the present discussion would be practically superfluous.

[112] Cf. my Studies, p. 247. It will be seen that the number of cases in which M, B and C agree in f (for ƀ) is very small.

[Pg 73]


NOTE III. LITERARY INFLUENCE IN BEOWULF.

I am not aware that any serious argument has been brought forward to show that Beowulf was a literary production. It is customary indeed, especially among English scholars, to use the word 'write' with reference to its composition; but this is frequently due to mere carelessness. Nevertheless there is undoubtedly a widespread reluctance to admit that the poem came into existence without the use of writing—partly on account of its length and partly because its technique is of rather an advanced order. The first of these difficulties has now been definitely settled by the Servian poems, as we shall see in the next Note. Here we need concern ourselves only with the second.

The most definite pronouncement on this subject known to me is contained in Prof. Ker's book, The Dark Ages, p. 250. "Beowulf and Waldere," he says, "are the work of educated men, and they were intended, no doubt, as books to read. They are not, like the Elder Edda, a collection of traditional oral poems." Here we have three distinct statements. That Beowulf and Waldhere are not a collection of poems, like the Edda, is manifest. Whether they are traditional oral poems at all is a different question, the answer to which depends in the first place on our attitude to Prof. Ker's second statement—that they were intended as books to read. But this statement surely requires some evidence. The only argument brought forward is that "the Beowulf MS ... is intended as a book to be read, and is got up with some care. From the look of it, one places it naturally in the library of a great house or a monastic school; and the contents of it have the same sort of association; they do not belong to the unlearned in their present form." But, so far as the earlier part of this passage goes, the argument applies only to the tenth century. No one will deny that the earlier Anglo-Saxon poems were studied at that time; indeed they had probably come to be regarded as, in a sense, classical. But have we any right to assume that scholars of the seventh or eighth centuries viewed these poems or their subjects in a similar light? If so how are we to account for the total absence of references to such subjects in the works of Bede? And what about Alcuin? Quid Hinieldus cum Christo? Is it likely that Alcuin would have regarded these pagani et perditi reges as suitable subjects for the attention of scholars? The natural presumption from his language is that he knew of them not from literary works, but only from street-minstrels whom he looked upon with disgust. Yet Bede and Alcuin can hardly have been ignorant of any important literary activity during their times, and it would be unfair to regard them merely as religious bigots. In view of their silence it seems to me a precarious hypothesis even that the poems were committed to writing much before the end of the eighth century.

[Pg 74]

There is no doubt of course that the writing of English was in common use during the early part of the ninth century. But the paucity of earlier evidence renders it probable that this was a recent innovation; and the orthographical characteristics of eighth century documents point to the same conclusion. Laws were written in English from the beginning; but we may safely assume that this was done by professional scribes, in all probability ecclesiastics. Otherwise there is little definite evidence for the writing of the vernacular, except of course in glosses. The more learned clergy clearly preferred to use Latin; for the less learned Bede states (Ep. ad Ecgb., cap. 5) that he had himself had to make translations even of the Creed and the Lord's Prayer, for them to learn by heart. Where was a reading public to be looked for in such a period[113]?

But we have yet to discuss the statement that "Beowulf and Waldere are the work of educated men." The question here is what is meant by the word 'educated.' Nowadays the expression 'educated Chinese' is used in more than one sense. Sometimes it is applied to those who have received a good education according to the traditional standard of that nation. Sometimes however, especially in newspaper language, it is used only of those Chinese who have received a Western education. We need not doubt that the poets of Beowulf and Waldhere were among the best educated men of their day according to the traditional native standard. If they were court minstrels—a question we shall have to discuss in the next chapter—they could hardly be otherwise. But this is not what Prof. Ker means. The education which he has in view is of foreign (Roman) type, as may be seen by the latter part of the second of the quotations given above. Again (p. 252) he says: "The English epic is possibly due to Virgil and Statius; possibly to Juvencus and other Christian poets, to the authors studied by Aldhelm and Bede." If so[114], is it not remarkable that no obvious trace of such influence can be pointed out? It must not be assumed that the poets responsible for the composition or preservation of Beowulf would have any inclination to disguise their knowledge of foreign poetry. The use which they have made of incidents derived from the Bible is decisive evidence to the contrary, although their knowledge of this subject seems to have been of a most elementary description. In Widsith we actually have at least one [Pg 75]reference to a classical character (v. 15 ff.). But Beowulf is entirely free from anything of the kind.

Prof. Brandl[115] has likewise been attracted by the idea that the growth of Anglo-Saxon epic poetry may have been due to Latin models. As a probable source of such influence he has fixed upon the Aeneid and even indicated a number of passages in this poem which may have suggested certain scenes and incidents in Beowulf. Thus he notes that both poems begin with the story of a wanderer (Scyld, Aeneas) who came over the sea (feasceaft, primus et profugus) and founded a great dynasty or empire. Then he suggests a connection between the song of Hrothgar's minstrel on the Creation (Beow. 90 ff.) and a passage (Aen. I 742 ff.) which describes how Dido's minstrel Iopas sang of the origin of men and beasts, among other cosmological subjects. Further, he compares the whole of the scene which contains the latter passage with the account of Beowulf's reception at Heorot, noting the various stages in the arrival of the two heroes from their disembarkation to the feast with which they are welcomed in the palaces. Incidentally, he remarks that at the feast Wealhtheow hands the cup to Hrothgar and then to the visitors (Beow. 615 ff.), while Dido pays the same honour to Bitias (Aen. I 738). Lastly, he compares the racing after Grendel's overthrow (Beow. 864 ff.) with the rowing contest in memory of Anchises (Aen. V 104 ff.).

I confess that, coming as they do towards the close of an admirable discussion of the subject, which no attentive student of Beowulf can fail to appreciate, the comparisons suggested by Prof. Brandl strike me as surprising beyond measure. The resemblances between the athletic contests, so far as they have any existence at all, are due to practices which are worldwide. Is there any reason for supposing that the act of courtesy ascribed to Wealhtheow was not in full accordance with early Teutonic custom? Parallels may be found, easily enough, in Old Norse literature. The arrival of the wanderer (Scyld, not Beowulf) has nothing in common with that of Aeneas. The one is a baby and probably alone; the other is the commander of a fleet. Then, as to the resemblance between Beowulf's visit to Hrothgar and Aeneas' visit to Dido, I can only say that I fail to detect its existence. Prof. Brandl seems to lay most stress on this incident and points out certain parallelisms in the language: corripuere uiam qua semita monstrat (Aen. I 418) with stig wisode gumum aetgaedere (Beow. 320 f.), and coram quem quaeritis adsum Troius Aeneas (Aen. I 595 f.) with Beowulf is min nama (Beow. 343). But are these not purely accidental coincidences, such as one could find between almost any two narrative poems? When Prof. Brandl speaks of Aeneas' "Verhandlung mit Dido zuerst durch eine etikettegemässe Mittelsperson", I do not understand what is meant. Certainly this description applies to the entry of Beowulf. But Aeneas is present beforehand, shrouded in a cloud with which Venus has covered him. In the midst of the scene the cloud is suddenly parted and Aeneas disclosed to Dido's eyes. It seems to me that no meeting could well be more different. [Pg 76] There remains then only the fact that the two minstrels treat a somewhat similar theme (though in Beowulf this does not take place on the occasion of the hero's arrival). It is no doubt a curious coincidence; but the introduction of such a subject in Beowulf may be accounted for quite satisfactorily without the hypothesis of any acquaintance with Virgil.

I cannot quit this subject without remarking how much more plausible a case could be made out for deriving Beowulf from the Homeric poems, especially the Odyssey. Here there are striking parallels both in diction and terminology, as we shall see in a later chapter. We may note especially the epithets applied to princes and the formulae with which speeches are introduced. If we wish to find a real parallel to the reception of Beowulf by Hrothgar, it is provided by the account of Telemachos' visit to Menelaos. Similar parallels are to be obtained for the minstrel's lays and many other incidents. Are we then to suppose that Beowulf is based upon the Odyssey? That is a hypothesis which I will gladly leave for others to work out. For my own part I prefer the explanation that similar poetry is the outcome, or rather the expression, of similar social conditions. But in Beowulf and the Homeric poems, as against the Aeneid, we have additional common elements in the fact that the interest is centred in the actual characters—not in the destiny of their descendants—and in the vividness and reality of the narratives, in spite of Grendel, Scylla and the rest. The latter of these two common features seems to me to indicate that both the Greek and English poets were depicting types of life with which they were themselves familiar, whereas no one will dispute that the Aeneid is a product of the library.

Half a century ago, when the study of Teutonic antiquity was still young, there was a general eagerness to refer every institution and belief to a native origin. To-day we see the inevitable reaction—a hypercritical attitude towards every explanation of this character, coupled with a readiness to accept theories of biblical or classical influence on the slightest possible evidence. It is this intellectual atmosphere which, naturally enough, has given birth to the chimaera of a literary Beowulf—a creature which, if I am not mistaken, belongs to the same genus as certain well-known theories in Northern mythology.

FOOTNOTES:

[113] The case of King Aldfrith shows that educated laymen were not entirely unknown; but it is extremely unlikely that they were common. In one charter (Birch, 99) Wihtred, king of Kent, is made to say: signum sanctae crucis pro ignorantia litterarum expressi. This document exists only in a late copy; but at all events it suggests that the practice of making the cross, instead of signing, was due to a widespread inability to write.

[114] I confess that I am strongly inclined to suspect that anyone imbued with Latin learning would have lacked not only the inclination but also the ability to compose such a poem as Beowulf. This however is an opinion which could only be substantiated by a wider knowledge of the history of poetry in various parts of the world than I can make any claim to possess.

[115] Grundriss d. germ. Philol., ii 1008.

[Pg 77]


CHAPTER V.
THE POETRY AND MINSTRELSY OF EARLY TIMES.

In the preceding chapters we have seen that the persons and events celebrated in the heroic poems apparently all belonged to the fourth, fifth or sixth centuries, and further that heroic poetry was flourishing among the Goths during the same period. For the existence of English, Scandinavian or German heroic poetry at this time we have no absolutely conclusive evidence. But the materials from which our poems are formed must largely be referred to the sixth century. This may be seen most clearly in cases where the poems of two or more nations not merely treat an identical theme but also agree in the motif or in comparatively small details, as in the stories of Ingeld, Waldhere and Svanhildr. A like age is probably to be attributed to resemblances in language, such as those shown by the hortatory addresses and the accounts of dragon-fights cited in the last chapter (p. 60 f.). The fact that these resemblances sometimes occur in stories relating to entirely different characters need not prevent us from believing that they spring ultimately from a common origin.

It cannot of course be proved that the materials from which the heroic poems are derived were themselves always in poetic (metrical) form. In principle we must admit the possibility that they were transmitted from one generation to another in a more or less stereotyped form of prose narrative, such as we find later in the sagas of Iceland and Ireland. But in point of fact we have no evidence whatever for the cultivation of such traditional prose narratives among any of the early Teutonic peoples, whereas there is good reason, as we shall see shortly,[Pg 78] for believing that narrative poetry was both ancient and widely cultivated.

In the first place we may note that English and German poetry down to the ninth century shared a common system of metre and that the Fornyrðislag, which is used in most of the Edda poems, differed but little from this type, except of course that it was always arranged in strophes. The application of this common metre to narrative purposes can scarcely be regarded as a recent innovation, for English and German poems frequently exhibit verses and half-verses of very similar construction. Thus in the Hildebrandslied speeches are generally introduced with the formula: Hadubrant gimahalta, Hiltibrantes sunu, which is almost identical with a formula used in Beowulf: Wiglaf maðelode, Weohstanes sunu. In the same German poem (v. 42) we find the verse: dat sagetun mi seolidante ('it has been told me by mariners'), with which we may compare Beow. 377: þonne saegdon þaet saeliðende. Note should also be taken of such phrases as (v. 55) ibu dir din ellen taoc ('if thy prowess is sufficient') and definitely poetical expressions like (v. 43) inan wic furnam ('war carried him off'), as compared with Beow. 572 ðonne his ellen deah and 1080 wig ealle fornam Finnes þegnas. The number of such parallels might be greatly increased if we were to take into account passages from religious poems, especially the Old Saxon Heliand.

For a very much earlier period direct evidence is furnished by the Roman historian Tacitus, who says (Germ. 2) that the Germani possessed ancient poems or songs (carmina) even in his time and adds expressly that they had no other means of preserving a historical record[116]. That these poems were partly of what may be called a 'heroic' character is clear from another passage (Ann. II 88), where it is stated that Arminius was still a subject of poetry among barbarian nations (canitur ... adhuc barbaras apud gentes). In both cases the reference is in all probability to the peoples of western Germany rather than to the Goths.

On the whole then we need not doubt that the heroic[Pg 79] poetry which we find in England and Germany during the seventh and eighth centuries had a long history behind it. Of course as to the form of the poetry current in the first century we are entirely without information. Many scholars hold that it was exclusively choric, not only in Tacitus' time but for four or five centuries later. This is one of the questions which we shall have to bear in mind in the course of our discussion.


The earliest historical reference to the cultivation of poetry, or rather perhaps minstrelsy, in England occurs in Bede's account of the poet Caedmon (Hist. Eccl. iv 24). In this story we are told that it was the custom that, when the villagers met together to drink and amuse themselves, everyone should take his turn in singing to the harp. Caedmon, who had never been able to learn a song, used to leave the festivities and make his way home as soon as he saw the harp coming in his direction[117]. No information is given as to the character of these songs. Probably they would as a rule be quite short—perhaps not much longer than the hymn learned by Caedmon from the angel, which contains only nine verses. It is not unlikely that they resembled some of the metrical riddles more than any other form of Anglo-Saxon poetry which has come down to us. Longer songs, of a narrative type, may of course have been known. But it is a question whether such songs would deal with heroic themes or with folk-tales. We may think of the Scandinavian story of Svipdagr and Menglöð, which is preserved in a number of different versions, ranging in date probably from the tenth century to the seventeenth or later.

But we have already seen (p. 41 f.) that in the eighth century at least the recitation of heroic poetry was by no means unknown. Indeed we may infer from the language used by Alcuin (ridentium turuam in plateis) that it enjoyed a good deal of favour with the general public. Another of his letters[118] speaks [Pg 80]to much the same effect. We may gather from the use of the word citharista that these recitations also were accompanied by the harp. But the language of the letters seems rather to suggest that the performers in such cases were persons who made minstrelsy more or less of a profession. A century earlier the existence of professional minstrels may be inferred from the well-known story of Aldhelm[119]—that he used to take up his position on a bridge, like a professional minstrel (quasi artem cantitandi professum), and sing to the people in order to call them back to church. We are not informed as to the character of the poems he recited, but clearly they were of a type calculated to attract the country people.

On the Continent we find very similar evidence. A passage in the Annals of Quedlinburg, to which we have already alluded and which dates perhaps ultimately from the tenth century, states that the country people used to sing of Dietrich von Bern[120]. From a much earlier period we have an interesting reference to a Frisian minstrel named Bernlef, who became a disciple of St Liudger. He had been blind for three years, when he was brought to the missionary, but "he was greatly loved by his neighbours because of his geniality and his skill in reciting to the accompaniment of the harp stories of the deeds of the ancients and the wars of kings[121]." This incident appears to have taken place before 785. That minstrelsy was definitely recognised as a profession among the Frisians is shown by the last clause in the Lex Frisonum, which fixes a special compensation for injury to the hand of a harpist[122].

From all this we gather that in the eighth century there existed both in England and Germany a class of minstrels whose practice it was to play the harp and recite heroic poetry [Pg 81]in the village-streets or on bridges or wherever they could gather an audience. Now if we turn to the poems themselves we find that they also contain references to professional minstrels; but these appear to have been quite a different class of persons from those with whom we have been dealing.

At the close of his elegy (v. 35 ff.) Deor gives the following account of himself: "With regard to myself I will say that formerly I was the bard (scop) of the Heodeningas and dear to my lord. My name is Deor. For many years I have had a good office and a gracious master. But now Heorrenda, a skilful poet, has received the domain which the king had before given to me." There may be some difference of opinion as to the precise meaning of the word londryht[123], but it is clear enough that the poet had been a court-minstrel and that he had been supplanted in the king's favour by a rival. In Beowulf also we find mention of a person who seems to hold a similar position. The word scop occurs three times in this poem (vv. 90, 496, 1066)—always perhaps with reference to the same man. In each case he is represented as singing or reciting, and twice mention is made of the harp. On the last occasion, when he recites the story of Finn and Hnaef at the banquet (cf. p. 2), he is called Hroðgares scop, which seems to imply a sort of official position.

The case of Widsith is somewhat different. The poet is a traveller who prides himself on the large number of nations he has visited. He states also that he served under various princes by whom he had been handsomely rewarded. The poem ends with some reflections on the life of wandering minstrels; but these verses may be a later addition, like the introduction. At all events in v. 94 the poet speaks of his return home, when he presented to his lord, Eadgils prince of the Myrgingas, a valuable 'ring' which had been given him by Eormenric. This present was a reward to Eadgils for his kindness in granting the poet the land formerly held by his father. It would seem then that the poet is represented as a man of good position. Whether we describe him as a wandering[Pg 82] minstrel or not, his occupation is clearly to be regarded as court-minstrelsy and different therefore from that of Bernlef and the harpists mentioned by Alcuin.

Apart from these personal notices there can be little doubt that the heroic poems which have come down to us were of courtly and not of popular origin. In the first place we may note their strongly aristocratic tone. This may be appreciated from the fact that all the women mentioned in the Anglo-Saxon poems are of royal birth, while the men are either princes or persons, apparently of noble or knightly rank, attached to the retinues of princes. On the rare occasions when persons of humbler rank are referred to, their names are not mentioned. In Beowulf no name is given even to the court-minstrel. Again the poems frequently refer to details of court etiquette, with which they seem to be well acquainted. In the later German poems this feature must of course be attributed to the conditions of the twelfth and thirteenth centuries, when the poems were composed. But it is quite as marked even in Beowulf. We may note especially the long and detailed account of Beowulf's arrival at the Danish king's hall and the conversation which the chamberlain holds with the king on the one hand and the visitor on the other, before the latter is invited to enter. The chamberlain's exact position is remarked, when he approaches the king and it is added that "he knew the custom of knighthood[124]." Other members of the court also have their position or duties described (vv. 500 f., 1161 f., 1165 f., 1794 ff.); but most of all the poet loves to picture the movements of the king and queen (vv. 612 ff., 920 ff., 1162 f.).

Then again it should be observed that persons of royal rank are very seldom spoken of with disrespect. The rare exceptions to this rule probably all refer to persons of a remote past, Eormenric, Thrytho and Heremod, and in the last two cases the reprobation is qualified in a very marked way. Moreover the ground of censure is invariably violence, cruelty or treachery. Of immoral or unseemly conduct we have no mention. Indeed, except in the story of Weland—which stands by itself in many[Pg 83] ways, as we shall see later—such subjects seem to be studiously avoided. More than this the Anglo-Saxon heroic poems are entirely free from coarseness of language, such as we frequently find in Saxo's history, and indeed from references of any kind which could offend even the most fastidious taste. In general the same remarks are true also of the German and Scandinavian heroic poems, though not in the same degree. But the gnomic and theological poems of the Edda show a wholly different tone, which at its worst (e.g. in Lokasenna) verges on bestiality.

Lastly, we must not overlook the fact that in dignity and polish of style the heroic poems far surpass any narrative works which the English language has to offer for many centuries later. It has been remarked that the composition of epic poetry requires a more or less professional training, and in the case of such poems as Beowulf this is doubtless true, not only on account of its length but also because a very large vocabulary is needed for the constant interchange of epithets which is one of its chief characteristics, while the allusions with which it abounds point to the possession of much historical or traditional lore[125]. At the time when it was produced the knowledge and leisure necessary for such composition is scarcely likely to have been found outside the entourages of kings.

On the other hand we have seen that minstrelsy of some kind was cultivated even by peasants in Caedmon's time. We can hardly doubt that such was the case to a higher degree in court circles. In Beow. 867 ff. we find a 'king's thegn' composing an account of the hero's adventure immediately after its occurrence, and utilising apparently by way of illustration the story of Sigemund. This person may be the court minstrel; but the identity of the two is scarcely certain. In a later passage (v. 2105 ff.), referring to the banquet after the fight with Grendel, we hear of the king himself taking his turn with the harp: "There we had poetry and music. The old Scylding (Hrothgar) related stories of old time out of his great store of information. Now the martial[126] hero would lay his hands on the joyous harp, the instrument that makes good cheer; [Pg 84]now he would recite a poem, true but sad; now a story of marvel would be related in due course by the magnanimous king. Now again, bowed with age as he was, the old warrior would begin to lament that he had lost the martial vigour of youth. His heart surged within him as he called to mind the manifold experiences of a long life." It is held that the reference here is to lyrical effusions rather than to anything in the nature of epic narrative[127]; but I am inclined to doubt if we are justified in totally excluding the latter. I would rather favour the view that the cultivation of minstrelsy, including narrative as well as lyric poetry, was a general accomplishment in royal households, and that the office of court-minstrel was an honour given to that member of the court who had attained the greatest proficiency in his art.


The statements of the poems as to the prevalence of court-minstrelsy during the Heroic Age are fully confirmed by the testimony of contemporary Roman writers. Perhaps the most important reference is a passage in Priscus' account of his visit to Attila in the year 448. After describing the banquet given by the king to his guests he proceeds as follows[128]: "When evening came on torches were lighted and two barbarians stepped forth in front of Attila and recited poems which they had composed, recounting his victories and his valiant deeds in war. The banqueters fixed their eyes upon them, some being charmed with the poems, while others were roused in spirit, as the recollection of their wars came back to them. Others again burst into tears, because their bodies were enfeebled by age and their martial ardour had perforce to remain unsatisfied."

It will be noticed that this account bears a curious resemblance to the passage from Beowulf which we have just quoted. Nothing is said as to the language in which the poems were [Pg 85]composed[129], but at all events we need hardly doubt that in this as in other respects Attila was following Gothic custom. For the duet we find an interesting parallel in a passage of Widsith (v. 103 ff.): "Then Scilling and I began to sing with clear voices before our victorious lord; loudly rang out our music as we played the harp. Then it was openly confessed by many brave-hearted and experienced men that they had never heard a better song."

Evidence for the cultivation of minstrelsy at Teutonic courts in Gaul is furnished by letters of Cassiodorus (Variarum II, 40 f.) and Sidonius Apollinaris (Ep. I, 2). The former document is an answer from the Ostrogothic king Theodric to a request from Clovis, king of the Franks (d. 511), who had asked him to send him a skilled minstrel. Sidonius' letter is a very full account of Theodric II, king of the Visigoths, who reigned from 453 to 466. He states that the king seldom admitted jesters when he was dining, and that he took no pleasure in music except when it encouraged manliness of spirit as well as pleased the ear. In neither of these cases however is it certain that the performers were Goths.

A clearer case of Teutonic minstrelsy, dating from the same period, occurs in one of Sidonius' poems (Carm. 12[130]), in which the author complains that he has to live among troops of longhaired and greedy Burgundians, listening with polite attention, in spite of his disgust, to their songs. More than a century later we hear of Frankish court-minstrelsy in a neighbouring district. In a poem addressed to Lupus, duke of Aquitaine, about the year 580, Venantius Fortunatus (Carm. VII 8. 61) says: "Let the Roman sound your praise with his lyre and the barbarian with his harp[131]"; and again: "Let us frame verses for you, while barbarian poets compose their lays; thus the hero will be greeted with like honour, though in diverse strains[132]." In the introduction [Pg 86]to his poems the same author complains of the constant buzzing of the harp, as it resounds to the barbarian lays[133].

A curious case of royal minstrelsy is recorded by Procopius (Vand. II 6) in his account of the siege of Mount Pappua (A.D. 534). Gelimer, king of the Vandals, wrote a letter to Faras, the Herulian chief who commanded the besieging army, begging him to send him a harp, a loaf and a sponge. The explanation given by the messenger was that the king had composed a song upon his misfortunes and as he was a good minstrel he was anxious to accompany it with a mournful tune on the harp as he bewailed his fate[134]. We are again reminded of Hrothgar, but perhaps still more of Hrethel's dirge over his son (Beow. 2460 f.).

These examples are sufficient to show that minstrelsy was widely cultivated in the courts of the Teutonic princes who had established themselves in Roman territory. Taken together with the references in Anglo-Saxon poetry, which deals of course with the more northern peoples, they leave no doubt that the prevalence of court-minstrelsy was one of the characteristics of the Heroic Age. For the existence of professional minstrels the Roman evidence is not so clear, though we may regard in this light the two 'barbarians' mentioned by Priscus (p. 84). On the whole the impression which we gain from our authorities is that the cultivation of the art was more or less general as in the north.

But it must certainly not be assumed that the poems of the period were always of an ephemeral character. Jordanes (cap. 5), in a passage to which we have already referred, says that the Goths "used to sing to the strains of the harp ancient poetry dealing with the deeds of their ancestors, Eterparmara, Hanala, Fridigernus, Vidigoia and others who are very famous in this nation[135]." Again, when he mentions the migration of the Goths [Pg 87]to the Black Sea (cap. 4), he refers to "their ancient poems," where this event is commonly related in almost historical style[136]. From such expressions we must conclude that Jordanes knew, directly or indirectly, of Gothic poems which he believed to have been in existence for a considerable time.

Jordanes' language may be compared with Einhard's reference to the 'barbarous and very ancient poems' collected by Charlemagne (cf. p. 62). But in reality there appears to be an essential difference between the minstrelsy of the Heroic Age and that of Charlemagne's time. In the latter period we hear only of 'very ancient poems' or of poems dealing with 'the deeds of the ancients,' as in the story of Bernlef. The two expressions may really be more or less equivalent, for there is nothing to show that Bernlef was an original composer. For the existence in his time of court-minstrelsy, or indeed of any poetry dealing with contemporary persons and events, we have no evidence which can be called satisfactory[137].

In the Heroic Age on the other hand we have references not only to 'ancient poems' but also to original compositions, dealing with the praise or fortunes of living men. The exploits of Attila, one of the leading figures of that age, were sung in his own presence, as we know from an eye-witness. We need scarcely doubt therefore that Beowulf truly reflects the spirit of the times when it makes one of the Danish king's thegns compose a poem on the hero's exploit immediately after the event. It is to such compositions that heroic poetry—indeed in a sense we may say the Heroic Age itself—owes its origin.

The beginning of the process may be seen from a few passages in Widsith. At the end of the poem we are told that "he who wins praise (lof) shall have his glory (dom) established on high beneath the sky." The meaning of the first expression is explained by another passage (v. 70 ff.): "I have been in Italy with Alboin. No human being, as far as my knowledge goes, had a readier hand than had Audoin's son for the winning [Pg 88]of praise, nor a heart more ungrudging in the distribution of rings and shining bracelets." We may compare also what the poet says of his patroness, the princess Ealhhild (v. 99 ff.): "Her praise spread through many lands, when I set myself to declare in song where under heaven it was that I knew of a gold-adorned queen who lavished presents in the noblest fashion." The chief object which the characters of the Heroic Age set before themselves is to 'win glory'—to have their fame celebrated for all time. Thus in Beow. 1387 ff. the hero says: "Let him, who can, win for himself glory before he dies; that is the best thing which can come to a knight in after times, when he is no more." Such glory may be won by brave deeds, as when Beowulf says to Hrothgar before his second adventure (ib. 1490 f.): "I will win for myself glory with Hrunting (a sword), or death shall take me," or again when the queen says to Beowulf (ib. 1221 ff.): "Thou hast brought it about that men shall esteem thee far and near and for all eternity, wheresoever the sea encircleth its wind-swept barriers." But the same object can be attained by generosity, which will ensure one's praise being sounded from court to court.

Now perhaps we are in a better position to understand why the Heroic Age ends when it does. The latest person mentioned in the heroic poems is Alboin who died about 572. The last Roman author who mentions Teutonic court-minstrelsy is Venantius Fortunatus, who wrote apparently about ten years later. Is there a connection between these two facts? It should be remembered that we have felt some hesitation in including Alboin among the characters of the Heroic Age, for though his praises were sung among the Saxons and Bavarians, as well as in England, he does not figure in any widely known story. We may reasonably expect that such stories would as a rule—not necessarily—require a certain time in which to be elaborated. Is it possible that in Alboin's time the conditions favourable to such elaboration were no longer in existence—that court-minstrelsy was dying out or had lost its creative power?

It will perhaps be urged that the absence of reference to court-minstrelsy after Venantius' time may be due to mere accident. But a short consideration of the political position[Pg 89] will show that there is good reason for thinking otherwise. During the period which had elapsed since the time of Priscus and Sidonius—we may say roughly about a century and a quarter—the Teutonic world had undergone great changes. Many kingdoms had disappeared, among them those of the Huns, Rugii, Heruli, Alamanni, Thuringians, Burgundians, Vandals and Ostrogoths, and probably also the Warni and Gepidae. Of the nations which survived the Visigoths and Langobardi, and to a large extent the Franks also, were settled among alien peoples and thus exposed to denationalising influences. This is partly true also of the Bavarians, and they moreover had become subject to the Franks before the middle of the sixth century. Probably the only other Teutonic kingdoms which remained on the Continent were those of the Frisians and the Danes, for there is no evidence that the Old Saxons were under kingly government at this time[138]. Moreover the Danes were almost cut off from the western peoples by the irruption of the Slavs who now occupied the greater part of ancient Germany. Hence we may conclude that even if court-minstrelsy survived in a few places the poems had now no longer any chance of obtaining a wide international circulation.

The change of faith is of course another consideration which must be taken into account. One of its effects was to cut off the Christian kingdoms from those of the Frisians and Danes. Probably also it had an adverse influence on the cultivation of court-minstrelsy, for there can be little doubt that this was originally permeated by heathen ideas. At all events we find in later times surprisingly few traces of heroic poetry in the territories of the Franks, Visigoths and Langobardi.

Of the purely Teutonic kingdoms, excluding Denmark, that of the Frisians was the last to retain both its independence and its religion. It can hardly be due to accident therefore that some of the most important of the heroic poems, such as Kûdrûn (cf. p. 34) and probably also the Norse version of the story of Sigurðr (cf. p. 59), appear to be derived from[Pg 90] Frisian sources, though this region was not their original home. Further, we have noticed that in Frisian law a special compensation was fixed for injury done to the hand of a harpist. Still more significant is the fact that in the passage quoted above (p. 80) from the Vita Liudgeri, describing Bernlef's skill in reciting heroic poetry, one text adds the words more gentis suae. It would seem then that minstrelsy of this type was regarded as a distinctive characteristic of the Frisians and that heroic poetry retained its hold upon them at a time when it was little known elsewhere.

In England the conditions appear to have been quite different from those with which we have been dealing, for at the end of the sixth century this country probably contained more Teutonic kingdoms than did the whole of western and central Europe. We have seen reason for believing that Beowulf was composed within about half a century of Venantius' time and that the other heroic poems may date from the same period. From the evidence which we have discussed above we should naturally conclude that court-minstrelsy lasted somewhat longer in England than elsewhere, although it dealt entirely with stories derived from abroad. It is true that there is no external evidence for such minstrelsy; but that is fully explained by the fact that we have practically no literature of any kind before the last decades of the seventh century. Most probably its extinction was due to that wave of religious fervour which was started by the Kentish king Erconberht and which in the course of the following half century seems to have succeeded in enforcing conformity to the new faith throughout the whole country.


It will be convenient now to consider briefly the court-poetry of the Viking Age. The history of heroic poetry in the North unfortunately cannot be traced in its entire course. We have seen that there is a long gap, extending over some two centuries and a half, in Danish tradition, and also that the poems which have come down to us are probably all of Norse (Norwegian-Icelandic) origin. Yet the social conditions of the Viking Age were very different from those which prevailed on the Continent during the same period and[Pg 91] unquestionably nearer than the latter to those of the Heroic Age. It is not unreasonable therefore to expect that the court-poetry of the Viking Age may throw light on the earlier period.

We saw in an earlier chapter (p. 15 f.) that, apart from the Edda, Old Norse literature is rich in narrative poems of the ninth and tenth centuries. These are usually the work of known authors and deal for the most part with contemporary persons and events, though they contain frequent references to characters of the Heroic Age, as well as to the ancestors of reigning princes. Many of the authors, such as Thióðolfr of Hvín, Thórbiörn Hornklofi and Goððormr Sindri, were what we may call court-minstrels—or rather court-poets, for the harp seems not to have been used by such persons, at least in the latter part of the Viking Age. But they can scarcely be regarded as professionals in any strict sense of the term. As a rule they appear to have been men of good family. Thióðolfr was a familiar friend of Harold the Fair-haired, who entrusted him with the education of one of his sons. Goððormr Sindri, who composed poems for the same king, refused to receive any reward and had sufficient influence with Harold to insist on his being reconciled with his son Halfdan Svarti. Another poet of the same period, Einarr[139], commonly called Torf-Einarr, was earl of Orkney and practically an independent prince. Eyvindr Skaldaspillir, who was attached to the service of Haakon I and Haakon, earl of Lade, was himself a descendant of Harold the Fair-haired.

It has been mentioned that from the middle of the tenth century onwards most of the poems quoted in the sagas are of Icelandic authorship. A considerable number of them may be regarded as court-poems, since they were composed in honour of princes whom the authors were visiting at the time. As an example we may take a verse quoted by Gunnlaugs Saga Ormstungu (cap. 7) from the poem composed by the hero, when he visited London in 1001: "The whole nation reveres England's generous ruler as a god; all ranks, warrior prince[Pg 92] and people alike, bow down to Aethelred." Such poems were often handsomely rewarded. Aethelred presented Gunnlaugr with a scarlet cloak, lined with fur and embroidered with lace, while Sigtryggr, king of Dublin, gave him a fur-lined cloak, a lace-embroidered tunic and a gold ring which weighed a mark. It happened very frequently that men like Gunnlaugr would enter a king's retinue and remain with him for months and even years. But they would seldom consent to recognise any lordship permanently, since as a rule they had lands of their own in Iceland, to which they eventually returned.

It is hardly probable that any class of persons exactly corresponding to this existed in the Heroic Age itself, for with the somewhat doubtful exception of the Old Saxons we have no evidence for independent commonwealths during that period. In Widsith, it is true, we have the case of a minstrel who claims to have wandered far and wide and to have visited many princes by whom, like Gunnlaugr, he was handsomely rewarded. But Widsith had a lord at home to whom he subsequently returned. Indeed the introduction, if we may use it as an authority, seems to make him set out at first on a definite commission from that prince. The permanent lordless state was probably altogether foreign to the conditions of the Heroic Age. The lordless man in the poems is either one who has lost his lord, as in the Wanderer, or one who has been dismissed from his lord's service, like Deor. Until he finds another lord he has neither home nor security, and his condition is pitiable in the extreme.

But it is by no means so clear how the court-minstrels of the Heroic Age differed from the Norwegian poets of the Viking Age. In Kûdrûn the minstrel Hôrant (Heorrenda) seems to hold a position quite comparable with that of Thióðolfr or Goððormr Sindri; indeed he is even described as a relative (mâc) of the king[140]. Again, we may take the case of Starkaðr. He is commonly regarded as the type of a roving poet-warrior of the Viking Age. But in reality he seems to belong to the Heroic Age; for however late the poems attributed to him may be in their final form, they had their counterparts in England probably as early as the sixth century. There is no conclusive [Pg 93]evidence for denying either that he was the foster-father of Ingialdr (Ingeld) or that he entered the service of a number of different kings.

The story of Starkaðr is bound up with the history of heroic poetry in the Viking Age—a difficult problem, to which we shall have to refer again shortly. We may note here however that the poems of Thióðolfr and Hornklofi must have been preserved for some three centuries by oral tradition before they were committed to writing. There seems to be no reason therefore for denying in principle the possibility that poems may have survived even from the Heroic Age. It is to be observed that court-poets were expected to be able to recite old poems, as well as works of their own composition. Thus on the morning of the battle of Stiklestad (A.D. 1030) St Olaf ordered the Icelander Thórmóðr Kolbrúnarskald to recite the old Biarkamál. This story is interesting as it shows that the love of the heroic poems was strong enough to assert itself in an hour of supreme danger and under a most religious king.


In the course of this chapter we have seen that one of the characteristics of the Heroic Age was the prevalence of court-minstrelsy of a certain type, namely the recitation of metrical speeches accompanied by the harp. The cultivation of such minstrelsy seems to have been more or less general, and it is certain that princes had their praises and exploits celebrated in poems of this kind during their lifetime and even in their presence. But with the close of the Heroic Age the evidence for minstrelsy of this type apparently ceases altogether. In the eighth century we hear only of wandering minstrels who are invited into houses or perform in the streets. The minstrelsy of this period seems not to have been creative. At all events it deals only with characters belonging to former times, Ingeld or Alboin or ancient kings in general. Between these two periods we have to set the composition of the English heroic poems and probably also those German poems which were regarded as ancient in Charlemagne's time. Lastly, we find in Germany a series of poems dating from the twelfth and[Pg 94] thirteenth centuries in which the old stories are treated again but in a new form.

It appears then that the history of heroic poetry falls naturally into four stages. To Stage I belong the court-poems of the Heroic Age itself; to Stage II the epic and narrative poems based on these; to Stage III the popular poetry of the eighth and following centuries; to Stage IV the German poems of the twelfth and following centuries, composed at a time when heroic subjects had again come into favour with the higher classes.

To Stage I we may assign not only laudatory poems dealing with the victories and valour of living princes, but also such compositions as Gelimer's dirge and choric songs like the funeral chant over Attila[141]. From this stage probably nothing has come down to us—though it would be difficult to point out any essential difference between Gelimer's dirge and the Elegy of Deor. We can form an idea however of these earliest poems from the poetry of the Viking Age, which seems to have been composed under very similar conditions. As instances we may cite Gunnlaugr's poem on Aethelred II (cf. p. 91 f.) and Eyvindr's poem on the death of Haakon I, which we shall have to discuss later.

Stage II is represented by the Anglo-Saxon poems, which are clearly products of court-life, as we have seen (p. 81 ff.). From its general resemblance to these it seems probable that the Hildebrandslied belongs to the same class. Some writers draw a distinction between Beowulf and Waldhere on the one hand and Finn and the Hildebrandslied on the other, classifying the former as epics and the latter as lays (Lieder). It may be granted that the style of the two latter poems appears to be more rapid and less diffuse than that of the others. Still I should prefer to speak of short and long epics, or rather perhaps of short and long narrative poems. Very probably the earliest narrative poems were comparatively short. It may be that poems on the scale of Beowulf were first composed in England—though this can hardly be proved. But the difference between the two classes seems to me to be one of degree and not of[Pg 95] kind. At all events no one will suggest that the Hildebrandslied is even approximately contemporaneous with the events which it professes to describe. One would expect it to be at least as remote from them as is the case with Beowulf.

Stage III is directly represented only by certain ballads such as the Seyfridslied, which in their present form date from a time considerably later than the poems belonging to Stage IV. Much indirect evidence however can be obtained from various sources of earlier date, e.g. from Thiðreks Saga af Bern, which is largely based on the popular heroic poetry of northern Germany, and from parts of Saxo's History which seem to be derived from Danish ballads. So far as we can judge from our authorities the popular poems seem to have differed in many ways from those which we have been discussing. They tended to simplify complex stories by the loss of minor characters and to amalgamate stories which were originally quite unconnected. Again, they appear to have had a preference for biographical sketches, whereas the court poems are usually occupied with accounts of adventures which lasted only a few days. We may add also the absence of any detailed acquaintance with court-life and a general approximation to the characteristics of folk-tales, e.g. in the introduction of nameless characters and persons of humble station.

It must be remembered of course that our authorities knew the popular poems only as they existed in the twelfth century[142]. We cannot say with any confidence that Bernlef's poems possessed the same characteristics. There is nothing to show that the Hildebrandslied was written down before his time, and it may be to persons of his type that we owe its preservation. The Anglo-Saxon poems may not have been committed to writing till a still later period. All that we can say is that they show no obvious signs of popular corruption and that their diction is much more archaic than that of poems which were composed in the eighth century. We have seen that in Iceland poems of a rather elaborate type could be preserved by oral tradition for over three centuries. This however was in a community which [Pg 96]was largely given up to the cultivation of poetry. A knowledge of the old poems would be a necessary part of the training of those who hoped to win rewards for their art in foreign courts. Such favourable conditions can hardly have existed either in England or Germany. The process of disintegration which the poems underwent in the latter country points to their being preserved only by village minstrels, who as time went on became less and less expert in their profession.

Stage IV is represented by the Middle High German epic poems, which both in form and spirit show all the characteristics of the age in which they were composed. In England this stage was never reached. There may have been a revival of interest in heroic poetry during the ninth and tenth centuries, but we have no evidence for the composition of new poems on these subjects.

There can be no doubt that the poems of Stage IV are derived from those of Stage III. But the question may be raised whether the latter were necessarily derived from poems of Stages I and II—whether some heroic poems may not have been entirely of popular origin. It may be freely granted that the poetry of Stage II was constantly exposed to popular influence, especially in the form of folk-tales. Most scholars indeed hold that some of the best known heroic stories, such as those of Sigurðr-Siegfried and Weland, are derived from popular mythology. With this problem we shall have to deal later. On the whole however I am inclined to doubt whether we possess a single heroic story which has not been treated in court-poetry at an earlier stage in its career.

Again, the relationship between Stage I and Stage II is not so simple as the bare statement given above might seem to imply. In the first place it is only as a class that poems of Stage I can be regarded as the earlier. Individual poems may very well be later than others which belong to Stage II. Thus it is extremely probable that Gothic princes were listening to laudatory poems about themselves at a time when other Gothic poems, of a definitely narrative type, were coming to be regarded as ancient. Then again, poems of a more or less narrative type may have been composed quite soon after the events which they[Pg 97] treat. Hornklofi's Hrafnsmál and the poem on the battle of Brunanburh must be regarded as analogous to poems of Stage I, but it is only a short step from such works to purely narrative pieces. Indeed, in a sense, we may almost class among narrative poems Eyvindr's Hákonarmál, which describes the fall of Haakon I at the battle of Fitje. Yet the author was himself present at the battle. It is by no means clear then that poems belonging to Stage II necessarily presuppose the existence of earlier poems or indeed of materials of any kind beyond the author's personal knowledge and imagination.

But, more than this, we are scarcely justified in denying the possibility that even epics may have been composed upon quite recent events. Few will deny that the poem on the battle of Maldon has a good claim to that title, whatever its original length may have been. The extant portion contains nine speeches, by seven different persons. Twenty-two warriors in the English army are mentioned by name, and in about a dozen cases the names of their fathers or other relatives are also given. The poem differs from the heroic type in the fact that it does not record the name of a single person among the enemy; but that need not prevent us from regarding it as an epic. Yet there can be no reasonable doubt that it was composed within a few years, possibly even months, of the battle[143].

It is likely enough that the author of this poem was well acquainted with heroic poetry and that his treatment of the subject was affected thereby. But is that any objection to supposing that poems of this type may have been composed within the Heroic Age itself? We have no reason whatever for denying that this age was capable of such compositions. Indeed there is one piece of evidence which points very much to the contrary.

This is a passage which occurs in Procopius' History of the Gothic War (IV 20). After describing the embassy sent to Justinian by the Utiguri in the year 551, the author goes on to state that 'about this time' hostilities broke out between the nation of the Warni and the Angli (Ἀγγίλοι) who inhabit the island of Britain (Βριττία). Not long before the Warni had[Pg 98] been ruled by a king named Hermegisklos who, being anxious to establish his throne on a secure foundation, sought and obtained in marriage a sister of Theodberht, king of the Franks. By a previous wife he had an only son named Radiger, who at this time was betrothed to a sister of the king of the Angli and had paid her a large sum of money in furtherance of his suit[144]. One day, when the king was riding in a certain place with the chief men of his nation, he saw a bird sitting on a tree and croaking loudly. Now, whether it was that he really understood what the bird said, or whether he had some other source of information but pretended that the bird was uttering a prophecy which he understood—at all events he declared on the spot to his companions that he would die forty days later, for this had been clearly foretold to him by the bird[145]. Thereupon he gives advice as to what should be done after his death, namely that Radiger should marry his widow, in accordance with national custom, and dissolve his engagement with the English princess. On the fortieth day the king died, and Radiger proceeds to carry out his injunctions. But the princess, infuriated at his conduct, gathers together a fleet of four hundred vessels and invades the land of the Warni with 100,000 men. Radiger's army is completely defeated, and he takes refuge in a dense forest. The princess insists on his being taken alive at all costs, and eventually he is captured and brought before her. He expects to be put to death, but after explaining the cause of his action, he is pardoned on condition that he returns to his former engagement.

This story contains a number of features, such as the prophecy of the bird, the payment of the 'bride-fee' and Radiger's marriage with his stepmother, which show clearly that it was derived from someone who was well acquainted with the peoples of northern Europe. There is no ground for disputing that it has a historical basis; but at the same time [Pg 99]it is obviously much more than a mere record of facts. Apart from the incident of the bird and the gross exaggeration apparent in certain details[146], the pictorial character of the narrative, especially in its earlier part, indicates a close affinity with heroic poetry. Un-heroic features are not wanting—the introduction of nameless persons and the political reflections of Irmingisl—but they may with probability be attributed to Procopius himself. I do not mean to suggest that his source of information was an epic poem, but I do think that the intellectual atmosphere which could produce such a story must have been exactly of the kind most favourable to the growth of such compositions.

Procopius, as we have seen, places this war in or about the year 551, and we can certainly understand the course of events more easily if it took place after Theodberht's death (A.D. 548). Therefore, since Procopius' work appears to have been written within the next seven or eight years, the story had had little time to develop before it came to his ears. On the other hand we must remember that it refers to a distant region—a fact I think not without significance for the history of contemporary narrative poetry. To persons who had themselves taken part in the events poems like that on the battle of Brunanburh would appeal much more strongly than purely narrative pieces. It is for persons who were either ignorant of the events or knew them only by hearsay that the latter would seem to be primarily intended.


In this discussion we have taken no account of the heroic poems of the Edda. There can be little doubt that these poems must be assigned to Stage IV of our scheme; for though some of them are probably three or four centuries older than the German poems of this class, they bear fairly obvious marks of the disintegrating process which seems to characterise popular poetry[147]. It may be asked how such an opinion is compatible [Pg 100]with the view that the story of Sigurðr was derived from the Continent during the seventh century (cf. p. 59). The true explanation is, I believe, that heroic poetry passed through Stage III after it became known in Norway.

We noted in an earlier chapter (pp. 30, 33) that Norway plays no part in stories of the Heroic Age. On the other hand it has what we may call a Heroic Age of its own—namely the Viking Age. We have no poems—and few stories of any kind—dealing with persons of Norwegian nationality who lived before that period. The remoteness, poverty and mountainous nature of the country doubtless retarded its development, not only politically but also in the cultivation of poetry. The strophic character of all Norse poetry is generally held to point to a choric origin, and it may very well be that this primitive type of poetry was the only one used in Norway when the heroic stories first became known there. Possibly it was to Frisian and Danish minstrels that the change was due[148]. But the conditions suitable for a flourishing court-poetry, like that of the Heroic Age, scarcely existed before the last years of the eighth century, when Norwegian princes had begun to enrich themselves with maritime enterprises.

FOOTNOTES:

[116] celebrant carminibus antiquis, quod unum apud illos memoriae et annalium genus est, etc.

[117] nil carminum aliquando didicerat. unde nonnunquam in conuiuio cum esset laetitiae causa decretum ut omnes per ordinem cantare deberent, ille ubi adpropinquare sibi citharam cernebat surgebat a media caena et egressus ad suam domum repedebat.

[118] Mon. Germ., Epist. Carol. Aeui, II 21 (ad Hygbaldum episc. Lindisfarnensem): lectionis studium exercete. audiantur in domibus uestris legentes, non ludentes in platea.

[119] William of Malmesbury, Gesta Pontif., V § 190 (from King Alfred's Handboc).

[120] Amulung Theoderic dicitur ... et iste fuit Thideric de Berne di quo cantabant rustici olim (Mon. Germ., Scr. III p. 31).

[121] Et ecce illo discumbente cum discipulis suis oblatus est cecus uocabulo Bernlef qui a uicinis suis ualde diligebatur eo quod esset affabilis et antiquorum actus regumque certamina bene nouerat psallendo promere, etc. Vita S. Liudgeri, II 1 (Mon. Germ., Scr. II p. 412).

[122] Qui harpatorem qui cum circulo harpare potest in manum percusserit componat illud quarta parte maiore compositione quam alteri eiusdem conditionis homini, etc. (Mon. Germ., Leg. III 699 f.).

[123] Cf. my Studies on Anglo-Saxon Institutions, p. 369.

[124] Cuðe he duguðe þeaw (v. 359).

[125] Cf. Brandl, op. cit., p. 981 f.

[126] It is generally thought that all these sentences refer to the king.

[127] Cf. Brandl, loc. cit.

[128] K. Müller, Fragmenta Historicorum Graecorum, IV p. 92. ἐπιγενομένης δὲ ἑσπέρας δᾷδες ἀνηφθήσαν, δύο δὲ ἀντικρὺ τοῦ Ἀττήλα παρελθόντες βάρβαροι ᾄσματα πεποιημένα ἔλεγον, νίκας αὐτοῦ καὶ τὰς κατὰ πόλεμον ᾄδοντες ἀρετάς· ἐς οὓς οἱ τῆς εὐωχίας ἀπέβλεπον, καὶ οἱ μὲν ἥδοντο τοῖς ποιήμασιν, οἱ δὲ τῶν πολέμων ἀναμιμνησκόμενοι διηγείροντο τοῖς φρονήμασιν, ἄλλοι δὲ ἐχώρουν ἐς δάκρυα, ὧν ὑπὸ τοῦ χρόνου ἠσθένει τὸ σῶμα καὶ ἡσυχάζειν ὁ θυμὸς ἠναγκάζετο.

[129] The performers who followed are said to have used Gothic, Hunnish and Latin.

[130] Freely translated by Hodgkin, Italy and her Invaders, Vol. II, p. 363. That the songs were in the national language appears from the phrases Germanica uerba (v. 4), barbaricis abacta plectris ... Thalia (v. 9 f.).

[131] Romanusque lyra plaudat tibi barbarus harpa.

[132] v. 67 f.

nos tibi uersiculos, dent barbara carmina leudos:
sic uariante tropo laus sonet una uiro.

The word leudos is generally interpreted as in the next passage (Ang.-Sax. leoð); but is it not possible that here it is an error for leudes (N. pl.)?

[133] sola saepe bombicans barbaros leudos arpa relidens (Mon. Germ., Auct. Antiquiss. Tom. IV i p. 2).

[134] κιθαριστῇ δὲ ἀγαθῷ ὄντι ᾠδή τις αὐτῷ ἐς ξυμφορὰν τὴν παροῦσαν πεποίηται, ἣν δὴ πρὸς κιθάραν θρηνῆσαί τε καὶ ἀποκλαῦσαι ἐπείγεται.

[135] antiquo etiam cantu maiorum facta modulationibus citharisque canebant, Respamarae, Hanalae, Fridigerni, Vidigoiae et aliorum quorum in hac gente magna opinio est, quales uix heroas fuisse miranda iactat antiquitas.

[136] quemadmodum et in priscis eorum carminibus pene historico ritu in commune recolitur.

[137] For a passage in Saxo Poeta which seems to indicate the existence of such poems cf. p. 6, note.

[138] At all events they had no kings when we first obtain definite information about them, towards the close of the following century.

[139] Son of Rögnvaldr, earl of Möre, and half-brother of Gönguhrólfr (Rollo), first earl of Normandy.

[140] In the Norse form of the story Hiarrandi is the name of Heðinn's father.

[141] Jordanes, cap. 49; cf. Beow. 3170 ff.

[142] Ekkehard's Waltharius of course belongs to a much earlier period, but it is not always clear what has been added by Ekkehard himself.

[143] Cf. Liebermann, Arch. CI, p. 15 ff.; Brandl, Grundriss, II p. 106.

[144] χρήματα μεγάλα τῷ τῆς μνηστείας αὐτῇ δεδωκὼς λόγῳ.

[145] οὗτος ἀνὴρ ξὺν Οὐάρνων τοῖς λογιμωτάτοις ἐν χωρίω τῳ ἱππευόμενος ὄρνιν τινὰ ἐπὶ δένδρου τε καθημένην εἶδε καὶ πολλὰ κρώζουσαν. εἴτε δὲ τῆς ὄρνιθος τῆς φωνῆς ξυνεὶς εἴτε ἄλλο μέν τι ἐξεπιστάμενος, ξυνεῖναι δὲ τῆς ὄρνιθος μαντευομένης τερατευσάμενος, τοῖς παροῦσιν εὐθὺς ἔφασκεν ὡς τεθνήξεται τεσσαράκοντα ἡμέραις ὕστερον. τοῦτο γὰρ αὐτῷ τὴν τῆς ὄρνιθος δηλοῦν πρόρρησιν.

[146] It is not clear whether the marvellous account of Britain which follows this story comes from the same source or not.

[147] They certainly resemble poems of Stage II both in form and spirit much more closely than their German counterparts do. But this may be due partly to the fact that Stage III was of much shorter duration in their case.

[148] A reminiscence of such minstrels may perhaps be preserved in the story of the unfortunate Heimir, who fled to Norway with the child Áslaug concealed in a harp and was murdered there by a peasant from whom he had sought hospitality (Völs. Saga, cap. 43).

[Pg 101]


NOTE IV. ON THE HEROIC POETRY OF THE SLAVONIC PEOPLES.

The nearest modern analogy, at least in Europe, to the types of poetry which we have been discussing is probably to be found among the various peoples of Serbo-Croatian nationality. As an example we may take the poetry current among the Mohammedan population of Bosnia[149]. Since the occupation of that province a large number of narrative poems have been collected and published, though only a few are as yet accessible in translations. These poems afford an interesting illustration of our subject, not only because they deal with similar themes—heroism in battle, single combats, love and revenge—and often in quite as full detail, but also since the events with which they are concerned and the conditions they reflect belong to a well-marked historical period, which we may regard as a kind of Heroic Age. The period in question embraces the greater part of the sixteenth and seventeenth centuries, more especially the latter, a time when the Turkish Empire was at the height of its power, and when its armies were frequently engaged in hostilities with the Austrians in Hungary and Croatia. Many of the characters mentioned in the poems are well known historical persons.

But beyond all this the value of the illustration lies largely in the fact that we have here what may be called a living heroic poetry, such as we hear of among the Teutonic peoples only through occasional notices in ancient records. As among the latter it is customary for the minstrel (pivač, dial. for pjevač) to accompany his recitation on a musical instrument, the tambura, a kind of guitar with only two metal strings. Among the Christian population the gusle, a primitive type of fiddle, is in use.

The poems vary greatly in length. Out of 320 pieces collected by Dr Marjanović thirty contained less than 100 verses, while fifteen exceeded 2000, the longest of all amounting to over 4000. The average length of the pieces described as epic is given at 873 verses; a hundred and three vary from 600 to 1000, and sixty-two from 1000 to 1500. These figures are especially important in view of their bearing on certain prevalent ideas as to the limits of oral poetry. It is to be observed that the ordinary Servian metre is decasyllabic, the verse not being appreciably shorter than the average Teutonic alliterative verse. The minstrel begins his recitation quite slowly, but after about a hundred verses he attains such a speed that not even a shorthand writer can keep pace with him. Such recitations are extremely fatiguing, and in the longer poems it is customary to allow intervals of rest for refreshments, questions and criticism. It will be seen[Pg 102] that if carried out on these principles the recitation of a Teutonic poem of 2000, or even 3000, verses would be nothing impossible in the course of a long evening's entertainment.

In the 'recitation' great freedom is allowed. A minstrel need only hear a poem two or three times (once, if it is sung) in order to reproduce it; but the reproduction is by no means given in the same words. To a certain degree, says Prof. Murko, every minstrel is a more or less creative poet ('Nachdichter'). But even by the same man a poem is never repeated in exactly the same words. In the course of years changes may be introduced which apparently render it almost unrecognisable. Some minstrels are experts in particular lines, special popularity being enjoyed by those who know best how to describe a girl's dress or the trappings of a horse. The faculty for expansion and compression is also very marked. Cases are known of minstrels who have doubled and even trebled the length of poems which they had heard. In one instance two variants of a poem are known, of which one contains 1284 verses, the other barely 300. Such cases, as Prof. Murko remarks, supply interesting evidence for the origin of different recensions of epic poems—particularly, we may add, for the relationship of lays and epics.

From what has been said it will be clear enough that the poems are preserved by oral tradition. Vague rumours of written texts are heard of from time to time and, though none have yet been discovered, it seems probable that some poems have been committed to writing in the past. But the minstrels of the present day are invariably unable to read or write. As to the age and origin of the poems nothing is known for certain, though most of them are believed to be about two centuries old. Four minstrels knew of an authoress—a certain 'pale-cheeked Ajka' from the Lika (in Croatia); but regarding her little or no information seems to have been obtained. The other minstrels could only give the names of those from whom they had themselves heard the poems.

The minstrels belong to various stations of life. Some are men of good family, but the majority are peasant proprietors or workmen. Not many carry on minstrelsy as a regular profession, except when they have fallen on bad times. The recitations are given in coffee-houses or at any holiday gathering. Very often too the minstrels are invited to the residences of the Begs[150]. The case is recorded of one minstrel who recited over a hundred [Pg 103]poems for a certain Beg within six weeks. The Mohammedan ladies are especially fond of such recitations. For his services the minstrel receives payment, sometimes in money, sometimes in corn or livestock, sometimes only in coffee and cigarettes.

It will not escape notice that a good deal of what is said here might be applied with considerable probability to the Frisian minstrel Bernlef or the English minstrels mentioned by Alcuin. Indeed, apart from the coffee and cigarettes, there is scarcely a single feature in the description given above for which we should not expect to find parallels in Teutonic minstrelsy towards the close of the eighth century. We may therefore reasonably look for traces of those characteristics which distinguish Stage III in the history of Teutonic heroic poetry, and in point of fact there seems to be abundant evidence in this direction[151]. The action is usually spread over a considerable time. The characters mentioned by name are few in number and recur again and again in different stories, each district apparently having a favourite hero who is introduced as its representative on many different occasions[152]. Geographical indications are very frequently erroneous, while historical persons figure in quite unhistorical relationships. The unsympathetic characters are often guilty of atrocious brutality. Moreover, we constantly find repetitions of the same words or formulae in consecutive verses after the manner of ballads. Indeed the characteristics of the poems generally—their merits as well as their faults—are to a large extent those of popular rather than court poetry.

But, though the poems show the characteristics which we associate with Stage III, it is questionable whether we are justified in including them in this category; for there is no evidence that they have passed through anything corresponding to Stages I and II. Practically the only court which they know at all is that of Stamboul, and of this their knowledge is naturally slight and remote. The highest personages with whom they are really acquainted are the Begs. It is not unlikely that in the days of Turkish supremacy—the sixteenth and seventeenth centuries—the provincial nobility were much more wealthy and influential than they now are; and it may be that some Begs then had minstrels attached to their own personal following. But their position can never have been comparable with that of even petty Teutonic princes. Hence, if we are entitled to suggest the previous existence of court-poetry at all, it can only be in a very restricted sense—so far at least as the extant poems are concerned.

On the other hand Servian poetry has without doubt had a long history, and even heroic poems are by no means the exclusive property of the Mohammedan population. Indeed some of the Christian poems[153] seem [Pg 104]to exhibit the characteristics of Stage III to a far less degree than the Mohammedan ones; and they frequently deal with much earlier events. It is likely enough that the beginnings of heroic poetry go back to the fourteenth or fifteenth centuries[154], at which time its growth may have been fostered by conditions much more similar to those of the Teutonic Heroic Age. To this question we shall have to refer again. The subject as a whole however is one which must be left to experts. In order to form a sound opinion one would have to take account of the history of narrative poetry among the neighbouring peoples, more especially the Bulgarians and Slovenians[155]. The total change of subjects in the Mohammedan poems would be a necessary consequence of the change of faith; that heroic poetry survived such a change at all is probably to be attributed to the fact that a large proportion of the nobility in Bosnia embraced Islam.

Before we leave the subject however note must be taken of one more important feature in the poems. The Mohammedan Bosnians were religious fanatics, and the spirit of religious war is generally present. It is not absolutely universal; some poems even represent Moslems and Christians in sworn brotherhood. As a rule however the world is regarded as divided into two hostile camps, one under the Sultan (Car), the other under the Emperor (Ćesar). In this respect, as in several others, Bosnian poetry shows affinity with the Old French epics, whereas in early Teutonic poetry differences of creed, and even nationality, are scarcely recognised.


In the north of Russia numerous ballads are still current which seem to be based on events much more remote than anything treated in Servian poetry. Many of them deal with stories relating to the time of Vladimir I, who ruled over Kiev about 980-1015, and their antiquity is rendered highly probable by the fact that the same king, together with his chief hero, Ilja of Murom, figures in Thiðreks Saga af Bern. In their present form these ballads show the characteristics of popular poetry to such an extent that they are scarcely distinguishable from folk-tales. Yet it is possible that they are in part descended from poems which might fairly be brought under Stages I and II of our scheme.

At all events there is some reason for suspecting that in early times court-poetry was not unknown in Russia. Evidence to this effect is supplied by the Slovo o polku Igorevě ('Story of Igor's expedition'), which may be [Pg 105]described as an epic, though it has no fixed metrical form. The subject is a disastrous expedition undertaken by Igor, the son of Svjatoslav, against the Polovtses on the Don in the year 1185. It is believed to be an absolutely contemporary work, composed within two years of the event. Both in language and spirit it shows rather a striking resemblance to Anglo-Saxon heroic poetry. "Igor leads his soldiers to the Don: the birds in the thicket forebode his misfortune; the wolves bristle up and howl a storm in the mountain clefts; the eagles screech and call the beasts to a feast of bones; the foxes bark for the crimson shields.... The Russians bar the long fields with their crimson shields, seeking honour for themselves and glory for the Prince[156]." There are frequent references also to mythical beings. It is held by many that this work was composed by a bard who belonged to the družina or military following of the prince and that it is the last relic of what may once have been a considerable body of poetry. Certainly we may note that the author repeatedly refers to a certain 'Bojan the Wise, nightingale of ancient time,' a poet who is unknown from other sources, but who apparently lived nearly a century before the composition of the Slovo. This carries us back practically to what we may call the Russian Heroic Age, for Bojan is represented as singing the praises of the sons of Vladimir I. In their time the Russian courts still maintained intimate relations with the Scandinavian kingdoms. Vladimir indeed appears to have had Norwegians in his service, and Olafr Tryggvason is said to have been brought up at his court. It is scarcely impossible therefore that this early poetry may have been due, in part at least, to Scandinavian influence.

FOOTNOTES:

[149] The first part of this note is mainly derived from an interesting paper by Prof. M. Murko in the Zeitschrift des Vereins für Volkskunde (Berlin), 1909, p. 13 ff., to which the reader is referred for further information and authorities. The collections of poems published by Marjanović and Hörmann have not been accessible to me.

[150] Some interesting remarks relating to the prevalence of minstrelsy—apparently among the Christian population—during the eighteenth century are to be found in Fortis' Travels into Dalmatia (London, 1778). "A Morlacco travels along the desert mountains singing, especially in the night time, the actions of ancient Slavi kings and barons or some tragic event.... Although the Morlacchi usually sing their ancient songs, yet other poetry is not altogether extinguished among them; and their musicians, after singing an ancient piece, accompanied with the guzla, sometimes finish it with some extempore verses, in praise of the personage by whom they are employed" (ib., p. 85).

[151] The following observations are based on the poems published in Krauss' Slavische Volkforschungen.

[152] Thus in a number of poems the Beg Ljubović appears as the representative of Hercegovina.

[153] Especially several of those dealing with the battle of Kossovo (1389), to which we shall have to refer in a later note.

[154] There are references to the existence of heroic poetry in the neighbourhood of Spalato and Sebenico as far back as the sixteenth century; cf. Murko, Arch. f. slav. Philol., XXVIII 378. A much earlier reference has been traced in Nicephorus Gregoras' account (Hist. Byz., VIII 14) of his mission to the court of Stephan Uroš in the year 1326, where it is stated of his followers: φωναῖς ἐχρῶντο καὶ μέλεσι τραγικοῖς· ᾖδον δ' ἄρα κλέα ἀνδρῶν ὧν οἷον κλέος ἀκούομεν οὐδέ τοι ἴδμεν. But it is extremely doubtful whether these persons were Servians.

[155] In the middle of the sixteenth century the Slovenians of Tolmino used to sing "di Mattia re d' Ungheria e di altri celebri personaggi di quella nazione" (Murko, Zeitschr. d. Vereins f. Volksk., 1909, p. 14, note). Matthias Hunyadi died in 1490.

[156] Wiener, Anthology of Russian Literature, I p. 84.


NOTE V. THE HEROIC POETRY OF THE CELTIC PEOPLES.

In the history of the various Celtic peoples there is evidence for the existence of more than one Heroic Age. In the first place we have some traces of heroic poetry among the ancient Gauls, though unfortunately it has entirely perished, together with all their vernacular records. Then again Ireland has preserved a great body of heroic literature, referring to a remote period. But, whatever may have been their original form, these stories have come down to us for the most part only in prose. Moreover, the subject is beset with so many difficulties, both historical and linguistic, that it cannot be approached with safety except by an expert. We shall have to confine our attention therefore to the heroic poetry of the Cymry.

Even here the difficulties to be encountered are sufficiently serious. Yet it is fairly clear that many of these poems deal with events which are referred by the chronicles to the sixth century and the first half of the seventh. We may note especially four groups of poems: (1) a few concerned[Pg 106] with the exploits of Arthur and his heroes; (2) a somewhat larger number referring to princes named Gwallawg, Urien and Rhydderch; (3) certain poems dealing with Gododin and Catraeth; (4) a few relating to Cadwallon. There are also two or three others, such as the elegy over Cynddylan, which seem to refer to the same period, though they cannot be classed under any of these headings. A number of the above poems, especially those included in the second and third groups, are attributed to two poets named Taliessin and Aneirin.

There is no doubt that Cadwallon is the well known Welsh king who overthrew the Northumbrian king Edwin in 633 and was himself destroyed by Oswald in the following year. But the poems of the second group seem also to have a historical basis. In the Historia Brittonum (Harleian text), § 63, we hear of four kings, Urbgen et Riderch Hen et Guallanc et Morcant, who fought against the Northumbrian king Theodric and his successors, Frithuwald and Hussa. Urbgen is said to have besieged his opponents for three days in Lindisfarne (Metcaud), and to have perished eventually through the jealousy of Morcant. In another passage (§ 62) we hear of Neirin et Taliessin among other poets who composed British poetry in the time of a king named Dutigirn[157], who is made contemporary with Ida, the father of Theodric. The origin of these entries is unfortunately obscure. They are incorporated with an English genealogical document, dating apparently from the end of the eighth century; but they may quite possibly be derived from earlier sources. In any case they cannot well be later than the first quarter of the ninth century.

All the four kings mentioned in § 63 are known to us also from genealogies of the tenth century. But one of them, Riderch Hen, is named in Adamnan's Life of St Columba, which is of course altogether independent of Welsh tradition. It is there stated (I 15[158]) that Rodercus, king of Dumbarton, consulted St Columba as to his fate and received the answer that he would die a peaceful death in his house—a prophecy which was subsequently fulfilled. As St Columba died probably in 597, the date given for Riderch Hen agrees well enough with what is stated in the Historia Brittonum; for according to the most trustworthy records Theodric and his two immediate successors reigned from about 572 to 592 or 593. We have no ground for doubting that the references to Urbgen and the rest are based on equally good tradition.

For the characters mentioned in the Gododin poems no such evidence is available. The poems themselves however contain references to the death of Dyvynwal Vrych—doubtless the Dalriadic king Domnall Brecc, who according to the Irish annals was killed by the Britons three years after the fall of Oswald, i.e. about the year 645. Unfortunately it is not made clear [Pg 107]in what relationship this event stands to the main action of the poems[159]. The few identifications which can be made from the genealogies seem to be compatible with a date somewhere about this time.

There can scarcely be any doubt that we are justified in regarding the period covered by the poems as a kind of Heroic Age. The story of Arthur was the one most elaborated in later times—a process which must have begun before the ninth century, when it was incorporated in the Historia Brittonum (§ 56). How much historical truth this story contains we do not know, though the chronicles refer Arthur to the early part of the sixth century, i.e. the beginning of our period. To a certain extent however the other stories have experienced the same process; for, apart from the question when the poems under discussion were composed, there are others of undoubtedly later date, such as the Englynion y Beddau, in which the same heroes are mentioned. Moreover it must not be assumed that these were the only persons of the same period whose praises were celebrated in poetry. Maelgwn, king of Gwynedd, who died about 548, figures prominently in traditions of later times, and it is likely enough that the beginnings of these stories were due to a similar cause. On the other hand there is apparently no evidence for the composition of poems dealing with the exploits of princes who lived in the latter part of the seventh century or for several centuries later.

As to the origin of the poems discussed above we have no evidence which can be called conclusive. Some of the poems themselves claim to be the work of the poets Aneirin and Taliessin. At the present time however it seems to be generally held[160] that they are scholastic products of a later age, based upon chronicles and composed with the intention of glorifying the ancestry of some distinguished Welsh families. In support of this view it is contended that the language of the poems cannot possibly represent the form of Welsh spoken in the sixth or seventh centuries. But this argument is scarcely decisive; for it is clear that parts of the poems have undergone a certain amount of modernisation, and it is by no means incredible that the same process may have been in operation for centuries. I find it difficult to believe that in order to celebrate the ancestry of certain families poems would be composed recording an action which is represented as an overwhelming disaster for the British forces, such as that described in the Gododin poems. And can it really be proved that many of the heroes celebrated in these poems were claimed as ancestors by families in Wales?

At all events it is clear that the author of the entries in the Historia Brittonum knew of ancient British poets. Neirin and Taliessin are only two out of five names recorded by him, the rest apparently being altogether [Pg 108]unknown from other sources[161]. It is true that he places all these persons about a generation before Urien and Rhydderch Hen, but chronological accuracy is hardly to be expected in references to such a remote period. Certainly we should note that the last British king mentioned in these entries is a certain Cadafael (Catgabail Catguommed), who is said to have escaped alone from the battle in which Penda was killed (A.D. 655). The wording of this passage (§ 65) seems rather to suggest acquaintance with a poem on the subject.

We have seen now that the persons and events celebrated in the poems belong to a period extending roughly from 500 to 650 and that there are ancient records of famous British poets, who are referred to the earlier part of this period and of whom two are traditionally associated with the poems. Next we must notice that the poems themselves, even in the corrupt and often unintelligible form in which they are preserved, plainly show all the marks of Stage I of our scheme. Their characteristics are those of court-poetry, but they never attain to true narrative. For analogies to the poems which deal with Urien we can hardly do better than turn to the court-poetry of the Viking Age (cf. pp. 15 f., 91); for the Gododin poems perhaps the best parallels are to be found in the Battle of Maldon and the Story of Igor's Expedition, though in both the latter the narrative element is much more fully developed. Taking all the evidence into account, it seems to me that the choice lies between two alternatives: either the poems really are works of Stage I, which have survived from the Heroic Age itself, or they are exceedingly clever imitations of such works, composed at a time when the latter were still in existence. The decision between these two alternatives must of course be left to experts. In the meantime we shall be ready to admit that the poems are extremely corrupt, and that in some cases perhaps we have nothing more than disjecta membra of earlier pieces. But until conclusive evidence is brought forward it seems to me highly improbable that the original poems have been entirely lost[162].

The history of Cumbrian heroic poetry is easily intelligible when taken in connection with the national history. It is probable enough that on the withdrawal of the legions large portions of the country were occupied by northern Britons from beyond the Wall—who are represented in tradition by Cunedda and his sons[163]. These were doubtless affected by Roman [Pg 109]influence to a very much less degree than the inhabitants of the province; and the growth of heroic poetry during the sixth century may be satisfactorily accounted for by the wealth and prosperity which would naturally accrue to their princely families during the early days of their dominion. It was probably not until the time of Aethelfrith that their power was really broken. But the following half century was a most disastrous period, ending in the permanent obliteration of their nationality—in a political sense—throughout the whole region between the Dee and the Clyde. Any records which survived must owe their preservation, ultimately at least, to refugees who escaped into the Welsh highlands.

Now we can see why so many place-names (Reged, Catraeth and dozens of others) are incapable of identification. But further, the conditions in Wales, the poorest and probably the most backward part of the province, were doubtless highly unfavourable to the development of heroic poetry. Under such conditions we should expect that narrative poems would rapidly disintegrate into the semblance of folk-tales; and it may be that here we have the explanation of the medieval stories of Arthur. At all events they show a certain resemblance to the Russian stories of Vladimir and his heroes. But Arthur, as we have seen, belongs to the beginning of the Heroic Age. We have no evidence for the composition of poems, which can properly be called narrative, dealing with the later heroes. Here the original type of poem seems to have become stereotyped—presumably because conditions favourable to development were no longer present. The only marvel is that so much has been preserved.

FOOTNOTES:

[157] Tunc Dutigirn in illo tempore fortiter dimicabat contra gentem Anglorum, tunc Talhaern Tataguen in poemate claruit, et Neirin et Taliessin et Bluchbard et Cian, qui uocatur Gueinth Guaut, simul uno tempore in poemate Britannico claruerunt.

[158] De rege Roderco, filio Tothail, qui in Petra Cloithe regnauit.

[159] It is possibly worth noting that the Irish annals record a battle between Oswio and the Britons in the same year as Domnall Brecc's death; cf. Skene, Chronicles of the Picts and Scots, pp. 70, 348.

[160] This view is favoured by Prof. Anwyl in his Prolegomena to the Study of Old Welsh Poetry (Trans. of the Hon. Soc. of Cymmrodorion, 1903-4), p. 7 f.

[161] It has been suggested that Bluchbard (cf. p. 106, note) may be a corruption of the name Llywarch. Certainly the form Neirin (which is thought to be due to a misunderstanding of aneirin as et neirin) seems to show that the scribe himself had no knowledge of Aneirin.

[162] The question of the antiquity of the poems must of course be distinguished from that of their authorship. If they are, even in part, the work of Taliessin and Aneirin, we must conclude that these poets are wrongly dated in the Historia Brittonum.

[163] In dealing with such traditions it is essential to remember that our authorities date from times when (apart from Strathclyde) the Cymry had long been confined to Wales and that they represent the point of view of writers living in Wales. If the kings of Gwynedd were really descended from the 'men of the north' their settlement in that region is probably to be regarded as part of a much larger movement, of which the traces elsewhere were obliterated by the English conquest.

[Pg 110]


CHAPTER VI.
SUPERNATURAL ELEMENTS IN THE HEROIC STORIES.

Most of the heroic poems and stories which have come down to us contain elements generally comprehended under the term 'folk-tale' (Märchen), and it will be convenient at once to distinguish tales of this class from popular tales in general. Under the latter term we may include all stories which are frequently repeated without being committed to writing. It is on such foundations probably that all the surviving heroic poems are built. The lapse of time between the events narrated and the composition of the poem may amount to weeks or to generations; in certain cases the story may be wholly fictitious—but this does not affect our definition. When a story is put into metrical form by a skilful poet it becomes more or less crystallised and has a good chance of being preserved. In fact the result is somewhat similar to that of committing it to writing. Stories which are not put into poetic form are more liable to become obscured and forgotten.

The term 'folk-tale[164]' is of less wide application. Probably different scholars would define it in different ways; but in this book it is applied only to stories dealing with anonymous characters. The hero or heroine (villain etc.) is described either (1) as 'the man,' 'the girl,' etc., or (2) by some common name such as Jack or Hans, which conveys no means of identification, or (3) by a name which is obviously made to suit his or her special circumstances or characteristics, such as Aschenbrödel [Pg 111]or Sneewitchen. It will be seen that this limitation would not prevent us from regarding stories about the gods as folk-tales in origin; for most of the gods bear descriptive names, e.g. Thunor, Frig, Balder, Frey. Yet by the time of our earliest authorities these names had come to denote definite personalities; and consequently we must classify such stories in a separate category, namely as myths. On the other hand it must not be assumed that the presence of supernatural features, in some form or other, is a necessary characteristic of folk-tales. Such features do indeed occur very frequently; but that is due merely to the fact that in illiterate societies the marvellous has a special attraction for men's minds.

Into the origin of folk-tales in general we need not enter here. Some apparently spring from attempts to account for natural phenomena, social customs or religious rites. Others are probably founded on adventures, real or fictitious, of individuals whose names have been forgotten. Thus, to take an instance, the story of Alfred and the cakes is not a folk-tale according to our standard; but if the king's name had been forgotten we should have no hesitation in regarding it as such. Again, there can be no doubt that many modern folk-tales are derived ultimately from literary sources. In the same way we must regard it as possible that in earlier times many folk-tales were descended from heroic poems.

Prof. Olrik[165] has pointed out that it is possible very often to distinguish between the Danish and Norse sources followed by Saxo in his History. One of the safest criteria is the presence or absence of characters whose names are not given. In stories of Norse origin, as in Old Norse literature generally, it is customary for every character to have a name—a characteristic which also distinguishes the old heroic poetry. In stories derived from Danish sources on the other hand the characters mentioned by name are few in number. A good instance is to be found in the story of Ingellus (Ingeld), which in consequence of the loss of proper names has been torn right away from its true connections—as may be seen by a comparison with Beowulf. Yet there can be little doubt, as we have seen, that this story is [Pg 112]ultimately derived from heroic poems. It would appear then that Danish tradition tended to approximate to the folk-tale.

If heroic stories sometimes passed into folk-tales it is still clearer that the latter tended to make their way into heroic stories. We shall see shortly that even the early heroic poems relate a number of incidents which seem to be derived from folk-tales, while in the later forms of the stories such incidents become more and more frequent, most commonly in connection with the childhood or ancestry of the hero. The same phenomenon occurs of course in stories of famous men which have nothing to do with heroic poetry. Thus there is a widely spread folk-tale (told of the god Thor in Old Norse literature), which relates how some animal, a goat, reindeer or calf, is killed and eaten, but care is taken not to break any of its bones. Then on the following day the hero restores the animal to life. In the Historia Brittonum (cap. 32) this story is related of St Germain, the well known bishop of Auxerre.

It is a more difficult question and one which we shall have to discuss later whether any of the heroic stories are wholly derived from folk-tales. The story of Balder bears the stamp of a folk-tale, for the chief characters (Balder, Höðr, Nanna) have names with an obvious meaning. But it is only in Saxo's History that this story appears in a heroic setting; and though his account seems to be more primitive in several respects than that given by the Norse authorities, there is some reason for suspecting that either he himself or one of his (comparatively recent) predecessors was responsible for the setting. It should be observed however that the occurrence of one or more names with obvious meanings does not in itself prove that a story is derived from a folk-tale. Thus in the story of Heðinn and Högni the fact that the heroine (in contrast with the other characters) bears a name which means 'war' does not of necessity involve her origin in a folk-tale any more than that of her namesake, the abbess of Whitby.

Apart from the distinguishing feature with which we have been dealing folk-tales as a class have certain general characteristics which may be appreciated by a comparison with those of heroic poetry. In the last chapter (p. 82 f.) we gave a[Pg 113] short list of the characteristics by which the latter is specially distinguished. To all these the typical folk-tale presents a marked contrast. Some of the leading characters, including either the hero or the heroine or both, are usually persons of humble birth. The opponents of the hero or heroine tend to be represented as monsters of cruelty or vice, even when they are of royal rank, as is often the case. There is no inclination to avoid horrible or coarse subjects. Above all we miss those detailed descriptions of court life upon which the heroic poems are so fond of dwelling. The life and thought which we find reflected in folk-tales is that not of the court but of the village.

It would of course be rash to assume that folk-tales formed the sole intellectual pabulum of the peasantry in early times. No doubt we have to add 'popular tales,' similar to those which formed the foundation of the heroic poems. But since these tales were not put into poetic form—i.e. not into such poetic form as would ensure their preservation[166]—they were always liable to disintegration and thus were constantly approximating to folk-tales. Hence, though we must make allowance for influence of the one upon the other, it is probably not so very far from the truth that what heroic stories were to the courts folk-tales were to the rest of the population.

In Norway court poetry flourished down to Christian times, though in the generation before the conversion it had come mainly into the hands of Icelanders. But practically nothing is known as to the existence of court poets in Denmark; and here we have, I think, the explanation of the peculiar character of the Danish sources used by Saxo. The old heroic poems had been largely forgotten, and what remained was preserved only in the form of ballads and popular tales—which in some cases practically amounted to folk-tales.

Lastly, we must note that the existence of a folk-tale may sometimes be inferred when we have no knowledge of it in its uncontaminated form. Such is the case (e.g.) when we find the same adventure, especially if it be of a supernatural character, related of several different and unconnected persons, whose historical existence may be quite satisfactorily authenti[Pg 114]cated. But such inferences must be used with caution, for it is not necessary to suppose that supernatural incidents in heroic stories are always due to the influence of folk-tales. They may often truly reflect the belief of an age which did not clearly distinguish between natural and supernatural. That the supernatural is less prominent in heroic poetry than in folk-tales is due doubtless to the fact that the courts of that period possessed a far higher degree of culture than the rest of the population. The same phenomenon is still more noticeable in Welsh literature than in Teutonic. In the early court poems the supernatural is comparatively little in evidence, whereas in the Mabinogion, which are largely made up of folk-tales, it is developed to a most astounding degree.


Various kinds of supernatural beings are brought before our notice in heroic stories. In the Northern versions the god Othin is introduced not unfrequently. Thus, to give a few instances, the Völsunga Saga brings him into contact with Sigmundr on two occasions: first when he enters Völsungr's hall at the wedding feast and plants in the tree a sword which Sigmundr alone is able to draw out (cap. 3), and again in his last battle when the hero's sword is shattered at the touch of Othin's javelin (cap. 11). Twice also the same saga makes him meet with Sigurðr: first when he chooses for him the horse Grani (cap. 13), and later when he accompanies him on his way to attack the sons of Hundingr (cap. 17; cf. also cap. 18). In all these cases alike the god's identity is not suspected, at least until after his departure. In the poem Reginsmál, from which the last of these incidents is taken, we find also a story of quite a different character and laid wholly in the realm of the supernatural, namely the adventures of the gods Othin, Hoenir and Loki with the otter and the dwarf Andvari. Of other divine or semi-divine beings we may mention Hlióð, the daughter of Hrímnir and adopted daughter of Frigg, who became the wife of Völsungr and mother of Sigmundr. As a last instance reference may be made to a passage from the lost Biarkamál (Saxo, p. 66), where the hero suspects that Othin is present among the enemy and expresses his desire to attack him.

[Pg 115]

In the German heroic poems, which are entirely Christian, we find no mention of the gods. Note should be taken however of an incident in the Rabenschlacht (v. 964 ff.), where Witege in his flight from Dietrich gallops into the sea and is rescued by the mermaid Wâchilt. If we were dealing with a Greek story we should regard this person as a goddess without hesitation.

In much earlier times a very good instance is furnished by the legendary history of the Langobardi. According to the story (cf. p. 9 f.) the Langobardi, who were then called Winniles, soon after their emigration from Scandinavia came into conflict with the Vandals. The Origo Gentis Langobardorum, an anonymous tract dating from the latter part of the seventh century, gives the following account of what happened: Ambri and Assi, the leaders of the Vandals, asked Wodan (Godan) that he should give them victory over the Winniles. Wodan replied, saying: "Whomsoever I shall first look upon, when the sun rises, to them will I give victory." Then Gambara with her two sons Ibor and Aio, who were chiefs over the Winniles, asked Fria (Frea), the wife of Wodan, that she should be gracious to the Winniles. Fria then gave counsel that the Winniles should come when the sun rose and that their women should let down their hair about their faces after the fashion of a beard and should come with their husbands. Then, as it became light, while the sun was rising, Fria turned the bed, on which Wodan lay, and put his face to the east and wakened him. And he looked and saw the Winniles and their women with their hair let down about their faces and said: "Who are those long-beards?" And Fria said to Wodan: "As thou hast given them a name, give them also victory." And he gave them victory, etc.

Woden is mentioned also in the Anglo-Saxon poem on the magic herbs, and Ing in the Runic poem. In strictly heroic pieces however the only possible case is the reference to the passionate love of Geat in the Elegy of Deor (v. 15)[167]. Indeed, were it not for the Langobardic story we might perhaps suspect that the introduction of the gods in heroic poetry was a Scandi[Pg 116]navian innovation. But as the case stands, although this story cannot properly be regarded as heroic, it is more likely that their non-appearance in the English heroic poems is due to a process of expurgation or elimination. From such passages as Beow. 175 ff. we may infer with probability that no definite reference to the gods would be tolerated after the courts had become Christian (cf. p. 53 f.).


In the poems which have come down to us the supernatural element is represented chiefly by what we may call monsters. This is especially the case in Beowulf, the main part of which is devoted to encounters with such beings. We can hardly obtain a better example than the hero's adventures in the first part of the poem. But it will be well at the outset to guard against the assumption that the story of Beowulf was in any way typical of early heroic poetry. Thus we have no satisfactory evidence that either the story of Waldhere or that of Finn contained supernatural elements of any kind, while even in that of Siegfried they are comparatively unimportant.

The story of Beowulf's adventures with the monsters seems to be derived from a folk-tale. In the Icelandic Grettis Saga, cap. 64-66, the famous outlaw Grettir, who died in 1031, is credited with performing almost the same exploits. The resemblance between the two stories indeed descends in some cases even to small points of detail. These, as well as the points of difference, may best be seen by giving an analysis of the two side by side.

Beowulf learns that King Hrothgar's hall has been attacked by night for twelve years and many of his warriors carried off and devoured by the monster Grendel. He comes and offers his services. Grettir learns that Steinvör has lost her husband and a trusted servant at two successive Christmases through mysterious nightly attacks on her house. He comes to her and claims hospitality at the third Christmas.
He is left in charge of the hall at night with his fourteen companions. He is left alone in charge of the hall at night.
Grendel (a male monster) attacks the hall, devours one warrior and engages in a desperate wrestling struggle with Beowulf. He is attacked by a huge female monster and a desperate wrestling struggle takes place. [Pg 117]
Grendel finds Beowulf too strong and eventually escapes, but with the loss of an arm which Beowulf tears off. Grettir is dragged out of the house to a precipice over the river, where he eventually succeeds in chopping off one of the monsters arms. She falls over the edge.
Grendel's mother attacks the hall and carries off a Danish knight. Beowulf goes to the lake where the monsters were believed to dwell, in order to exact punishment. There is no further attack, but Grettir determines to examine the river from curiosity.
Beowulf dives into the lake and is seized by Grendel's mother who drags him into her cave, where there is a bright fire. Beowulf's followers and the Danes remain above on the bank. Grettir dives off the cliff into the river, just below a waterfall. He climbs up beneath the waterfall and finds a cave there with a fire in it. The priest Steinn waits for him on the cliff.
The monster overthrows Beowulf and attacks him with a dirk (seax); but he succeeds in chopping her asunder with a huge sword which he finds in the cave. After slaying her he comes upon the dead Grendel and cuts off his head. He also sees a quantity of treasure. Grettir on reaching the cave is attacked by a huge male monster armed with a heptisax[168]. This snaps at the first thrust; and as the monster reaches back for a sword which is hanging behind him, Grettir slashes him down the front. Afterwards he finds the remains of the two missing men in the cave.
The lake is stained with the monster's blood. All think that Beowulf has perished, and the Danes return home; but Beowulf's followers remain on the bank. The river is stained with the monster's blood, and Steinn, thinking that Grettir has perished, leaves the cliff.

There can scarcely be any doubt that these two stories are connected in some way. Some scholars indeed hold that the Icelandic story is derived from the other; but the discrepancies seem to me to be too great for this to be probable. Moreover there is another Scandinavian story which has to be taken into account. This is contained in Orms Tháttr Storolfssonar[169], a document which dates from the fourteenth century, and also in later ballads from Sweden and the Faroes. According to the [Pg 118]story Ormr was an Icelander who lived towards the end of the tenth century. Like Beowulf and Grettir he had a reputation for laziness in his youth. In his time an island called Sauðey off the coast of Norway was inhabited by the monster Brusi and his mother who had the form of a black cat. One of Ormr's friends, a Dane named Asbiörn, lost his life in an attack upon them. Ormr then set out to avenge him. When he reached the monster's den the cat assailed him fiercely with her claws, but he ultimately succeeded in destroying her. Then he had an encounter with Brusi, whose head he tore open with his hands, afterwards cutting the 'blood-eagle' upon his back. In the den he found a large amount of gold and silver. The later forms of the story add several features which recall the adventures of Beowulf, especially in regard to the situation of the den and the cannibalistic propensities of the monsters.

Here again we have in all probability only another form of the same story. But it is to be observed that there is no special affinity between the two Scandinavian versions, while the setting and the names of the characters are entirely different in all three. Yet if one version was really the source of the others it is difficult to believe that every trace of its original connections could have vanished. With far more probability we may conclude that the story once existed independently, i.e. in the form of a folk-tale, and as a matter of fact we possess an Icelandic folk-tale which contains most of the principal features, though the hero has been split up into five brothers[170]. In its original form the tale was probably only a specialised variety of the type familiar to us through Jack the Giant-killer. Stories of this kind seem to have been particularly popular in Norway—a fact due perhaps in part to the survival of isolated savage communities among whom cannibalism may not have been entirely unknown[171]. We meet with them sometimes in quite unexpected places. Thus in the account of Thóroddr Snorrason's mission to Jemtland in [Pg 119]St Olaf's Saga (Heimskr.), cap. 151, we find a graphic and circumstantial story of a female monster who killed and devoured eleven merchants in the inn where the envoy was resting. Thor too, the chief Norwegian deity, came to be regarded essentially as a giant-killer, his origin in the thunder being entirely, or almost entirely, forgotten.

It is no serious objection to our view that Grettir seems to be a perfectly historical character; for no one will contend that the story of his doings at Sandhaugar is true, any more than a number of other exploits with which he is credited. The same remark applies to the story of Thóroddr, whose father, the magistrate Snorri (Grettir's contemporary), was perhaps the best known and most influential man in Iceland. We have seen that in the true folk-tale the hero is nameless; but his adventures are liable to become linked with the names of historical characters—just as in our own day everyone knows of remarkable persons who have had associated with them stories which really were in existence before their time. In Grettir's case exceptionally favourable conditions for such association were provided by the man's great strength, by the unruly disposition which he showed from his childhood and by the many thrilling adventures which he doubtless did experience during his long outlawry. Indeed, though the saga in its present form was not composed until nearly three centuries after his time, we might naturally expect that many untrue stories about such a person would be in circulation even before his death.

Just as the folk-tale became attached to the historical Grettir, so it may have been associated with another person in earlier times. Now the only character in Northern tradition who has been identified with Beowulf is a certain Boðvarr Biarki, a warrior in the service of Hrólfr Kraki. The identification is denied by many scholars, but there are two points in the story of Biarki which seem to me to lend great probability to it. In the first place as Beowulf goes from the land of the Geatas (Gautar), where his uncle is king, to the court of the Danish king Hrothgar, so Biarki goes from the land of the Gautar, where his brother is king, to the court of Hrólfr Kraki, i.e. Hrothwulf, Hrothgar's nephew and colleague. Secondly, at[Pg 120] a later time Biarki, like Beowulf, assists the Swedish prince Aðils (Eadgils) in his victorious campaign against Áli (Onela), though he is represented not as king of the Gautar but as Hrólfr Kraki's emissary.

On the other hand it is true that no resemblance to the story of Beowulf is shown by the Scandinavian accounts of Biarki's origin and death. In Hrólfs Saga Kraka[172], which dates only from the fourteenth century, Biarki is said to have been born in Norway. His father was called Biörn ('bear') and his mother Bera ('she-bear'). The former indeed was actually turned into a bear by witchcraft. Further, from the time of his arrival in Denmark Biarki remained in the service of Hrólfr till the end and lost his life in the final attack made upon that king. A reminiscence of his ursine antecedents appears in the last scene. When the enemy are attacking the king's hall Biarki cannot be roused out of slumber, but a huge bear (the warrior's spirit) is seen fighting among the king's knights.

Saxo says nothing about Biarki's origin and it may be that the story given in the saga was unknown in his time. At all events it is doubtless derived from a folk-tale. In the twelfth century Vita et Passio Waldevi[173] almost the same story is told of the father of Siward, the famous earl of Northumbria, who died in 1055, while a further parallel is to be found in the De Gestis Herwardi Saxonis[174], another work of the same period. Both stories contain indications of Scandinavian origin and we can hardly doubt that the motif was a popular one in the folk-tales of the North. Indeed for the version of the story found in Hrólfs Saga, transformation into animal form through the [Pg 121]agency of a wicked stepmother, analogies are to be found in many parts of the world.

In his account of the last fight Saxo quotes at great length from the lost Biarkamál; but here again no reference is made to the bear motif[175]. We may note however that in this version no explanation is given of Biarki's behaviour in refusing to rise from his bed in response to the exhortations of his colleague[176]. It is scarcely safe therefore, I think, to assume that Saxo's account—apart from the quotations which consist entirely of speeches—necessarily represents an earlier form of the story than that given in the saga; for in the latter Biarki's conduct is quite satisfactorily explained. There is surely at least as much to be said for supposing that the incident of the bear—or something which gave rise to it—has been ignored or forgotten by Saxo.

Now Beowulf is represented as an enormously strong man, but his strength is not altogether of a natural order. We are told that he was fated not to gain victory with the sword. It is not only the struggle with Grendel which he wins by wrestling; in v. 2506 f. we hear that he hugged or crushed to death the Frisian champion Daeghrefn—a method of warfare appropriate to a bear rather than to a man. The explanation is perhaps to be found in the curious phenomenon called berserksgangr[177], which is so frequently mentioned in sagas and even in legal works. It is to be remembered that in popular belief this form of madness was connected with the werwolf idea, of which the bear form was a common variety. The transition therefore to the story found in Hrólfs Saga is nothing very strange.

In conclusion mention must be made of an incident which [Pg 122]has been brought into connection with the fight between Beowulf and Grendel. In Hrólfs Saga, cap. 23, it is stated that shortly after his arrival at the Danish court Biarki encountered and slew an animal demon which at two successive Yules had ravaged the livestock in the king's farm. Saxo alludes clearly to the same story when he states that Biarki won great fame by killing a huge bear[178]. Now it should be observed that the representation of Grendel is by no means clearly anthropomorphic, though the human element is much more apparent in the cave scene. The various accounts may, I think, be satisfactorily reconciled on the hypothesis that in the original story the hero killed a monster or demon (iötunn) in the form of a bear (biarnar hamr). In England this story must have been expanded and modified by the influence of the folk-tale of the two cannibal monsters which we have discussed above. In Scandinavian tradition however no such intrusion took place, though a totally different folk-tale became attached to the early history of the same hero.


Two adventures with dragons are recorded in Beowulf. The first, that of Sigemund, is related quite briefly (vv. 884-900), but the second forms the subject of the latter part of the poem. The Older Edda (Fáfnismál), followed by the prose Edda and Völsunga Saga, gives an account of the killing of Fáfnir by Sigurðr; and in the late Seyfridslied two adventures of the same kind are narrated in connection with the same hero. Dragons figure also occasionally in the German epics, especially in the story of Wolfdietrich. Here too we must mention Saxo's accounts of the dragons slain by the Danish kings Frotho I and Fridleuus II. The two stories are almost identical, but the former (p. 38) contains a description of the dragon and of the means to be used in attacking him, which is given in Latin verse and may very well be derived from an old poem.

There are certain resemblances between Saxo's stories and the great dragon fight in Beowulf, and many scholars are[Pg 123] inclined to the view that they have a common origin. The former however in both cases ended successfully. Moreover in two points at least they agree rather with the adventure ascribed to Sigemund in Beowulf, namely (i) that the hero attacks and kills the dragon alone and (ii) that he carries away the treasure in a boat. On the other hand it is generally agreed that the stories of Sigemund and Sigurðr must be connected, though opinion is divided as to whether the adventure was first ascribed to the father or the son. Beowulf is at all events by far the earliest of the authorities. Against this stands the fact that both Scandinavian and German tradition names Sigurðr (Siegfried) as the hero. But this argument could have weight only if there was reason for thinking that the story was known in the North before the composition of Beowulf.

Fáfnir is called dreki in Völsunga Saga, but he seems always to be represented rather as a reptile than a dragon. It is not at all clear that he is a being of the same kind as the dragon encountered by Beowulf, which is said to fly and breathe fire. This is perhaps to be noticed, since the flying dragon is also known in the North; we find it mentioned even in old poems such as Völuspá. The description of Sigemund's dragon is too brief to enable us to determine its character. It is once called draca and thrice wyrm; but the latter word is used also of the flying dragon. On the other hand it is not certain that the word draca always denotes a supernatural being. The saedracan and niceras mentioned in Beowulf 1425 ff. would seem from the description to be animals of the seal-class.

One feature however is common to all the English and Northern dragons, namely that they are represented as guarding hoards of gold. In the North this idea must have been very widespread, since expressions such as 'bed of the dragon' (or 'snake') are among the commonest terms for gold in Old Norse poetry. In Anglo-Saxon poetry also it is generally recognised[179].

It has been mentioned above that many scholars connect the story of Beowulf's dragon-fight with that related of Frotho I by Saxo. To me the affinities of the latter seem rather to lie with[Pg 124] Sigemund's dragon; but the truth may be that for adventures of this kind there was a standard poetic description which could be applied to any number of cases. More important perhaps is the fact that genealogically Saxo's Frotho I corresponds to Beowulf the son of Scyld[180]. In common with practically all Scandinavian genealogical texts Saxo has the series Frotho[181]—Haldanus—Ro (Hróarr) and Helgo corresponding to the Beowulf—Healfdene—Hrothgar and Halga of the poem[182]. Quite possibly therefore it is not without significance that this person is credited with having killed a dragon.

We have seen that the two stories differ essentially in regard to the outcome of the adventure. Frotho's death is recorded by Saxo in quite a different connection and apparently long afterwards. But here we may turn to the story of the other Frotho, Saxo's Frotho III (the Peaceful), for there can be little doubt that the two characters were originally identical. According to Saxo this latter king was killed in his old age by a sorceress who had taken the form of a 'sea-cow' (marituma bos), though the author does not make clear what kind of creature he means by that term. It is at least a question whether this story does not belong to the same class as the others; for whatever differences there may be in other respects between a 'sea-cow' and a dragon, it may be observed that nearly all the dragons of Northern legends make their home by the sea.

If there is a connection between the two stories—the dragon-fight of Frotho I and the death of Frotho III—their origin must surely be sought in myth. Fróði the Peaceful (Frotho III) is [Pg 125]the central figure of Danish legend and his fame became proverbial even in Germany. Moreover, though there is no evidence that he was regarded as a god, it is clear that he was the Danish counterpart of the god Frey.

It may not be out of place here to cite one more of Saxo's stories (p. 29 f.). Hadingus, the father of Frotho I, while bathing in the sea off the coast of Helsingland encountered and killed a sea-monster of unknown species. As he was having it carried to his camp he met a woman who uttered a prophecy of dire woe, saying that he had killed one of the deities who was wandering about in a form not his own[183]. In order to propitiate the gods he instituted a sacrifice to Frey, which was to be repeated at regular intervals and which the Swedes call Fröblod. This story seems to take us back to the days of theriomorphic religion—or perhaps one should say to a time when certain marine animals were regarded as divine. But is it not also connected somehow with the story of Frotho's death?

We need not enter here into a discussion of these mythical stories, though it may be remarked in passing that theriomorphism plays a very prominent part in the religious practices and conceptions of primitive peoples, and, what is more, that we hear not unfrequently of a struggle between a god or national hero and some theriomorphic being whose sanctuary or attributes he appears to have taken over[184]. But it is perhaps worth noting that in Beowulf also the hero is repeatedly involved in adventures with water-monsters. This feature is entirely absent from the story of Biarki and can hardly have a historical [Pg 126]basis. What I would suggest is that it is derived, in part at least, from the same group of legends which in Danish tradition are centred round the names Hadingus and Frotho. But in that case there is considerable probability that these stories have been transferred to the hero from his namesake, the son of Scyld, who belongs genealogically to the same group of persons.

This explanation will at all events account for the discrepancy between the English and Scandinavian accounts of the hero's death[185]. Only the latter properly comes into consideration for Beowulf the son of Ecgtheow. For the suggested transference we have a certain analogy in the various incidents which are connected sometimes with one Frotho, sometimes with the other. A much better case however occurs in an English work of later date, the Vitae Duorum Offarum. In that work Drida, the wife of Offa II (the Mercian king), is represented as a most desperate character, and incidents are related of her which seem to be totally incompatible with what we know of this queen—whose real name was Cynethryth—from contemporary sources. On the other hand they agree very well with the brief account given in Beowulf of Thrytho the wife of Offa I (king of Angel). We may compare too the hopeless confusion which prevails in the chronicles with regard to Anlaf the son of Sihtric (Olafr Kvaran) and Anlaf the son of Guthfrith. It can scarcely be doubted that heroic poetry was liable to mistakes of the same character, although the question has scarcely received as much attention as it deserves.

In the explanation put forward above I do not mean of course to suggest that the dragon of northern heroic poetry is always a distorted form of some marine animal. My view is that this is one of the elements which have contributed to the[Pg 127] formation of the stories—playing a part similar to that of the crocodile in the legends of southern lands[186]. Dragons endowed with supernatural or at least unnatural characteristics figure in the folk-tales of many nations throughout the world; and such stories are by no means restricted to maritime populations. Very frequently no doubt they are handed on from one people to another, and their currency is perhaps assisted by works of art. We have to remember that the word draca is derived from Latin. Yet the conception itself is probably much older; at all events the association of such monsters with hoards of gold can be traced back in northern regions to a very remote antiquity[187].

As regards the origin of this association—which is clearly unnatural and not due in any way to the influence of marine animals—it may be noted that the dragon's lair is often a tomb or barrow[188], as in the case of the one encountered by Beowulf. An explanation of this phenomenon seems to be afforded by a story relating to the tomb of Charles Martel, which is found in a number of medieval chronicles. St Eucherius, bishop of Orleans, in a vision saw Charles in hell, and on coming to himself begged St Boniface and others to go and inspect the prince's burial place. On opening the tomb they saw a dragon dart out suddenly and found the grave all blackened as though it had been burnt up. Here it would seem that the dragon—a fiery dragon, like the one in Beowulf—was nothing else than the spirit of the dead prince, and it is permissible to suspect that such was the case elsewhere. At all events the fact that dragons are represented as inhabiting tombs is clearly to be taken in connection with their character as guardians of gold; for in early times it was customary to bury with the dead a considerable amount of treasure.

But there is another feature which deserves notice in the [Pg 128]story of Charles Martel's grave. The earliest document[189] in which it is found dates from the year 858, i.e. about a century after the incident is said to have taken place. But the closing words of the account[190] state quite definitely that the writer or writers had known persons who were present at the opening of the tomb. We have thus to deal with evidence which is strictly second-hand, as in the case of more than one remarkable story told by Bede. The explanation lies no doubt in the fact that the men of that age did not clearly distinguish between the supernatural and that which is merely unusual. At such a time if a person asserted that he had seen a fiery dragon, his statement would be received doubtless with wonder but not necessarily with incredulity. As a matter of fact we find it stated in the Saxon Chronicle[191], sub anno 793, that in that year fiery dragons were seen flying in the air. It cannot therefore be assumed with safety either that the killer of a dragon must be a fictitious person or that the adventure itself must have been invented long after the hero's time.


In conclusion we have to take account of supernatural properties possessed by beings which in themselves are natural. As an instance we may take the speeches of the birds (nuthatches) which in Fáfnismál 32 ff. warn Sigurðr of the treachery prepared for him by Reginn. Similar stories occur elsewhere in Old Norse literature. Absurd as this belief may seem we have good contemporary evidence for its existence in Procopius' account of the Warni, which we discussed in the last chapter (p. 97 f.).

Under the same head may be mentioned the faculty ascribed to various persons of being able to change into wolves or bears. As instances we may mention the case of Sigmundr and Sinfiötli given in Völsunga Saga, cap. 8, and the story of Biarki [Pg 129]discussed above. For the latter we have already suggested an explanation. But though the motif may not have been a common one in heroic poetry—as compared with sagas relating to the Viking Age—there can be no doubt that the belief in shape-changing goes back to a remote antiquity. It is of frequent occurrence in poems and stories dealing with the gods, while similar ideas are widely prevalent among primitive peoples at the present day.

Among other supernatural characteristics may be mentioned that of invulnerability, through the use of magic which rendered all weapons harmless—a feature found in Beowulf (in the case of Grendel) as well as in later works. Often too heroes are capable of superhuman powers of strength or endurance, as in Beow. 377 ff., 544 ff.[192], though many of these cases may be set down to mere exaggeration. On the whole however such characteristics are scarcely as prominent as they are in the heroic stories of other nations.

The love of the marvellous is more strikingly displayed in Procopius' account of Britain (Goth. IV 20) than in any of the poems which have come down to us. In the first place he says that the whole country beyond the great wall (i.e. the Roman Wall) was inhabited only by snakes and wild beasts, and that if any man ventured there he would die at once from the pestilential atmosphere. Then he goes on to say that Britain was the dwelling place of the spirits of the dead, and describes in detail how certain people who dwelt on the Frankish coast ferried the souls across. As to the truth of this story Procopius himself expresses scepticism; yet he states that he had heard it from numerous witnesses. It is scarcely permissible therefore to suppose that he had been victimised by a humorist. More probably he is reporting stories actually current among the Teutonic soldiery in the Roman army, which doubtless contained adventurers from many distant lands. In short we have here to[Pg 130] do with folk-tales[193] which had been localised in Britain and were believed to represent its condition truly at the very time when Procopius was writing. It is exceedingly remarkable that such stories should obtain credence at a time when, as we know from more than one source, there was quite a considerable amount of communication between Britain and the Continent. Indeed Procopius himself says that large numbers of English emigrants had recently settled within the Frankish dominions.


In the course of this chapter we have seen that many of the heroic stories contain elements derived from myth and folk-tale. The distinction which we have drawn between the two categories is that only the former deals with definite—though unhistorical—personalities[194]. It is commonly held that myth is a necessary element in heroic stories; but this is a question which we must reserve for discussion in the next chapter. Further, we have seen that the presence of supernatural elements does not necessarily mean that the stories in which they occur were composed or modified long after the events which they relate; that, on the contrary, such elements are to be found in contemporary or almost contemporary narratives. They must be taken as faithful reflections of the beliefs and ideas of an uncritical age. But it is scarcely correct to regard these elements as the distinctive characteristics of heroic poetry. Their chief domain in reality is the folk-tale, a far more primitive form of composition, which without doubt was in existence during the same period. The truly distinctive characteristics of heroic poetry are rather those which differentiate it from the folk-tale.

FOOTNOTES:

[164] Under this heading we may include metrical compositions. The term 'folk-song' cannot conveniently be used here, as it has acquired a wider signification.

[165] Kilderne til Sakses Oldhistorie, p. 18 ff.

[166] Ballads on heroic subjects may of course have begun quite early.

[167] Elsewhere this name occurs only in the genealogies, where it is borne by an ancestor of Woden. It is possible however that in the Elegy some unknown hero of the Geatas may be meant (cf. Beow. 640, 1785 etc.).

[168] This word is said to occur only here and in a following verse. From the description the weapon seems to have been a kind of dirk with a long wooden shaft.

[169] Fornmanna Sögur, III p. 204 ff. (especially p. 223 ff.).

[170] Cf. Brandl, Grundriss d. germ. Philol.2, II p. 993 f. The following pages (995 f.) contain an admirable summary of the whole question.

[171] Cf. Hansen, Landnåm i Norge, p. 160. For stories of monsters which suggest savages, cf. Ketils S. Haengs, cap. 2 f., and Gríms S. Loðinkinna, cap. 1.

[172] A somewhat similar account of Biarki's origin is given in the (fifteenth century) Biarkarímur.

[173] Tradunt relaciones antiquorum quod uir quidam nobilis, quem Dominus permisit, contra solitum ordinem humane propaginis, ex quodam albo urso patre, muliere generosa matre, procreari, Ursus genuit Spratlingum; Spratlingus Ulsium; Ulsius Beorn, cognomento Beresune, hoc est filius ursi. Hic Beorn Dacus fuit natione, comes egregius et miles illustris. In signum autem illius diversitatis speciei ex parte generantium produxerat ei natura paternas auriculas, sive ursi etc. Michel, Chroniques Anglo-normandes, p. 104.

[174] Illum maximum ursum ... cuius pater in silvis fertur puellam rapuisse et ex ea Biernum regem Norweye genuisse. ib. p. 7 f. A similar story is told by Saxo (p. 345 f.) of the ancestry of Svend Estrithson.

[175] Yet Hialti's third speech (p. 61) contains the words igne ursos arcere licet, the significance of which is obscure. It is curious, as Prof. Olrik (Danmarks Heltedigtning, p. 51) has pointed out, that Hrólfs Saga (cap. 33) refers to bears in a corresponding place, though the context is quite different.

[176] Prof. Olrik (op. cit., p. 45) says that Biarki's sleep is certainly of a supernatural character and suggests that it is due to magical arts on the part of the enemy.

[177] Cf. especially Yngl. S. 6: Othin's men went to battle without mail-coats and were frenzied like dogs or wolves. They bit into their shields and were as strong as bears or bulls. They made slaughter of other men; but neither fire nor iron took effect upon them. This is called berserksgangr.

[178] The identity of the two stories is shown by the fact that in both cases Hialti is made to drink the creature's blood—a custom known in Norway in comparatively recent times (cf. Olrik, op. cit., p. 118). The Biarkarímur tell of two encounters, the first with a she-wolf, the second between Hialti and a bear.

[179] Cf. the Cott. Gnomic Verses, 26 f.: draca sceal on hlaewe frod fraetwum wlanc.

[180] It is generally held that this person's original name was Beowa or Beaw. The latter is the form given in the genealogy in the Chronicle (ad ann. 855); but in view of the many corruptions which this genealogy has suffered it may very well be due to a scribal error for Beowa. This again may be a hypocoristic form for Beowulf, though on the other hand it is by no means impossible that the name of the son of Scyld has been assimilated to that of the hero of the poem. But in any case there does not seem to be any adequate ground for the commonly accepted view that the adventure with Grendel originally belonged to this person.

[181] In Skiöldunga Saga, Langfeðgatal etc. Halfdan's father is not Friðfróði (Saxo's Frotho I) but Fróði hinn froekni (Saxo's Frotho IV), the Froda of Beowulf.

[182] As regards Frotho's parentage—Saxo makes him son of Hadingus, son of Gram, son of Scioldus. In Skiöldunga Saga, Langfeðgatal etc. Friðfróði is son of Friðleifr, son of Skiöldr; while Fróði hinn froekni is son of Friðleifr, son of Danr.

[183]

Tantum pene uis celica pensat.
quippe unum e superis alieno corpore tectum
sacrilege necuere manus: sic numinis almi
interfector ades.

[184] We may compare the case of Apollo and the Python at Delphi, and possibly the story of Thor (Miðgarðs véurr) and Miðgarðsormr. Note should also be taken of the existence of a local tradition—going back apparently to the Middle Ages—to the effect that the Isefjord was formerly haunted by a monster which demanded a human victim from every ship that passed. It was finally expelled by the arrival of the relics of St Lucius, to whom Roeskilde cathedral is dedicated (cf. Sarrazin, Beowulf-Studien, p. 10 ff.). The traditional burial-place of Fróði the Peaceful is on the shore of the Roeskilde Fjord; but the two fjords have a common entrance.

[185] It does not of course remove all difficulties. The chief of these perhaps is the presence of Wiglaf, who seems clearly to belong to Beowulf, the son of Ecgtheow. The discrepancy between the names Beowulf and Fróði is of minor account, since the latter may very well have originated in a title (cf. Beow. v. 2928). On the other hand if this person is really a mythical national hero the name Beowa (perhaps for an earlier form Biowi) would seem more natural than Beowulf. Yet there may have been intermediate stages between the original hero and the person finally credited with the exploit.

[186] Thus upon some of these legends a good deal of light seems to be thrown by certain usages cited by Mr Frazer in his Lectures on the Early History of the Kingship, p. 180.

[187] Herodotus (III 116, IV 13, 27) speaks of a region in the extreme north of Europe or Asia which was said to be inhabited by gold-guarding griffins (χρυσοφύλακες γρύπες, cf. goldweard, Beow. 3082).

[188] Cf. the reference to the Gnomic verses quoted on p. 123, note.

[189] Epistola Synodi Carisiacensis ad Hludowicum regem Germaniae directa (Mon. Germ., Legum Sect. II, Capit. Reg. Franc., Tom. II, p. 432 f.).

[190] nos autem illos uidimus qui usque ad nostram aetatem durauerunt, qui huic rei interfuerunt et nobis uiua uoce ueraciter sunt testati quae audierunt atque uiderunt.

[191] Texts D, E, F. This entry seems to come from the Northumbrian Gesta, which were probably composed not very long afterwards. The last entry which we can trace is for the year 806.

[192] A curious light on the enormous strength ascribed to Beowulf is thrown by a passage in the Liber Monstrorum (cf. p. 24). It is there stated that Hygelac (Beowulf's uncle) was of such immense size that no horse could carry him after he reached the age of twelve. His bones were shown as a marvel to visitors.

[193] The folk-tale represented by the second story may of course be derived ultimately from some ancient custom; cf. Beow. 26-52.

[194] Not, of course, personalities consciously invented by an individual brain; these must be classed under fiction. On the other hand myth must be held to include personifications of the heavenly bodies and natural phenomena—as (e.g.) in Gylfaginning, cap. 10 ff. (from Vafþrúðnismál, etc.), and certain Lithuanian folk-songs ('Dainos')—in so far at least as such personifications are of popular origin.

[Pg 131]


CHAPTER VII.
MYTHICAL ELEMENTS IN THE HEROIC POEMS.

We have now to consider the question whether myth is a necessary element in the formation of heroic poetry. It has been noticed that historical persons figure in many stories of the Heroic Age, while others do not contain a single character whose historical existence can be authenticated. These latter stories are believed to be wholly mythical in origin, though they may not show any supernatural features in their final form. But even in stories of the former type it is held that some of the characters are almost always of mythical origin, and that their association with historical characters is a secondary development—due to confusion or to poetic imagination.

In the last chapter we put forward the view that Beowulf, the hero of the poem, has been confused with a mythical character of the same name, and that the adventure with the dragon originally belonged to the latter. It can scarcely be doubted that Scyld Scefing, the father of this earlier Beowulf, was also a mythical character. The only element in his story common to English and Scandinavian tradition is that he is regarded as the ancestor of the Scyldungas or Skiöldungar, the Danish royal family, and all analogies suggest that he came into existence as their eponymus. The brief account of him given in the poem might, except in two particulars, be applied to almost any successful king of the Heroic Age. One exception relates to the story of the funeral ship, on which the dead king's body is sent out to sea. In spite of Prof. Olrik's doubts[195] [Pg 132] I cannot but think that this is a reminiscence of ancient custom. The other is the reference to his arrival as an infant, likewise by sea—a story told more fully of Sceaf in certain English chronicles. The only question here is between myth and folk-tale. The story may fairly be classed under the latter head, though I think its origin is ultimately to be sought in a ritual myth. Scandinavian authorities, apart from Saxo[196], record nothing distinctive of Skiöldr, except that he was a son of Othin and the husband of the goddess Gefion[197]—which again points to myth.

In Scyld-Skiöldr we have the case of an eponymous ancestor appearing in the introduction to a poem which deals largely with the fortunes of his descendants. But there is no evidence that his own deeds ever formed the subject of an independent heroic poem. It would be somewhat hasty therefore to use this case as an argument for the origin of characters who are brought before us in the main action of heroic poems.

Next we may take the story of Weland, as to the mythical origin of which nearly all scholars seem to be agreed. It has indeed a historical or semi-historical connection in the fact that Weland is represented as the father of Widia (Wudga), i.e. the early Gothic hero Vidigoia mentioned by Jordanes (cf. p. 27); but this is held to be a secondary element in the story. In its original form the story is believed to have dealt only with the incidents related in Völundarkviða, viz. (i) the adventure with the swan-maidens, (ii) Weland's imprisonment by Nithhad and his revenge[198]. Behind the story itself however there lies a widespread belief in the existence of a supernatural smith of this name. Several places in Germany (Westphalia and Holstein) are reputed to be the scene of his operations, while in this [Pg 133]country he is connected with the cromlech called Wayland Smith, near Ashdown in Berkshire. In its ultimate origin this belief is traced to the myth of a fire-demon. Certainly it is to be noted that the name Weland is of a very exceptional type—apparently participial in form. One can hardly help suspecting that it once had a definite meaning, though this cannot now be determined with certainty[199].

Now there can be little doubt that the adventure with the swan-maidens is derived from a folk-tale. In this part of the story there is no indication of a fire-demon, or even of a smith, while analogies for the incident are fairly common both in Teutonic lands and much farther afield. We may confine our attention therefore to the second and better known part—that which deals with Weland's imprisonment and revenge.

It is manifest that this story departs very decidedly from the ordinary standard of heroic poetry—firstly in the fact that the hero is here clearly represented as a smith, and secondly in the cruelty, treachery and vindictiveness ascribed to the chief characters. These are features which would be in place either in myth or folk-tale. But we may note further that there are analogies for part of this story, just as much as for the incident of the swan-maidens. As an example we may take Saxo's account of the robbing of Mimingus by Hotherus (p. 70 f.). Mimingus is a satyrus, i.e. clearly either an elf or dwarf, who dwells in a cave in an almost inaccessible forest. Hotherus surprises and binds him and then takes away his sword and a magical ring. A connection between the two stories is shown even in the name, for Weland's most famous sword is called Mimming[200]. For a more remote parallel we may compare the story of Loki and Andvari. Indeed the spoiling of a dwarf is quite a common motif in Northern tales, while at the same time such beings are constantly credited with extraordinary skill in metallurgy. The distinctive feature in the story of Weland, apart from the revenge, is that sympathy is on the side of the smith.

It is the end of the story—where Weland (Völundr) rises into the air and flies away—that is supposed to point most [Pg 134]clearly to a fire-myth. But this feature cannot be traced except in the Norse version[201]. Moreover here we have also the adventure with the flying swan-maidens, in whose case there is no suspicion of such a myth. Setting aside this incident the story is perfectly explicable as a folk-tale founded on actual experience. There can be no doubt that in the Heroic Age—and indeed in much earlier times—princes were especially anxious to obtain slaves, whether foreigners or not, who were skilled in metallurgy. And it is by no means incredible that such slaves were sometimes lamed in order to prevent any attempt at escape—although, quite apart from this explanation, smith's work may be regarded as a vocation natural to the lame man, just as minstrelsy to the blind. Further, it is likely enough that servile smiths, when cruelly treated, would take any opportunity that presented itself of avenging themselves on their masters. For the murder of Nithhad's sons we have a somewhat striking historical parallel in Eugippus' Life of St Severinus (cap. 8). Feletheus, king of the Rugii, who were settled on the Danube in the time of Odoacer, had a young son who one day was entrapped by some goldsmiths in the queen's service. They threatened to take his life; but the saint intervened and rescued the boy on condition of the smiths obtaining their freedom[202].

What seems to me to be really the most remarkable feature in the story is that a person in this position should come to be made the subject of heroic or semi-heroic poetry; for it is plain enough from many sources, especially Saxo's History, that smiths were generally regarded with deep aversion. In Deor's Elegy Weland is said to be a more distinguished man than Nithhad; in Völundarkviða he is called a chief of the elves, while the introduction makes him the son of a king of the Finns. Yet, except in the late Thiðreks Saga, his father's name is never given, and none of our authorities credit him with possessing a following of his own.

[Pg 135]

Now is there any real necessity for the assumption that Weland's relationship to Widia is a secondary development? It is found in two of the three national versions of the story[203], and hence dates back in all probability at least to the sixth century. It is not found in the Völundarkviða; but then Widia is altogether forgotten or unknown in Northern tradition. Moreover there is a distinct reference to offspring of Weland and Beaduhild at the end of the poem. Once grant that the relationship is old and the reason for the heroic treatment of the story becomes obvious. It is merely the reflection of the son's fame upon the father. As Widia is never said to be the son of anyone else the probability is that he was supposed to be illegitimate, and that a story was soon current as to his being the offspring of a union between a princess and a bondsmith. In such a case there would be a natural tendency to the accumulation of material from folk-tales about his parentage.

If this view is correct the story must of course come originally from the Goths or some neighbouring people. I cannot see that the Westphalian traditions are any more conclusive than the Berkshire cromlech as to its original home. If Weland was a character of folk-tale and his name had at one time a definite meaning, these local traditions may have been quite independent of the heroic story. The real difficulty seems to me to lie in determining the amount of material from folk-tale contained in the latter. We need not entertain any doubt as to the adventure with the swan-maidens. But what about Nithhad and Beaduhild? The latter name is not obviously framed to suit the character or circumstances of the unfortunate princess. Nithhad might be explained more easily in this way; yet a Gothic prince of that name is recorded by Jordanes (cap. 22). At all events there is no conclusive evidence in either case that these characters did not originally belong to the story of Widia.

Another story which is believed to be of wholly mythical origin is that of Heðinn and Högni. In Kûdrûn it appears as[Pg 136] the introduction to a much longer story, from which point of view it bears a superficial resemblance to the story of Scyld and possibly to that of Weland. But since this feature is peculiar to the German poem and the second story seems to be entirely unknown from other sources, we can hardly do otherwise than treat the story of Heðinn and Högni as an independent narrative.

This must have been one of the most popular stories of the Heroic Age, since it can be traced in England, as well as in Germany and the North. None of the characters however can be traced in any historical work[204], and the time to which it refers is quite uncertain. The Northern version of the story contains a supernatural element in the endless battle which forms its conclusion. It is generally held that this is the oldest element in the story and that Hild, whose name means 'war,' was really a valkyrie. The whole story then is to be regarded as a myth of 'unceasing strife between conflicting powers[205].' But we may naturally ask whether it is truly scientific, when dealing with a story known from three separate national traditions, to regard as the original element a feature found in only one of the three. It may be urged of course that the reconciliation, which in Kûdrûn[206] takes the place of the tragic ending found in the Northern version, rendered it necessary to drop the mythical element; and again that we have extremely little information [Pg 137]about the English form of the story. The latter remark is certainly true; but the little that we do know practically precludes the possibility of a mythical interpretation. Strictly speaking the passage in Deor's Elegy (cf. p. 56) is not a reference to the story at all, but a matter of fact statement by the poet that he had been in the service of the Heodeningas. Hence, in view of the fact that this passage—together with Widsith, v. 21—is probably by far the earliest reference to the story which we possess, I cannot regard the mythical interpretation as anything more than an extremely doubtful hypothesis[207].


Thus far we have been dealing with stories which are supposed to be of entirely mythical origin. Now we have to consider certain cases in which elements undoubtedly historical are believed to be blended with myth. As examples of this type we may take the stories of Waldhere and Sigurðr. In both cases the historical elements are practically the same.

In the former case it should be mentioned that the mythical theory is by no means universally accepted. Those scholars however who do adopt this interpretation base their view upon a supposed connection between the story of Waldhere and that of Heðinn and Högni. The chief points of resemblance between the two are as follows: (i) The heroine is called in the one case Hiltgund (Hildegyth), in the other Hildr (Hild). (ii) Both stories deal with abduction (so-called) and then with fighting. (iii) The man (Waldhere, Heðinn) who carries off the girl has in both cases to fight with a man called Hagen or Högni. (iv) In both cases the combatants have previously been friends—though strictly this feature applies only to the Northern version of the Heðinn story. Now the first consideration carries no weight at all; for half the feminine names which occur in Anglo-Saxon heroic poetry contain the element -hild- (e.g. Beaduhild, Hildeburg), while in the Continental and Scandinavian authorities also they are extremely common. Again, the last consideration obviously has little validity, except when taken in conjunction with the other two. But these (the second and[Pg 138] third) points of resemblance are, it seems to me, altogether misleading. To begin with it is hardly correct to apply the term 'abduction' to an escape of hostages, such as the story of Waldhere relates; at all events the conditions have nothing in common. Then the fight which follows is not, as in the case of Heðinn and Högni, with an aggrieved father, or indeed with a pursuing force of any kind; it is an unprovoked attack made by a third party in the hope of plunder. Lastly, the part played by the person called Hagen (Högni) is quite different in the two cases. In one he is the injured father who is wholly responsible for the fight; in the other he is a vassal of Gunther (Guthhere), who is only drawn into it, with great reluctance, through the obligation of avenging his nephew (Patufrit), who has already been slain.

It is true that a different version of the story appears in Thiðreks Saga af Bern[208]. Here Högni (Hagen) is represented as pursuing the fugitives on behalf of Attila, while Guthhere does not appear. Now it has been widely assumed that this version is an independent and more original form of the story than that contained in Ekkehard's work, in spite of the fact that it does not make its appearance till nearly three centuries after the latter—and probably nearly six centuries after the composition of the Anglo-Saxon poem. But the lapse of time in itself provides a perfectly adequate explanation of such divergencies, especially if we bear in mind the unfavourable conditions under which the heroic stories were preserved in Germany during the early Middle Ages. As the stories gradually became forgotten two tendencies are constantly observable: (i) to connect stories or incidents which originally were quite distinct, (ii) within the individual story to lose sight of all except the outstanding characters and incidents. Hence it is only in accordance with what we might expect that two different sets of opponents of the hero should be confused. For a parallel we may compare the late North German ballad on Eormenric's death (cf. p. 9), which describes how Theodric with eleven companions broke into the king's castle and slew him. It is generally agreed that [Pg 139]this ballad is due to confusion of some kind with the story of Hamðir and Sörli[209], who were likewise enemies of Eormenric, though not connected in any way with Theodric.

The saga itself really contains evidence which points to an earlier form of the story agreeing with that given by Ekkehard. For the hero is called Valtari af Vaskasteini[210], and there can be no doubt that this expression is to be explained by the rocky defile mentioned by Ekkehard (v. 490 ff.) in the Vosges (saltus Vosagus)—on the confines of Guthhere's dominions. Further it is to be noted that the story is introduced as an episode in the relations of Theodric and Eormenric, and that the hero is represented as a nephew of the last named. All scholars are agreed that this is due to late combination—and no doubt rightly. Yet Waldhere is associated with Theodric and Eormenric also in a number of German poems which are quite independent of the saga, and consequently it is by no means improbable that these combinations both preceded and helped to bring about the disappearance of Guthhere from the story.

In its earlier form the affinities of the story with that of Heðinn and Högni are, as we have seen, scarcely worth consideration. Yet apart from this supposed connection there is no case for believing it to have a mythical foundation—except the assumption that myth is a necessary ingredient in every heroic story. Whether it is to be regarded as history or fiction is of course quite a different question and one which we shall have to consider later.

Of all the stories of the Heroic Age probably none has been more frequently referred to a mythical origin than that which deals with Sigurðr (Siegfried). It is held by the great majority of scholars that the Nibelungenlied and the corresponding Edda poems—or rather the earlier poems or legends on which both were based—came into existence through the [Pg 140]amalgamation of an essentially mythical story with historical traditions of Attila and the fall of the Burgundian kingdom[211]. The original elements of the former are believed to have been as follows: A young prince is brought up by a cunning smith in a forest, away from his father's home. On reaching manhood he gains an immense treasure by killing a dragon; also he releases a maiden by overcoming difficulties and dangers, by fire or water, which were insurmountable to any other person. These two adventures are connected by many scholars. Later, the hero falls into the hands of foes, who slay him and take for themselves his wife and treasure.

It is held that this story was originally a myth of light and darkness—applying however to the course of the year as well as to that of the day. Sigurðr himself is a 'light-hero' and Brynhildr a 'sun-maiden' whom he releases at the dawn, while the treasure represents the blossoms of summer which the light-hero likewise wins by destroying the dragon of winter. Then, in the evening or autumn, he has to yield to the powers of darkness or winter. The original name of these powers was Niflungar or Nibelunge, a name connected with Old Norse nifl, 'mist,' Niflheimr, 'Hades.' Their chief representative is Högni or Hagen, who, like Sigurðr and Brynhildr, belongs to the mythical elements of the story. Many scholars also hold that the powers which destroyed the hero and appropriated his wife and treasure were originally identical with those from which he had won them at the beginning; and this view seems to be more or less involved by the interpretation given above, since day and night, winter and summer are constantly alternating with one another.

Now it will be obvious at once that the story as thus reconstructed differs greatly from both the forms in which it has come down to us. Indeed the only original feature preserved in both versions is the slaying of the dragon by Sigurðr. But it is only in the Norse version that the hero gains the treasure thereby; in the Nibelungenlied this is obtained by a different encounter, with two princes named Schilbung and Nibelung, while in the Seyfridslied it really belonged to certain dwarfs,[Pg 141] the sons of Nybling[212]. Again, only the Norse version records that Sigurðr released Brynhildr—from a perpetual sleep with which she had been punished; the incident is not connected with the dragon adventure. The Seyfridslied does relate that the hero rescued a maiden from a dragon; but here the maiden is Kriemhild, whom the dragon has carried off from her home. Further, it is only in the German version that Hagen kills the hero. In the Norse version the actual perpetrator of the deed is Gutthormr, but the instigator is Brynhildr herself. Lastly, neither version of the story makes Brynhildr or the treasure return to their former owners, although—in the German version only—the first owners of the treasure bear the same name as those into whose possession it comes after the hero's death.

It appears then that the original form of this story has been greatly obscured in both versions. The explanation given is that, through confusion with a historical tradition, the Burgundian kings, Gunnarr (Gunther) and his brothers, have taken the place (as well as the name) of the Niflungar. Hence, in order to form a just estimate of the theory it is necessary to examine the various mythical characters separately. These are—in addition to the dragon—Brynhildr, Sigurðr and the Niflungar, including Högni.

The evidence for believing that Brynhildr was originally a mythical character lies chiefly[213] in the identification of her with the valkyrie Sigrdrífa (cf. p. 13), who is mentioned only in the Norse version. The identity of the two characters is clearly recognised in the Helreið Brynhildar and also in the prose authorities. On the other hand it is not recognised in Grípisspá, which is supposed to be a late work, while the other poems leave it uncertain. The evidence therefore on the whole is not very strong.

[Pg 142]

In the case of Sigurðr the evidence, apart from the valkyrie incident, rests upon his being the slayer of the dragon. But it is agreed that this part of the story must be connected with the similar adventure attributed by Beowulf to Sigemund (Sigmundr); so that the question at issue is whether the exploit was first related of the father or the son. We have already seen (p. 123) that the argument in favour of the latter based on the agreement of the Norse and German authorities is in reality misleading. Hence the balance of probability is in favour of believing that the incident has been transferred to Sigurðr from Sigemund.

In the case of the Niflungar the evidence depends upon the interpretation of the name. The use of the name is certainly somewhat curious. In the Seyfridslied (Part II) the dwarfs are called sons of Nybling. In the first half of the Nibelungenlied Nibelung is the name of one of the brothers slain by Siegfried in his youth, while the people who become subject to him, together with the treasure, on the death of the brothers, are collectively called Nibelunge. In the latter half of the poem however the same name is applied to the Burgundians. In the Norse version Niflungar always means Gunnarr and his people (i.e. the Burgundians), except perhaps in the expressions arfi Niflunga, hodd Niflunga (in Atlakviða), by which the prose authorities at all events understood the treasure which Sigurðr had taken from Fáfnir. The explanation given for this double use of the name is as follows. Originally it belonged to the mythical enemies of Sigurðr, i.e. Högni and his people—whether these were identical with the former owners of the treasure or not. Later, when Högni became associated with the historical Burgundian kings (Gunnarr etc.), the use of the term was extended so as to embrace them also. But it is to be observed that the interpretation of the name Niflungar as 'children of mist' or 'darkness' is not free from difficulty. In the Edda it is twice written Hniflung-[214], and on both occasions the H- alliterates, whereas alliteration with n- is never found. This [Pg 143]fact suggests that the original form of the name was Hniflungar and that the form without H- is due to later influence—presumably on the part of scribes—from German sources, where of course the H- (before -n-) would regularly be lost at a much earlier date. If so the name cannot originally have had any connection with O. Norse nifl, etc.

In all these three cases then the evidence for the mythological interpretation of the story seems to be at best inconclusive. But we have yet to consider the case of Högni; and here it must be remarked that the demonic character of Högni is quite essential to the mythological theory. In the Norse version Gutthormr is a mere instrument and the person really responsible for the murder is Brynhildr herself—a feature obviously incompatible with the interpretation which we are discussing. Högni's mythical origin is as necessary for this interpretation as that of Sigurðr or Brynhildr. In order to maintain the theory the mythical character must be vindicated in all three cases alike.

Now it has been remarked that Hagen (Haguno, Hagano etc.) is not uncommon as a personal name even in quite early times. This is a curious fact if the name had such associations[215]. But there is a much more serious difficulty. It is altogether contrary to reason or probability to separate Hagen the vassal of Gunther in the Nibelungenlied from Hagen the vassal of the same Gunther in the story of Waldhere. His character in the two cases is certainly quite different. He is brave in both; but in the former he is both faithless and cruel, whereas in the latter he is an honourable man who is reluctantly drawn by circumstances into a course of action of which he heartily disapproves. But this is precisely the character borne by Högni in the Norse version of the story of Sigurðr—a fact which is the more remarkable since this type of character is extremely rare in heroic poetry. The agreement between the story of Waldhere and the Norse version seem to me to render it overwhelmingly probable that the character which they ascribe to Högni was that which he originally bore.

[Pg 144]

I am not arguing now to prove that Högni was a historical person. He may be of fictitious origin or even mythical (though the latter seems to me extremely improbable). But if so clearly he must have been taken either from the story of Sigurðr into that of Waldhere, or from the story of Waldhere into that of Sigurðr. Which of the two he belonged to originally is a question of minor importance. The essential point is that an earlier German form of the story of Sigurðr must be the link between the Norse version and the story of Waldhere; for there is no evidence that the story of Waldhere itself was ever known in the North. The conclusion to which we are naturally brought is that in this earlier German form of the story Högni bore the same character which is attributed to him in the Norse version. This character however is of course totally incompatible with a demonic origin; and here, it seems to me, the interpretation which we are discussing hopelessly breaks down.

I cannot help thinking that the investigation of the whole story has been greatly prejudiced by the application of wrong methods. There can be no doubt that a story of some kind—in which the adventures of Sigurðr were already combined with those of the historical Burgundian princes—was in existence long before the date of the earliest extant records, and that from this story, whether it was embodied in a single poem or consisted only of a mass of lays or legends, both the Norse and German versions are ultimately derived. It seems to me that, before trying to ascertain the origin of the various elements contained in the story, the object should be to determine the main features of this common foundation. The way to achieve this end is surely not by arbitrarily selecting one feature from the Norse version and another from the German, but by bringing together all the various features which the two have in common. To carry out such a process systematically would be quite beyond the scope of this book, but a brief outline of the scheme may not be out of place here.

First then we will take the part of the story relating to the hero's early adventures, which is preserved mainly in a different set of authorities from the rest. The chief German authority is the late Seyfridslied which, as we have seen, is really made[Pg 145] up of two different ballads, inconsistent with one another. The Nibelungenlied contains only allusions to this part of the story, the action proper beginning shortly before the hero's arrival at Worms. The Norse version is given in the trilogy, Reginsmál, Fáfnismál and Sigrdrífumál, as well as in Völsunga Saga, which is derived from these poems. The account given in Thiðreks Saga is mainly a combination of the German and Norse versions, though it has one or two features peculiar to itself.

In this part of the story the common elements are very few in number. (1) Sigurðr kills a dragon; (2) Sigurðr gains a great treasure. In the Norse version the two adventures are combined, but in the Nibelungenlied the treasure belonged to Nibelung and his brother who had quarrelled and who are both killed by the hero. It may be noticed that Reginn and Fáfnir are also brothers who have quarrelled over a treasure, and they too are both killed by Sigurðr; but Fáfnir has become a dragon—or perhaps a reptile. The Seyfridslied, Part I mentions only the killing of a dragon (serpent), while Part II unites the acquisition of the treasure with the killing of a dragon—a fiery dragon—but states that the hero erroneously thought that the treasure belonged to the dragon. Really it belonged to the three sons of the dwarf-king Nybling, who are friendly to the hero and not killed by him. As a further common element we may mention (3) that Sigurðr is brought up by a smith. This story is found in the Seyfridslied, Part I, and in Thiðreks Saga—practically also in the Edda, since Reginn is represented as a smith. Again, (4) both in the ballad and in Norse prose authorities Sigurðr breaks the smith's anvil, though the circumstances are quite different. It is doubtful whether we should connect the eating of Fáfnir's heart, which enabled the hero to understand the birds, with the German story that he became invulnerable by bathing in the dragon's blood. Further, we have seen that the awakening of the valkyrie in Sigrdrífumál has practically nothing in common with the rescue of the maiden (Kriemhild) from the dragon related in the ballad (Part II). Lastly, it is to be observed that though the hero's father has the same name (Sigemund) in all authorities, there is great discrepancy as to his childhood. In the Edda he is[Pg 146] posthumous but knows his parentage, in the Nibelungenlied he is brought up at his father's court, in the ballad, Part I, he leaves his home and goes to the smithy, in Part II and Thiðreks Saga he does not know his parentage—in the latter indeed he is a foundling and suckled by a hind. It will be seen that this part of the story is permeated throughout by the supernatural and marvellous.

From the time of the hero's arrival at the Burgundian court we may take the Nibelungenlied for the German version, while the Norse one is best represented by the poems from the fragmentary Sigurðarkviða I to Atlamál. For the earlier portion we have also to use Völsunga Saga and the prose Edda in place of certain poems which are lost (cf. p. 13). In this part of the story the elements common to the two versions are far more numerous and striking. (1) Sigurðr comes to the Rhineland (Worms in the German version) and marries a sister (Guðrún, Kriemhild) of King Gunnarr (Gunther). (2) Sigurðr in supernatural disguise wins Brynhildr for Gunnarr. (3) Sigurðr again in supernatural disguise sleeps with Brynhildr and takes from her a ring[216]. (4) Brynhildr quarrels with Sigurðr's wife, and the latter shows her the ring[216]. (5) Brynhildr bitterly resents the treatment she has received and devises the hero's death. (6) Sigurðr is killed by treachery; but the versions differ in regard to the perpetrator of the deed. (7) The hero's widow is for a long time irreconcilable, but eventually is married to Atli (Etzel). (8) Gunnarr with Högni and many others are invited to Atli's home. (9) The gold is sunk in the Rhine. (10) Gunnarr and Högni are captured alive and the rest killed in Atli's land. (11) A demand for the gold is made and refused. (12) Gunnarr and Högni are killed.

It will be seen that the supernatural is here confined to (2) and (3); indeed these are almost the only incidents in which it occurs in this part of the story. There is a difference between the two versions in regard to the character of the supernatural disguise. In the Norse version, where the two incidents are combined, Sigurðr and Gunnarr have exchanged forms; in the German Gunther is present in both cases, though Siegfried, who[Pg 147] has rendered himself invisible, is the real actor. Several other important differences between the two versions have already been noted (p. 13 f.). In addition to these each version has of course many characters and incidents peculiar to itself.

Of the discrepancies enumerated on p. 13 f. the fifth is by far the most important, since Kriemhild's revenge for Siegfried forms the central motif of the second half of the Nibelungenlied. In the Norse version no such central motif is to be found. In the prose piece Dráp Niflunga Atli's conduct is attributed to revenge for the death of Brynhildr, while in Völsunga Saga it is ascribed to his lust for Sigurðr's gold. But in the poems themselves no real explanation is given, and the connection between this part of the story and that relating to Sigurðr is scarcely more than a personal one—viz. that Guðrún, Gunnarr and Högni figure in both. This however is a phenomenon for which parallels are to be found in other heroic stories, e.g. those of Beowulf and Weland. It is now held—and doubtless rightly—by the majority of scholars that the unity of interest imparted to the Nibelungenlied by the motif of Kriemhild's revenge is a later improvement on the somewhat disconnected story given in the Edda. For our present purpose however the question is immaterial, since it is not contended that this part of the story is of mythical origin.

In spite of the discrepancies noted above it cannot be denied that the two versions contain a remarkable number of identical features in this part of the story—a fact which renders all the more striking the very slight amount of agreement in the part dealing with the hero's early adventures. Unless all analogies are misleading the conclusion to which we are driven is that the original story began more or less where the Nibelungenlied begins, and that the hero's youthful adventures are later accretions, such as we see gathering round the childhood or ancestry of other heroes, e.g. Biarki (cf. p. 120). We may add also the cases of Starkaðr, Hagen in Kûdrûn and perhaps Witege (cf. p. 135). They appear to be derived, in part at least, from folk-tales. One of these—affecting probably only the Norse version—may be identified with the Scandinavian story of Svipdagr and Menglöð (cf. p. 12), a variety perhaps of that of the Sleeping Beauty. Another is that of the forest dwarf[Pg 148] who forges or preserves a magical sword. We may note that in Thiðreks Saga the smith is called Mimir, a name which recalls Saxo's Mimingus (cf. p. 133)[217]. The story of the treasure-guarding dragon may also be included in this category, though strictly perhaps it belongs rather to popular belief than to folk-tale. From the fact that some of these elements are common to both versions we may probably infer that the process of accretion had begun before the story reached the North. Yet there do seem to be some indications of a reflex influence[218]—from the North or some region exposed to Northern influence—upon the development of the story in Germany.

In addition to folk-tales we must take into consideration also a tendency which is often associated with them—the desire to account for an obscure name. This seems to be the most reasonable explanation of the names Nibelung and Nibelunge in the first part of the German epic and Nybling in the ballad—all denoting the original owners of the treasure. We have seen that in the Norse version, as well as in the latter half of the Nibelungenlied, Niflungar means the Burgundians. May we not suppose that it was really a dynastic name[219] like Scyldungas, Uffingas, Merewioingas? In that case of course hodd Niflunga (hort der Nibelunge) ought to mean the family treasure of the Burgundian kings. But is it quite certain that Atlakviða does not use it in this sense? That it is identified with Fáfnir's treasure in later authorities may be due to subsequent German influence. As for the fact that the name Nibelunge is used for the Burgundians only in the second half of the German epic, may not this spring from some stylistic peculiarities of the 'common foundation'? It is not necessary to suppose that the latter was all the work of one author or even of one generation.

In dealing with questions such as these we cannot hope to get beyond a reasonable hypothesis, since the paucity of common [Pg 149]features between the two versions admits of few definite conclusions. But from the time when the hero arrives at the Burgundian court the case is quite different. In spite of certain discrepancies there is no difficulty in determining the main outline of the story. Even in the most important point of all—the true cause of the hero's death—the two versions are really in full agreement. Gutthormr does the deed in one version, Hagen in the other; but in both alike it arises out of the bitter resentment cherished by Brynhildr, owing to the deception which has been practised upon her. We have seen that this motif is incompatible with the current mythological interpretation of the story. But more than this, it is plainly not a motif derived from mythology at all, but from real life.

It must not be overlooked that the Brynhildr and Högni of the Norse version are in the nature of character-studies. Both appeal to our sympathies, though we do not approve of the actions which they commit or allow. Here we are in a region of thought as alien as possible to that of the folk-tale. But it is also alien to that period of thought, which was most open to the influence of folk-tales, the period which we have called Stage III in the history of German poetry. In such a period the person who destroyed the hero must necessarily be a villain as black as Hell. Between the instigator of the deed and the perpetrator, who by this time was Hagen—whether this was so originally or not is immaterial—the choice was made, not unnaturally in the circumstances, in favour of the latter, while the former was allowed, awkwardly enough, to drop out of the story. Thus the peculiarities of the German version may be explained quite naturally as modifications of an earlier form similar to the other—modifications necessitated by the conditions under which heroic poetry was preserved in Germany. The effect produced is somewhat similar to that which would be obtained by converting a modern problem play into a popular melodrama.

The conclusion then to which we are brought is that the supposed traces of myth, so far as they have any foundation at all, are due to late accretions to the story, while the central motif in both versions alike is by no means of a mythical character, but essentially human. Consequently the story of[Pg 150] Sigurðr stands quite on a line with the other stories of the Heroic Age. Most of them contain elements which may be interpreted as mythical; but these elements are always most prominent in the latest forms of the story. It must not escape notice that those scholars who most strongly uphold the mythical interpretation base their arguments chiefly on such works as the Seyfridslied and Thiðreks Saga af Bern. The explanation is that myth is a growth which requires time to develop. Even Beowulf is no real exception to the general rule, for in the latter part the hero is probably confused with a namesake whose story may have been of considerable antiquity, while the only character in the poem who is quite clearly of mythical origin is the first ancestor of the Danish royal family[220].

FOOTNOTES:

[195] Danmarks Heltedigtning, p. 248 ff. With this subject I have already dealt in The Origin of the English Nation, p. 287 f.

[196] Saxo (p. 11 f.) records several incidents of which we know nothing from other sources. He represents Skiöldr (Scioldus) as a reformer of the laws, but not as the first king.

[197] This is stated only in Ynglinga Saga (cap. 5); but the question to be asked is whether it is likely that such a combination would be invented in late times.

[198] From Deor's Elegy and the picture on the Franks casket in the British Museum it is clear that almost all the main features of the second part of the story were known in England. Reminiscences of the first part occur in the medieval German poem Herzog Friedrich von Schwaben.

[199] It is usually connected with O. Norse vél, 'contrivance,' 'artifice.'

[200] Waldhere, I 2 f.; Thiðreks Saga, cap. 23 etc.

[201] In Thiðreks Saga, cap. 30, Weland flies away in a garment which he has made from feathers collected for him by his brother Egill. It is thought by some that the engraver of the Franks casket had the same story in mind, since a figure catching birds is represented behind the form of Beaduhild.

[202] It is commonly held that this account has been influenced somehow by the story of Weland. If so it is a valuable illustration of the process discussed in p. 119 ff. above. But the view seems to me somewhat far-fetched.

[203] Waldhere is the only English poem which mentions Weland as the father of Widia; but I cannot admit that there is any ground for supposing this poem to have had a different origin from the rest (cf. p. 57 f.). The variant forms WidiaWudga may be explained by English sound-laws, while Niðhad, whatever its explanation, occurs also in Deor's Elegy.

[204] Saxo (p. 158 ff.) connects the story with the reign of Frotho III (Fróði the Peaceful), and this may be an ancient feature, as Fruote von Tenemarke appears as one of Hetel's chief men in Kûdrûn.

[205] "Ein Bild des unaufhörlichen, allgemeinen, aber nie entschiedenen Kampfes entgegengesetzter Mächte, des Aufgangs und des Niedergangs, des Entstehens und Vergehens, des Seins und Nichtseins" (Müllenhoff, ZfdA. XXX 229). Prof. Sijmons (Grundriss, III 711, where this interpretation is quoted with approval) regards the story as 'tiefsinnig.' I confess the interpretation is too deep for my comprehension. A totally different view is taken in Panzer's Hilde-Gudrun, where the origin of the story is traced to a folk-tale (p. 250 ff.). It seems to me that this theory is open to somewhat the same objection as the other, namely that it is founded too much upon features peculiar to one or other version. At the same time I doubt whether Wate's original connection with the story can be properly inferred from Wids. 21 f. The influence of folk-tales is clear enough in both versions of the story, but I think it is secondary.

[206] From a passage in Lamprecht's Alexander (v. 1321), a work of the twelfth century, it appears that Hagen (Högni) was killed in the earlier German version of the story.

[207] For the endless battle there are a number of parallels; cf. Panzer, op. cit., p. 327 ff. (also Pausanias, I 32. 3, with Mr Frazer's note).

[208] There is also a Polish version which has several peculiarities of its own but shows no special affinity with the form of the story found in Thiðreks Saga.

[209] The early North German version of this story, represented by the Annals of Quedlinburg (cf. p. 37, note), apparently made Eormenric perish in the fight.

[210] It is held by many that this name was originally connected with Wascono lant, an early German name for Aquitaine (Gascony) and that the introduction of the Vosges (Wasgunberg) was later and due to the confusion of two similar names. But, if there has been any such confusion at all, chronological considerations render it far more probable that the transference was in the reverse direction.

[211] Among the exceptions mention may be made especially of an interesting paper by Prof. Mogk in Neue Jahrbücher, I pp. 68-80.

[212] It is stated however that Seyfrid thought that it belonged to the dragon. Hence this story is often connected with the Norse version.

[213] The only German evidence worth consideration is the fact that certain rocks in the Taunus and the Palatinate are called the 'bed' or 'chair of Brynhildr' (lectulus Brunnihilde, Brinholdestul) in medieval documents. But I do not see how these names can prove anything more than the popularity of the story. In all lands it is customary to adopt such names from remarkable characters, whatever their origin may be. We may think of the cave of Frederic Barbarossa at Berchtesgaden or the numerous places called after Robin Hood in England.

[214] Helgakv. Hund. I 48, Atlamál 88. In the former case the name is used quite generally, like Ylfingar in the same poem. In the latter Hniflungr is the name of Högni's son.

[215] There was of course another heroic character of the same name; but this does not meet the objection.

[216] On both these occasions the Nibelungenlied mentions also a girdle.

[217] It seems likely that Mímir was the dwarf's original name and that Saxo has given him a name which properly belonged to his sword; cf. the phrase Hoddmímis holt (Vafðr. 45), etc.

[218] E.g. the name Schilbung and the references to Norway. The story of Sigemund and the dragon also belongs to a maritime region.

[219] Cf. Skaldsk. 42: "Gunnarr and Högni are called Niflungar and Giúkungar."

[220] Cf. Schütte, Oldsagn om Godtjod, pp. 35-38, where it is well pointed out that all the clearest cases of myth in early Teutonic records belong to stories dealing with the origin of nations or dynasties. "Den eneste udtrykkelige Myte, der udenfor specielt religiøse Gøremål har været episk frugtbar i Folkevandringstiden er Ophavsmyten."

[Pg 151]


CHAPTER VIII.
THE USE OF FICTION IN THE HEROIC POEMS.

The question how far the use of fiction was permitted in heroic poetry is of course one to which we cannot possibly hope to give a definite answer. All poetry which deserves the name claims to do something more than provide a bare record of facts. According to the ancient definition[221] its proper function is to express the universal rather than the particular—what may happen or may have happened rather than what has happened. Some freedom of play for the imagination is therefore essential. These remarks hold good for early Teutonic poetry just as much as for Greek. If we could recover the poems recited in Attila's presence (cf. p. 84) we should doubtless find that they contained far more than a mere statement of facts. In the works which have come down to us however the degree to which freedom is allowed to the imagination varies very greatly from case to case. Thus in the poem on the battle of Brunanburh it is restricted within comparatively narrow limits, while in the almost contemporaneous Hákonarmál the historical fact on which the poem is based is very largely obscured by a wholly fictitious narrative. We may naturally expect that the authors of heroic poems likewise differed in the treatment of their subjects, though not necessarily to the same degree.

As an instance of a poem which obviously contains a large amount of fiction we can hardly do better than take the Anglo-Saxon Widsith. The greater part of this poem consists, as we[Pg 152] have seen, of a speech by a minstrel enumerating the various peoples and princes with whom he was acquainted. Amongst others he states that he had visited the Gothic king Eormenric (who died before 375), the Burgundian king Guthhere (who died about 437) and the Langobardic king Aelfwine (who died about 572). Now it is commonly held that the poem is of composite formation, and there can be little doubt that additions have been made to it from time to time. This will account for statements such as those given above and, though it does not prevent them from being fictitious, it may enable us to form some idea as to how fiction was used. Poets of the seventh century probably possessed no chronological tables, and consequently they may not have been aware that the foreign princes of whom they were speaking belonged to quite different ages. Yet without such knowledge the visits of the minstrel may clearly be placed among the 'things which may have happened.' What these poets certainly did know was that Eormenric was a prominent figure in some traditional stories, Guthhere in others. It did no violence to the story (μῦθος) itself to bring an anonymous character into contact both with Eormenric and Guthhere, although doubtless no one would have done this while either of the two was alive or indeed for some time after their death. But we must not in such cases apply the principle that, since A comes into contact with both B and C, therefore B may come into contact with C—and conclude from it that poets of the seventh century thought it right to bring Eormenric and Guthhere together in the same story. That is a more advanced stage and one for which we have no satisfactory evidence in Anglo-Saxon poetry[222].

Now, if we turn to the Old Norse poems, which date of course from a much later period, we certainly find this stage reached. Here Guðrún, the sister of Gunnarr (Guthhere), is represented as the mother of Svanhildr, the wife of Iörmunrekr (Eormenric), as well as of Hamðir and Sörli who attacked that king. It is to be observed that there is no hint of a connection between this[Pg 153] story and that of the Burgundian family except in Norse literature. Even here Guðrún is the sole connecting link between the two stories, and there can be little doubt that the confusion is due to a mistaken identification of two different women. In the account of Iörmunrekr given by Saxo, who apparently knows nothing of the Norse version of the story of Sigurðr, Guðrún is the name given not indeed to the mother of Hamðir and Sörli but to a sorceress consulted by them. If the wife of Sigurðr had originally the same name the difficulty would be capable of explanation; and it is to be remembered that the evidence for believing that she was originally called Grímhildr (Kriemhilt) is by no means of a conclusive character. For the identification of persons bearing the same name we may compare the confusion which pervades Scandinavian tradition in regard to the various kings called Fróði[223].

In other cases where we find two stories which seem to be wholly irreconcilable with one another, the difficulty can be traced to the misinterpretation of an epithet. Thus the relationships and adventures of the Swedish kings mentioned in Beowulf differ a good deal from what is recorded of the same persons in Norse literature. In Beowulf the Swedish king Ongentheow has two sons Onela and Ohthere, the former of whom is married to a sister of the Danish kings Hrothgar and Halga[224]. Strife breaks out between Onela and his two nephews, Eanmund and Eadgils, the sons of Ohthere (who is perhaps dead); Eanmund is slain, but Eadgils with the help of Beowulf succeeds in defeating and killing his uncle and gaining for himself the throne. In Norse tradition Aðils (Eadgils) is the son and successor of Óttarr (Ohthere), but the grandfather is called Egill and there is no mention of Eanmund. Aðils again is married to Yrsa, who is both the wife and daughter of Helgi (Halga)—which is hardly compatible with the account given in Beowulf. He engages in war with a king Áli (Onela) whom he defeats and kills with the help of Biarki (Beowulf) and other warriors [Pg 154]sent to him by his stepson Hrólfr Kraki. But Áli is said to be a Norwegian, and there is no hint of any relationship on his part to either the Swedish or the Danish royal family.

In this story it seems clear that the Norse tradition has been led astray by a misinterpretation of the expression hinn Upplenzki ('the man of the Uplands'), which is applied to Áli. There was a district called Upplönd in Norway, but it was also the name of the Swedish province in which the capital (Upsala) was situated. Since, according to Beowulf, Onela was the actual king of the Swedes, there can be no doubt that it was the latter to which the title originally referred. The erroneous identification with the Norwegian district—natural enough in Norse tradition—led to the idea that Áli was an invader, and hence to further dislocations in the story.

In the group of stories which cluster round Dietrich von Bern we find a number of unhistorical situations, which may largely be due to similar mistakes rather than to deliberate invention. Thus when Dietrich appears at Etzel's court, as in all German authorities, including Thiðreks Saga af Bern, it is probable that the hero has been confused with his father (Theodemir), who, as we know from Jordanes, was really subject to Attila. This situation cannot be traced in Anglo-Saxon poetry, while in Old Norse literature (apart from Thiðreks Saga) it is limited to Guðrúnarkviða III[225] and the prose introduction to Guðrúnarkviða II, which is believed to be derived from the other poem. The association of Dietrich with Siegfried occurs only in Thiðreks Saga and some of the later German poems, which seem to invent combinations quite freely[226].

But a much larger number of authorities, including the Annals of Quedlinburg, bring Dietrich into connection with Ermanrich and the early Gothic hero Wittich; and this combination is believed to be of much greater antiquity, as the names Theodric and Widia are associated also in the Anglo-Saxon poem Waldhere. Here we are confronted with a question of great [Pg 155]difficulty. The association of Theodric and Eormenric is unknown to all the early Scandinavian authorities, and even in Germany it cannot be traced back beyond the end of the tenth century; in the old Hildebrandslied Dietrich's enemy is called Otachar, i.e. Odoacer. Further, apart from the passage in Waldhere, there is little or no decisive evidence for a knowledge of the story of Dietrich von Bern in England[227]; for the statement in Deor that Theodric possessed the Maeringa burg for thirty years may just as probably be applied to the exile of Wolfdietrich with Berchtung of Meran[228]. Now Dietrich and Wolfdietrich must be confused to some extent in German tradition, since they are both credited with an exile of thirty years. Perhaps this confusion goes deeper than is generally recognised. The true explanation may be that a considerable portion of Wolfdietrich's story has been transferred to his namesake. I cannot admit that the identification of Wolfdietrich with the Frankish king Theodberht is anything more than a very doubtful hypothesis; he may really have been an early Gothic prince[229]. Certainly the name was extremely common in that nation, for we meet with four Gothic kings called Theodric within half a century of one another.


So far we have been dealing with stories which have been distorted—apparently in quite late times—either by mistaken identifications or by an erroneous interpretation of some title or incident. The lapse of time in itself will account for some of these changes, especially if we bear in mind the influence of Stage III (cf. p. 94 ff.), through which the stories have passed both in Germany and in the North. Fiction of a type however, especially the tendency towards combination, is certainly not [Pg 156]wanting. In the medieval German poems indeed it is widely used and on a scale far more ambitious than what we have observed in Widsith. Here however we have to take into account the influence of romantic poetry. The nature of the use of fiction in the North is not so clear. If it could be proved that such stories as those of Oddrún and the ordeal of Guðrún originated in the North we should certainly have to grant that it was of a fairly advanced type.

Now we must consider certain cases which seem to have originated in much earlier times. As an instance we may take the Norse story that Atli was murdered by Guðrún. Now this story conflicts with what appear to be the true facts in two distinct points: (i) that Attila was murdered at all; (ii) that the person who was present with him when he died was anyone whom we can identify with Guðrún. The story that Attila was murdered by a woman is, as we have seen, one of great antiquity; but there is nothing to show that this woman was Guðrún. It is true that Norse and German tradition agree in stating that Attila married a sister of Guthhere. This is a statement which cannot be proved, though there is nothing intrinsically improbable in such a marriage. But both traditions represent Attila and his Burgundian wife as married for a number of years, and both speak of their children. Yet there can be little doubt that according to the original story Attila was murdered by his bride (Ildico) on the night of the wedding. Hence we must surely trace the origin of the Norse story to a combination between two much earlier traditions: (1) that Attila married a sister of Guthhere; (2) that Attila was murdered by his wife. In view of the story of Guthhere's death—which is common to both traditions and undoubtedly ancient—it required but little poetic imagination to identify the two women and to represent the murder as an act of vengeance. I see no ground for supposing that this combination took place before the Viking Age. The other story is of course much older; but the evidence seems to me to point to an origin in common report rather than in poetic fiction.

The story of Hamðir and Sörli is a somewhat different case. Here again, as we have already seen, Guthhere's sister was drawn[Pg 157] into the story only in the Norse version and probably quite late. But even before this time it contained features which cannot be regarded as historical. In the Danish (Saxo's) version also Svanhildr appears as the wife of Iörmunrekr; but there is no satisfactory evidence for this except in the North, and it is clearly contrary to Jordanes' account. Again, the North German form of the story[230] agreed with the Northern versions in stating that the king lost both his hands and both his feet in the encounter. Consequently this feature may be regarded as at least comparatively ancient; but it seems not to be known to Jordanes. As in the last case, therefore, we can trace the gradual development of the story more or less clearly. In its earliest known form, as given by Jordanes, Svanhildr is said to have been the wife of a man (apparently the prince of a dependent tribe) who deserted Eormenric (perhaps by joining the Huns). To punish his disloyalty the king had her tied to wild horses and thus torn to pieces. In an attempt to avenge this outrage her brothers gave him a serious wound, which was partly the cause of his death[231]. In the last point Jordanes may have been trying to combine the tradition with another account of Eormenric's death which he knew from historical sources. Otherwise the story contains nothing incredible[232]. Yet the element of fiction was probably present from the beginning. In the earlier stages its influence may be detected at least in the elaboration of the incident and in exaggeration of its effects, whereas in later times it shows itself in the invention of relationships and in false combinations.

[Pg 158]

Next we will take the story of Beowulf's death, which has the great advantage of being preserved in an early form. This story may be regarded in a sense as pure fiction. Strictly speaking however it consists of at least three distinct elements: (i) Beowulf's encounter with the dragon, (ii) the hero's funeral, (iii) incidental references to the past history of the Geatas. The last element is in part, and probably to a very large extent, founded on fact; so we will confine our attention to the other two. The account of the hero's funeral is a good illustration of Aristotle's dictum as to the true function of poetry—to express the universal rather than the particular. We have no reason for supposing that the poet had any information regarding Beowulf's real funeral. The description which he composed is that of such a funeral as might reasonably be expected for a man of Beowulf's rank and reputation. But the same remark is largely true also of the first element. Grant that the latter part of Beowulf's career was really unknown and that, through confusion with an earlier hero, it had come to be said that he perished in an encounter with a dragon—nearly all the rest[233] can be attributed to the same faculty for elaboration which we find in the funeral scene. More imagination perhaps was required in this case; but it must not be supposed that our author was the first to describe an encounter of this kind. Far more probably he was working upon a theme which in his time was already well worn.


We have now seen that fiction in early times shows itself especially in the way of elaboration, or perhaps we may say in the structure of the story[234]. The subject itself (the μῦθος) may be based upon fact or upon common report or rumour which was clearly false or even totally incredible, as in the last instance. But I know of no story, dealing with historical characters, which can be shown to be the product of deliberate and conscious invention. We have still however to consider the most important question of all. Did the use of fiction include the invention of characters?

[Pg 159]

It is not safe to assume this. We know that some of the characters are historical in most of the heroic stories. On the other hand it is not obvious that a single one of the characters mentioned in the primary authorities is fictitious[235]. This being so it is unreasonable to take the view that characters should be regarded as fictitious, unless they can be proved to be historical[236]. On the contrary, until the use of fictitious characters is proved there is a decided presumption in favour of believing any given character to be historical—unless of course his name or some other special circumstance gives clear ground for suspicion.

Wiglaf is a character known to us only in connection with the story of Beowulf and the dragon. Consequently he may be regarded with a certain amount of suspicion. But in one passage it is stated that his father, Weoxtan, had served under the Swedish king Onela and slain Eanmund, the brother of Eadgils. Now in the Kalfsvísa (cf. p. 20) we find a Vésteinn mentioned among those who accompanied Áli (Onela) to the 'ice,' i.e. to the battle on the frozen lake Vener, in which that king lost his life. This can hardly be a different person. But if we grant the identity chronological considerations render it highly improbable that he is a fictitious character.

A somewhat different case is presented by another of the characters which figure in Beowulf, namely Unferth, the Danish king's 'spokesman.' The name does not occur elsewhere in English works, and it is of an unusual, though by no means unknown, type[237]. According to the current explanation name [Pg 160]and character are alike fictitious, the former being framed to express the man's malevolent disposition. He is said (vv. 587 f., 1167 f.) to have killed his brothers, and on Beowulf's arrival he soon proceeds to wrangle with him[238]. But against this stands the fact that his father is called Ecglaf, an ordinary unsymbolical name, while his quarrel with Beowulf is afterwards amicably settled. It seems to me therefore that the hypothesis is at best uncertain. We may note that Hrothgar's other retainers (Wulfgar, Aeschere, Yrmenlaf) bear names which betray no special significance.

A somewhat similar interpretation, though on a more ambitious scale, is applied to the story of Hamðir and Sörli[239]. The name Sunilda (for Sōnahildi or Sōnihilds) is supposed to have been chosen for Eormenric's victim in order to express the fact that her death was an 'expiation' (O. High Germ. suona) of the offence committed by her husband, while Hamðir and Sörli themselves have got their names from their armour (O. Norse hamr, A.-S. hama, etc.; Goth. sarwa, A.-S. searu). Now an interpretation of this kind deserves careful consideration when it provides a reasonable and more or less simple explanation of the names involved; but not otherwise. In this case it is held, contrary to all analogies, that the name Hamðir (for Hama-þius[240]) is extended from an earlier Gothic form Hamjis (Jordanes' Ammius). But even then the etymology is hardly rendered any more probable; for ham- by itself can only mean 'dress,' 'covering.' It is only when compounded with words meaning 'war' (as in A.-S. guð-hama) that it can be used in the sense of 'mail-coat.' Again, Sörli is regarded—and this is probably correct—as a diminutive of Sarus, which is held to represent Goth. sarws, though no such word is known (in any Teutonic language) except as a proper name. What is important [Pg 161]to notice however is that a Gothic prince of this name was fighting in Italy in the year 405, i.e. little more than thirty years after Eormenric's death. Lastly, we may note that there appears to be no satisfactory evidence for regarding Svan- (in Svanhildr) as a transformation ('Umformung') of Sōn-[241]. Such a change would be intelligible enough if the name had become known through a document written in Latin letters; but that is a hypothesis which we need not discuss. As the evidence stands, considering the extremely corrupt state of the proper names given by Jordanes, it is far more probable that his form has lost an -a-, than that the Northern name has been changed. The conclusion therefore to which we are brought is that, whether the story be fictitious or not, its interpretation must be considered without regard to such etymological speculations as these[242].

I am far from denying of course that the etymological interpretation is applicable in its proper sphere. We have a reasonably safe instance in the name Widsith (cf. p. 44), as well as in the case of characters derived from folk-tale or myth. In particular we have the eponymous ancestors of families and even nations. But these are not characters invented by the poet himself. Further they are always referred to a more or less distant past, and their occurrence in heroic poetry is not very common.

Next we will take the stories of Waldhere and Sigurðr. Here again the etymological interpretation is often brought forward, especially in connection with the women's names; but on the whole it is of minor importance. Now we have seen that several of the chief characters, Guthhere, Hagena and Attila, are common to both these stories. There is no question of course that Guthhere and Attila are historical persons; but [Pg 162]for Hagena this cannot be proved. If he is fictitious, then one of the two stories necessarily presupposes the other. But it is by no means clear to which of them we should assign the priority. There is no valid reason for doubting that both of them go back to the Heroic Age.

The story of Waldhere contains no feature which can be regarded as intrinsically improbable if allowance be made firstly for poetic elaboration, and secondly for the influence of Stage III (cf. p. 94 ff.). To the first we may perhaps assign the account of the single combats; to the second probably the somewhat grotesque conclusion of the last fight, as given by Ekkehard, and certainly the discrepancy which prevails in regard to the hero's origin. Ekkehard[243] says that his father (Alpharius) was king of Aquitaine, while the medieval German poems speak both of Spanie (Spain) and Lengers (Langres) as his home. Now the name Aquitani cannot be taken from an old native poem, and the same remark is probably true of Spanie. Moreover, if we were to suppose that the hero belonged to either of these regions we should have to conclude that he was a Visigoth. As a matter of fact this conclusion is generally accepted; but it involves, obviously enough, many difficulties. Langres however is scarcely open to any such objection, and it further has the advantage of proximity to Chalon-sur-Saône, which according to Ekkehard was the home of Hiltgund. These districts must have been occupied at some time by settlers from the lower Rhine, as appears from the names Pagus Attoariorum and Pagus Amauorum, the former of which lies directly between Chalon and Langres. We have no definite evidence as to when the occupation took place, but probably it was considerably anterior to the time of Clovis[244]. Small Teutonic communities of this kind were doubtless too insignificant to be mentioned in the scanty chronicles of that age; but there is nothing unlikely in the story that children belonging to their princely families were given as hostages to the Huns.

[Pg 163]

The case of Sigurðr must be considered independently of the hero's youthful adventures, which, as we have seen, are probably to be regarded as later accretions to the story. Hence it is practically only in connection with the Burgundian royal house that the hero is known[245], and as soon as we lose sight of this we drift at once into fruitless speculation. The story represents Sigurðr as wealthy, brave and personally attractive; but it does not credit him with achievements which changed the destiny of nations. Consequently he is not the type of person whom we could reasonably expect to find mentioned in the chronicles of that period. Guðrún (Kriemhild) again is unknown to history; we do not even know that Guthhere had a sister. But we are certainly not justified in assuming either that such a person never existed or that she could not have married a prince from the Netherlands. The same remarks, mutatis mutandis, apply to the case of Brynhildr, the king's wife.

From the analysis given on p. 146 it will be seen that the original story appears to have contained two features which we may more or less safely regard as fictitious. One of course is the disguise; the other is the incident of the ring. In the former case the two versions differ—from which we may perhaps infer that this feature was not very clearly indicated in the original form of the story. The incident of the ring also is introduced in quite different circumstances. But at the same time it is really the central feature of the plot; for the ring is the instrument chosen to bring about the ἀναγνώρισις—the recognition by Brynhildr of the deception which has been played upon her. This is an incident such as we frequently find in modern works of fiction. Yet it cannot by itself be held to prove the fictitious origin either of the characters or of the story as a whole. It may equally well be regarded as a device for explaining the subsequent course of events, in which case we may set it down as an instance of poetic elaboration.

Perhaps the objection may be raised that the sequel—[Pg 164]Brynhildr's resentment against Sigurðr—necessarily presupposes the deception practised upon her and that this deception is in both versions of a supernatural character. That is doubtless true; but the explanation is not far to seek. Both versions of the story are really aware of a previous acquaintance between Sigurðr and Brynhildr. In the Völsunga Saga[246] we hear of two distinct meetings, firstly when he awakens her from the enchanted sleep (cap. 20 f.) and again when he woos her on his visit to Heimir (cap. 24). If Brynhildr is really to be identified with the sleeping valkyrie, these two accounts may be regarded as variants of one original story. On the other hand the Grípisspá treats the two events separately, like the saga, though unlike the saga it does not identify Brynhildr with the valkyrie. Both forms of the story however agree that there had been some meeting, through which Brynhildr had been led to expect marriage with Sigurðr. Now the Nibelungenlied says nothing of a relationship of this kind. But at the same time it states more than once—without any explanation—that Siegfried had known Brünhild and her dwelling. There is some ground therefore for suspecting that a portion of the story has been suppressed or lost in the German version. If so, then the explanation of the supernatural disguise becomes clear enough. It is a device, doubtless an ancient device[247], for saving the hero's character. Then also we obtain a much stronger motive for Brynhildr's resentment. It was a case not merely of deception but of faithlessness. There is nothing incredible in that, though in real life the ἀναγνώρισις would probably come about in a different way.

If the story is fictitious—i.e. if Sigurðr, Brynhildr, Högni, Guðrún (Kriemhild) and all their doings are creations of fancy—one conclusion at all events must, I think, be accepted. Such a story must be the product of the brain of one gifted poet; it [Pg 165]cannot be the result of a fortuitous concourse of lays by different authors. The analysis shows that the strength of the story lies chiefly in that element which is common to both versions. Here we have the character-studies of Brynhildr and Högni; for even in the Nibelungenlied, greatly defaced as they are, the original outlines can still be traced. The plot too conforms to the highest standard of tragic art. It has complete unity in itself[248]; all the characters are more or less sympathetic; and the hero's downfall is due not to any villainy (μοχθηρία) on his own part, but to a great error (ἁμαρτία). Lastly, whatever view may be taken as to the fate of Brynhildr—a point in which the versions differ—nothing could be more tragic than the grief of Guðrún (Kriemhild), which is common to both. For the creation of a story possessing all these features—a story too which lived in different parts of Europe for many centuries under somewhat unfavourable conditions—we must surely assume not only a talented poet but also a poem of some considerable length.

I do not of course regard this as a conclusive argument for believing that the story is based on fact. For even in that case its presentation would require epic form, as well as poetic talent. The decision between the two interpretations rests ultimately on the question whether such a story is more likely to have been invented or drawn from life. It seems probable that some of the characters added in the Norse version are products of fiction. But here we have to deal with a period removed by many ages from the times to which the story relates, and with a people who had developed the cultivation of imaginative poetry to a very high standard. The origin of the story however must surely date from a period when Guthhere and the Burgundian kingdom on the Rhine were still remembered. In that period we have no positive evidence for the composition of fiction at all, much less for fiction of this extremely elaborate type. On the other hand we have in Procopius' account of Irmingisl and Radiger (cf. p. 97 ff.), written within six or seven years of the events, practically all the materials for the composition of an epic poem on a very similar subject. Indeed[Pg 166] they can hardly be called merely crude materials; for certain incidents are depicted, in poetic fashion, rather than related, and even the supernatural element is not wanting. The evidence of this passage seems to me to tell decidedly in favour of the view that the story of Sigurðr is founded on fact[249].


In the course of this chapter we have examined a number of heroic stories with a view to determining how and to what extent fiction has been employed in their composition. We have seen that in early times its influence was shown chiefly in the imaginative presentation or structure of stories, some of which were founded on fact, others on popular report or rumour which frequently introduced elements from folk-tales, occasionally even from myth. All such cases however may be included among the 'things that may have happened,' if we take into account the spirit of the times. On the other hand for the composition of wholly fictitious narratives—narratives which the author himself knew to be fictitious—and more especially for the deliberate invention of characters there seems to be no conclusive evidence in the stories which we have considered; and I am not aware of any others for which a stronger case could be made out. I am not prepared of course to state dogmatically that such fiction was not known. The case is far too uncertain for such a statement as that; there is no question here of such gross improbabilities as those which beset the hypothesis of 'rationalised myth.' One is certainly entitled to doubt whether all the characters even in early poems, such as Beowulf, are taken from life. But if we grant, as I think we must, the existence of earlier poems dealing with the Danish court, there is nothing incredible in the supposition.

These remarks apply of course only to poems belonging to Stage I and Stage II. The effect of Stage III was to disintegrate the stories and to introduce unhistorical elements of all kinds [Pg 167] Hence in poems of Stage IV we meet with numerous situations which are quite incompatible either with history or with the older forms of the traditions. In the same period we find also many fictitious characters, not only in the German poems, where they may be ascribed to romantic influence, but also probably in those of the North.

There is one type of fiction which we have not taken into account in our discussion. Various scholars from time to time have put forward the theory that some of the chief characters of the Heroic Age are really well-known historical persons under fictitious names. Thus Sigurðr has been identified with a number of famous princes from Arminius to Sigebert. It cannot be said that any one of these identifications is of a nature to carry conviction; in no case indeed have they gained wide acceptance. But I cannot help thinking that an error in principle underlies the whole theory. It was scarcely through the greatness of their power, much less through the effects of their achievements on after generations, that the characters of the Heroic Age acquired celebrity; it was far more through the impression made upon their neighbours and contemporaries by their magnificence and generosity, by their personality, and perhaps above all by the adventures and vicissitudes of fortune which fell to their lot. This is a question to which we shall have to return in a later chapter.

FOOTNOTES:

[221] Aristotle, Poet. IX: ὁ γὰρ ἱστορικὸς καὶ ὁ ποιητὴς ... διαφέρουσιν ... τῷ τὸν μὲν τὰ γενόμενα λέγειν, τὸν δὲ οἷα ἂν γένοιτο. διὸ καὶ φιλοσοφώτερον καὶ σπουδαιότερον ποίησις ἱστορίας ἐστίν· ἡ μὲν γὰρ ποίησις μᾶλλον τὰ καθόλου, ἡ δ' ἱστορία τὰ καθ' ἕκαστον λέγει.

[222] In Wids., v. 112 ff. we find a list of Gothic heroes belonging to various ages introduced by the expression innweorud Earmanrices ('Eormenric's household-troop'); but this expression need not be interpreted literally with reference to the whole list.

[223] Frotho I and Frotho III were no doubt originally identical; but the confusion extends also (especially in Skiöldunga Saga) to Frotho IV (the Froda of Beowulf), who cannot reasonably be connected with the others (cf. p. 124, note).

[224] The MS. here (v. 62) is defective, but no other interpretation is probable.

[225] The MS. once has Thióðmar, as against two examples of Thióðrekr in the verses and one in the introduction. Is it really impossible that the name has been altered by a scribe familiar with Thiðreks Saga? Cf. Jónsson, Oldn. Litteraturs Historie, I 295.

[226] This tendency is doubtless due largely to the influence of romantic poetry.

[227] Prof. Brandl, Grundriss, II 953, calls attention to the fact that the Bernician king Ida is said to have had two sons called Theodric and Theodhere. But is not the date rather early? The occurrence of the name Sigesteb in the council of Ecgberht, king of Wessex (Birch, 395), is perhaps stronger evidence. The name Omulung which is found more than a century earlier (Birch, 76, 116) scarcely necessitates acquaintance with the story of Dietrich von Bern.

[228] The case would be different if it could be proved that the person described as skati Marika (Maringa) in the inscription of Rök was Dietrich von Bern.

[229] It is worth noting that in Widsith, v. 115, Seafola and Theodric (i.e. Saben and Wolfdietrich) appear among the Gothic heroes.

[230] This version (represented by the Ann. Quedl., cf. p. 37, note), like the Norse, added a third brother, though he bears a different name. But the person killed, whose name is not given, is said to have been the father of the brothers, not their sister.

[231] Hermanaricus rex Gothorum ... de Hunorum ... aduentu dum cogitat, Rosomonorum gens infida, quae tunc inter alias illi famulatum exhibebat, tali eum nanciscitur occasione decipere. dum enim quandam mulierem, Sunildam nomine, ex gente memorata, pro mariti fraudulento discessu rex furore commotus equis ferocibus inligatam incitatisque cursibus per diuersa diuelli praecepisset, fratres eius Sarus et Ammius germanae obitum uindicantes, Hermanarici latus ferro petierunt; quo uulnere saucius, aegram uitam corporis imbecillitate contraxit.... inter haec Hermanaricus tam uulneris dolorem, quam etiam Hunorum incursiones non ferens ... defunctus est (cap. 24).

[232] The Frankish queen Brunhild was put to death in a similar way in the year 613. We may also compare the Thuringian atrocities described by Gregory of Tours (III 7).

[233] The chief exception is the part played by Wiglaf; possibly also the incident of the cowardly knights.

[234] ἡ τῶν πραγμάτων σύστασις (Aristotle, Poet. VI 9).

[235] For the case of Widsith see p. 56 f. Supernatural beings, such as Grendel, and mythical personages of the past, such as Scyld, cannot fairly be regarded as exceptions, since it is not at all likely that they were invented by the poet himself. They figure largely in skaldic poems of the Viking Age (e.g. Hákonarmál) which probably never introduce fictitious contemporary characters. On the other hand some of the characters in the Edda poems may have been invented in the North.

[236] This must be emphasized because one constantly finds theories of fictitious origin introduced with some sentence such as the following: 'It has not yet been proved that this story has any historical foundation.' Such an attitude seems to me not only unreasonable but wrong in principle.

[237] Cf. Unwona, the name of a bishop of Leicester who died about the beginning of the ninth century, and Unwine (Unwenes, Gen.), the name of Eastgota's son (Wids. 114). The name Unfrid itself occurs in Germany during the eighth and ninth centuries.

[238] Prof. Olrik (Danmarks Heltedigtning, p. 25 ff.) suggests further that he was the instigator of a quarrel between Hrothwulf and Hrothgar or his sons. But I cannot help thinking that his interpretation of vv. 1166 ff., ingenious as it undoubtedly is, goes a good deal beyond what the passage actually warrants.

[239] Cf. Jiriczek, Deutsche Heldensagen, I 63 f., Sijmons, Grundriss, III2 683.

[240] The true form is probably Hami-. It is surely far more probable that Ammius is a shortened (hypocoristic) form from the compound name (cf. A.-S. Hemma, Hemmi). But in that case of course we shall have to conclude that the name had been familiar for some time before it came to Jordanes' knowledge.

[241] No argument can be based upon the name Suanailta which is found in a document at St Gall dating from 786 (in conjunction with other names which show a knowledge of the story of Eormenric), for it may contain either swan- or sōn-. It is admitted that the name Swanahilt was in use.

[242] With how much greater plausibility could the name Eormenric be accounted for! Had it not been for the incidental reference to this king in Ammianus Marcellinus' history, nothing could possibly have saved him from being regarded as a purely fictitious personage.

[243] In Ekkehard's case the influence of Stage III is supplemented or amended by erudition. The national names which he gives (Franci, Burgundia, etc.) are accommodated to the political divisions of his own time.

[244] Cf. Zeuss, Die Deutschen und die Nachbarstämme, p. 582 ff., where a much earlier date is suggested.

[245] It is impossible here to enter into a criticism of theories such as those brought forward in Boer's Untersuchungen über den Ursprung und die Entwickelung der Nibelungensage.

[246] Owing to the great lacuna in the MS. of the Edda (cf. p. 13) the poems which dealt with this part of the story are lost.

[247] The story may have come to the North in two different forms, one of which related the wooing of Brynhildr by Sigurðr, while the other, a later form, contained the incident of the supernatural disguise. But it is also possible that even the original poem or poems on the subject dealt with this incident, though without altogether suppressing the previous relations between Sigurðr and Brynhildr.

[248] There is no need to assume that the story of Guthhere's death was embodied in the same poem, though the two were doubtless connected from quite early times.

[249] It would be difficult to doubt its historical origin if it could be proved that the hero's father was originally identical with Sigemund the son of Waelse (Völsungr), who figures in Beowulf; for the two stories are almost entirely independent of each other and refer to quite different regions. The adventure with the dragon, which is related both of Sigurðr and Sigemund, shows that they were connected in very early times. Still I know no real proof of original identity.

[Pg 168]


CHAPTER IX.
THE HEROIC AGE OF GREECE.

The literary records of the Heroic Age of Greece resemble those of the northern Heroic Age in several respects. Both literatures alike begin with heroic poems which, as we shall see later, possess many common characteristics. Then, at a much later date, we find in both literatures a new series of narrative works dealing again with the old stories. Lastly, in both cases works of all periods, both poetic and prose, contain frequent incidental references to the same stories, testifying thereby to their popularity. In Greek literature indeed such references occur more frequently than in that of the Teutonic peoples—a fact doubtless due to the preservation of great poems of the former period, which at an early date came to be regarded as classics or something more. Among the northern peoples, as we have seen, it was only in England that any considerable amount of the early heroic poetry was preserved; but here the continuity of literary development was broken through political causes, and consequently all memory of the Heroic Age was practically lost.

On the other hand we have no evidence for the Heroic Age of Greece in any way comparable with those more or less contemporary Roman works which enable us to identify many of the characters and incidents of the northern Heroic Age. In Greece the Heroic Age had passed away long before the date of the earliest historical documents which have come down to us; while though inscriptions of a remote antiquity are still in existence, none prior to the seventh, or possibly the eighth[Pg 169] century, have as yet been deciphered. Further, the monuments of the surrounding countries, such as Egypt or Assyria, make no reference to Greece beyond the occasional bare mention of a geographical or tribal name. Hence it comes about that we cannot with certainty pronounce any single person or event of the Heroic Age to be historical. All that it has been possible as yet to verify is the existence of ancient centres of civilisation in certain localities which figure prominently in stories of the Heroic Age. Archaeological investigation has shown that some of these places possessed at one time an extraordinary amount of wealth and splendour, though within the historical period they were inconsiderable or even uninhabited.


Of the early heroic poetry very little has come down to us except the two great epics, the Iliad and the Odyssey, which between them contain nearly 28,000 verses. These poems are, strictly speaking, anonymous, though from very ancient times, at least from the seventh century, the name Homer has been associated with them. In the Alexandrian age there were critics who believed that the Iliad and Odyssey were the work of different authors; but it is only within modern times that they have been considered to be of composite formation. At present it is probably the most prevalent view that the Iliad was formed gradually in the course of the ninth century and that it attained substantially its present form about the middle of the eighth century. The Odyssey is generally thought to be a later work. Its date is set by many as late as the seventh century, though it is believed to have used and probably incorporated earlier poems, of the ninth or eighth century. There are however still a number of scholars who both deny the composite authorship of the poems and also believe them to be of greater antiquity than the dates here given.

Apart from the Iliad and Odyssey the only early heroic poem which has come down to us is the Shield of Heracles, a work containing 480 verses and giving an account of the single combat between Heracles and Cycnos. It has been attributed to Hesiod by various writers, at least since the Alexandrian period; indeed the Argument cites Stesichoros as authority for this belief. At[Pg 170] the present time however most scholars regard it as the work of an unknown poet of the seventh century[250].

In ancient times there were a considerable number of other early epic poems, of which only a few insignificant fragments now remain. Some of these, the Cypria, Aithiopis, Little Iliad (Ἰλιὰς μικρά), Iliu Persis and Nostoi, dealt with the same cycle of story as the Iliad and Odyssey. They seem however to have been of much smaller compass and to have treated their subjects in a far less detailed manner. It is thought by many that the Cypria was composed as an introduction to the Iliad and the others as continuations of it—the Nostoi connecting on to the Odyssey. At all events they were utilised by the authors of the prose κύκλοι, in Alexandrian and Roman times, for the purpose of presenting a connected account of the whole story[251].

The authorship of these poems is attributed in late writings to a number of persons—Stasinos of Cyprus, Arctinos of Miletos, Lesches of Lesbos and Agias of Troizen—of whom nothing definite is known, but who are believed to have lived either in the eighth century or in the early part of the seventh. In early times however—indeed probably down to the fourth century—it seems to have been the general belief that several, possibly all, of them were by Homer. Herodotus (II 117) expresses his disbelief in Homer's authorship of the Cypria; but his words imply that he was contesting a commonly accepted view. On the other hand Hellanicos[252], who was approximately contemporary with Herodotus, is said to have attributed the Little Iliad (including possibly the Iliu Persis) not to Lesches or Arctinos but to a certain Cinaithon of Lacedaemon, who is said to have lived before the middle of the eighth century. Lastly we must mention the Telegoneia, a sequel to the Odyssey, which is said to have been composed by Eugammon of Cyrene[253], probably in the sixth century.

[Pg 171]

Apart from the series of poems dealing with the siege of Troy the most famous of the early epics was the Thebais, which gave the story of the legendary kings of Thebes. This poem was attributed to Homer by Callinos of Ephesus[254] who lived early in the seventh century—which probably implies that it was not of recent composition even then. It had a sequel called Epigonoi, which likewise seems to have been attributed to Homer, though Herodotus (IV 32) again apparently felt doubtful. In addition to these mention may be made of the Oidipodeia, which also dealt with the Theban story, and of the Oichalias Halosis and Phocais, which were concerned with adventures of Heracles.

All the poems mentioned above were probably composed in quite early times, though we have practically no trustworthy data as to their age or authorship. A number of other epics bore the names of persons who were attributed to the eighth or seventh centuries, such as Cinaithon (see above), Eumelos of Corinth and Asios of Samos. These however seem to have been rather of a genealogical than heroic character. Peisandros of Rhodes, the author of an epic on Heracles, is also referred, though on rather doubtful authority, to the close of this period. But the other epic poets whose names have survived seem to have belonged to a considerably later time. The didactic epos began, under Hesiod, apparently before the end of the eighth century, while early in the following century there arose new types of poetry, elegiac and iambic, concerned chiefly with present topics and the personal interests of the poets, and seldom even referring to the Heroic Age. The last remark is true also, though to a less extent, of the early lyric poetry. But in the early part of the sixth century Stesichoros of Himera began to utilise it for presenting stories of the Heroic Age in a new form. In Pindar's odes too, nearly a century later, the allusions to heroic stories are very frequent and often of considerable length. One ode indeed contains almost an epos.

In the fifth century however the Heroic Age figures most prominently in Athenian tragedy. Of the seven extant plays of Aeschylus four or five[255] deal with the Heroic Age and one with [Pg 172]contemporary history, while the last is concerned exclusively with supernatural beings. Of the two later dramatists, Sophocles and Euripides, all the surviving plays[256] take their subjects from the Heroic Age. Further, we know the names of a large number of lost plays, both by these and other authors, and from them it appears that the surviving pieces are fairly representative, so far as choice of subjects is concerned. During the same period we hear of a few epic poets whose works are now lost. Some of these, such as Panyasis and Antimachos, dealt with stories of the Heroic Age and some, as Choirilos, with contemporary history. About two centuries later heroic epic poetry was cultivated at Alexandria, especially by Apollonius Rhodius.

Among incidental references to the Heroic Age one of the most interesting occurs in Hesiod's Works and Days (vv. 156-170), where an age of the heroes[257] who fell at Thebes and Troy is introduced between the bronze age and the iron age. Herodotus' [Pg 173]history abounds with references to the Heroic Age, and even Thucydides refers to it not unfrequently, though in a more critical spirit. In later times we have to notice especially antiquarian writers such as Strabo and above all Pausanias. The last-named derived his information very largely from local tradition and consequently the stories which he gives may often be independent of the poems.


We may now consider briefly the chronological aspect of the Greek Heroic Age. It has already been mentioned that a passage in Hesiod's Works and Days speaks of an age of heroes intermediate between the bronze and iron ages, and that it further defines these heroes as those who fought at Thebes and Troy. To the latter number belong no doubt the various characters of the Iliad and Odyssey and the other poems (Cypria, etc.) which dealt with the Trojan cycle of legend, while the deeds of the former must have been treated in the Thebais and the Epigonoi. In the surviving Attic dramas which deal with the Heroic Age the distribution of subjects is as follows. Sixteen plays (three by Aeschylus, three by Sophocles and ten by Euripides, including the Cyclops and Rhesos) treat of the heroes of the Trojan war or their children; six plays (one by Aeschylus, three by Sophocles and two by Euripides) deal with the Theban story; and six plays (one by Sophocles and five by Euripides) are concerned with the doings of Heracles, Theseus or Iason. It is to be observed that the heroes of the Theban story are always represented as belonging to the generation immediately preceding that of the heroes of Troy, while Heracles, Theseus and Iason are all loosely connected with one another and made roughly contemporary with the Theban heroes. The remaining three plays (Aeschylus' Suppliants and Euripides' Ion and Bacchai), if we are justified in regarding them as heroic at all, refer to persons much farther back in the genealogies.

It appears then that the characters who figure most prominently in stories of the Heroic Age were, with few exceptions, ascribed to a period covering not more than three or four generations. There are, it is true, a number of stories referring to much earlier generations—in addition to those treated in the[Pg 174] three plays mentioned above—but they seem to have been distinctly less popular than the others. On the other hand there is scarcely any reference to persons later than the children of the heroes who fought at Troy.

With the evidence at our disposal it is impossible to fix any absolute dates for the Heroic Age. All that we can say is that the end of that age appears to coincide with the movement or series of movements, traditionally known as the Return of the Heracleidai, to which the Dorian states in the Peloponnesos were believed to owe their origin. According to the story, the Return took place in the second generation after the siege of Troy, and the grandsons of Agamemnon, the Achaean leader at the siege, were killed or expelled by the Dorians. Certainly it is to be noted that the scheme of tribal or political geography presented to us in the Homeric poems seems to show no trace either of Dorians in the Peloponnesos or of Ionic settlements in the eastern Aegean—another series of movements which are said to have been brought about by the Dorian conquest.

The great majority of scholars apparently regard the story of the conquest as containing at least a nucleus of truth, though it refers to times long anterior to what we should call the historical period. The ancients themselves dated the events in question back to the twelfth or eleventh century (B.C.). But the evidence on which their conclusions were based is not of a very satisfactory character and will require careful consideration.


Before entering upon this question it will be convenient to notice briefly the scenes of the stories and the localities and peoples to which the various characters belong. The scene of the Iliad is laid in the north-west corner of Asia Minor, a short distance south of the Dardanelles. But the stories introduced incidentally refer for the most part to places on the mainland of Greece, less frequently to localities in Asia Minor or Thrace. The distribution of the principal heroes is as follows: Agamemnon's territories, according to the Catalogue of Ships (Il. II 569 ff.), lie in the north-east of the Peloponnesos, including the north-western part of what was later called Argolis and at least the eastern half of Achaia. Elsewhere (Il. IX 149 ff., 291 ff.) he[Pg 175] appears to have possessions in Messenia. His brother, Menelaos, rules over Sparta and other places in Laconia. Nestor's kingdom is on the western side of the Peloponnesos, to the south of Elis. Idomeneus belongs to Crete, Achilles to southern Thessaly (Phthiotis), Aias, the son of Telamon, to Salamis, his namesake to the eastern Locris, Diomedes to the eastern and southern parts of Argolis and Odysseus to the Ionian Isles. It must not be overlooked that most of these districts were of little or no political importance during the historical period and, further, that the territories of the kingdoms appear not to have coincided as a rule with the political divisions which we find in later times.

The scene of the Odyssey is laid chiefly in the Ionian Isles, to a much smaller extent in the Peloponnesos. The wanderings of the hero himself appear to lie chiefly in regions to the west of Greece, though there may be reminiscences of the Black Sea. Some scholars relegate them largely or altogether to the realm of fairyland. Incidental references occur to Thesprotis (Epeiros) and the Aegean, as well as to more distant lands such as Egypt.

Thebes was doubtless the scene of the lost Thebais and Epigonoi. The story of Pelops seems to have been connected chiefly with Elis and that of Perseus with Mycenae and Tiryns, while Minos belonged to Crete and Theseus to Athens. Iason's home was in eastern Thessaly, but his story is largely taken up with journeys in the Black Sea and other distant regions. Heracles' adventures are spread over the greater part of Greece and many other lands, though Boeotia and Malis are perhaps the districts most prominent in his story. The scene of the Shield of Heracles is laid in Phthiotis.

It appears then that the heroic stories are distributed over the greater part of the ancient Greek world. Certain districts however are excepted, and to these special attention should be given. In the first place we have practically no reference to Greek cities in Italy or Sicily or to heroes belonging to them, though we do hear occasionally of travellers' acquaintance with these countries. More important is the absence of any mention of Greek cities in Asia Minor[258] and the adjacent islands, except [Pg 176]those off the coast of Caria. The legends which speak of colonies led to Lesbos by Penthilos the son of Orestes or to Miletos and elsewhere by the sons of Codros are hardly to be reckoned among heroic traditions. The names indeed, at least in the first case, are taken from this source, but they form the subject of no connected story. Miletos is mentioned in the Trojan catalogue (Il. II 868), but it is said to be in the possession of the Carians. To Chios there is only a geographical reference (Od. III 170 ff.), and though Lesbos is mentioned more frequently its inhabitants are treated as enemies by the Achaeans. The only real exceptions are the southern islands, several of which, such as Rhodes and Cos, send contingents to Agamemnon's army. Cyprus too seems to be fairly well known and its princes, though they take no part in the expedition, are on friendly terms with the Achaeans—a fact which renders the absence of reference to the Ionic cities all the more striking. In Greece itself nearly every district has a story connected with it. Attica however is one of the least prominent and possesses no hero of much note except Theseus.

For the tribal distinctions which figure so prominently in later Greek history there is extremely little evidence in stories of the Heroic Age. The name Αἰολέες is not mentioned in the Homeric poems, while Δωριέες occurs only once, as the name of one of the five peoples of Crete, and Ἰάονες once as that of a people (perhaps the Athenians) associated with the Locrians and Boeotians. On the other hand the most frequently used of all national designations is Ἀχαιοί, a name which in later times was borne only by the inhabitants of two comparatively unimportant districts, Phthiotis and the north coast of the Peloponnesos. In the Homeric poems it appears to be a collective term for the inhabitants of Greece and the surrounding islands. In the same sense we find also Δαναοί, a name which later is used only in archaistic poetry. Ἀργεῖοι and Ἕλληνες seem properly to be geographical terms, though the former occurs frequently (the latter only once[259], in the form Πανέλληνες) as a synonym [Pg 177]for Ἀχαιοί. Names of peoples, such as Ἄβαντες, Ἐπειοί, Αἰτωλοί, are of course frequently used; but they denote comparatively small sections of the nation.

Though the term Ἀχαιοί is used for the inhabitants of Greece collectively, it may of course really be the name of a tribe or people which was regarded as dominant at the time. At all events in Od. XIX 176 we find the Achaeans mentioned as merely one of five peoples which inhabit Crete. As an instance of a people who were apparently never included among the Achaeans we may take the Pelasgoi mentioned in the same passage. Here however we are faced with a question of nationality, for Herodotus speaks of the Pelasgoi of his own time as a barbarous people[260], though at the same time he holds that several Greek peoples, especially the Ionians and Athenians, were sprung from them. No indication is given in the Homeric poems that the Pelasgoi spoke a foreign language; but this remark is true also of many Asiatic peoples, including the Trojans.

On the question of Greek nationality there is unfortunately very little evidence either in the Homeric poems or in other stories relating to the Heroic Age. We cannot even tell whether the population of the Greek mainland was believed to be homogeneous. Only in the case of Crete is detailed ethnographical information given. In a passage cited above we[Pg 178] are told that this island contained five peoples, namely the Achaeans, Eteocretes, Cydones, Dorians and Pelasgoi. The first and fourth of these are well-known sections of the Greek nation, but we have no satisfactory evidence as to the nationality of the others. Herodotus (I 173) says that the Lycians came originally from Crete and adds that the whole of the island was once possessed by barbarians. Interesting light on the latter statement has been thrown by the recent discovery of certain inscriptions at Praisos, in what is said to have been the Eteocretan part of the island. These inscriptions are written in forms of the Greek alphabet which were current in the sixth and fourth centuries (B.C.) respectively, but the language is not Greek. Besides these numerous inscriptions dating from much earlier times have been found at Cnossos and elsewhere; but they have not yet been deciphered. All that can be said at present is that we have no reason for discrediting Herodotus' statement.

In Greece itself we have not such clear evidence for the prevalence of a non-Greek language. Here we are dependent on somewhat doubtful inferences from place-names. Yet the majority of scholars would not admit that the language was indigenous. Indeed the tendency at present is to believe that Greece and the Aegean islands were originally inhabited by peoples of one stock, the existence of which can be traced back in Crete for many thousands of years, and that these peoples were ultimately overwhelmed and absorbed—perhaps in the course of the second millennium—by invaders from the north. Asia Minor is supposed to have had a somewhat similar history. Originally it is believed to have been occupied by various kindred peoples, of which the most prominent were the Hittites of Cappadocia. Eventually—about 1200 B.C. according to the most recent view[261]—there took place a great irruption of Thraco-Phrygian peoples from the north-west, who became dominant throughout the larger part of the peninsula[262].

[Pg 179]

In the Iliad the forces ranged in defence of Troy are drawn from a wide area, extending from the Axios (Vardar) on the west to Paphlagonia on the east and Lycia on the south. The nationalities represented seem to be chiefly of Thraco-Phrygian stock, though a few, such as the Lycians and perhaps the Carians, belong to the indigenous population. On the other hand there is no reason for supposing that any of the peoples represented in Agamemnon's army were of other than Greek nationality. The story may therefore be regarded as one of national conflict. Yet it cannot be said that this feature is ever emphasised in the poems themselves, although the point of view throughout is that of an Achaean.

For local or tribal patriotism the Homeric poems furnish us with little or no evidence. No Greek communities and few even of their princes are described otherwise than in terms of respect. We may point also to the old controversy regarding Homer's birthplace—a controversy which owes its very existence to the absence of any local patriotism in the poems. In this respect it will be seen that Greek heroic poetry agrees with Teutonic.


We must now return to the consideration of the chronological problem. In ancient times, especially during the Alexandrian period, various attempts were made to calculate the exact date of the siege of Troy. Of these the most generally accepted was that of Eratosthenes, which was based on the length of the reigns ascribed to the kings of Sparta. This calculation brought the foundation of the Dorian kingdom at Sparta to the year 1104-3, and eighty years were added to obtain the date of the fall of Troy. But it has long been pointed out that the figures given for the reigns of the early kings are so greatly above the average that they cannot be regarded with any confidence. [Pg 180]Thus the first Olympiad (B.C. 776-5) was made to coincide with the tenth (or eleventh) year of Alcamenes and Theopompos. Alcamenes was the ninth in succession from Eurysthenes and Theopompos the eighth from Procles, and the number of years ascribed to the previous reigns amounts on the average to over thirty-five years for one dynasty and over thirty-nine for the other. But in kingdoms for which we have reliable information extending over a long period of time the usual average length is apparently between twenty and twenty-five years[263]. Hence, if the lists of kings themselves are to be trusted—and even this is very doubtful in view of the fact that they are almost identical with the genealogies—it is difficult to avoid suspecting that the total period ascribed to their reigns collectively is more than a century too long.

More reliance is perhaps to be placed on the genealogies of the two royal families given by Herodotus (VII 204, VIII 131). Leonidas (r. 488-480) and Leotychidas (r. 491-469), with whom we are on sure historical ground, are represented as fifteenth in descent from Eurysthenes and Procles respectively. According to all analogies therefore we should expect that the two latter flourished not very long before the middle of the tenth century. In other words the date given by Eratosthenes for the 'Return of the Heracleidai' would seem to be from a century to a century and a half too early. A very reasonable explanation of the difficulty has been suggested by Prof. Meyer who points out that several passages in Herodotus' history seem to imply the reckoning of a generation at forty years[264]. Among the figures given we find (II 145) Heracles dated about 1330. Cleomenes, his descendant in the twentieth generation, was born about 530, or at all events not much later. For Eurysthenes and Procles, in the fifth generation from Heracles, this would give about 1130, which is not very far from the date fixed by Eratosthenes.

[Pg 181]

It is to be remembered in the first place that the date fixed for Eurysthenes and Procles is apparently that of their birth, and, secondly, that Eratosthenes' scheme is probably only a modification of a previously existing system, other varieties of which are quoted by Prof. Meyer[265]. Indeed it would not require any great exercise of ingenuity to point out traces of a more or less symmetrical distribution of the period covered by the reigns of the early Spartan kings[266]. But, apart from any such speculations, we can hardly doubt, in the light of Prof. Meyer's showing, that the date for Eurysthenes and Procles is derived ultimately from a calculation based on the genealogies rather than from any contemporary written record or tradition. The genealogies themselves of course may represent tradition, so far as they are not interpolated[267], but they point, as we have seen, to a much later date than that which we have been discussing[268]. If we substitute 32 × 15 for 40 × 15, starting from the birth of Cleomenes, we are brought to about the year 1000. That must be regarded as the date really indicated by Spartan tradition for the birth of Eurysthenes and Procles.

We may now turn for a moment to the genealogies of the other Heraclid families, namely those of Argos, Messenia and Corinth. The first of these places Pheidon in the sixth generation, according to one version, in the ninth according to another, [Pg 182]from Temenos, the uncle of Eurysthenes and Procles. Unfortunately different dates are assigned for Pheidon. The earliest, which is not generally accepted, places his reign about the middle of the eighth century. But even this, taking the longer form of the genealogy, does not carry us appreciably farther back than the Agiad list. The Corinthian genealogy places the last king, who is said to have been killed in 747, in the thirteenth generation from Heracles. This would agree with the longer form of the Argive genealogy; several of the names however are generally regarded as suspicious. The Messenian genealogy is materially shorter.

Apart from these Dorian genealogies there are some notices relating to the ancestry of persons belonging to other parts of Greece, which must not be ignored. Herodotus (II 143) states that Hecataeus, who was a prominent man at the beginning of the fifth century, claimed to be descended in the sixteenth (i.e. fifteenth) generation from a god. This probably takes us back to the Heroic Age, when divine parentage is common, whereas later it appears to be almost, if not entirely, unknown[269]. Again, it is believed that the genealogy of the Philaidai at Athens, which actually survives, though only in a corrupt form[270], placed Philaios, the son of Aias, in the twelfth generation above Hippocleides, who was archon in 566. Further, according to Pausanias (I 11), Tharypas, king of the Molossoi, who was born soon after the middle of the fifth century, claimed to be descended in the fifteenth or sixteenth generation from Pyrrhos the son of Achilles. It will be seen that, though these genealogies do not agree exactly, the discrepancy is not very great. They seem to indicate the existence of a belief that persons who flourished in the first half of the fifth century were removed by about fifteen generations from the Heroic Age.

On the other hand Pindar (Pyth. IV 9 ff.) in an ode written in 466 and addressed to Arcesilaos IV, king of Cyrene, places that king's seventh ancestor, Battos I, in the sixteenth generation [Pg 183]from Euphemos the Argonaut, a contemporary of Heracles. This exceeds even the Agiad reckoning, for Pleistarchos, the representative of that family reigning in 466, was only in the twenty-first generation from Heracles. From the other non-Heraclid genealogies we should have expected that the number of generations to Arcesilaos would be about what is recorded for Battos I[271].

Whatever may be the explanation of this case, it will be seen that the other non-Heraclid genealogies are shorter than that of the Agidai by at least three generations—if we equate Philaios, Pyrrhos (Neoptolemos) and the grandson of Hecataeus' god with Aristomachos the grandfather of Eurysthenes. The dates which they indicate for the 'floruit' of these persons are in no case earlier than the middle of the tenth century. As to the relative value of the two traditions we have nothing to guide us, and the same remark applies to the Greek genealogical evidence in general. Two points however must be insisted upon: (i) that the calculations of scholars of the Alexandrian age, or even earlier times, are not to be interpreted as evidence of tradition; (ii) that the evidence of tradition, whatever be its value, brings the end of the Heroic Age at least towards the close of the eleventh century.


Apart from the evidence discussed above, unsatisfactory as it doubtless is, chronological data for the Heroic Age itself seem to be entirely wanting. We know however that a highly advanced civilisation flourished in the Aegean in early times, and that it was succeeded by a long period in which both art and general culture were at a very low ebb. This latter period, which is commonly known as 'geometrical' from the type of art which prevailed in it, lasted, so far as one can judge, until about the end of the eighth century, at which time oriental influence began to make its appearance. The 'orientalising' period again continued down to the beginning of the classical age. It is a common and natural hypothesis to equate the low-watermark of culture early in the geometrical period with the generations[Pg 184] immediately following the Dorian conquest of the Peloponnesos. But unfortunately we cannot thereby obtain any certain date for the latter, since Greece appears to have had little contact with the outside world during the geometrical period.

In recent years some advance has been made through the operations carried out by the British School at Sparta, which is perhaps the most important site for our purpose. From the stratification of the deposits Mr Dawkins, the director, has come to the conclusion that the earliest temple and altar at the sanctuary of Artemis Orthia date from the ninth or even the tenth century[272]. The temple, which must have been one of the earliest known, appears to have been a narrow and unpretentious structure of crude brick and timber. Some geometrical sherds were found beneath the floor, a fact which shows that the sanctuary had been in use somewhat earlier. If the sanctuary was founded at the beginning of the Dorian settlement at Sparta it is obvious that this result agrees well enough with the date indicated for the conquest by tradition. No relics of pre-geometrical times appear to have been found.

When we turn back to the times of the earlier civilisation it is much easier to establish chronological equations; for the presence of Egyptian objects among Aegean remains and of Aegean objects or representations of Aegean objects in Egypt shows that there was frequent communication between the two areas. Thus there is little doubt that certain Cretan remains date from periods contemporaneous with the twelfth and Hyksos dynasties. Others again clearly belong to the period of the eighteenth dynasty—at all events the earlier part of it. As to the date of the destruction of the Cretan palaces opinions still differ considerably; the most recent statement by Dr Evans is in favour of about 1350[273]. But this catastrophe did not bring the Aegean civilisation to an end. We find inscriptions dating from the subsequent period (Late Minoan III) apparently quite [Pg 185]similar to those discovered in the earlier stratum, and the various artistic types, though decadent, show no breach of continuity. Indeed 'Mycenean' influence seems to have been more widespread (e.g. in Thessaly and Italy) at this time than in any earlier period. In Egypt vases of the same type are depicted in the wall-paintings on the tomb of Rameses III, who died about 1170. After this time however traces of Mycenean influence are rarely found in that country.

Within the last few years it has come to be noticed that the deposits dating from the last Mycenean period fall into two well-marked groups. The remarks made above, as to the art of Late Minoan III being a continuation of that of the preceding period, apply properly only to the first of these groups—represented by the cemeteries of Zafer Papoura (Cnossos) and Phaistos, the late Mycenean megaron at Hagia Triada (also in Crete) and the late palace at Phylakopi in Melos. Other deposits, represented by the tombs found at Mouliana, Milatos, Kavousi and Erganos (all in Crete), though they have certain features in common with the former group, yet at the same time show a number of characteristics which are entirely new. Of these the most important are the practice of cremation and the use of fibulae and iron weapons, all of which are unknown in the Aegean before this time. From a careful study of the pottery found in these deposits Dr D. Mackenzie[274] has come to the conclusion that it belongs to the same period as the famous 'Warrior Vase' from Mycenae. This again is obviously contemporary with a painted stele, likewise representing warriors, which was found in one of the latest graves in the lower town at the same place. Fibulae also were found here in the same group of graves. The importance of these observations lies in the fact that the armature of the warriors depicted on the vase and the stele corresponds in all essentials to what is described in the Homeric poems. This had already been pointed out by Prof. Ridgeway[275]; but many scholars have attributed both objects to a much later period. Now however in view of the sequence [Pg 186]which Dr Mackenzie has succeeded in tracing, in Cretan pottery and other articles, from the time of the destruction of the palaces onwards, it appears that the latter view can hardly be maintained. Lastly, Dr Mackenzie has pointed out that all the above deposits differ radically from those of the strict geometrical period found in cemeteries at Cnossos and Courtes and in the 'beehive' tomb near Kavousi (all in Crete). There are clear indications that all the latter belong to a subsequent time.

As a result of his investigations then Dr Mackenzie has come to the conclusion that three well-marked periods can be distinguished in Cretan history, after the destruction of the palaces. But further, he believes that each of these periods coincides with a new settlement in the island—the true geometrical period with the Dorian settlement, the 'sub-Mycenean' with that of the Achaeans, and the last true Mycenean period (Late Minoan III) with a settlement of Pelasgoi. The evidence of the deposits found at Sparta and elsewhere tends distinctly to favour the first of these identifications. For, though geometrical art was by no means confined to the Dorians, it may be presumed that their settlement was the latest of those which took place in Crete. Some scholars hold that they came there from the Peloponnesos, while others place their settlement in the island prior to the invasion of the peninsula—and ancient authority can be obtained for both views. But in either case it is improbable that the two events were separated by a long interval. Again, the identification of the second or sub-Mycenean period with that of Achaean settlement is rendered extremely probable by the resemblance which deposits of this period show to objects and customs described in the Homeric poems, e.g. in regard to armature and the use of fibulae and cremation. In the poems the Achaeans are clearly represented as dominant even in Crete, while in Greece itself, as we have seen, the existence of other nationalities is practically ignored.

In regard to the earliest of the three settlements Dr Mackenzie's theory may be open to more serious question. The ethnical affinities of the Pelasgoi are still quite obscure. Again, although new types, apparently derived from the mainland, do occur at this time, the break of continuity with the preceding[Pg 187] age does not seem to be anything like so marked as in the subsequent periods. It is scarcely impossible that the destruction of the palaces may be due to naval warfare or piracy on a large scale, or even to commotions within the island itself. For our purpose however this part of Dr Mackenzie's theory is of minor importance[276].

In other respects at all events the theory seems to provide a very satisfactory explanation of the phenomena. We have seen that the Spartan evidence, whether traditional or archaeological, affords no justification for dating the Dorian invasion very long before—or after—1000 B.C. Now we find very good evidence for two distinct periods of culture between that event and the destruction of the Cretan palaces, which took place probably in the fourteenth century. The later of these periods is the one with which we are chiefly concerned; for Greek tradition universally places the Heroic Age in times immediately preceding the Dorian invasion. It is therefore a fact of great significance that the deposits of this age agree in so striking a manner with the evidence of the Homeric poems. As to the relative duration of the two periods (Late Minoan III and sub-Mycenean or Achaean) archaeologists apparently have not as yet ventured to express an opinion. But it may be observed that the poems themselves give no indication that the Achaean dominion was believed to be of recent growth. The Cretan king Idomeneus is one of the oldest leaders at Troy, and his grandfather is said to have reigned at Cnossos before him. The evidence of the poems then favours the idea that even in Crete Achaean dominion lasted at least a century.

This brings us back nearly to times when, fortunately, historical evidence is available once more, namely from the Egyptian monuments. During the thirteenth and twelfth centuries Egypt was threatened on several occasions by formidable armies. During the reign of Merenptah, probably about 1220,[Pg 188] it was attacked by a host of Libyans and "foreign soldiers of the Libyans" whom "the miserable Libyan had led hither[277]." The names given to the confederates are Akaiuasha, Thuirsha (Turusha), Shakalesha (Shakarusha) and Shardina. Very early in the next century, during the reign of Rameses III, a fresh attack was made from the same quarter. A few years later Rameses encountered both by land and sea a great host coming from the north. "The Isles were restless, disturbed among themselves at one and the same time. No land stood before them, beginning from Kheta (Cappadocia and Cilicia), Kedi (the 'circling' of the Syrian coast at the Gulf of Iskanderun), Carchemish, Arvad and Alashiya. They destroyed them, and assembled in their camp in the midst of Amar (Amurru; Palestine)[278]." The invaders here are called Shardina, Pulesatha (or Purusatha), Vashasha, Tchakaray (Zakar) and Danaau (or Danauna)[279]. Other Shardina appear to have been fighting on the side of the Egyptians. About a century earlier the Hittites brought a great confederacy against Rameses II. Among the names given here are Luka, Pidasa, Kalakisha, Dardenui and Masa[280]. On this occasion also we find Shardina in the Egyptian army. In the Tell-el-Amarna tablets, which date from shortly before the middle of the fourteenth century, we hear of Sirdana (apparently the same people) serving under the Egyptians in Palestine, and of attacks made upon the coast by Lukki, who are believed to be identical with the Luka[281].

Unfortunately scholars have not yet been able to come to any general agreement as to the identification of most of these names. It is commonly held that Pulesatha and Luka denote the Philistines and Lycians respectively. Many writers also identify the Shardina with the Sardinians and the Shakalesha with the Siceloi, but others connect these names with Sardis [Pg 189]and Sagalassos in Asia Minor. Other identifications which have received more or less assent are those of Akaiuasha, Thuirsha, Danaau, Dardenui and Masa with the Achaeans, Tyrrhenians, Danaoi, Dardanoi and Mysians, and of Vashasha and Pidasa with the inhabitants of Oaxos (in Crete) and Pedasos (in Caria) respectively. It has been supposed also that the Tchakaray, who are mentioned occasionally as mariners in later times, likewise belonged to Crete.

In spite of the large element of doubt attaching to most of these identifications one important conclusion may be drawn with safety, namely that several of the nations mentioned had come from a considerable distance. Even those scholars who deny the references to Sicily and Sardinia hold that nearly all parts of the Aegean are represented in the lists. The inscriptions frequently speak of the invaders as coming from the sea or from islands. Thus the Pulesatha are said to be "in the midst of the sea." Again the king "slaughtered the Danauna in their isles[282]." We find also the expressions "Vashasha of the sea," "Shardina of the sea," "Thuirsha of the sea[283]." Such terms are said to be often used loosely; but under the eighteenth and nineteenth dynasties the territories of the Hittite kingdom in Syria and Cappadocia had become so well known to the Egyptians that it is incredible that any of the peoples of that region can be meant. The appearance too and the armature of the Shardina, as portrayed on the monuments, are quite incompatible with the supposition that they belonged to any of the countries round the south-east of the Mediterranean.

We have seen that the northern invasion repelled by Rameses III was preceded by 'disturbances in the isles,' while the lands of the Hittites and their neighbours had apparently been overrun by the invaders before the attack upon Egypt. Now it has been noted that the great Hittite kingdom (in Cappadocia) appears to have been destroyed about the same time. In explanation of this the theory has recently been put forward[284] that the invasion repelled by Rameses III was closely [Pg 190]connected with that irruption of Thraco-Phrygian peoples into Asia Minor to which we have already referred (p. 178). It will be seen that this theory has an important bearing on the Homeric question; for in the Iliad we find the Thraco-Phrygian peoples already fully established in Asia Minor, and no hint is given that their settlement there was believed to be in any sense recent.

But it is by no means impossible that the 'disturbances in the isles' may refer to a displacement of population in a different quarter—which may or may not be connected with the Phrygian settlement in Asia Minor. The movement against Egypt was, in part at least, a maritime one, and when Rameses is said to have slaughtered the invaders in their islands the reference can hardly be to the old Hittite kingdom, which had long been known to the Egyptians. Surely it is more natural to connect the 'disturbances' with those national movements in the southern Aegean which eventually brought the Mycenean civilisation to an end. We have seen that the last period of this civilisation is believed to have begun in the fourteenth century and to have lasted some considerable time. The convulsions of Rameses' time (the early years of the twelfth century) may therefore mark a stage in the movements which brought about its destruction.

In any case it is from the Egyptian monuments of this period that we obtain the clearest evidence for contact between the true Mycenean civilisation and that 'sub-Mycenean' or 'Achaean' type which followed it. The warriors of the invading forces[285] are represented as armed with swords of the regular Mycenean pattern or with spears of no very great length. Some of them—the Pulesatha and Tchakaray—wear a peculiar head-dress, apparently made of feathers[286], which recalls the type used in later times by the Lycians according to Herodotus (VII 92). On the other hand the Shardina are depicted with very elaborate [Pg 191]helmets[287], which, except that they have no plumes, are almost identical with those borne by the figures on the Warrior Vase (cf. p. 185). The Shardina and many of the Pulesatha also carry round shields, held in one hand, as in the case of the warriors represented on the Vase[288] and the Stele. This fact is especially noteworthy, since the round shield seems to have been totally foreign not only to the Egyptians themselves, but also to the Hittites and all neighbouring peoples[289], while even in the Aegean area it was apparently not used in centres of Mycenean civilisation[290]. On the other hand both these features correspond to the type of armature described in the Homeric poems. It would not be correct of course to say that the portraits of the Shardina might be taken as faithful representations of Homeric warriors. We find no trace of greaves, while the body-armour is of a less elaborate type than that described in the poems[291]. The Homeric type of armature—represented by the Warrior Vase as well as in the poems—belongs clearly to a later stage of development than the Shardina type, and therefore probably to a later age than the early part of the twelfth century. Yet there is sufficient resemblance between the two to render it more than likely that the one is descended from the other.

Whatever may have been the causes which brought about the movement encountered by Rameses III, some of the other references point distinctly to bands of mercenary soldiers, rather than to national migrations. This is especially clear in the case [Pg 192]of the Shardina, who are mentioned for the first time as serving under the Egyptians in Palestine. But the earliest reference—in the Tell-el-Amarna letters—carries us back to the destruction of the Cretan palaces, if Dr Evans' date for this catastrophe is correct. It has been remarked that, in striking contrast with Mycenae and other early centres of civilisation in Greece, the Cretan palaces were almost entirely unfortified; and the explanation commonly given of this fact is that their owners ruled the seas. If this is true we must conclude that the earliest maritime expeditions of the Shardina and their confederates did not take place without their consent.


In the course of this discussion we have seen that, though historical evidence for the Greek Heroic Age is entirely wanting, later tradition points to the eleventh century as the time to which the poems and legends refer; and further, that, unsatisfactory as it doubtless is, this evidence is corroborated to a considerable extent by the results of archaeological investigation. In much earlier times various parts of the Greek world possessed a high civilisation, which has left remains of magnificent palaces and many elaborate works of art. The evidence of these remains does not correspond at all to the state of society revealed in the poems. But at the close of this earlier period many new objects—belonging, it would seem, to a new population—make their appearance; and these latter do fulfil the conditions required. Lastly, it is of interest to note that from the fourteenth to the twelfth century Egypt and the Levant were frequently visited by bands of soldiers, who seem to have come from the Aegean or neighbouring regions and who outwardly bear a somewhat striking resemblance to the warriors described in the poems. It would appear that at this time the East must have been more familiar to the Greek world than Greek records would lead us to expect. This is the more noteworthy since during the following centuries the Greeks seem to have had but little contact with foreign nations.

FOOTNOTES:

[250] Chiefly because the description of the shield (vv. 139-320) appears to correspond to the art of that period.

[251] The κύκλοι embraced much more than the story of Troy; cf. W. v. Christs Geschichte d. griech. Litteratur5, § 47 f. The relationship of these works to the poems may be compared with that of Völsunga Saga to the heroic poems of the Edda.

[252] Schol. to Euripides, Troades, 822.

[253] Eusebius, Chron., ad Olymp. 53. The same authority however also attributes it to Cinaithon of Lacedaemon (ad Olymp. 4).

[254] Fragm. 6 (Bergk), from Pausanias, IX 9. 5.

[255] The Suppliants is hardly to be reckoned as a heroic play. It is referred to a time many generations before the siege of Troy and all the characters appear to be personifications of nationalities. Regarding the epic Danais little information seems to be obtainable.

[256] The Ion and Bacchai are perhaps rather to be regarded as pre-heroic; the former deals with a story which apparently belongs to the same type as Aeschylus' Suppliants.

[257]

αὐτὰρ ἐπεὶ καὶ τοῦτο γένος κατὰ γαῖα κάλυψεν,
αὖτις ἔτ' ἄλλο τέταρτον ἐπὶ χθονὶ πουλυβοτείρῃ
Ζεὺς Κρονίδης ποίησε δικαιότερον καὶ ἄρειον,
ἀνδρῶν ἡρώων θεῖον γένος, οἳ καλέονται
ἡμίθεοι, προτέρη γενέη κατ' ἀπείρονα γαῖαν.
καὶ τοὺς μὲν πόλεμός τε κακὸς καὶ φύλοπις αἰνὴ
τοὺς μὲν ὑφ' ἑπταπύλῳ Θήβῃ, Καδμηΐδι γαίῃ,
ὤλεσε μαρναμένους μήλων ἕνεκ' Οἰδιπόδαο,
τοὺς δὲ καὶ ἐν νήεσσιν ὑπὲρ μέγα λαῖτμα θαλάσσης
ἐς Τροίην ἀγαγὼν Ἑλένης ἕνεκ' ἠϋκόμοιο. κ.τ.λ.

In this passage the word ἥρως seems to have already begun to acquire its later meaning, viz. a distinguished man of the past (generally of the Heroic Age) who was honoured with worship, though not as a god. For such worship Teutonic records naturally furnish few parallels, since most of the Teutonic peoples became Christian either during the Heroic Age itself or soon after. We may compare however what Jordanes (cap. 13) says of the Goths: proceres suos, quorum quasi fortuna uincebant, non puros homines sed semideos, id est Ansis, uocauerunt. In Old Norse the name æsir (*ansīz) is applied only to the gods (Othin, Thor, etc.); but we do hear occasionally of worship paid to heroes of the Heroic Age, as well as to distinguished persons of later times. An instance of the former (in the case of Hrólfr Kraki) occurs in Yngl. S. 41.

[258] In the Nostoi after the departure from Troy some of the Achaeans (Calchas, Leonteus and Polypoites) were made to arrive at Colophon. The story of Calchas' contest with Mopsos perhaps comes from the same source.

[259] Once also, together with Ἀχαιοί (Il. II 684), as a name for the subjects of Achilles, or rather Peleus. Ἑλλάς is used sometimes for a place or district in Peleus' kingdom, sometimes apparently in a wider sense.

[260] He states (I 57) that in his time they inhabited Placia and Scylace, on the south coast of the Sea of Marmara, and Κρηστῶνα πόλιν, probably in the Chalcidian peninsula (though some scholars emend this name to Κρότωνα, i.e. Cortona in Tuscany). Down to the fifth century they are said to have also occupied Lemnos and Imbros (IV 145, V 26, VI 138 ff.), and in early times Samothrace (II 51), while their name was preserved at Antandros, in the Gulf of Adramyttion (VII 42). Later writers speak of the Pelasgoi as having formerly inhabited many other regions. Into the difficult problems connected with this name we need not enter here; for the most recent and perhaps fullest discussion of the subject reference may be made to Prof. Myres' paper in the Journ. Hell. St. 1907, p. 170 ff. As regards the etymology analogies indicate that Πελασγοί represents an earlier form *Pelag-skoi. If this is a Greek word the most probable meaning is 'people of the sea' (though another explanation has been proposed; cf. Kretschmer, Glotta I 16 f.). But it may really be a national name (cf. Πελάγονες). In that case we may note that the use of the suffix -sko- in national names is Indo-European, though not Greek.

[261] Meyer, S.-B. d. Akad. zu Berlin, 1908, p. 18.

[262] Into the linguistic affinities of these various peoples we need not enter here. It will be sufficient to notice that the Thracian and Phrygian languages are commonly believed to have belonged to the eastern division of the Indo-European group. Certainly this is the case with the language of the Armenians, who according to Herodotus (VII 73) were an offshoot (ἄποικοι) of the Phrygians. The evidence of the Phrygian inscriptions themselves is unfortunately somewhat ambiguous. To the same eastern division belonged the ancient Illyrian languages, if the present dialects of Albania are descended from them. On the other hand the languages of the indigenous peoples throughout Asia Minor and the Aegean area are commonly believed to have been non-Indo-European. Yet Prof. Conway (British School at Athens, Ann. VIII, p. 141 ff.) holds that the inscriptions of Praisos belonged to a language of this group. If this should turn out to be the case with the earlier Cretan inscriptions current views as to the early history of the Indo-European languages would require considerable modification.

[263] For England from its unification under Alfred the Great to the present time the average is about twenty years; for France from 840 to 1793 it is between twenty-three and twenty-four years.

[264] Forsch. z. alten Geschichte, p. 170 f. The reckoning is not due to Herodotus himself but taken over by him from an earlier writer. Prof. Meyer suggests as its author Hecataeus, who was a contemporary of Cleomenes.

[265] Op. cit. p. 178 ff.

[266] Eratosthenes reckons nearly 320 years from the accession (birth) of Eurysthenes to that of Alcamenes in the ninth generation, while the reigns of the father, grandfather, great-grandfather and great-great-grandfather of the latter make up 159 years. Sosibius, who reckoned by the Eurypontid dynasty, appears to have had a similar period of 320 years from Procles to Theopompos, although his dates were different from those of Eratosthenes—1091/0 to 771/0 according to Prof. Meyer (op. cit. p. 179 f.). The accession of Theopompos was equated with that of Alcamenes by Eratosthenes. Possibly these periods were originally subdivisions of a longer period of 640 years, reckoned from the fortieth year of Cleomenes (or Leonidas?).

[267] Two names (Prytanis and Eunomos) in the Eurypontid list are generally regarded with doubt, but none of the Agiad names is really of a suspicious character. The fact that Agis and Eurypon are not the first names in the genealogies ought not to be used as an argument against the trustworthiness of the tradition. In many Teutonic genealogies—e.g. the Gothic, Frankish (Merovingian), Kentish, East Anglian and Mercian—the name which performs patronymic function is not that which stands first in the list.

[268] Prof. Meyer's view is not that the chronologists fixed too early a date for the Dorian invasion, but that the early parts of the genealogies themselves are unhistorical.

[269] Prof. Meyer (op. cit. p. 173 and note) cites the case of Telamon the son of Poseidon, ancestor of the priests of Poseidon at Halicarnassos, whom he places after the Return of the Heracleidai. But the question is a complicated one. The genealogy cannot be used for our purpose, as we do not know where it ends.

[270] Cf. Töpffer, Attische Genealogie, p. 278 f.; Meyer, op. cit. p. 174, note.

[271] Battos I is believed to have founded Cyrene about 630. It may be observed that the interval between that date and 466 is surprisingly short for the lapse of seven generations.

[272] British School at Athens, Ann. XIV, pp. 3, 18 f.

[273] Cf. Hawes, Crete the Fore-runner of Greece, p. 18. A much later date is favoured by Dr Dörpfeld (Ath. Mitteilungen, XXXII 602), whose views on Cretan chronology differ greatly from those of English archaeologists. To this question we shall have to refer again in a later chapter.

[274] British School at Athens, Ann. XIII, p. 423 ff.

[275] Early Age of Greece, p. 317. Representations of both the Vase and the Stele are given in the same work (p. 313 f.).

[276] Dr Mackenzie's theory would certainly gain in probability if it could be shown that the Pelasgoi were identical with the Pulesatha or Philistines (cf. p. 188). The arguments in favour of such an identification are obvious enough; but they are scarcely of such a nature as to carry conviction. The appearance of -st- for -gsk- in the name is perhaps hardly to be regarded as an insuperable difficulty; for we know nothing of the languages involved or of the sound-changes to which they were subject.

[277] Cf. Hall, The Oldest Civilization of Greece, p. 180 f.; Ann. of the Brit. School at Athens, VIII, p. 180; Petrie, History of Egypt, p. 108 ff.

[278] Hall, Ann. of the Brit. School, VIII 183; cf. also Breasted, Ancient Records of Egypt, IV, p. 37 f.

[279] Prof. Breasted (l.c.) gives these names as Peleset, Thekel (i.e. Zakar), Shekelesh (omitted above), Denyen and Weshesh.

[280] Cf. Hall, op. cit. p. 177 f.

[281] Cf. Breasted, History of Egypt, pp. 336, 386; Hall, op. cit. p. 176 f.

[282] Cf. W. M. Müller, Asien und Europa, pp. 361, 363; Petrie, History of Egypt, III, p. 150.

[283] Cf. W. M. Müller, op. cit. pp. 361, 371; Petrie, op. cit. pp. 151, 162.

[284] Cf. Meyer, S.-B. der Akad. zu Berlin, 1908, p. 18 f.

[285] A considerable number of the figures are reproduced in W. M. Müller's Asien und Europa (cap. 27, 28); many also in the Histories of Egypt by Meyer and Petrie.

[286] This head-dress is figured on a discus recently found at Phaistos (Crete) among deposits dating from 'Middle Minoan III' (cent. XVII?). The discus, if not actually of Cretan origin, is said to come clearly from some district under the influence of Cretan civilisation. Cf. Meyer, S.-B. d. Akad. zu Berlin, 1910, p. 1022 ff.

[287] They are said to be white; but it is difficult to believe that they are not metal—possibly bronze overlaid with tin (cf. Il. XXIII 560 ff.).

[288] The shields figured on the Vase (apparently also those on the Stele) seem to have a section cut out of them; but they can hardly be regarded otherwise than as round shields. Cf. Lippold, Münchener Arch. Studien, p. 406.

[289] Except the Assyrians (cf. p. 203, note); but there the evidence comes from much later times.

[290] It occurs probably on the discus from Phaistos (cf. Meyer l.c.) and on a porcelain fragment from the third shaft-grave at Mycenae (cf. Reichel, über hom. Waffen, p. 58)—both times in conjunction with head-dresses of the Pulesatha or Shardina types—as well as on ivory objects from Enkomi in Cyprus (cf. Evans, Journ. Anthr. Inst., XXX 209), here also in conjunction with similar armature, though only the lower part of the helmet is visible.

[291] Many of the figures, both Shardina and Pulesatha, wear body-armour of some kind. Greaves are first found at Enkomi.

[Pg 193]


CHAPTER X.
THE HOMERIC POEMS.

It has been mentioned that, according to the theory now most commonly accepted, the Homeric poems were not the work of one author or even of one generation—that on the contrary they grew up gradually in the course of several hundred years, reaching their final form (in the case of the Odyssey) perhaps not before the middle of the seventh century. We must now review briefly the evidence on which this theory is based.

The earliest historical references to the poems reach back only to the beginning of the sixth century, and even these are not altogether satisfactory. Cleisthenes, tyrant of Sicyon, according to Herodotus (V 67) prohibited rhapsodists from reciting the Homeric poems, because they were full of the praises of Argos and its people. But the reference here is perhaps rather to the Thebais or Epigonoi than the Iliad. Again, it is said that when Athens and Megara were disputing about the possession of Salamis, both parties appealed to the authority of Homer in support of their contentions. If this story may be trusted it is of importance as showing that the poems were generally venerated at such an early date. And though all the evidence is late[292], the form in which the passage in question (Il. II 557 f.) has survived does clearly suggest Athenian influence.

References in the works of other poets carry us back to a considerably earlier period. It has already been mentioned that Callinos is said to have attributed the Thebais to Homer, from which we may infer that poems under this name were already[Pg 194] known. Archilochos, who likewise flourished before the middle of the seventh century, seems to have attributed the Margites to Homer[293]. The extant fragments of his works also contain several passages which apparently show Homeric influence[294]. Terpandros, probably an older contemporary of Archilochos, is said to have invented a musical accompaniment for the Homeric poems[295]. In Hesiodic poetry we find a number of references to heroic subjects. The Catalogue appears to have dealt with certain adventures of Odysseus, which were probably derived from the Odyssey[296].

This evidence, vague and somewhat uncertain as it is, renders it probable that Homeric poetry was in existence before the seventh century. Further than this we cannot hope for any direct external evidence, for the authors cited are the earliest of whom we know anything worth mention. Indeed the age of the various Hesiodic poems themselves is very problematical. It is customary now to attribute the Theogony and the Works and Days to the close of the eighth century and the other poems to the seventh. But Herodotus (II 53) referred Hesiod, as well as Homer, to a period about 400 years before his own time, i.e. to about the middle of the ninth century.

Turning now to the internal evidence, we may at all events regard one fact as established, namely that the subject-matter was determined at a period considerably anterior to those of which we have been speaking. It is not merely that the persons mentioned are uniformly referred to the Heroic Age, for we have yet to discuss the possibility that all the characters of this age are fictitious. But we have also to take into account the ethnographical indications contained in the poems. There is no hint of the presence of Dorians in the Peloponnesos, nor of the existence of Ionic states in Asia Minor or even in the Cyclades[297]; indeed the scheme of tribal or political geography which they present is far removed from anything we find even in the earliest [Pg 195]records of the historical period. We shall see later that the same remark holds good with regard to the system of government depicted in the poems, e.g. in the universal prevalence of kingship, and so also with their indications as to social organisation, religion and even ethical standards. Then there is the fact that in references to weapons bronze is far more frequently mentioned than iron; yet it is generally agreed that iron must have been in common use by the tenth century, while some scholars would refer its introduction to a much earlier date. Lastly, we may take note of certain passages and expressions which seem to contain reminiscences of the prehistoric civilisation of the Aegean—a civilisation which, as we have seen, had passed its zenith in the fourteenth century and which was probably altogether submerged in the convulsions which accompanied the Dorian and Ionic migrations. Among such reminiscences we may probably count the descriptions of the palaces of Menelaos and Alcinoos and the use of such terms as κύανος. Of course it is not to be supposed that any part of the poems goes back to the period of the early civilisation. Yet the features noted above seem to me to point quite clearly to a time when some of the ancient palaces were still known and perhaps still inhabited. Hence it is not merely the case that the poems are concerned exclusively with characters of the Heroic Age. We are bound to conclude further that the environment in which these characters are placed is in general such as belonged to the same period. This of course involves the existence of a verbal tradition practically from the Heroic Age itself. Indeed, we may say that it probably involves a poetic tradition, for we have no evidence for the existence of traditional prose narratives, whereas references to the cultivation of poetry in early times are fairly numerous.

Now it is generally agreed that the Heroic Age—or perhaps we should say the type of civilisation and the ethnographical conditions with which this age is associated—cannot have lasted much beyond the close of the eleventh century. Hence the date accepted by many scholars for the completion of the Odyssey (cf. p. 169) involves a period of more than three centuries, during which the Homeric poems were in process of formation. That is a long period for continued composition in one subject, and it[Pg 196] will be well now to review briefly the evidence on which this theory rests.

Kirchhoff[298] dated the 'later redaction' of the Odyssey between Ol. 30 and Ol. 50, or at all events not much before Ol. 30 (B.C. 656). To this conclusion he was led primarily by the reference to the voyage of the Argo in XII 59-72. It is probable enough that this passage implies acquaintance with a poem dealing with Iason's adventures; but the same can hardly be said of Kirchhoff's further suggestion, viz. that this lost poem must have been composed some considerable time after the colonisation of Cyzicos[299]. The accounts which we have of the travels and adventures of the Argonauts can scarcely be said to indicate that the earliest poems on this subject were composed at a time when the Black Sea was already familiar to the Greeks; on the other hand travellers from time to time may have penetrated into that region centuries before the foundation of Cyzicos[300].

Others have sought to show that the later parts of the poem betray an intimate acquaintance with the western seas, such as would be possible only after the development of Corinthian maritime enterprise about the close of the eighth century, whereas the knowledge of the same regions shown by the earlier parts is of the vaguest description[301]. Here the evidence is derived chiefly from the references to Sicily (Σικανίη) and the [Pg 197]Siceloi, Alybas (traditionally placed in the Gulf of Otranto, but perhaps rather a coined name) and Temesa, which is identified with Tempsa in Calabria. This theory seems to me to be open to much the same objections as the other. It is clear now that in prehistoric times the south of Italy was intimately connected with the eastern coast of the Adriatic, and we have no ground for denying that the former may have been known to Greek traders or pirates long before the date of the earliest colonies.

A third argument, and one which has exercised a much wider influence, is based on the relationship of certain portions of the poems to the lost Cyclic poems (Cypria, etc.). It is held for instance that the Catalogues in Il. II, at all events the Trojan catalogue, were taken from the Cypria, and again that in the Nekyia (Od. XI) and elsewhere use has been made of the Little Iliad and the Nostoi, as well as the Cypria. But, granting the correctness of these hypotheses, no conclusions as to date can be drawn from them unless the dates of the lost poems themselves are established. We have seen however that such is not really the case; it is admitted that the attribution of these poems to Arctinos, Lesches and others does not occur until very late times. All that can be said is that they appear to have contained certain 'post-Homeric' features, such as purification for manslaughter (in the Aithiopis). With these we shall have to deal later. There is no need however to suppose that the lost poems were any more homogeneous than the Iliad and Odyssey.

Again it is thought that certain passages betray the influence of Hesiodic poetry, while others indicate genealogies or relationships which are at variance with statements contained in the latter[302]. Among the former we may note especially the list of women in the Nekyia (Od. XI 235-327[303]), which is compared with the Hesiodic Catalogue of heroines. This evidence would be useful for chronological purposes if we knew (i) when Hesiod lived, (ii) that he was the first to compose catalogues of this kind [Pg 198] But unfortunately neither of these propositions can be admitted. To the first we have already referred. The majority of scholars hold that Hesiod cannot have lived much after the end of the eighth century. But there is nothing to show that he did not live before that time; for no sound argument can be founded on the last verses of the Theogony. As for the Catalogue it belongs to a class of poetry of which the beginnings may go back to a remote antiquity. The presumption is that it originated in times when descent was still traced through the mother.

On internal grounds many arguments have been brought forward for the purpose of showing that the poems in their present form have undergone a long process of development. With discrepancies in the narrative itself we need not concern ourselves. They are doubtless of importance for determining the question of single or composite authorship, but they do not necessarily point to authorship of quite different ages. For instance, one poet may have conceived of the Achaean camp as fortified, another as without fortifications. But that does not prove that the two poets were not contemporary, for it will not be disputed that the people of the Heroic Age were capable of building fortifications. Again, it may be that the original poem on the 'Wrath of Achilles' did not originally contain Books II-VII. But, apart from one or two details which we shall discuss presently, there is nothing to suggest that these books are the product of an entirely different period.

We may even take what is perhaps the most extreme case, that of the Doloneia. This book is joined on very loosely to what precedes, and its contents are practically disregarded in the rest of the Iliad[304]. Some critics even in ancient times seem to have believed that it did not originally belong to the poem. Moreover it contains a number of features peculiar to itself and several expressions which are regarded as indications of lateness. In particular there are some striking parallels to the passages in [Pg 199]the Odyssey, and it is held that in certain cases they are due to direct influence from the latter[305]. But, granting all this, we are still not in a position to decide whether the chronological difference between the Doloneia and the earlier parts of the Iliad is to be reckoned at three centuries or two or one[306].

As no definite results can be attained from such considerations as these we will now confine our attention to arguments which are founded upon real or supposed differences of culture. The most important class of evidence for our purpose is that which relates to the use of the metals. Both bronze and iron are frequently mentioned and there can be no doubt that both were well known. But it has been observed that weapons are nearly always said to be of bronze (χαλκός, χάλκεον ἔγχος, etc.[307]), whereas iron is usually mentioned either as a substance or in reference to tools, especially hatchets[308]. Only in seven verses do we hear of iron weapons, even if we include in this category the knives mentioned in Il. XVIII 34 and XXIII 30. Two verses (ib. VII 141, 143 f.) speak of an iron club and one (ib. IV 123) of an arrowhead, while the other two (Od. XVI 294, XIX 13) refer to the arms in Odysseus' house collectively.

The obvious inference from the statistics is that iron tools came into use before iron weapons, and though this was long thought incredible it has recently been shown that there is some [Pg 200]evidence for the prevalence of such conditions in Palestine[309]. Moreover a somewhat striking confirmation of the Homeric evidence was furnished by the excavations at Troy, where a small lump of unwrought iron was found among deposits belonging apparently to the fifth stratum[310]. It has been compared, and doubtless rightly, with the lump mentioned in Il. XXIII 826 ff., though the latter must have been much larger. The presumption is that, like this, it was intended for some tool or agricultural implement; for all the weapons found at Troy—few as they were unfortunately—up to the seventh stratum were of bronze. It is probable therefore that the use of the metals not only in the fifth stratum but also in the sixth—the great Mycenean fortress—was similar to that which is indicated in the Homeric poems.

For those who believe that these poems are the work of a single author the words "Iron does of itself attract a man[311]" (Od. XVI 294, XIX 13) present a serious difficulty. I cannot believe in view of the evidence given above that iron weapons were regularly employed in the Heroic Age[312] and that the use of the word χαλκός is a piece of traditional poetic archaism. Otherwise however there is no alternative but to regard the Odyssey verse as an interpolation[313]. But in reality it is no great step from iron knives and arrow-heads to the use of the same metal for spears or even swords. If we were to adopt the view that the age of the composition of the Homeric poems coincides with the period of transition between the first use of iron for cutting and piercing instruments to its general employment for weapons of all kinds, we should not necessarily require much more than a century for their development. Indeed the presence of iron [Pg 201]swords in graves of the sub-Mycenean period in Crete (cf. p. 185) would seem to show that the transition had begun within what may be regarded practically as the Heroic Age itself.

Again, it is held that many anachronisms or chronological inconsistencies appear in the battle scenes of the Iliad. Sometimes we find descriptions of armour and tactics which are thought to be copied from those of Ionic hoplites in early historical times and to be irreconcilable with the type of warfare depicted in other passages. Many of the chief men are represented as armed with breast-plates, for which, it is said, there is no evidence in the Mycenean age[314]—though this statement is more than doubtful[315]. In regard to the form of the shield also there is a discrepancy. Sometimes it is described as being of great length, 'like a tower' or 'reaching to the feet'—terms which would suit the long shields often depicted on objects of the Mycenean age. Sometimes on the other hand we hear of 'round' shields, which suggest the comparatively small circular shield of the historical period.

These inconsistencies only concern us in so far as they are supposed to point to widely different ages. Unfortunately our information regarding the geometrical period is still very defective and we do not know how far its characteristics were the same in all parts of Greece. The same remarks apply with still greater force to the preceding or sub-Mycenean age. Hence, though it may be true that the round shield does not make its appearance in Attica till the close of the eighth century, we cannot argue from this that it was unknown in other parts of Greece[316]. In the more northern parts of Europe it appears to be the earliest form of shield which has been found. More important however is the fact that the Shardina and their confederates used the round shield as far back as the thirteenth century, while the shields represented on the Warrior Vase and the Stele from Mycenae (cf. p. 185) can hardly be regarded otherwise than as a variety of the same type. Hence, whatever may be the connection between [Pg 202]the disappearance of the long shield and the growing use of body armour, there is not the slightest justification for supposing that the round variety was not used in the Heroic Age itself.

The commonest type of Mycenean shield, the oval type contracted in the middle, belongs to a class of shields which occur in various parts of the world. It is probably akin to the Zulu shield, though in this the lateral contraction has lost its meaning and almost disappeared. The primary purpose of the whole class appears to be for defence against missile weapons (ἕρκος ἀκόντων), whether light javelins or arrows. But the special characteristic of the Mycenean variety is the use of a suspending strap (τελαμών[317]) in place of a handle. The object of this was to leave both hands free for the use of a long spear in fighting at close quarters—as we see in the representation of a lion-hunt engraved on a dagger-blade found at Mycenae. But it is to be observed that the method of fighting most commonly employed by Homeric warriors is of quite a different character. First the spear was hurled—apparently with one hand (cf. Il. XXII 320)—and then an attack was made with the sword. For both these movements the Mycenean shield was obviously ill adapted. Indeed for the second, which required agility above everything, it would be more of an encumbrance than a protection. But even when the spear was used for thrusting there is nothing to show that it was usually held in both hands[318]. Hence we can hardly avoid concluding that the Homeric tactics were due to the use of a different type of armature, which included a comparatively small and mobile shield. We need not suppose of course that the Mycenean shield was unknown or even uncommon. It seems fairly clear that Aias the son of Telamon uses one of this type[319], and so also Periphetes the Mycenean [Pg 203]whose shield reached to his feet and caused him to stumble (Il. XV 645 ff.)[320].

A further suggestion is that the Homeric use of the chariot was due to the long shield[321]. The argument in this case is that such shields could not be carried on horseback, while their weight was too great to allow them to be borne for any distance on foot. This is an extremely dubious theory for two reasons. In the first place the Homeric use of the chariot is a problem which concerns not Greece alone but a considerable part of Europe, including countries where there is no evidence for the Mycenean shield[322]. Secondly, it may be regarded as a general rule that [Pg 204]those peoples which use the long shield not only fight but also go to battle on foot. Moreover the evidence of the poems themselves does not really bear out the suggested connection. Thus there is no instance of the long shield more clear than that belonging to Aias the son of Telamon, and this hero is one of the few leading men who are never said to wear breast-plates. But he is also apparently one of the very few who do not possess chariots. Indeed a better case could probably be made out for connecting the chariot with the breast-plate.

The Homeric use of the chariot gives rise to another question which probably deserves more careful consideration. In the action itself driving appears to be universal; at most we have only one doubtful case of riding (Il. X 513). But there are at least two incidental references (Il. XV 679 ff., Od. V 371) which betray acquaintance with the latter art. It is quite possible therefore that the knowledge of riding was a comparatively recent accomplishment which the poet or poets knew to have been foreign to the Heroic Age. Unfortunately the history of equitation is a very obscure subject. In more eastern countries the use of chariots—which here were war-chariots in the true sense—continued until quite late times. In Cyprus we hear of them at the beginning of the fifth century; and in Italy they were introduced, or re-introduced, still later. But we do not know when riding began. In the wall-sculptures at Karnak[323] which commemorate the victories of Sety I and date from towards the close of the fourteenth century several Hittites are shown on horseback. The scene represents a battle, and it may have been the artist's intention to depict what was not a normal custom but the last resource of fugitives whose chariots had broken down. But even then the possibility remains that in emergencies or under special conditions riding may have been practised by the Greeks long before it was in regular use. The whole subject however requires further investigation, in particular [Pg 205]the question whether there is reason for supposing the Hittites to have been more skilled in horsemanship than other nations.

Another series of inconsistencies has been pointed out in references to marriage customs, particularly in regard to the use of the word ἔεδνα (ἕδνα). In several passages this word evidently denotes the sum paid by the bridegroom to the bride's guardian; but in others it seems to mean presents given to the bride at marriage by her own relatives. We can scarcely doubt that a difference of custom is involved in these usages; but it does not necessarily follow that the second group of passages belong to a later period than the first. Account must be taken of local divergencies, for there is hardly any subject in which early Teutonic custom varied so much as in this, even from the time of our oldest records. Again, it has been suggested[324] with considerable probability that the inconsistencies of the Odyssey are to be attributed to a change of custom—not in the sense that the earlier parts of the poem reflect one form and the later parts another, but that the poem as a whole belongs to an age of transition when different forms of matrimonial arrangements were in vogue. This is a question with which we shall have to deal more fully in a later chapter.

We have yet to consider certain inconsistencies in regard to religious observances. Once only (Il. VI 303) is mention made of the figure—a seated figure—of a deity, and consequently it is held that the passage in question must be late. Recent discoveries however have tended to throw doubt on this view; for a number of statuettes, apparently representing deities, have come to light in deposits belonging both to the Mycenean and Geometrical periods, while primitive female figures, often in a sitting position, are quite common. The finding of a larger image would now scarcely call forth much surprise, though it cannot be supposed that such statues were of frequent occurrence.

In references to sanctuaries we sometimes hear of temples (νηοί), but more frequently only of shrines or sacred groves. The most certain examples[325] of the former are those of Apollo and [Pg 206]Athene at Troy (Il. V 446, VI 88, VII 83, etc.) and another of Athene at Athens (Il. II 549, Od. VII 81). The sanctuary of Apollo at Chryse is also once described as a temple (Il. I 39), though the account of the sacrifice (ib. 440 ff.) suggests an open-air shrine. Besides these we have a general reference to temples among the Phaeacians (Od. VI 10) and a vow made by Odysseus' followers to construct a temple to Helios on their return home (ib. XII 346). Now it is held that all these passages belong to a late stage in the growth of the poems and that in their original form temples were unknown. Sanctuaries of the earlier period are described only by such terms as ἄλσος or τέμενος βωμός τε θυήεις. There can be little doubt that the grove and the open-air shrine represent more primitive types of sanctuary than the temple. But the advocates of this theory seem to have overlooked the fact that among many peoples the more primitive and the more developed forms of sanctuary are found existing side by side[326]. Thus beside the great temple at Upsala, the chief sanctuary of the North, there stood a grove which appears to have been regarded with still greater veneration, even down to the very end of heathen times. Close by was a spring in which human victims were sacrificed[327]. This case shows how entirely unjustifiable it is to assume the non-existence of a temple, when only a shrine or sacred grove happens to be mentioned. We may cite as an example the proposed sacrifice to Spercheios in Il. XXIII 145 ff.[328] In general however the Homeric evidence [Pg 207]clearly suggests that temples—and the same may possibly be the case with images—were chiefly to be found in cities, while the more primitive forms of sanctuary remained in less populous places.

I cannot but think that to any student of comparative religion the argument derived from the references to sanctuaries will appear entirely worthless. The argument against the antiquity of the round shield also can hardly be maintained. Of the rest all except the one based on the use of the metals contain a certain element of doubt. But even if we grant their validity in every case it cannot be said that either individually or collectively they necessitate the lapse of a long interval between the earlier and later portions of the poems. If the interval had amounted to anything like three centuries discrepancies of a far more striking character must have come to light.


As yet we have taken no account of linguistic inconsistencies. The poems as we have them present a medley of forms belonging to different ages and different dialects. But these inconsistencies appear everywhere; it is not the case that certain portions of the poems contain only early forms and others only late ones. The Odyssey is said to contain a certain number of apparently late usages, especially of prepositions and conjunctions, which are wanting or only occur rarely in the Iliad. It is held also that within the poems themselves earlier and later portions can be distinguished to a certain extent by similar differences of usage. But the evidence on the whole is slight and generally somewhat ambiguous[329]; and consequently linguistic criteria have as a rule played only a subordinate part in the attempts which have been made to determine the stratification of the poems. We must conclude then either that the later parts were composed in an artificial type of language, thoroughly permeated with archaisms, or that the earlier parts have undergone a very considerable amount of modernisation. Indeed the latter explanation must be admitted to some extent in any case; for relatively modern forms occur frequently in what are usually regarded as the very [Pg 208]earliest parts of the poems. But if the preservation of the poems was dependent on oral tradition for any considerable length of time it is very difficult to set a limit to the operations of such a process. In Anglo-Saxon poems—even in those which were not entirely dependent on oral tradition—modernisation prevailed to such an extent that archaic forms disappeared practically everywhere, while substitutions of one word for another were very frequent. The more elaborate character of Greek metre doubtless acted as a check on this tendency to change, but at the same time I cannot help thinking that its importance in the history of Homeric poetry has been greatly underrated.

On the question of dialect something more must be said. It is true no doubt that the language of the poems as we have them must be regarded as Ionic—but only with certain reservations. In the first place we have to note the regular preservation of h-, which in strict Ionic—the language of the Asiatic coast—was lost in the seventh century, if not earlier. Again, we find a considerable number of forms which cannot be assigned to any Ionic dialect, e.g. such as contain -ā- (λαός, Ἀτρείδαο, αἰχμητάων). Special attention must be paid to forms which are definitely Aeolic, such as πίσυρες, ἄμμε, ἐρεβεννός. Whatever may be the explanation of the preservation of h-, it is universally agreed that the Aeolic element is deeply rooted in the history of Homeric poetry. Some scholars indeed hold that the poems were originally composed in Aeolic and that their present form is practically an Ionic translation. The more general view however is that Ionic was the language of epic composition from the beginning and that such forms as πίσυρες and ἄμμε are derived from early Aeolic lays on which the epics were for the most part based.

The legends as to Homer's birthplace are perhaps not without significance for this question. In ancient times, from Pindar[330] downwards, Smyrna's claim to this honour was the one most generally recognised, and the majority of modern scholars are inclined to the view that the birthplace of Homeric poetry is to be sought in or around that city. Now Smyrna was originally [Pg 209]an Aeolic state, but was captured by the Ionians of Colophon[331], apparently towards the close of the eighth century, from which time onwards it appears as Ionic. The mixture of dialect found in the poems—an older stratum of Aeolic underlying a later stratum of Ionic—would therefore be perfectly in accord with what we know of the history of the city, although unfortunately no early inscriptions are extant[332].

The most serious competitor of Smyrna was Chios, the claim of which found favour with several of our earliest authorities. Especially important is the fact that in a fragment published among the remains of Simonides of Ceos (fragm. 85, Bergk), but now frequently attributed to Semonides of Samos, who lived about the middle of the seventh century, a verse of the Iliad (VI 146) is ascribed to the 'man of Chios.' In this island also there dwelt in later times a clan called Ὁμηρίδαι[333] who claimed descent from the poet. But here again there is a tradition that the population was at least in part Aeolic[334]. Moreover, though the language of the earliest extant inscriptions is Ionic in its main features, it possesses certain Aeolic characteristics, especially the change of ō̆n to ō̆i[335] before s (e.g. πρήξοισι, λάβωισι against Ion. πρήξουσι, λάβωσι). There is no record of an Ionic conquest of the island, as in the case of Smyrna, but we know that it did not enter the Ionic confederation until a comparatively late period, probably the seventh century[336].

It appears then that the peculiarities of Homeric language can be satisfactorily accounted for by the history of either Smyrna or Chios[337]. But now we are confronted with a very [Pg 210]grave difficulty. The same scholars who hold that Smyrna was the birthplace of Homeric poetry yet insist that the language of the epics themselves was never anything else than Ionic, although they allow that the Iliad was nearly complete some considerable time before the conquest of Smyrna. This position is quite incomprehensible to me. The only explanation offered, so far as I am aware, is that the language of this district may have been of a mixed character[338]. It is no doubt true that when the coast was first occupied settlers may have come from many different quarters. But when Mimnermos speaks of the capture of 'Aeolic Smyrna' we are surely not justified in assuming that the city had become Ionicised before that time. On the other hand the supposition that the two dialects were not yet differentiated to any considerable extent appears to me to be irreconcilable with the evidence of the poems themselves as well as with all that we know of the history of the Greek dialects.

The question which we are discussing is one which concerns not only the Iliad and Odyssey, together perhaps with certain Hymns and other Homeric poems, but also the various works attributed to Hesiod. In particular we may note the Works and Days and the Theogony, both of which claim to be of Boeotian origin. Whether by chance or not they contain few forms[339] which are peculiar to Aeolic proper, i.e. the dialect of Asiatic Aeolis. But in all other respects their language is of the Homeric type, i.e. generally speaking Ionic, though with certain reservations, notably that ϝ is generally kept and frequently occurs before ο, ω. Now it cannot be contended seriously that this extraordinary mixed dialect sprang up naturally on both sides of the Aegean. The only alternative however is to suppose that Boeotian poets borrowed it from Asia. But is this really probable at such a time?

Before leaving this subject we must notice briefly the [Pg 211]alternative theory that the Homeric poems were originally composed in Aeolic. According to the form in which this theory has become most widely known they were translated into Ionic at a comparatively late date—towards the close of the sixth century[340]. It is rather a serious objection to this hypothesis that the poems contain no trace of late Aeolic characteristics, such as the change of n to i before s (e.g. τοίς, παῖσα). Further, if the poems had been known so long in Aeolic, though doubt might have prevailed as to Homer's birthplace, the fact that he was an Aeolian could never have been called in question. Above all it is difficult to see how the need of a translation could have arisen at such a date, for the Aeolic dialect was then well known throughout the Greek world through the poems of Alcaeus and Sappho.

On the other hand there can be no possible objection in principle to the idea that the poems have undergone a change of dialect. We have seen that a large proportion of Anglo-Saxon poetry has passed through a similar process, generally from one English dialect to another, but occasionally, as in the case of Genesis (vv. 235-851), from a continental to an English dialect. In some few cases we still have parallel texts preserved in different dialects[341]. Indeed, when the poetry of one community becomes current in another community, it would seem that under certain conditions such changes were not merely possible but even inevitable. This is a question to which we shall have to return in the course of the next few pages.


There is still one vexed question which we have not as yet touched upon, namely the relationship of the Homeric poems to the art of writing. Wolf and his immediate successors held that the art was unknown when these poems came into existence [Pg 212] Among more recent scholars however the general tendency has been to regard this view as mistaken. Some leading authorities even hold that considerable portions of the poems were written down from the time of their composition.

The poems themselves contain only one reference to writing, namely in Il. VI 168 ff., where it is stated that Proitos sent Bellerophon to Lycia "and gave him baneful tokens, writing many deadly things in a folded tablet, which he bade him show to his (Proitos') father-in-law, with a view to his own destruction[342]." So long as no further evidence was forthcoming there was a natural inclination either to regard this passage as an interpolation or to interpret it as denoting something which could not properly be called writing. But of late years archaeological investigation has brought to light, especially in Crete, numerous inscriptions dating from very remote times, and there cannot now be any question as to the antiquity of writing in the southern Aegean. Moreover the Homeric poets themselves can hardly have been ignorant of the existence of such an art, for rock-hewn figures with inscriptions dating from pre-Homeric times—including one which has been identified with the figure of 'Niobe' mentioned in Il. XXIV 614 ff.—are to be found quite close to the Asiatic coast.

Yet in spite of all this it is a very remarkable fact that the whole 28,000 verses of the Iliad and Odyssey contain only one reference to writing. The significance of this may be appreciated by turning to modern Servian poetry, which abounds with allusions to letters and written orders, although the minstrels themselves are quite ignorant both of reading and writing. It is true that in Beowulf we find only one direct reference to writing. But the Iliad and Odyssey together contain nearly nine times as many verses as Beowulf.

On the whole it seems to me that the evidence for the antiquity of writing given above does not prove exactly what it is commonly supposed to do. The inscriptions on the rock-hewn figures are Hittite. The ancient Cretan inscriptions have not[Pg 213] yet been deciphered, and in view of the later inscriptions found at Praisos the probability as yet is distinctly against their being in the Greek language. But in any case they date from ages long anterior to Homeric times, and there is nothing to prove their continuity with the writing of the historical period. With regard to the passage in Il. VI 168 ff. it is to be observed firstly that Proitos is one of the very earliest persons mentioned in the poems—some three generations removed from the characters of the Trojan story—and secondly that the curious phraseology seems rather to suggest that the poet was speaking of something which he did not clearly understand. On the whole then it is much to be doubted whether writing was a current and native practice during the period when the poems were composed.

A reservation should perhaps be made with regard to the latest elements in the poems. Although definite evidence is wanting, the beginnings of the Greek alphabet may quite probably go back to the ninth century, and it may very well be that the poems had not then attained their final form. But it should not be assumed that the alphabet was introduced simultaneously throughout the Greek world. Some districts may have acquired it generations before others, and Aeolis (including even Chios and Smyrna) was probably not one of the more advanced. Further, we must admit that in all probability its use was at first very limited. From all analogies we should expect that it was employed for inscriptions, correspondence, etc. for a very long time before it was made to serve any literary purpose. Such apparently was the case with the alphabet of ancient Rome and with the Runic alphabet almost throughout its history. Unless the conditions in Greece were quite exceptional we should not expect the alphabet to come into contact with heroic poetry for a considerable time.

The theory that certain portions of the poems were written down from the beginning presupposes of course a use of writing quite different from that which is brought before us in the story of Bellerophon. This theory[343] is, and necessarily must be, bound [Pg 214]up with another theory, which we have already discussed, that these portions date from a period not earlier than the seventh century. Our discussion has led us to the conclusion that the evidence for the latter theory is unsatisfactory. But, apart from this, it is inconceivable that the 'literary' portions, which are said to amount to several thousand verses, should contain no reference, direct or indirect, to the use of writing. In Beowulf we find only one direct reference to writing (v. 1694 f.)—an inscription in Runic letters such as had long been in use. But in the Christian additions or 'interpolations' we meet with three examples of the verb scrifan (forscrifan, gescrifan—from Lat. scribere), which of course is indirect evidence for the use of writing, though in a different language[344]. If large portions of the Homeric poems were really of literary origin the authors could scarcely have failed to betray themselves by usages of this kind, even though they deliberately avoided all mention of writing.

In addition to this general consideration we have to take account of the linguistic difficulties discussed above. We have seen that Hesiod's works show almost the same form of language as the Homeric poems, although the Boeotian dialect was quite different from anything spoken on the other side of the Aegean. Did Hesiod, who lived in the eighth century, probably before the Ionian conquest of Smyrna, really employ the 'impure Ionic' in which his poems have come down to us? He himself says (W. and D. 650 ff.) that he had never crossed the sea except (once apparently) to Chalcis. Presumably then his knowledge of heroic poetry was derived either from Boeotia, where he lived, or from Cyme in Aeolis, from whence his father had emigrated. But Cyme never came into Ionian hands. Are we to suppose then that either here or in Boeotia poets were already employing as their vehicle a form of language which according to the theory under discussion owed its existence (whether in[Pg 215] ordinary speech or only in poetry) to certain political changes in a third district—changes too which had hardly begun much before the time of Hesiod? This hypothesis seems to me quite incredible[345].

On the other hand if Hesiod's poems have undergone a change of dialect since their original composition may not the Homeric poems have passed through the same process? In this case of course such a change would come about quite naturally if Smyrna or Chios was the original home of the poems. But here we must notice a curious feature in the 'epic dialect' to which we have already referred. Except in Aeolic forms—and this exception deserves to be remarked—the poems almost always preserve initial h-[346]. This is a characteristic which the 'epic dialect' shares with western or European Ionic but not with the language of the Asiatic coast[347]. Its presence raises a distinct difficulty in the way of supposing that the poems were Ionicised in their original home.

Now if the Homeric poems had been written down in Aeolic and preserved in literary form we can hardly doubt that they would have retained their original dialect, just like the works of Alcman, Alcaeus, and Sappho. It must not be argued that Ionic was the proper language of the epic, Doric and Aeolic of the lyric; for if the Homeric poems had become generally known in Aeolic nothing could have prevented this dialect from becoming the language of the epic also. We may assume then that they were not transmitted in written Aeolic. But the same argument really militates against the theory that they were written in Asiatic Ionic[348], though in this case the difference of dialect is less striking.

[Pg 216]

A form of language practically identical with that of the epics appears in the remains of several poets of the seventh and sixth centuries, such as Archilochos and Solon. The only noticeable difference is in the proportion of non-Ionic forms which they use. Now since these authors belonged to quite different districts we must, if we are to trust our evidence, infer the existence of a kind of literary language at this time. Its difference from Asiatic Ionic is of course comparatively slight, and in the texts which have come down to us it is not always carefully observed[349]. Still there is a sufficient amount of regularity to show that it was generally recognised.

The true home of this literary language must not be sought in Athens, but rather in Euboea or the Cyclades; and we may probably attribute its spread, in part at least, to the influence of the poems of Archilochos. But it certainly affected the writing of Attic for some two centuries, and there can be little doubt that it was thoroughly domiciled in Athens at quite an early date—probably in the seventh century. I cannot see any objection therefore to supposing that it was in Athens that both the Homeric and Hesiodic poems acquired those peculiar linguistic characteristics which we comprehend under the term 'epic dialect.' This of course brings us back to the story that the poems were collected or written down by order of Peisistratos. The evidence for the story is late, and its truth is hotly contested by many scholars. But at all events it has the merit of providing a satisfactory explanation of the linguistic phenomena.

Certainly, if we may judge from the analogy of other peoples, heroic poetry would not by any means be among the first species of literature to get committed to writing. There is no reason whatever for supposing that anything of this kind was written down in England before the eighth century, i.e. at least a century after the language was first applied to literary purposes, in Aethelberht's time. The same remark seems to be true of Ireland, Germany and the North, while Bosnian heroic poetry is being written down only in our own generation, and not by natives of the country. It is only natural therefore to expect[Pg 217] that the Homeric poems would be written down according to an orthography which was already well established.

This orthography no doubt represents more or less truly the form in which the poems were recited in Athens at the time. But does it also represent the form in which they were recited at (let us say) Sicyon? That is a question upon which we have no direct evidence. But it is worth noting that in Doric and other non-Ionic states we find a number of ancient inscriptions in hexameters or elegiacs which contain epic words and forms. We may note especially the Gen. sg. ending -οιο, e.g. κασιγνετοιο, οδοιο, Αραθθοιο, and above all false imitations of epic forms, such as Τλασκιαϝο[350]. But in all these inscriptions Ionic characteristics are conspicuously absent[351]. Does this mean that wherever the heroic poems were introduced the rhapsodists tried to accommodate them, as far as possible, to the language of the district? But if so, is it possible that the Ionic element in our texts is wholly due to the rhapsodists? A Chalcidian or Naxian or Athenian audience would certainly experience at least as much difficulty in following a purely Aeolic Iliad as a southern English audience would have in listening to a purely Northumbrian or Mercian Beowulf. On the other hand an Iliad Ionicised in Chalcis or Naxos would be easily intelligible in Athens[352].

[Pg 218]

At all events we have seen that there is a very serious objection on chronological grounds to the view that Hesiod's poems were composed in a form of 'impure Ionic' borrowed from the Asiatic coast. In this case it is surely far more probable that the Ionic element is due to the rhapsodists, whether in Chalcis or Athens. But is there any real reason for denying that the Homeric poems may have had a similar experience? This is a question which I do not feel qualified to answer. But it seems to me to deserve more attention from scholars than it has received as yet.


In this chapter we have seen that the Homeric poems contain elements of great antiquity. Although we have no means of fixing an exact date for these elements, we can hardly doubt that they originated at a time before iron had come into general use for weapons. According to the prevailing opinion of archaeologists this innovation cannot have taken place after the tenth century. We need not suppose that any considerable portions of the poems in their present form date from such an early period. But the 'type' must have been fixed by that time, and to a considerable extent also the subject-matter.

Still more clearly we have seen that there is no ground for supposing that the earlier and later elements are separated from one another by a wide interval. For the idea that the earlier elements reflect the conditions of the last age of Mycenean splendour—probably about the thirteenth century—while the later elements betray acquaintance with conditions of the seventh century, we have not been able to find any justification. The period intervening between the Mycenean age and the beginning [Pg 219]of the classical age is certainly one which has as yet yielded comparatively little to archaeological research. But our discussion has led us to infer that the conditions of life reflected in the poems throughout belong to some part of this period, rather than that they are due to a combination taken from the preceding and following ages[353] with a more or less blank interval of some five or six centuries.

I have spoken advisedly of earlier and later 'elements' rather than of earlier and later 'portions' in the poems. Elaborate analyses, such as that proposed for the Odyssey by Prof. von Wilamowitz-Möllendorff, are admittedly hopeless unless we assent to the hypothesis that the person responsible for the final form of the poem possessed a written text; and we have seen that this hypothesis is open to grave objections. The existence of different strata in the work must doubtless be conceded. We may even allow that it is built up out of shorter epics. But I cannot admit that such a poem as the Odyssey can be successfully constructed out of shorter ones by stringing the latter together, even if we do grant that the additions made by the editor amount to a sixth part of the whole[354]. It is questionable therefore whether we are justified in regarding the last stratum as the work of an 'editor'—whether we ought not rather to regard this person as the 'author' of our poem. He must have used earlier pieces, and he may have incorporated them in large mass in his work. But we have no guarantee that he did not greatly expand his materials as well as provide connecting links between them.

In the Iliad we are confronted to a certain extent with the same problems. But the process of unification does not appear to have been carried out so thoroughly and the proportion of early matter incorporated is probably much greater. The point however which I would especially emphasise in both cases alike [Pg 220]is that the unification process cannot be used as an argument for lateness of date. If we bear in mind the undoubtedly archaic character of both poems, the paucity of inconsistencies points to an entirely opposite conclusion. The greater the amount of matter which we attribute to the last strata, the shorter must be the period during which the poems grew until they reached their final form.

Lastly we have seen that though the linguistic evidence agrees very well with the tradition that 'Homer' belonged to Smyrna (or Chios), there are very serious objections to the view that the poems were originally composed in the Ionic dialect[355]. They may have been subsequently Ionicised in their original home, but even that is scarcely certain. The form in which they have come down to us belongs properly to the western Ionic of the islands, which in early times was used as a literary language in Athens.

FOOTNOTES:

[292] Plutarch, Solon, cap. 10; Diogenes Laertius, Solon, cap. 48, etc. In some form or other the story was known to Aristotle (Rhet. I 15).

[293] Archilochos, Fragm. 153 (in Bergk's Poetae Lyrici Graeci).

[294] Cf. Croisset, Rev. des deux Mondes, 1907, 5, p. 605.

[295] Plutarch, De Musica, III 9.

[296] Hesiod, Fragm. 65 f. (in Rzach's edition, 1902).

[297] In Od. VI 162 ff. there is a reference to the sanctuary of Apollo in Delos.

[298] Die Composition der Odyssee, p. 85 f.; Die hom. Odyssee2, p. 287 ff.

[299] The references to the spring Ἀρτακίη (cf. Od. X 107 f.) cannot be regarded as conclusive, since such connections are capable of more than one explanation—even if we bear in mind the name of the adjacent mountain (Ἀρτάκη). The mountain itself may have been known to the Greeks from early times.

[300] In view of the evidence pointed out at the close of the last chapter one will do well to hesitate before denying the possibility of such distant expeditions in early times. But any communication which may have existed must have been interrupted by the invasions of the Bithynoi and Treres, probably in the ninth and eighth centuries. Note may also be taken here of what is said about the Cimmerioi in Od. XI 14-19; cf. Meyer, Geschichte des Alterthums, II, pp. 367 f., 445 f.

[301] Cf. especially Wilamowitz-Möllendorff, Hom. Unt. p. 24 ff. The theory that the Ephyre of II 328 must be a different place from the Ephyre of I 259 seems to me very problematical if the author of the second book had only a vague knowledge of the geography of western Greece. Again, if Ilos Mermerides (I 259) is taken from the story of the Argo, is it really necessary that the source should be a different one from that referred to in XII 69 ff.?

[302] From this it has been argued that the 'Odyssey' known to Hesiod must have differed greatly from the poem which has come down to us. But it is to be remembered that there are quite as noticeable discrepancies between the Odyssey and the Iliad.

[303] We shall have occasion later to notice more than one point in which this passage departs from the customary Homeric standards.

[304] Except probably in XIV 9 ff., as has been ingeniously pointed out by Mr Lang (Homer and his Age, p. 276 ff.). In the same chapter Mr Lang shows that several features in the Doloneia which have been interpreted as marks of lateness may very well be due to the peculiar circumstances of the situation.

[305] Gemöll, Hermes, XV 557 ff. (cf. XVIII 308 ff.). Cf. also Shewan, Class. Quarterly, IV 73 ff., where this view is rejected.

[306] Mr Lang (Homer and his Age, p. 265 ff.) has called attention to the fact that in v. 261 ff. Odysseus is represented as wearing a cap of a type which appears to have been in use during the Mycenean age. If it could be shown that the article in question was peculiar to that period, the lateness of the book would certainly be open to serious question.

[307] Bronze is mentioned 279 times in the Iliad and 80 times in the Odyssey. In a large proportion of these cases the reference is to weapons. Cf. Helbig, Das homerische Epos, p. 329 ff.

[308] Iron is mentioned altogether 48 times. In nine cases it is spoken of merely as a substance—a possession or article of trade. To these we may add fifteen more in which the word is used metaphorically as a standard of hardness, etc., and one (Od. IX 393) which refers to the testing of iron in water. Iron tools or implements are mentioned thirteen times, apart from the two references to knives given above. We hear also of iron chains (Od. I 204), the iron axle-tree of a (divine) chariot-wheel (Il. V 723), and the iron door of Tartarus (ib. VIII 15); cf. Cauer, Grundfragen der Homerkritik2, p. 281 ff.

[309] Cf. Macalister, Palestine Expl. Fund, Quart. Rep., 1903, p. 199; Lang, Class. Rev. XXII, p. 47.

[310] Cf. Dörpfeld, Troja und Ilion, p. 368.

[311] αὐτὸς γὰρ ἐφέλκεται ἄνδρα σίδηρος. Cf. Burrows, The Discoveries in Crete, p. 214 ff.

[312] Cf. Ridgeway, The Early Age of Greece, p. 294 f. Prof. Ridgeway allows the occasional use of bronze swords, e.g. in the case of Euryalos the Phaeacian (Od. VIII 403-6). But the swords of Paris, Patroclos, Achilles and Odysseus (Il. III 334 f., XVI 135 f., XIX 372 f., Od. X 261 f.) are described in very similar terms (ξίφος ἀργυρόηλον χάλκεον). Further, the tendency of bronze swords to snap off short at the hilt is well illustrated by the case of Lycon in Il. XVI 338 f.

[313] Cf. Lang, Homer and his Age, p. 192 f.

[314] Cf. Reichel, Über homerische Waffen (Abh. d. arch.-epigr. Seminares d. Univ. Wien, Heft XI), p. 79 ff.

[315] Cf. p. 191 and Evans, Journal of the Anthropological Institute, XXX 213 f.

[316] Cf. Ridgeway, op. cit. pp. 324 f., 475.

[317] This strap seems to have been used for carrying even comparatively small shields down to a much later period. It is not found apparently in the representations of the Shardina, though they have an arm-strap as well as a handle.

[318] The Shardina on the temple of Medinet Habu and the warriors represented on the Stele hold their spears poised in their right hands, precisely at the same angle. But it is not quite clear to me whether a cast or thrust is intended.

[319] φέρων σάκος ἠΰτε πύργον (Il. XII 219, etc.). There is a reference no doubt to the hero's great stature.

[320] Very recently the history of Greek shields has been treated at length by Dr G. Lippold (Münchener Archäologische Studien, pp. 399-504). This work is largely taken up with a criticism of Reichel's theories, and in the course of the discussion it is pointed out that the latter are in many points insufficiently supported by evidence. Dr Lippold (pp. 406, 474) seems to have no hesitation in assigning the Warrior Vase and its congeners to the late Mycenean age—he does not distinguish between 'Mycenean' and 'sub-Mycenean'—and he also recognises (p. 461 ff.) that two kinds of shields figure in the Homeric poems. The 'tower' shield however is identified by him with the Dipylon shield, from which he believes the 'Boeotian' shield to be descended. He holds that the round shield was of Oriental origin, since it was used by the Assyrians in the ninth century, and that it was first introduced into Greece towards the end of the Mycenean period; then, after being banished for a while from the Greek mainland by the Dipylon shield, it was re-introduced, in a somewhat modified form, towards the end of the Dipylon (Geometrical) period. The Homeric poems are held to reflect the time of transition when it was re-introduced; but no date appears to be given except that it was before the eighth century (p. 468). This explanation seems to me to be open to a serious objection, namely that the Homeric shields will then have to reflect a different age from that indicated by the Homeric evidence on the use of the metals; for the latter clearly belongs to the close of the Mycenean—or rather 'sub-Mycenean'—period. So far as I can see, it is only by Dr Mackenzie's equation of the Homeric poems with the Warrior Vase and certain East Cretan graves (cf. p. 185) that we can obtain a consistent and intelligible sequence. Of course it may very well be that the round shield was banished for a time from the Greek mainland by the Dipylon type. On the other hand the suggestion that the former was of Assyrian origin surely requires evidence earlier than the ninth century; for we find it used by the Shardina, who cannot properly be regarded as Oriental, as far back as the thirteenth century. I have to thank Mr A. B. Cook for calling my attention to Dr Lippold's work.

[321] Cf. Reichel, op. cit. p. 53 f.

[322] Long shields were regularly used during the La Tène period by the Celtic peoples, and also by many of the Teutonic peoples probably much later. But they seem to have been of a totally different type from the Mycenean. In late times they were certainly of great length (cf. Diodorus, V 30, and the figures on the bowl of Gundestrup); but the earliest examples (e.g. the oval shields depicted on the Hallstatt sword-sheath) may really be modifications of the round shield.

[323] Cf. Ridgeway, The Origin and Influence of the Thoroughbred Horse, p. 510. A similar case occurs in a painting representing the victory of Rameses II over the Hittites, figured in Meyer's Geschichte des alten Aegyptens (plate following p. 290).

[324] Cauer, Grundfragen d. Homerkritik2, p. 294 ff.

[325] It is uncertain whether the sanctuaries of Apollo at Pytho (Delphoi) and of Poseidon at Scheria (Il. IX 404 f., Od. VIII 79 ff., VI 266 f.) are regarded as temples; cf. Cauer, op. cit. p. 301 f. In the former case however it is decidedly probable.

[326] Many well-known survivals of such usage occur in Greece itself.

[327] Adam Brem. IV 27: corpora autem suspenduntur in lucum qui proximus est templo. is enim lucus tam sacer est gentilibus ut singulae arbores eius ex morte uel tabo immolatorum diuinae credantur. Cf. also the (contemporary) schol. 134: prope illud templum est arbor maxima late ramos extendens, semper uiridis in hieme et aestate, cuius illa generis sit nemo scit. ibi etiam est fons ubi sacrificia paganorum solent exerceri et homo uiuus immergi. qui dum non inuenitur ratum erit uotum populi.

[328]

Σπερχεί', ἄλλως σοί γε πατὴρ ἠρήσατο Πηλεὺς
κεῖσέ με νοστήσαντα φίλην ἐς πατρίδα γαῖαν
σοί τε κόμην κερέειν ῥέξειν θ' ἱερὴν ἑκατόμβην,
πεντήκοντα δ' ἔνορχα παρ' αὐτόθι μῆλ' ἱερεύσειν
ἐς πηγάς ὅθι τοι τέμενος βωμός τε θυήεις.

[329] The Appendices in Miss Stawell's Homer and the Iliad (pp. 238-326) suggest that many of the instances commonly cited are due to insufficient consideration.

[330] Fragm. 189, Boeckh.

[331] Cf. Mimnermos, fragm. 9. 5 f. (Bergk), Herodotus, I 150, etc. According to Pausanias (V 8. 7) Smyrna had become Ionic before the year 688; cf. Wilamowitz-Möllendorff, S.-B. der Akad. der Wiss. zu Berlin, 1906, p. 52, note.

[332] Acquaintance with the district round Smyrna is shown by the reference to the figure of 'Niobe' on Mt Sipylos in Il. XXIV 614 ff., although the identification of this figure is still disputed.

[333] On the problems connected with this name see Allen, Classical Quarterly, I 135 ff.

[334] Stephanus Byzant. s. v. Βολισσός.

[335] But not the corresponding change of an to ai (cf. τάς, πᾶσα).

[336] Cf. Wilamowitz-Möllendorff, op. cit. p. 52 f.

[337] The Ionic states of Clazomenai and Phocaia, to the west and north-west of Smyrna, seem to have been founded at a comparatively late period, though probably in the eighth century. Since the promontory of Ἄργεννον opposite Chios and to the south-west of Erythrai, has an Aeolic name, it is possible that the whole of the coast north of Teos was once occupied by Aeolians.

[338] Cf. Wilamowitz-Möllendorff, op. cit. p. 75 and (for a criticism) Cauer, Grundfragen2, p. 181 ff.

[339] The Shield of Heracles contains a number of clearly Aeolic forms (ἄμμες, ὔμμι, etc.).

[340] Cf. Fick, Die homerische Odyssee (1883), and Die homerische Ilias (1886), where the poems are reconstructed in their original Aeolic form.

[341] E.g. the two texts of Riddle XXXVI (both printed in Sweet's Oldest English Texts, p. 150 f.) and the texts of Caedmon's Hymn from the Moore MS. of Bede's Eccles. History (ib. p. 149) and the Anglo-Saxon version (IV 24). Reference may also be made to the Dream of the Cross and the extracts given in the inscription on the Ruthwell Cross. A portion of the Old Saxon Genesis is printed, together with the Anglo-Saxon version, in Cook and Tinker's Translations from Old English Poetry, p. 184 f.

[342]

πέμπε δέ μιν Λυκίηνδε πόρεν δ' ὅ γε σήματα λυγρὰ,
γράψας ἐν πίνακι πτυκτῷ θυμοφθόρα πολλὰ,
δεῖξαι δ' ἠνώγειν ᾧ πενθερῷ ὄφρ' ἀπόλοιτο.

[343] The analysis of the Odyssey given by Prof. v. Wilamowitz-Möllendorff admittedly postulates a written text (Hom. Untersuch. p. 293). But I cannot assent to the proposition that the Catalogue of Ships in itself must come from a written source. This list scarcely differs in principle from the catalogues of Widsith.

[344] Further indirect evidence, of native origin, is supplied by the word facenstafas (O. Norse feiknstafir) in v. 1018, if the original meaning of this compound was 'harmful runes' (used magically). Cf. also vv. 317, 382, 458, 1753.

[345] It may be added that we really know nothing of the Ionic of Hesiod's time. It is quite uncertain how far it had already developed those characteristics which we find in our texts.

[346] The few exceptional forms such as (τ') οὖλον (Od. XVII 343) may be due to fairly late scribes familiar with (eastern) Ionic texts.

[347] We may note also the absence of the literary Ionic forms κότε, κῶς, etc.

[348] It is true that we do not know exactly when h- was lost. But before that change took place Η cannot have been used for ē; consequently a wholesale μεταγραμματισμός would be involved (doubtless also affecting the representation of ō), just as in the case of Athens.

[349] Cf. Hoffmann, Griech. Dial. III, p. 549 f.; Fick, Neue Jahrbücher, I 504 ff.

[350] Cauer, Delectus Inscr. Graec. 83, 84, 91. We may compare also such epic expressions as ευρυχορο, γαιας απο πατριδος, πολυμελο, κλεϝος απθιτον (ib. 54, 83, 445, 202), and, more particularly, an inscription on a bronze discus from Cephallenia (cf. Cook, Class. Review, XIII 77 f.):

Εχσοιδα μ ανεθεκε Διϝος ϙοροιν μεγαλοιο
χαλκεον hοι νικασε Κεφαλανας μεγαθυμος

(cf. Hom. Hymn. XXXIII 9; Il. II 631).

[351] The same remark is true of heroic names occurring in Doric inscriptions, e.g. Ϝεκαβα, Κεβριονας, Δαιφοβος on a vase (Cauer, op. cit. 78) found near Caere. So also with the heroic names used by Pindar and other non-Ionic poets—not to mention the Latin forms. Yet these poets use the Ionic forms of foreign names, such as Μῆδοι (Cypr. Ma-to-i), which had come to them presumably through Ionic channels. On the other hand we find in inscriptions on Chalcidian vases more purely Ionic forms, e.g. Αινεες (ib. 545), than those preserved in our text. These seem to count against any place except Athens as the home of the final form of the 'epic dialect.'

[352] From the fact that Pindar and other non-Ionic authors use what is apparently an Ionic form—indeed, strictly speaking, a western Ionic form—in the poet's name (Ὅμηρος), while they give the names of the heroes themselves in non-Ionic form, we are justified in concluding that they had acquired the former from a different (presumably literary) source. Certainly the earliest references to the poet come from Ionic authors. Again, Thucydides (III 104) is clearly recording a generally accepted opinion when he quotes the Hymn to the Delian Apollo under Homer's name; and I can see no reason for doubting the identity of Semonides' Χῖος ἀνήρ (cf. p. 209) with the author of this poem (v. 172: τυφλὸς ἀνὴρ, οἰκεῖ δὲ Χίῳ ἔνι παιπαλοέσσῃ). The Hymn dates probably from the period when Chios was in process of becoming Ionicised. At such a time the repertoire of a Chian minstrel would have an exceptionally favourable opportunity of gaining currency (naturally under his own name) in Ionic circles—in the Cyclades probably as well as in Ionia itself.

[353] Cf. Reichel, op. cit. p. 59: "Das Epos schildert, wie in allen Dingen, auch hier die ältere Prachtzeit," and pp. 63, 102 f., where the first appearance of the round shield (of which the knowledge is granted, p. 55 ff.) is referred to the middle of the eighth century, and that of breast-plates to about the beginning of the seventh century.

[354] Prof. v. Wilamowitz-Möllendorff holds that the editor was a person of inferior ability and that the poem as a whole is not a success; but this view is scarcely in accordance with the generally received opinion.

[355] It is worth noting that these objections apply even to what are commonly regarded as among the latest parts of the poems. Thus in Od. XXIV 305, where Odysseus describes himself as υἱὸς Ἀφείδαντος Πολυπημονίδαο ἄνακτος, the point is entirely spoilt by the Ionic form. That the true form should be Aeolic (-παμμον-) is rendered more than probable by such names as Ἁλιθέρσης, Πολυθερσεΐδη—of which at least the second likewise belongs to the 'later' portions of the poem.

[Pg 221]


CHAPTER XI.
EARLY GREEK POETRY AND MINSTRELSY.

In Chapter V we saw that four well-marked stages may be distinguished in the history of Teutonic heroic poetry. The first is that of strictly contemporary court poetry, dealing with the praises or the adventures of living men. The second is that of epic or narrative court poetry, which celebrates the deeds of heroes of the past, though not of a very remote past. The third is the popular stage, during which the same stories were handled by village minstrels. The last stage is that in which the old subjects again found favour with the nobility in Germany and were treated in a new form which reflected the conditions of the age of chivalry. We must now see whether any such stages can be traced in the history of Greek heroic poetry.

For the first stage plenty of evidence is supplied by the Homeric poems. In the Odyssey we meet with several persons who seem to be professional court minstrels. Such are Demodocos at the court of Alcinoos and Phemios at that of Odysseus, while others are mentioned at the courts of Agamemnon and Menelaos. Both Demodocos and Phemios are represented as singing of recent events, namely the adventures of the Achaeans on their return from Troy, though the former also produces one song upon a mythical subject. The song or recitation is invariably accompanied upon a lyre, probably much in the same way as the Teutonic minstrel used his harp[356].

As among the Teutonic peoples, we hear also occasionally[Pg 222] of royal minstrels. Paris appears to be a skilful musician (Il. III 54), while Achilles is amusing himself by singing the 'glories of heroes' (κλέα ἀνδρῶν) when he is visited by Aias and Odysseus (ib. IX 189). But the status of even the professional minstrel was, sometimes at least, one of considerable importance. Agamemnon, on his departure to Troy, is said to have entrusted his queen to the care of a certain minstrel (Od. III 267 f.)—a case which may be compared with several Teutonic stories relating both to the Heroic Age and the Viking Age. The Phaeacian minstrel Demodocos is blind, like the Frisian Bernlef; but, unlike the latter, he seems to have a recognised position at Alcinoos' court. He is evidently regarded as a person of distinction; in VIII 483 we find him described as ἥρως, a term frequently applied to princes. For minstrels of Bernlef's type we have no clear evidence in the Homeric poems. In Od. XVII 382 ff. we hear of invitations given to minstrels; but the reference may be to persons of Widsith's class. The same seems to be true of the Thracian minstrel Thamyris mentioned in Il. II 595 ff.; for it is stated that he was coming from Eurytos of Oichalia when disaster befell him.

On the whole then the court minstrelsy of the Homeric poems bears a striking resemblance to that of the Teutonic Heroic Age. We cannot, it is true, obtain any corroborative evidence for its existence from contemporary historical documents. But the negative evidence is almost as decisive. Even in the earliest times of which we have record no trace of such an institution is to be found in Greece. We hear of rhapsodists at Sicyon as early as the beginning of the sixth century; but they are clearly persons of Bernlef's type, reciting 'Homeric' poems, i.e. stories of ancient times. Moreover they were viewed with disfavour by the ruler. Another type of professional poet may be seen in such persons as Alcman. These were what may be called 'state-poets'; sometimes they were trainers of the state choruses. But there is nothing to show that they were court poets. We hear also of poets, sometimes men of noble birth, like Eumelos, who composed hymns for festal occasions. But these too worked for the glorification of the state, or indeed for that of any state which employed them, and their position[Pg 223] was essentially different from that of the court minstrel who composes for his lord's gratification. Minstrelsy of the Homeric type is conceivable only in an age of real kingship, and it is incredible that such a type could have been invented after that institution had ceased to exist. Indeed the nearest Greek analogy to it is probably to be found in such poets as Anacreon who flourished at the courts of the later tyrants. Their poems however dealt with an entirely different class of subjects.

It is true that minstrels are mentioned beside kings in a passage in Hesiod's Theogony (v. 94 ff.), both being said to derive their endowment from divine sources[357]. But there is nothing to show that these were court minstrels. At all events it is clear enough from another passage in the same poem (v. 22 ff.), as well as from the Works and Days, that Hesiod himself was not a man of this type. Moreover, the subjects with which the minstrels are said to deal are the 'famous deeds (glories) of men of old' (κλέεα προτέρων ἀνθρώπων). The reference then is to heroic poetry, but in a stage not earlier than Stage II of our scheme. The passage however is undoubtedly interesting as showing a stage intermediate between Homeric minstrels and the later rhapsodists. From the word κιθαρισταί we may perhaps infer that the musical accompaniment, which the latter seem to have discarded, was still in use.


Probably no one will suggest that the Homeric poems themselves are products of the type of minstrelsy (Stage I) which we have been considering. Now therefore we must try to ascertain which of the other three stages they correspond to. Curiously enough no such question as this appears to have been discussed in any of the numerous Homeric researches which the last half century has produced. Nearly all writers have completely ignored the existence of the Anglo-Saxon heroic poems. On the other hand medieval German poems, such as the Nibelungenlied, have been freely used in illustration of Homeric[Pg 224] problems, and there can be no question that in many respects the supposed analogy has had far-reaching influence on their interpretation. In the application of these illustrations as a rule no account whatever has been taken of what we may call the stratification of Teutonic heroic poetry.

Let us now consider briefly the history of the Nibelungenlied. We have seen that the origin of the story is to be sought in poems composed probably within memory of certain events with which it deals, and that the subject appears to have been worked up into a somewhat elaborate form within the next two centuries. It can scarcely be doubted that these early poems were products of court-minstrelsy and that their form was that of the old Teutonic alliterative verse. Later however there came a time when all heroic poetry passed out of fashion among the higher classes, and when this story, like the rest, must have been preserved only by village minstrels. Then, after a lapse of several centuries, it appears again in an entirely different metrical form, and permeated through and through with the ideas and customs of the age of chivalry. Little beyond the bare outlines of the story can have been inherited from the original poems, and even these appear to have undergone considerable modification.

Now if the history of Homeric poetry is really parallel to this, we shall have to suppose that the stories were first treated in court poetry about the close of the pre-migration period; that after flourishing for a while they fell out of favour in royal circles and were preserved only by village minstrels, at whose hands they underwent a long process of disintegration; and that finally they formed the basis of new aristocratic poems some six or seven centuries after they first saw the light. In order to present a complete parallel the later poems must use a new metrical form, of foreign derivation, which will preclude the possibility of their containing a single verse of the original poems. The customs and ideas too which they reflect must be wholly, or almost wholly, those of their own period, and not those of the Heroic Age.

But it is manifest that this description will not fit the Homeric poems in any way. According to the opinion held[Pg 225] by the majority of scholars the customs and ideas reflected by the Homeric poems are inconsistent—sometimes they are those of the Heroic Age, sometimes those of the poets' own age. Indeed many scholars hold that the former type predominates. Personally I am not ready to admit that the difference between the two ages was anything like so great as is commonly assumed. But in any case it must be granted that in some respects, e.g. in regard to political geography and the use of the metals, the conditions of the Heroic Age are truly reflected almost everywhere. Further it is commonly held that considerable portions of the poems go back, more or less in their present form, not perhaps to the Heroic Age itself, but at all events a long distance in that direction. We must conclude therefore that, unless modern criticism has gone hopelessly astray, the Nibelungenlied presents no true analogy to the history of the Homeric poems.

Now let us take the Anglo-Saxon heroic poems. It is obvious enough that here there is at all events a superficial resemblance between the two cases, although the Greek poems are on a much larger scale. Both sets of poems are the work of colonists who had crossed the sea, and both equally suppress all reference to the existence of such settlements. It is true that the scene of the Iliad is laid in a district not far from that in which it appears to have been composed. But this district is represented as being in possession of an alien people. The compatriots of the poets—who clearly speak from the Achaean side—are uniformly represented as dwelling on the west of the Aegean. But these after all are merely accidental coincidences. Far more important for us is the fact, which we have already noted, that both sets of poems carry the history of heroic poetry back to court minstrels who are represented as living in the Heroic Age itself. The question which we have to face is whether or not the Iliad and Odyssey likewise resemble the Anglo-Saxon poems in being themselves products of court-minstrelsy in direct continuation of that which they depict as existing in the Heroic Age.

If this question is incapable of being answered we must, I think, conclude that the historical study of early Greek poetry[Pg 226] is futile. No impartial observer can fail to have been struck by the immense strides made within the last generation by Greek archaeology, as compared with the very small amount of progress made from the literary side—at least if progress is to be judged by the attainment of any general consensus of opinion. Experienced archaeologists can now very soon determine whether the remains which they find are those of a village or a palace, and whether they belong to (let us say) the classical or the geometrical or the Mycenean period. Again, in the case of sites long occupied they can easily detect the existence of different strata—especially if a palace has been built on the site of an earlier village, or if a village settlement has intervened between two 'palace-periods.' Is it really impossible to distinguish such strata in the history of poetry, or is the absence of progress which we have noted to be attributed to other causes—perhaps that the criticism has been of too subjective a character?

Now it is almost universally agreed that the Homeric poems are considerably older than any other form of Greek literature which has come down to us. Some scholars indeed hold that the latest portions of the Odyssey belong to the seventh century; but we have seen that the evidence for this view is by no means satisfactory. Certainly by the middle of the seventh century, and probably somewhat earlier, we meet with totally different types of poetry. In the first place we find a number of new metrical forms, elegiac, iambic and trochaic, not to speak of the numerous varieties of lyric metre. In matter and in spirit too the difference is just as marked as it is in form. The new poets are primarily concerned with the affairs of their own day. Callinos and Tyrtaios are inspired by national patriotism. Their fragments may be compared with the poem on the battle of Brunanburh, though even this is nearer to the heroic spirit. Archilochos again is almost entirely taken up with his own experiences and passions. A good analogy for his case is to be found in the Icelandic adventurer Egill Skallagrímsson. In all respects then the poetry of this age is as far removed as possible from the heroic type of poetry.

Yet traces of an intermediate or transitional stage are not[Pg 227] altogether wanting. From the fragments of the Hesiodic Catalogue and other works which are attributed to the close of the eighth and the early part of the seventh centuries it is clear that—apart from hymns—the old hexameter metre was retained for a time in a class of poetry which appears to have been largely genealogical in character. In matter also, as well as in form, this class had certain elements in common with Homeric poetry, since both were concerned with the far past. But in spirit its affinities were rather with the poetry of the following age; for its object seems clearly to have been the glorification of the state.

These observations lead us to conclude that a sequence can be traced in the history of poetry, as in that of art. It is at least a natural hypothesis that the great development of original poetry in the age of Callinos and Archilochos was connected in some way with those political and social movements which so greatly affected the Greek world during the eighth and seventh centuries—changing almost every kingdom into a republic. Moreover the existence of the transitional (genealogical) type of poetry which we have noted is altogether favourable to this idea; for the form of government which took the place of kingship was at first that of a strictly limited aristocracy. But have we any ground for believing that heroic poetry was the poetry of the age of kingship? How far is such an equation in accord with the chronological data at our disposal? In Greece itself kingship generally seems to have come to an end about the middle of the eighth century. In Aeolis however, with which we are primarily concerned, the change was in all probability somewhat later; for the Phrygian king Midas (Mita of Muski), who perished in the Cimmerian invasion about the beginning of the seventh century, is said to have married a daughter of Agamemnon, king of Cyme. But few will deny that the great bulk of Homeric poetry was in existence by this time. The equation therefore seems to be fully justified. Survivals and imitations may occur in later times, as in the case of art; but, broadly speaking, it appears that heroic poetry is properly the poetry of the age of kingship.

We must not assume forthwith however that it was the only[Pg 228] type of poetry which existed during this age. Certain passages in Hesiod's poems (Theog. 80 ff., W. and D. 38 f.) render it clear that kingship in some form or other still existed when they were composed; yet they differ very greatly from the Homeric type. Our next object therefore must be to try to ascertain the true provenance of Homeric poetry. Was it court poetry or popular poetry, or are we to trace its origin to conditions which cannot well be brought under either of these categories?

It cannot seriously be contended, I think, that the Homeric poems are of popular origin. In the first place their length is scarcely compatible with such a hypothesis[358]. Their metrical form also is clearly the product of a long artistic development; it is inconceivable that popular poetry could be capable of creating anything so elaborate. Again they are by no means in the nature of biographical sketches (cf. p. 95); in spite of their great length the action in both cases extends over quite a brief period of time. Further, there is little or no definite evidence—certainly none which can be called conclusive—for that confusion of different stories which characterises popular poetry. The heroes who figure in the Homeric poems are scarcely the most famous representatives of their states. Most of them are little known elsewhere. Popular poetry could hardly have failed to introduce into the action such persons as Heracles, Theseus, Peirithoos, Minos, Iason or Adrastos. Then again we may note the presence of nearly all those features which distinguish the heroic poetry of the Teutonic peoples (cf. p. 82 f.). The characters brought before us in the Iliad are almost invariably either princes or persons attached to the retinues of princes, and themselves apparently of what we may call knightly rank. The chief exception (Thersites) is described in a way which only proves the rule. It is true that this principle is not so strictly observed in the latter part of the Odyssey [Pg 229] Several persons of humble rank are introduced here, though it is to be noted that the most prominent of them (Eumaios, the swineherd) is said to be of princely birth. In other respects however the Odyssey conforms to the rules of Teutonic court poetry just as much as the Iliad. Thus it is fond of describing in detail the movements of kings and queens in their palaces and the conventions observed in the reception of strangers. Again, persons of princely rank are seldom spoken of with disrespect in either poem. Dialogues must of course be excepted, and also references (especially in the Nekyia) to persons of the far past—precisely as in Teutonic poetry. But in general there is a noteworthy absence of any display of feeling against the opponents of the poet's heroes—as much in the case of Penelope's suitors as in that of the Trojans. Perhaps the most striking instance is the semi-apologetic account of Clytaimnestra's conduct given by Nestor (Od. III 263-272), a passage which may be compared with the story of Offa's wife in Beowulf. We may note also the surprisingly lenient treatment of Paris in the Iliad. Indeed the characters represented in the most unfavourable light are gods—a phenomenon for which we have analogies in Old Norse poetry. Lastly, we must observe the strict avoidance of coarseness and of things not mentioned in polite society.

Before we proceed further it will be convenient to turn for a moment to Hesiod's poems. For these also early Teutonic literature presents a number of fairly close parallels. In particular the proverbial part of the Works and Days has many analogies in gnomic poetry, both English and Scandinavian. As an example we may cite the first and last portions of Hávamál. Again the precepts on husbandry and the calendar resemble several Anglo-Saxon works both in prose and verse. For the Theogony the closest Teutonic parallel—and it is very close—is the prose Gylfaginning; but earlier poetical works, such as Völuspá and Hyndlulióð, run on somewhat similar lines. There is evidence too that subjects of the same kind were once popular in England[359]. Lastly, the verses (22 ff.) which relate how the [Pg 230]poet received his inspiration may be compared with the story of Caedmon.

Now if we compare the characteristics of Hesiodic and Homeric poetry we cannot fail to notice that they present a very striking contrast in several respects, even apart from the absence of a common theme. In the first place Hesiod takes no pains to conceal his personality. Again, his poems contain little in the way of detailed description, except where the occupations of a farmer's life are discussed. Thirdly, they show no tendency to avoid indelicate subjects. Lastly, they betray no acquaintance with court life. Kings are occasionally mentioned, though not by name, but all the references are to their public appearances, as judges or mediators. We may notice too that though in the Theogony (v. 80 ff.) they are spoken of with respect, in the Works and Days (v. 38 f.) the title is coupled with an opprobrious epithet (δωροφάγους). No one can fail to observe that in nearly all these respects[360] Hesiod shows the characteristics which commonly distinguish popular poetry.

But we have to remember that in spite of all these differences Hesiod uses the same metrical form and to a large extent the same style of language as the Homeric poems. There can be little doubt that priority lies with the latter; indeed Hesiod frequently betrays acquaintance with Homeric poetry. But it must not be assumed that his themes were new; they are far more primitive than anything of the heroic type. If Hesiod was the founder of a new era in poetry we must conclude that his innovation consisted in the application of the forms of heroic poetry to purposes for which they had not previously been used. The heroic hexameter is the only form of metre which can be traced back beyond the seventh century, and we can hardly doubt that it is the oldest form of cultivated Greek poetry. But less elaborate forms of verse—perhaps rude precursors of the iambic and lyric metres—must also have been in popular use for ages in ballads, songs and hymns. We may infer then that what Hesiod did was to turn to popular use the form of poetry which represented the highest standard of art in his day.

[Pg 231]

But what were the conditions which produced this elaborate and highly artificial type of poetry? The characteristics of Homeric poetry enumerated above are conclusive evidence that it was not of popular origin. Some of them are extremely difficult to account for unless its true home was in the king's courts. It may be objected that Hesiod was familiar with Homeric poetry, though he knew nothing of court life. But Hesiod probably belonged to the last days of the kingly period, when that institution was losing its power and popularity. It is only in accordance with what we might expect that in such an age court poets—in view of Theog. 94 f. we should perhaps say minstrels—would frequently try to get a hearing from a wider circle. Hesiod's own activity falls in with this explanation perfectly well. His popularity was due to the fact that he preserved the artistic form of court poetry, while at the same time he discarded its conventions and turned to subjects which were more in accordance with the tastes and interests of his own class.

Apart from the courts it is difficult to see where conditions favourable to the growth of Homeric poetry could have existed. Aeolis in the eighth century must have differed very greatly from the city states of the sixth and fifth centuries. Hesiod himself belonged to a family which was possessed of some property. His father was a merchant; but we can hardly suppose that this class was either numerous or wealthy, in a land which consisted essentially of agricultural communities. We shall hardly go astray, I think, in believing that the conditions here at the time of which we are speaking bore far more resemblance to those which prevailed in Teutonic kingdoms some twelve or thirteen centuries later than to those of cities like Miletos or Athens at their prime. There as here the wealth was probably to a large extent in the possession of the kings. Indeed from the story of Midas' relations with Agamemnon of Cyme (cf. p. 227) we may perhaps infer that the kings retained a certain amount of influence even in the latter part of the eighth century. On the other hand the name of this king may certainly be taken as evidence that the courts were interested in heroic poetry[361].

[Pg 232]

We have now seen that Homeric poetry goes back to the age of kingship and that it is not of popular origin (Stage III), but in all probability a product of court life. Our next object must be to consider whether this poetry was a direct continuation of the court-minstrelsy of the Heroic Age (Stage I), represented by Demodocos and Phemios—in which case of course it will correspond to Stage II of our scheme—or whether it is rather a secondary outgrowth from popular poetry (Stage IV). The problem, it will be seen, is essentially one of stratification. If we may, in archaeological language, speak of the Homeric poems as a 'palace-structure'—it ought surely to be possible to determine whether traces of a 'village settlement' lie immediately beneath it.

It has been pointed out above (p. 224 f.) that the Nibelungenlied cannot furnish any true analogy to the history of Homeric poetry. The other type of Stage IV which we have considered (p. 99 f.) is that of the Edda poems. But I do not think that anyone will seriously expect to find a strict parallel here. In that case we should have to suppose that heroic poetry was originally unknown to the Aeolians, whether in Asia or Thessaly. But the Thessalian element—including as it does such striking conceptions as the location of the gods on Mount Olympos—is too deeply engrained in this class of poetry to render such a hypothesis probable. We shall see shortly that a better analogy for the history of the Edda poems is perhaps to be found in quite a different quarter.

The theory which obtains most currency at the present time is that Homeric poetry grew up in the Greek settlements on the Asiatic coast on the basis of ballads derived from Thessaly—perhaps also from other parts of Greece. This theory does not exactly answer to our definition of Stage IV; but we may treat it under the same heading, as it likewise involves the development of heroic poetry out of popular poetry. According to any explanation of this kind we must of course assume that the court-minstrelsy depicted in the poems is a reflection of court [Pg 233]life in the Asiatic settlements. This is conceivable enough in itself, provided that the requisite conditions are carried back at least to the ninth century. But is the theory probable? No one will suggest, I suppose, that the wealth or culture of the Aeolic settlements during the tenth and ninth centuries was superior to that of the Greek kingdoms in general towards the close of the Achaean period. Briefly stated then the current theory comes to this: the wealthier and more cultured period produced nothing but popular ballads, while the poorer and ruder period produced a most elaborate and magnificent court poetry.

We have seen that Homeric poetry possesses certain characteristics which are incompatible with the idea that it is itself of popular origin. But a closer inspection will show that some of these characteristics are almost as difficult to account for on the hypothesis that it was a recent outgrowth from popular poetry. In particular this is true of their metrical form, if we are justified in believing that the Homeric type of verse presupposes a long artistic development. Again, the confusion of different stories which characterises popular poetry (Stage III) will not be removed in its more cultivated successor (Stage IV); Dietrich von Bern (Theodric) remains by the side of Etzel (Attila) in the Nibelungenlied. The same remark too applies to those changes of character which popular poetry is apt to produce. In the Nibelungenlied Hagen remains as cruel and Kriemhild as passionately vindictive as popular fancy had painted them. The poets of a later age will not trouble themselves to save the characters of persons who lived long ago. We shall see shortly that this is true of Greek poetry just as much as of German. But the Homeric poems—except perhaps in the Nekyia—will not supply us with examples.

Finally, we must bear in mind those reminiscences of Mycenean—or rather 'sub-Mycenean'—splendour which the poems contain and their almost invariable use of bronze as the material for weapons—not to mention the fact that the political and national boundaries which they record are totally different from those which existed in the ninth century. Will anyone seriously maintain that such traditions could be preserved[Pg 234] through the medium of popular ballads alone? I confess that such a hypothesis is altogether incredible to me.

Now let us take the alternative explanation, suggested by the Anglo-Saxon poems. It is generally agreed that the Aeolic settlements are older than the Ionic in Asia; but since even the former are ignored in the poems it is hardly probable that they came into existence until towards the close of the Achaean period. When the storms broke upon Greece crowds of refugees, not only from Thessaly but also from many other parts of the country, fled to the new Aeolic settlements across the Aegean. Among them, according to the suggested analogy, were many court minstrels, of the type represented by Demodocos and Phemios, who brought with them not only a poetic technique matured by long experience but also a number of poems, of which the newest would probably be the most in favour. This poetry was developed and expanded by the court minstrels of subsequent generations; but the subject-matter became stereotyped and—precisely as in England—everything relating to the new settlements was completely ignored. This is the conclusion to which all the evidence at our disposal seems to me to point.


We must now turn for a moment to the Cyclic poems. And here it is to be remembered in the first place that our information is very defective, if not actually misleading. Herodotus (II 117) doubted Homer's authorship of the Cypria on the ground that it contained a statement in direct contradiction with the Iliad, namely that Alexandros arrived at Troy with Helen on the third day after leaving Sparta, whereas it is stated in the Iliad (VI 290 ff.) that he wandered out of his course (to Sidon) when he brought her. But the epitome of the Cypria which has come down to us states expressly that Alexandros did go to Sidon. Hence we can only conclude that its trustworthiness as an authority for the contents of the poem is open to serious doubt.

Taking the evidence as it stands we can detect at once an important difference between the Cypria and the Nostoi on the one hand and the Iliad and the Odyssey on the other. In the two former poems the action seems to have been spread over a considerable number of years, while in the latter it was limited[Pg 235] to a few days or weeks. Again, as far as we can judge, the two former treated a much larger number of events, in proportion to their length—events too which were not so closely connected with one another. Indeed they seem to have been almost in the nature of chronicles. These however are characteristics of popular rather than court poetry.

The story of the Cypria, as we know it, bears a curious resemblance to the Edda trilogy Reginsmál—Fáfnismál—Sigrdrífumál (cf. p. 13). Both the Cyclic poem and the trilogy served as introductions to famous stories. Both stories were essentially concerned with the adventures and passions of human beings; but in both cases the introduction begins with the gods, and the origin of the tragic events which follow is traced ultimately to irresponsible, not to say mischievous, conduct on the part of certain deities. There can be no doubt that the whole theme of the Northern poems is a late addition to the story of Sigurðr, and that the poems themselves were composed as an introduction to this story. Is it not possible that the Cypria was of somewhat similar origin? The latter part of the poem, if we are to trust the epitome, contained some extraordinary features. The story of Odysseus' pretended madness and how he was eventually compelled to join the expedition is difficult to reconcile with the general tone of Homeric poetry. Again, the army is represented as assembling twice at Aulis and twice starting for Troy. The account of the first of these incidents agrees with what is stated in the Iliad (II 303 ff.), while the second contains the story of the sacrifice of Iphigeneia, according to the version in which she was rescued by Artemis. On the other hand it is worth bearing in mind that the poem is said to have ended with a catalogue of the Trojan allies, presumably the same list which we find in the Iliad (II 816 ff., or perhaps 840 ff.)—and this can hardly be regarded as a late composition.

The chief characteristic of the Nostoi seems to have been absence of unity. Beginning with the departure of the Achaeans from Troy, it narrated the adventures which befell various heroes on their return. These formed, as far as we can tell, a number of quite distinct stories, unconnected with one another except at the beginning. If we may judge from the number of books[Pg 236] contained in the poem—five as against eleven in the Cypria—these stories must have been very short, and consequently it is perhaps questionable whether we are justified in regarding the Nostoi as an epic at all, except in the same sense in which that term is applied to Hesiodic poetry. Indeed it seems to have had an affinity with the latter in more than one respect; for the stories of the various heroes were probably not uninfluenced by genealogical interests. In the same light we may perhaps regard the fact that one scene is laid in an Ionic city (Colophon). All these features suggest that the poem came into existence at a fairly late period. If the Cypria was designed as an introduction to the story of the siege of Troy there can be little doubt that the Nostoi was composed as an epilogue to the same. On the other hand many scholars hold that it has been used by the Odyssey. But it is at least questionable whether the references in question do not come from the sources of the poem rather than the work itself[362].

The other poems of the Trojan series—the Aithiopis, Little Iliad and Iliu Persis—resembled the Cypria and the Nostoi in the fact that they dealt with a considerable number of separate episodes[363]. But the resemblance was perhaps only superficial; for these episodes were apparently represented as following one another in regular sequence. If we had only a fragmentary epitome of the Iliad we might gather from it much the same impression. All these poems were on a small scale, eleven books in all; but, unlike the Cypria and the Nostoi, the action covered only a short interval of time. Several incidents which they related are referred to or even told at length in the Odyssey; but we have not sufficient information to enable us to determine whether the references are taken from the poems themselves. The chief argument to the contrary is that these poems seem to have contained certain 'post-Homeric' features, notably the rite of purification from bloodshed, in the Aithiopis, [Pg 237]and the sacrifice of a virgin (Polyxene), in the Iliu Persis. The former case is especially significant, because—in striking contrast with the spirit of later Greek poetry—the ideas of pollution and purification seem to be entirely ignored in the Iliad and Odyssey[364].

These so-called post-Homeric features are of course really characteristics of a more primitive religion, and it would be better to describe them as 'non-Homeric' or 'non-heroic.' But the fact that such practices are ignored in the Iliad and Odyssey, while later poets had a special affection for them, renders it probable that their presence in the Cyclic poems is due to popular influence. Are we then justified in assigning these poems to Stage IV of our scheme? That is a question which, considering the evidence at our disposal, I feel a good deal of hesitation in answering. Certainly they cannot have differed from the Iliad and Odyssey in anything like the same degree that the medieval German poems or even the heroic poems of the Edda differ from Beowulf. They may actually have incorporated a good deal of ancient matter. On the whole the balance of probability seems to me to incline towards the view that the Cyclic poems are derived ultimately from the same body of early heroic court poetry upon which the Iliad and Odyssey themselves are based; but that their composition took place in later times, when the 'Homeric' standard was no longer preserved in its purity.

Whatever may be the case with the Cyclic poems there are other poetic works which may be assigned to Stage IV without hesitation. For our purpose it will perhaps be best to take an illustration from the drama; for, though such works are only secondary authorities, they are on the whole less open to objection than lost poems on which our information may be misleading. A good example is furnished by Aeschylus' Oresteia, a series of plays which deals with a subject treated at some length in the Odyssey. The chief incidents are the murder of Agamemnon by his wife Clytaimnestra, the vengeance taken upon her by her son Orestes, the persecution of the[Pg 238] matricide by the Erinyes, his purification by Apollo, and his trial by Athene and the citizens of Athens. In the Odyssey the first of these incidents, the murder, is ascribed to Aigisthos, Clytaimnestra's paramour. As regards the second we have nothing but a passing reference to Clytaimnestra's funeral. The other incidents are not mentioned at all. Again, in Aeschylus' work prominence is given to an attempt on Clytaimnestra's part to placate the dead Agamemnon, to an invocation of him for vengeance by his children, and to the instigation of the Erinyes by Clytaimnestra's ghost. These features too are unknown in the Odyssey; indeed they are directly opposed to all that we know of Homeric religion. Then again we find frequent and detailed allusions to tragic events which had occurred previously in the history of Agamemnon's family—especially the 'banquet of Thyestes' and the sacrifice of Iphigeneia. On these matters too both the Iliad and the Odyssey are completely silent. Yet in the latter case this silence cannot be due to accident. Either the poets were ignorant of the story, or they deliberately suppressed it.

Few modern readers can fail to appreciate the Oresteia as an almost unrivalled masterpiece of poetic art, in spite of the fact that the ideas with which it is permeated are largely strange and unreal to us. But what would have been the effect if such a work had been recited at one of those courts in which Homeric poetry was patronised in early times? There can scarcely be any doubt, I think, that the recitation would not have been tolerated. To such an audience the poet's religious conceptions would have been intelligible enough, but only as products of a degraded and baneful superstition, while his skilful presentation of various painful incidents in the history of a royal house—the most distinguished in Greece—would have appeared not merely an offence against good manners but rather a wanton insult to the kingly class in general.

The social conditions and the ethical standard of Aeschylus' time differed no doubt very greatly from those of the Homeric age. This is a subject with which we shall have to deal later. It should be observed however that nearly all the special features which characterise Aeschylus' treatment of this story can be[Pg 239] paralleled from Scandinavian works which we may assign to Stage IV. A very close analogy for the 'banquet of Thyestes' is furnished by the story of Guðrún, Atli and their children; and it is to be remembered that, though Atli at least was a historical character, this story cannot possibly have any foundation in fact. The persecution of Orestes by the Erinyes may be compared with Saxo's story (p. 246) of the curse inflicted upon Haldanus[365], likewise as a result of the shedding of 'kindred blood.' With the sacrifice of Iphigeneia we may compare that of Vikarr in Gautreks Saga (cap. 7), which was also brought about by the prevalence of contrary winds. Invocation of the dead is not uncommon in such works. On the other hand it is extremely doubtful whether any of those features would have been permissible in early heroic poetry. They do not occur in the extant poems of Stage II.

There is sufficient evidence that most of the characteristic features of Aeschylus' story were not invented by him, though as to his sources our information is not very satisfactory. The lost Oresteia of Stesichoros was doubtless one of his chief authorities, and there is some reason for believing that the version given in this work differed from the Homeric account quite as much as that of Aeschylus. Beyond Stesichoros we may perhaps think of the Cyclic poems, especially the Nostoi; but it is very doubtful if they would have furnished such a very markedly divergent form of the story. Stesichoros himself is said to have treated his authorities with great freedom. But some of the non-Homeric features can hardly be due to deliberate alteration. We may notice especially the differences in the personal relations of Agamemnon's family. In the Iliad he is the son of Atreus; Stesichoros and others call him son of Pleisthenes. In the Iliad he has three daughters, Laodice, Chrysothemis and Iphianassa; Aeschylus gives him two, Electra and Iphigeneia, the latter of whom seems to have figured also in the Cypria[366]. There is also a good deal of discrepancy [Pg 240]in regard to the scene of the events. In the Iliad and Odyssey Agamemnon belongs to Mycenae; in Aeschylus' account this place is forgotten and the story transferred to Argos, while Pindar, apparently also Stesichoros and Simonides[367], placed it at Amyclai (close to Sparta). Now these are just the kind of corruptions and discrepancies which characterise popular poetry everywhere. Taken together with the other non-Homeric features discussed above they seem to me to afford ground for suspecting that Stesichoros and his followers drew upon a popular and perhaps Doric or Peloponnesian version of the story[368] which was independent of Homeric poetry. Their work then would be similar in more than one respect to that of those Norse poets who rehabilitated the old story of Sigurðr and Guðrún after the (strophic) type of their own national poetry.


The course of our discussion has led us to conclude that the Homeric poems are products of court poetry or minstrelsy in direct continuation of that type of minstrelsy which we considered at the beginning of the chapter. As yet however we have expressed no definite opinion as to the length of time involved in their development, although we have noticed that the evidence commonly adduced in favour of a long interval between the earliest and latest portions of the poems is highly unsatisfactory. It must be admitted that beyond a certain point the evidence at our disposal does not admit of anything more than an estimation of probability.

We have seen that there is good reason for believing that the history of heroic poetry in Aeolis and in England proceeded on similar lines in several respects, and also that the chief monument of English heroic poetry was probably composed within not much more than a century after certain events which it [Pg 241]records. Now in any comparison between English and Greek heroic poetry we must of course leave out of account the frequent Christian allusions which occur in the former (cf. p. 47 ff.); for there is no reason whatever for supposing that any change comparable with the introduction of Christianity came over the Greek world during the times which saw the development of Homeric poetry. Apart from this element anachronisms are not very numerous or marked; but they do occur. Thus the road which leads to the Danish king's dwelling is described as a Roman road (straet), paved with stone (Beow. 320), while the members of the same king's court (ib. 768) are termed 'inhabitants of a chester' (ceasterbuendum). Such cases may be compared with the Homeric inconsistencies discussed in the last chapter—e.g. perhaps the occasional use of iron for weapons. It can hardly be maintained, I think, that the latter are of greater significance than the anachronisms in English heroic poetry.

This absence of striking anachronisms decidedly favours the view that the period involved in the development of Homeric poetry was not very long. Against such a conclusion it may of course be urged that there is a constantly recurring phrase (οἷοι νῦν βροτοί εἰσι) which contrasts the 'men of the present day,' i.e. the men of the poet's own time, with the heroes of the siege of Troy, emphasizing the superior strength of the latter. But it is quite unnecessary to suppose that a long interval of time is intended here. The old Nestor uses almost the same expression in Il. I 272 (τῶν οἳ νῦν βροτοί εἰσιν ἐπιχθόνιοι), when he compares the men among whom he was then living with those he had known in his youth. Again, in Od. VIII 122 f., Odysseus contrasts the 'men of the present day' (ὅσσοι νῦν βροτοί εἰσιν ἐπὶ χθονὶ) with the 'men of old' (ἀνδράσι προτέροισιν); but by the latter phrase he means persons belonging to the generation next above his own (Heracles and Eurytos). The same usage occurs elsewhere. Thus in Il. IX 524 Phoinix speaks of the 'glories of those heroes that were of old' (τῶν πρόσθεν ἐπευθόμεθα κλέα ἀνδρῶν ἡρώων); but the story which he proceeds to relate is of Meleagros, the uncle of Diomedes. Indeed persons of more than two generations back are seldom mentioned in the Homeric poems.

[Pg 242]

An expression very similar to the one last quoted is used by Hesiod (Theog. 99 ff.) when he speaks of the minstrel as singing the "glories of men of old and the blessed gods who hold Olympos[369]." Here of course the reference is not to persons of the last generation, but to the heroes of Homeric poetry. In the Works and Days, vv. 156 ff., 174 ff., the Heroic Age is distinguished with all possible clearness from the period in which the poet himself lived. It is not to be overlooked that antiquarian interest forms a prominent feature in all Hesiodic poetry. Even in the Works and Days it is obvious enough, although such topics have little in common with the main theme of the poem. In the Catalogue we meet with such characters as Hellen and Doros, who owe their existence to speculations in tribal origins. The poetry of the following period seems to have been essentially of a genealogical character.

For such antiquarian interest the Homeric poems furnish no evidence, except perhaps in the Nekyia. Not only are the genealogies of the heroes seldom carried back more than two generations, but—what is more important—there is scarcely any reference to their descendants, beyond the first generation. Again, Achilles is said to have been singing the 'glories of heroes' (κλέα ἀνδρῶν) when he received the embassy (Il. IX 189); but it is not stated that these were heroes of former times. The songs of Demodocos and Phemios deal with the adventures of the Achaeans at Troy and on their return home. That this is no accident is shown by Od. I 351 f., where Telemachos pleads in excuse for Phemios that "men always prize that song the most which rings newest in their ears." No sentiment could well be more foreign to the tone of Hesiodic or post-Hesiodic poetry than this. If any poet of that school had interested himself in contemporary history our knowledge of the eighth century would not be the blank which unfortunately it is. Clearly the only heroic poetry known to them was the κλέεα προτέρων ἀνθρώπων. That means very much the same thing[Pg 243] as Einhard's ueterum regum actus et bella or the antiquorum actus regumque certamina sung by Bernlef (cf. pp. 80, 87). At such a time if anyone was composing a heroic poem it would probably have seemed natural enough to use the formulae with which several of the Edda poems begin: "It was long ago," or "It was in early times that," etc. On the other hand Telemachos' remark would be perfectly appropriate in the earlier stages of Teutonic poetry. We have seen (p. 85) that in Beowulf one of the Danish king's knights begins to compose a poem on the hero's adventure within a few hours of the event. Procopius' account of Hermegisklos and Radiger (p. 97 ff.) must also be borne in mind, although this story may not have attained the form of an epic poem.

The conclusion then to which the Teutonic evidence leads us is that at all events the type of narrative was fixed very early. The growth of the Homeric poems may or may not have taken longer than that of their Teutonic counterparts. Records of the eighth century B.C. speak of κλέεα προτέρων ἀνθρώπων; records of the eighth century A.D. speak of antiquorum actus. But in neither case do the poems themselves give expression to a consciousness of the antiquity of the events which they relate.

FOOTNOTES:

[356] In Od. IV 17 ff. two acrobats give a performance while Menelaos' minstrel is singing, and in VIII 261 ff. Demodocos' song on the love of Ares and Aphrodite is both accompanied and followed by dancing. More usually however the minstrel's song and music is the only form of entertainment.

[357]

ἐκ γὰρ Μουσάων καὶ ἑκηβόλου Ἀπόλλωνος
ἄνδρες ἀοιδοὶ ἔασιν ἐπὶ χθόνα καὶ κιθαρισταί·
ἐκ δὲ Διὸς βασιλῆες· ὁ δ' ὄλβιος ὅντινα Μοῦσαι
φίλωνται· γλυκερή οἱ ἀπὸ στόματος ῥέει αὐδή.

[358] Cf. Breal, Pour mieux connaître Homer, p. 24: "Attribuer à la poesie populaire une composition en vingt-quatre chants, quelle folie!" But one must bear in mind the length sometimes attained by Bosnian poems (cf. p. 101). I may remark here that this work—like many others dealing with the Homeric poems—frequently uses arguments which would not have been put forward if attention had been paid to the heroic poetry of other European peoples.

[359] Cf. especially a letter from Daniel, bishop of Winchester, to St Boniface, written about the year 720 (Jaffé, Bibliotheca Rerum Germanicarum, III 71 ff.).

[360] The suppression of the poet's personality is not a mark of heroic poetry as such, but of epic or narrative heroic poetry.

[361] Unfortunately there seems to be hardly any material which might enable us to estimate the popularity of heroic names in Greece in early times (cf. pp. 42 ff., 64 ff.). Note however may be taken of the existence of a prince named Hector in Chios, perhaps shortly after the time of Agamemnon of Cyme.

[362] Athenaeus (281 b, 395 d) mentions a poem called Κάθοδος Ἀτρειδῶν, of which nothing seems to be known elsewhere. As it contained at least three books it can hardly have formed part of the Nostoi.

[363] Cf. Aristotle, Poet., XXIII 4, where it is stated that the Iliad and Odyssey provide material for only one or two tragedies each, the Cypria for many and the Little Iliad for eight.

[364] The 'purification' of the house of Odysseus (Od. XXII 437 ff.) is of an essentially different character: cf. Harrison, Prolegomena to the Study of Greek Religion, p. 24 f.

[365] This incident may also be compared with a passage in the Iliad (IX 453 ff.). Phoinix' speech (perhaps designedly) shows a nearer approximation to this type of religion (cf. also v. 568 ff.) than any other part of the Homeric poems.

[366] The version of the sacrifice given in the Cypria (cf. p. 235) is probably to be regarded as later than the other, although it occurred in what was doubtless a much earlier poem.

[367] Cf. Pindar, Pyth. XI 32; Stesichoros (Bergk), fragm. 39.

[368] The Spartans possessed a tomb of Agamemnon at Amyclai (cf. Pausanias, III 19. 6). Indeed, from Herodotus, VII 159, it would seem that they claimed him as one of their own kings as far back as the time of Xerxes. It has been suggested that a similar version of the story is implied in Od. IV 514 f.; but the inference is doubtful. Aigisthos rules Mycenae (after Agamemnon's death in III 305.)

[369]

εἰ γάρ τις καὶ πένθος ἔχων νεοκηδέϊ θυμῷ
ἄζηται κραδίην ἀκαχήμενος, αὐτὰρ αοιδὸς
Μουσάων θεράπων κλέεα προτέρων ἀνθρώπων
ὑμνήσῃ μάκαράς τε θεοὺς οἱ Ὄλυμπον ἔχουσιν, κ.τ.λ.

[Pg 244]


NOTE VI. THE TROJAN CATALOGUE.

In the last chapter we have endeavoured to estimate in general terms the position of the Homeric poems relatively to the poetry of the Heroic Age itself on the one hand and to Hesiod and genealogical poetry on the other. I have avoided entering into details in regard to the relationship between the extant poems and the lost Cyclic poems because I did not wish to load the discussion with matter which, owing to the fragmentary nature of the evidence, must largely be of a hypothetical character. At the same time I am inclined to think that the Trojan Catalogue (Il. II 816 ff.) does contain some indications which may permit the date of its composition to be determined with a fair amount of probability.

According to Proclus' Chrestomathy[370] the Cypria contained (apparently at the end) a κατάλογος τῶν τοῖς Τρωσὶ συμμαχησάντων, and it is commonly believed[371] that this is the list which has been incorporated in our text of the Iliad. Proclus' words, taken literally, would seem to indicate that the list did not include the Trojans themselves. The 'allies' proper begin perhaps at v. 840, and consequently it has been held that vv. 816-839 are a later addition. Considering the nature of the evidence, this view can scarcely be regarded as beyond question. But there certainly are noticeable differences between the first and second portions of the list, apart from the fact that the former contains no national names except Τρῶες and Δαρδάνιοι. The first part is much more dependent on the Iliad than is the second. Thus all the personal names which occur in it are to be found in other parts of the poem, while several passages (eight verses[372] out of the twenty-four) have been borrowed practically verbatim. On the other hand, out of the twenty-five persons mentioned in the second part of the list eleven are not met with elsewhere in the Iliad, while four of the others are not elsewhere associated with the nations (Mysians, Phrygians and Meiones) to which they belong here. Again, though several verses show acquaintance with other passages in the Iliad, there is apparently no single verse which has been borrowed entire. The most striking fact however is that in two cases we have references to heroes who are said to have been slain by Achilles in the river. Neither of these persons is mentioned in the account of the river fight given in the Iliad. In explanation of this it has been suggested that another scene of this kind occurred in the Aithiopis; but we have no evidence to this effect, and it is surely at least as probable that they are derived from a different version of the river fight described in the Iliad.

[Pg 245]

In both parts of the list we meet with a considerable number of geographical names—of cities, rivers and mountains—many of which (five in the first part and twelve in the second) do not occur elsewhere in the Iliad. The majority of the names mentioned belong to the immediate neighbourhood of the coast, and it is a fact worth noting that these almost all fall into three distinct groups—in Paphlagonia, the Troad and Caria respectively. There is a great gap covering apparently the whole of the Bithynian coast and another embracing the coast of the Aegean from Troy itself to Mycale. In explanation of this fact it has been suggested[373] that the names in the coast-districts are derived from an early poem or poems on the voyage of the Argo. This hypothesis might certainly account for the mention of the Paphlagonian names in v. 852 ff. But they are the only names in the second part of the list for which it gives any explanation; for the suggestion that the references to the Carian localities in v. 868 f. are connected in any way with the story of the Argo can hardly be taken seriously. Hence, if we are to trust the hypothesis in any form, it is more probable that v. 853 ff. are a subsequent addition to the list. But even in the first part the evidence in its favour is of the most slender description[374]. Of the thirteen place-names which occur in this section eight are found elsewhere in the Iliad; of the rest only two apparently are mentioned in the accounts of the voyage of the Argo which have come down to us. What is more important however is that these accounts do mention a considerable number of Bithynian localities[375], both on the coast of the Sea of Marmara and on that of the Black Sea, as well as several peoples who do not appear in the Catalogue. We must conclude then that this hypothesis in no way accounts for the peculiarities of the Catalogue.

The true explanation is not far to seek. It was well known to the ancients that the Bithynians were an intrusive Thracian people who had crossed over from Europe. Again, the Aegean coast, at all events from the Gulf of Adramyttion southwards[376], was covered with Aeolic and Ionic settlements. Greek tradition unanimously held that these settlements were planted subsequently to the Trojan War, and we have no reason for supposing that the author of the Catalogue thought differently. At the same time we may infer from his silence that he did not claim to know what peoples had occupied these regions previously. On the other hand he did [Pg 246]claim such knowledge of the previous occupants not only of the Troad but also of the Carian coast.

This fact surely furnishes the means of dating the composition of the Catalogue with a fair amount of probability. It is generally agreed that the Ionic settlements were later than the Aeolic; but probably no one will contend that the Greek occupation of Miletos and Mycale began appreciably later than the end of the tenth century. It is not necessary of course to suppose that these places were still in Carian hands when the Catalogue was composed. But at the same time the memory of their former possessors is not likely to have been perpetuated in an incidental reference like this much more than a century after they became Greek settlements. The more northern part of the list contains at all events nothing incompatible with the view that it was drawn up in the first half of the eighth century. The excavations in the Troad have certainly brought to light the fact that that district was overrun by barbarians. But there is nothing to show that this took place at the time of the Bithynian invasion, whether the two movements were connected in any way or not. The evidence on the whole seems to indicate that the barbarian occupation occurred not very long before the foundation of the Ionic colonies on the Hellespont. There is nothing very remarkable in the fact that the places mentioned in the Catalogue lie chiefly on the coast; for such places would naturally be the most familiar to the Asiatic Greeks, who must have been a seafaring people to some extent from the beginning.

Now in other parts of the Iliad we find mention of several peoples which apparently occupied the districts left blank in the Catalogue. Thus in X 429, XX 329 we hear of the Caucones, who seem to have belonged to Bithynia[377]. In XXI 86 f., VI 396 f. (cf. II 691, etc.) we meet with peoples called Leleges and Cilices, the positions of which are quite definitely stated. The former are said to have dwelt in the valley of the Satnioeis, in the south of the Troad, the latter somewhat further to the east, about the Gulf of Adramyttion. Again, in Od. XI 519 ff. we hear of a certain Eurypylos the son of Telephos, chief of the Ceteioi. Telephos and his son figured in the Cypria and the Little Iliad; and Greek tradition placed their home (Teuthrania) in the region between the Gulf of Adramyttion and the Hermos. The name Κήτειοι has been connected with that of the Hittites (Kheta); but without going into this question we may probably follow Strabo (XIII 1. 70) in tracing a reminiscence of them in the name of a stream called Ceteios, a tributary of the Caicos. The Catalogue contains no reference to any of these peoples, presumably because their names were not familiar to the author. In later times we hear no more of the Ceteioi, while Cilices are found only in Cilicia. The Leleges indeed are mentioned frequently and on both sides of the Aegean, but only as a people of the past.

It is an easy and popular method of interpretation to discredit evidence for which no obvious explanation is forthcoming; and following this method[Pg 247] many scholars have regarded the names under discussion as phantoms. The point against which adverse criticism has chiefly been directed is the location of the Cilices in the Gulf of Adramyttion. It is to be remembered however that we have no evidence earlier than the seventh century for the presence of a people called Cilices in the land which ultimately bore their name. In the eighth century this people apparently dwelt to the north of the Taurus. In earlier times we hear of them, so far as I am aware, only in the 'Poem of Pentaur,' a work which celebrates the battle fought at Kadesh early in the thirteenth century, between Rameses II and the Hittites. It is there stated that the "chief of Kheta had come, having gathered together all countries from the ends of the sea to the land of Kheta, which came entire[378]." In addition to a number of Syrian names which occur in the accounts of earlier wars the poem contains a group of new names of peoples, consisting of Pidasa, Dardenui, Masa, Kalakisha and Luka, with two others[379]. The last two of these names are almost universally identified with the Cilices and Lycians, and the first is usually connected with the name Πήδασος or Πήδασα, while many scholars accept the identification of the second and third with the Dardanoi and Mysians respectively. If the names Pidasa and Πήδασος are connected we are brought to the Aegean, where we find both Pedasos on the Satnioeis and Pedasa[380] in Caria. Evidence to the same effect is furnished by the procession of ten warriors depicted on one of the monuments[381]. Of these five are of the Hittite type and two Semitic; but the other three are of Aegean physiognomy and wear different varieties of that feather head-dress which is known in Crete from much earlier times[382]. When we find that this earliest reference to the Cilices associates them with a group of peoples[383], of whom some clearly belong to the west of Asia Minor, and some quite probably to the north-west corner of the peninsula, it must be admitted that we have no valid ground for discrediting the evidence of the Iliad as to their presence around the Gulf of Adramyttion.

[Pg 248]

On the other hand it must not be overlooked that later authorities know nothing of Cilices in this region; neither do they mention Leleges in the south of the Troad or Ceteioi anywhere. If these peoples had survived the Aeolic invasion it is difficult to believe that they could have perished subsequently without leaving some trace of their existence in Greek tradition. The Pelasgoi of Larissa in the valley of the Hermos[384] appear to have been remembered in tradition, although their territories were occupied by the Aeolians—probably at quite an early date. The presumption then is that the other peoples had already been destroyed by Greek raids—as is stated in the Iliad—or else that they had been expelled or absorbed by the surrounding nations before the Greek colonies were fully established. In either case we shall have to carry back the poetic traditions relating to them practically to the beginning of the first millennium.

We have seen that it is difficult to date the composition of the Trojan Catalogue—at all events the latter part of it—after about the middle of the eighth century. I am not aware of any valid reason for denying that the Cypria as a whole may have been composed about this time or for supposing that the Catalogue ever existed independently. It is in the preceding period—presumably between the eleventh and eighth centuries—that we must place the composition of the Iliad, though its form may not have been finally settled when the Cypria came into existence. Any more definite conclusion is rendered difficult by the unsatisfactory nature of our information regarding the Cypria. But the general impression conveyed by the epitome is that an appreciable portion of the poem was derived from incidental references in the Iliad, and that as a whole it possessed to a considerable degree the characteristics of popular poetry. If this impression is correct we must conclude that heroic court-poetry was in its decadence when the Cypria was composed; and consequently we shall do well to place the flourishing period, which produced the great epics, at least a century earlier.

FOOTNOTES:

[370] Cf. Kinkel, Epicorum Graec. Fragmenta, p. 20.

[371] See the Addenda.

[372] v. 822 f. from XII 99 f., vv. 831-4 from XI 329-332, v. 838 f. from XII 96 f. The borrowing of vv. 831-4 can hardly be ascribed to the same man who took Amphios (the son of Selagos) from V 612. Ignorance of the contents of the poem such as we find here is very rare; its occurrence therefore in what is probably a very late addition to the text deserves to be noticed.

[373] Cf. Niese, Der homerische Schiffskatalog, p. 53 ff.

[374] The argument that Abydos and Sestos cannot have been connected except in a περίπλους (cf. Niese, op. cit. p. 54) is one which will appeal probably to no student of early Teutonic history.

[375] Cf. Apollon. Rhod. I 1164 ff., II 649 ff., 720 ff., 901 ff., etc.

[376] It is held that the Aeolic settlements in the south of the Troad were established at quite a late period, probably in the seventh century. But we are not justified in assuming that no such settlements existed previously. It is highly probable that the whole of this district was devastated by the barbarians whose remains have been found at Troy (cf. p. 295, note).

[377] Cf. especially Strabo XII 3. 5.

[378] Cf. Breasted, Ancient Records, Egypt, III p. 138.

[379] One of these names has been variously read as Maunna or Ariunna (Arwena) and identified with the Μῄονες and Ἴλιον of the Iliad, as well as with Oroanda and other places. The other, Keshkesh, seems to bear the same relationship to the cuneiform Kasku which the Eg. Kalakisha (Kelekesh in Breasted's orthography) bears to the cuneiform Hilakku (beside Hilak). If -ku is a suffix Kasku may possibly be connected with Κᾶρες (which seems to represent an earlier Ka(s)-ar-).

[380] Perhaps also called Pedasos (cf. Herod. V 121). According to Strabo (XIII 1. 59) this place also belonged to the Leleges who, he says, once possessed a considerable part of Caria and Pisidia.

[381] Reproduced in W. Max Müller's Asien u. Europa, p. 361.

[382] Cf. p. 190, note 2.

[383] There is no question here of a national migration on the part of these peoples. They were mercenaries hired by the Hittite king, who "left not silver nor gold in his land (but) he plundered it of all his possessions and gave to every country, in order to bring them with him to battle." (Cf. Breasted, op. cit., pp. 129, note, 138.)

[384] Cf. Strabo XIII 3. 3 f. I see no reason for doubting the existence of traditions relating to the presence of Pelasgoi in this region. The identification of Larissa Phriconis with the Larissa of the Iliad (II 841, XVII 301) seems to be at least as likely as any of the others which have been proposed.

[Pg 249]


CHAPTER XII.
SUPERNATURAL ELEMENTS IN THE HOMERIC POEMS.

In Chapter VI we saw that the heroic poetry of the Teutonic peoples was very largely affected by folk-tales; that supernatural beings were frequently introduced, while ordinary human beings or animals were credited with supernatural properties—in short that the distinction between natural and supernatural was not clearly drawn. We saw further that these features were by no means confined to the later stages of heroic poetry—that on the contrary some of them were prominent even in the Anglo-Saxon poems, while the others appeared to be of equal antiquity.

The same phenomena appear in Greek heroic poetry. Mythical beings and features obviously derived from folk-tales figure quite as frequently as in the Teutonic poems. Their presence is often regarded as a proof that the stories into which they enter and the persons with whom they are brought into contact are themselves products of myth or fiction. This is a question with which we shall have to deal in the following chapters. For the present it will be sufficient to quote what may be regarded as a typical expression of the attitude of more cautious scholars towards the problem of the story of Troy[385]: "It is fantastic to treat the siege of Troy as merely a solar myth—to explain the abduction of Helen by Paris as the extinction of the sunlight in the West, and Troy as the region of the dawn beset and possessed by the sunrise. It is equally fantastic, and more illogical, to follow the rationalising method—to deduct the supernatural element, and claim the whole residuum as historical [Pg 250]fact. Homer says that Achilles slew Hector with the aid of Athene. We are not entitled to omit Athene, and still to affirm that Achilles slew Hector."

It may be observed that the gods are introduced in the Homeric poems in many different ways. The incident just cited—where Athene takes the form of Deiphobos (Il. XXII 226 ff.)—belongs to one of the commonest types, and one which requires comparatively little imagination, if we are prepared to grant the existence of a belief that the gods were capable of disguising themselves in human form. Sometimes again deities render themselves visible only to certain individuals out of a crowd, as in Il. I 194 ff., where Athene intervenes in order to stay Achilles from drawing his sword upon Agamemnon. Another type is the disguise of gods as birds, as when we find Athene and Apollo sitting upon an oak in the form of vultures, before the combat of Hector and Aias (ib. VII 58 ff.). On other occasions birds are sent by a god as a sign of his favour or protection, as in Il. XXIV 315 ff. and many other passages. Somewhat akin to this type is the dream sent by Zeus to Agamemnon in Il. II 5 ff.

It has been remarked that in such cases as these a sceptical person might have accounted for everything that passed without reference to any intervention on the part of a deity. But there are a number of other cases where the action is affected by gods in ways which could not be accounted for on any rationalistic hypothesis. We may refer to Il. III 380 ff., where Aphrodite snatches Paris away from Menelaos and conveys him to his own house in Troy. Or again to several passages in the Diomedeia where deities show themselves almost or quite without disguise and even take an active part in the fighting. A still greater amount of imagination perhaps is required for the scenes which depict the quarrels and amusements of the gods in Olympos, and their schemes for helping or destroying the combatants. It has been held that all such passages as these belong to a later period than those of the less imaginative types described above.

In Teutonic stories of the Heroic Age, as we have already seen, very few notices relating to the gods have been preserved.[Pg 251] The appearances of Othin in Völsunga Saga (cf. p. 114) may be compared with those of Apollo in the Iliad or Athene in the Odyssey; for his divinity is not recognised at once, though he does not take the form of a person known to his favourites. Again, though I know no exact Homeric parallel to the incident in Sigmundr's last battle, when the hero's sword is shattered at the touch of Othin's javelin, the idea is in complete harmony with several passages in the Diomedeia (e.g. V 129 ff., 438 ff., VI 128 ff., 306 f.). It is true that we do not know whether these incidents in Völsunga Saga are based on old tradition or not. But a good parallel for the last of the Homeric types is furnished by the Langobardic story of Wodan and Fria and the victory granted by them to the Winniles (cf. p. 115). The similarity between this story and the incident related of Zeus and Hera in Il. XIV 153-353 gives us some ground for suspecting that the heathen poetry of the Teutonic Heroic Age may have possessed decided 'Homeric' characteristics in its treatment of the gods.

As the case stands however we shall have to take our illustrations from stories of the Viking Age. A somewhat curious parallel to the incident of Athene and Hector in Il. XXII 226 ff. is to be found in the story of Haraldr Hilditönn, as told in Saxo's History, pp. 255, 263. Haraldr had a confidential servant named Bruno, whom he employed to drive his chariot and to carry messages to his nephew Ringo (Sigurðr Hringr). This man eventually was drowned; but Othin took his place and form, and exerted himself to sow discord between the two kings. It was not until the battle at Bravalla had begun that Haraldr had any suspicion of the treachery which had been played upon him. Then suddenly recognising the identity of his charioteer he begged him to grant him victory. But Othin threw him out of the chariot and slew him.

The story of Haraldr Hilditönn refers, it is true, to times for which we have no historical records. But a still more graphic story of intervention on the part of divine beings occurs in connection with a well-known event—the expedition made against Norway by the Jómsvíkingar. In the latter part of the tenth century a number of Scandinavian adventurers had established[Pg 252] and fortified a settlement at Jómsborg on the island of Wollin at the mouth of the Oder. About the year 994 their leaders, Sigvaldi and Búi, made a vow to attack Haakon, earl of Lade, who then ruled Norway. The earl was taken by surprise and had not been able to muster all his forces when he encountered the hostile fleet at Hiörungavágr, near the mouth of the Romsdal Fjord. The battle at first went against him; and, according to the story, he took advantage of a respite in the fighting to retire to one of the islands and pray to Thórgerðr Hölgabrúðr. He was not able to obtain her assistance until he had sacrificed to her his youngest son. When he resumed the fight, the weather, which had been hot, underwent a complete change. A snow-storm came from the north and beat in the faces of the pirates, so that they were numbed with the cold and could neither move nor see. But worse was to come. "It is said that Hávarðr, one of Búi's companions, was the first to see Thórgerðr in Haakon's fleet; but soon she was seen by many, both those who had second sight and those who had not. When the snow abated a little they saw also that arrows were flying, as it seemed, from every one of the demon's fingers, and each arrow brought about a man's death." Then they tell Sigvaldi, who says: "It seems to me that we have got to fight today not against men, but against the worst of devils." Still he continues the fight. When Haakon saw that the snow was abating he cried with all his might to Thórgerðr and her sister Irpa, reminding them how much he had given up to them in sacrificing his son. Then the storm began again, and soon Hávarðr saw two female figures on Haakon's ship, both acting as the one had done previously. Then Sigvaldi said that he would now take to flight and that all his men were to do likewise, for they had made no vow to fight against devils[386].

Here also we may cite a story connected with another historical event, which took place about ten years before the battle of Hiörungavágr. Eric the Victorious, king of Sweden, expelled his nephew Styrbiörn from the kingdom; and the latter[Pg 253] invaded the country with the help of the Danish king Harold Blue-tooth. On the eve of the battle Eric went into Othin's temple and in order to obtain victory promised to give himself up dead at the end of ten years. Soon afterwards he saw a big man with a long hood, who put a cane into his hand and told him to throw it over Styrbiörn's army saying: "You all belong to Othin." When he threw the cane it seemed to turn into a javelin and brought blindness upon Styrbiörn and all his host. On the same occasion Thor was seen in Styrbiörn's camp[387]. Such cases are by no means isolated. Olafr Tryggvason, who reigned over Norway from 995 to 1000, is said to have been visited both by Othin and Thor[388].

Of dreams perhaps the most interesting case is a story told of an Icelander named Glúmr, a contemporary of Earl Haakon of Lade. A certain Thórkell possessed an estate which he was compelled to sell to Glúmr. Before leaving he went to Frey's temple, sacrificed an ox and prayed that Glúmr likewise might be forced to give up the estate. This actually came to pass. But before he left, Glúmr dreamed that he saw a great crowd on the river banks coming to see Frey, who was seated on a chair. In his dream he asked who they were. They replied that they were his departed relatives and that they were praying Frey that he (Glúmr) should not be driven from his estate. But it was of no use; Frey answered curtly and angrily, remembering the ox which Thórkell had given him[389].

For the action of Homeric deities in sending birds as a mark of favour or omen of success a good parallel is to be found in another incident in the life of Earl Haakon of Lade. When Jutland was invaded by the Emperor Otto II in 974 Harold Blue-tooth summoned Haakon to his assistance. After the campaign the Danish king adopted Christianity and compelled Haakon to do likewise. But the latter set off with his fleet as soon as possible and, landing on the coast of Östergötland, proceeded to offer a great sacrifice. Thereupon there came two [Pg 254]ravens flying by and screaming loud. The earl interpreted this as a sign that Othin had accepted the sacrifice and that he would have a favourable time for battle[390].

The importance of the last case is enhanced by the fact that it is derived from a contemporary poem, the Vellekla (cf. p. 16), in which the ravens are mentioned. In the other cases given above no such early authority is extant, and our texts themselves are separated by a period of from two to three centuries from the events which they relate. But there is no reason for doubting that the stories had long been in existence. It is questionable indeed whether the account of the battle of Hiörungavágr could have been invented after all recollection of Haakon and his religious observances had died away. The earl's devotion to the worship of Thórgerðr Hölgabrúðr is known from other sources; but she seems not to have been a generally recognised member of the Northern Pantheon.

However that may be, no doubt can be entertained with regard to the poem Hákonarmál, which deals with the death of King Haakon I at the battle of Fitje in 961 (cf. p. 15). The author, Eyvindr Skaldaspillir, was himself present at the battle. The poem relates how Göndul and Skögul were sent by Othin to select a prince of Yngvi's line, who should go and dwell with him in Valhöll. Then, after a short account of the battle, we are told that "the princes sat with their swords drawn, with scarred shields and mail-coats pierced; in no cheerful mood was the host which had to make its way to Valhöll. Then said Göndul, as she leaned upon her spear: 'Now will the forces of the gods be increased, since they have summoned Haakon to their abodes with a great host.' The prince heard what the noble Valkyries were saying. Thoughtful was their mien, as they sat on their steeds, with helmets upon their heads and holding their shields before them. 'Why hast thou thus decided the battle, Skögul? Surely we have deserved success from the gods.' 'We have brought it about that thou hast won the day and that thy foes have fled. Now,' said the mighty Skögul, 'we must ride to the green homes of the gods, to tell Othin that a monarch is coming[Pg 255] to enter his presence.'" Then the scene changes to Valhöll; and Othin sends Hermóðr and Bragi out to meet the king and bid him welcome[391].

Such poems as Hákonarmál and Eiríksmál must be regarded as products of vivid poetic imagination. They are clearly in the nature of conscious fiction, though it should not be assumed that the pictures of the gods and their abode which they present were conceptions altogether unreal to the poets' audiences. I suppose that ultimately this type of composition is derived from visions or dreams, such as the story of Glúmr given above. For, though the latter in its present form dates from a period at least two centuries later than Hákonarmál—both referring to persons who lived more or less about the same time—it will probably be agreed that the conception there is far more primitive.

Now we have good evidence that visions which took the form of visits to the home of the gods did really obtain credence in the Viking Age. When St Ansgar visited Sweden for the second time, not long after 850, he found that the success of his mission was seriously endangered. A man had come to Birca (Biörkö, on the Mälar), where the king, Olaf, was residing, and stated that he had been present at an assembly of the gods, who had sent him to deliver a message to the king and nation. This was to the effect that the gods had long been gracious to the Swedes and had preserved their land in peace and prosperity. Yet now the Swedes were abandoning their accustomed sacrifices and introducing a strange god. If they wished to retain their favour the sacrifices must be resumed on a larger scale, and the new god must be refused admittance. "But if you desire to have more gods, and we are not sufficient for you, we unanimously enrol in our body Eric who was formerly your king, so that he shall be counted among the gods." This story created a profound impression among the inhabitants. "They founded a temple in honour of the above-mentioned king, who had[Pg 256] long been dead, and began to offer prayers and sacrifices to him as a god[392]."

The Life of St Ansgar, from which this story is taken, is practically a contemporary authority. It was written by St Rembert, one of Ansgar's disciples, who succeeded him as Archbishop of Hamburg in 865 and died in 888. In face of such evidence we have no reason for doubting that stories such as that of Glúmr would readily obtain credence. Indeed it seems scarcely impossible that the doings of Thórgerðr Hölgabrúðr at Hiörungavágr may have been believed by persons who were alive at the time. Yet credulity was no special characteristic of the Northern peoples. We learn from inscriptions that Asclepios was in the habit of showing himself to pilgrims in his temple at Epidauros. Still more striking evidence is furnished by Herodotus' story (I 60) that Peisistratos recovered the tyranny at Athens by dressing up a woman to personate Athene and accompanying her in a chariot to the city. Herodotus himself remarks that this took place at a time when the Greek race had long been distinguished from the rest of mankind by its superior sagacity and freedom from silly credulity—and in a state too which was held to be intellectually supreme among the Greeks. Whatever doubt may be entertained as to the truth of the story it is significant enough that Herodotus should record it, apparently without any hesitation, in less than a century after Peisistratos' death. Some four centuries earlier men may well have been ready to hear that the gods took an active part in the battles of their fathers or grandfathers, while the latter themselves may have been quite as ready to attribute their success or failure to the disguised agency of the same powers.

It is clear at all events that the Scandinavian evidence fails to provide any justification for the view that poems which introduce the gods must date from times far removed from the events which they claim to commemorate. In the contemporary[Pg 257] Hákonarmál we find two of the most advanced Homeric types. First, we have deities participating without disguise in battle; then a change of scene carries us to the actual home of the gods. The second scene in Hákonarmál—which is likewise the scene of Eiríksmál—may be compared both with the various 'Olympic' episodes and also with the two Nekyiai. For, since Othin is a god of the dead, his abode corresponds in a sense both to Olympos and the home of Hades. On the whole perhaps the nearest affinities of the two Norwegian poems are with the second Nekyia (Od. XXIV 1-204), which is commonly regarded as one of the latest portions of the Odyssey.

Lastly, the Scandinavian evidence gives no support to the belief that the more imaginative types of divine intervention necessarily belong to a later date than the others. In principle of course it may be admitted that they are less primitive. But in Old Norse literature it so happens that they occur in both earlier and more nearly contemporary works. The explanation lies doubtless in the fact that the theological apparatus of Norse poetry was fully developed before the time of our earliest authorities. So far as I can see, there is no good reason for denying that the same remark holds good for the Homeric poems. But if so it is futile to use evidence of this kind as a criterion for determining the date of the various portions.


Monsters and theriomorphic demons are by no means unknown in Greek heroic stories, though in the poems which have come down to us they figure prominently only in episodes dealing with past events. The nearest Homeric analogies to Beowulf's adventures are perhaps to be found in the stories of Bellerophon and Meleagros[393] (Il. VI 178 ff.; IX 538 ff.). It may be that these stories and others, such as that of Perseus, themselves once formed the main themes of heroic poems, and that the backward position which they ultimately came to occupy, as compared with stories of anthropomorphic deities, is due to the growth of poetic art and humanistic tendencies. But on the [Pg 258]other hand we have to remember that heroic poetry is always liable to the intrusion of folk-tales, in which adventures with monsters form one of the favourite themes.

The chief store-house of folk-tales in the Homeric poems is the narrative of his adventures given by Odysseus to the Phaeacians (Od. IX-XII). This narrative contains a considerable number of incidents, of which ten may be regarded as more or less distinct: (i) the encounter with the Cicones, (ii) the visit to the land of the Lotus-eaters, (iii) the adventure with Polyphemos, (iv) the two visits to Aiolos, (v) the disaster in the land of the Laistrygones, (vi) the two visits to Circe, (vii) the journey to the home of Hades, (viii) the singing of the Sirens, (ix) the adventure with Scylla and Charybdis, (x) the slaughter of the cattle of Helios.

The first of these incidents bears no obvious traces of derivation or influence from a folk-tale; but it is the only one of the series of which this can be stated with any confidence. The adventures with the Lotus-eaters and the Laistrygones should perhaps be regarded rather as travellers' stories—founded possibly on actual experience of foreign peoples—yet the latter at least contains certain distorted features which may fairly bring it within our category. As to the origin of the adventure with Polyphemos there can be little doubt. It appears to be found with slight variants in many different parts of the world[394].

The last incident of the series is perhaps the one least widely known; but a parallel may be cited from one of Saxo's stories (p. 286 f.). A certain Danish king named Gormo[395] was an ardent explorer. Above all he desired to visit the abode of Geruthus (Geirröðr), which lay beyond the ocean in a land of perpetual darkness. Taking with him as guide an experienced traveller, named Thorkillus, he set sail with three ships and made his way beyond Halogaland (the north of Norway). There, having lost its way in a storm, the expedition came to be [Pg 259]in want of food. Eventually they arrived at an island which contained herds of extremely tame cattle. Against the advice of Thorkillus the mariners slaughtered a large number of these. The following night they were attacked by monsters, one of whom declared that they would not be allowed to sail away until they made compensation for the losses they had inflicted on the herd of the gods. In order to save themselves they had to give up one man from each ship.

It will be seen that this incident bears a general resemblance to the slaughtering of the cattle of Helios, and we need scarcely hesitate to regard both stories as variant forms of a folk-tale. As to its origin we are not altogether without evidence in the Northern case. In Alcuin's Vita Willebrordi, I cap. 10, it is stated that a certain island (now Heligoland) was entirely sacred to a god named Fosite. So great was the sanctity with which it was regarded that no one ventured to touch any of the animals which grazed upon the island. The violation of the sanctuary, in this and other respects, cost one of St Willebrord's companions his life. Hence there is no need to doubt that a basis of fact underlies the stories of islands in which animal life was held sacred—just as in holy woods throughout the north of Europe. It is scarcely impossible that similar island sanctuaries may once have been known in the Mediterranean.

The subsequent course of the story has a certain affinity with that of Circe. After leaving the island Gormo and his men sailed in safety to the farther part of Permland, where they were met by a giant named Guthmundus[396], the brother of Geruthus, who invited them to his house. Thorkillus strictly enjoined his companions to abstain from all food and drink offered them, even from the fruits which grew in the garden, and to avoid contact with members of the household. Those who yielded to temptation, as a few eventually did, would have to spend the rest of their lives among monsters. There is no actual transformation as in the story of Circe; but this in itself is a widely known incident in folk-tales.

When the travellers at length reach the abode of Geruthus[Pg 260] the scene, though horrible in every way, seems to be a variety of the Enchanted Castle rather than a parallel to the home of Hades[397]. We have seen above that the poems Hákonarmál and Eiríksmál may in a sense be compared with the two Nekyiai; for Valhöll is the abode not only of the chief god but also of the spirits of fallen warriors. But here we have to deal with elaborate conceptions of court poetry which are further removed from the spirit of the true folk-tale than either of the passages in the Odyssey[398]. A better parallel to the first Nekyia is perhaps to be found in another of Saxo's stories (p. 31). Once upon a time, when King Hadingus was feasting, there appeared to him a woman who was carrying hemlocks. She wrapped him in her mantle and took him with her underground in order to show him where the hemlocks grew. On the way they passed through a dark cloud and then along a well-worn path, where they saw many men richly attired. After viewing the sunny regions where the hemlocks grew, they crossed a rapid river and then saw two armies engaged in desperate conflict. The woman told Hadingus that these were men who had been slain by the sword and continually rehearsed the manner of their death. They are obviously to be connected with the einheriar of Old Norse poetry—the slain warriors who dwell in Valhöll and spend their days in combat—though possibly this passage represents a more primitive form of the idea. It is to be observed that Saxo himself explicitly interprets the story as a visit to the region of the dead.

Stories of this kind are to be found in many parts of the world—among peoples as widely apart as the Algonquins, the Zulus and the Maoris[399]. There can be little doubt that to a large extent the first Nekyia belongs to the same category. At the same time of course I do not mean to imply that it is wholly to be regarded as a folk-tale. In the interview with Agamemnon and his companions (vv. 385-564) we find ourselves in much the same world of ideas as is presented to us in Eiríksmál and [Pg 261]Hákonarmál. Again, it is to be remembered that the object of Odysseus' journey was to consult the spirit of Teiresias, and this is perhaps the original kernel of the story. Such an idea however may be derived from ancient religious observances rather than from a folk-tale. Herodotus (V 92) records that Periandros, tyrant of Corinth, about the close of the sixth century, sent an embassy to the oracle of the dead (νεκυομαντήϊον) on the river Acheron in Thesprotis, in order to consult the spirit of his wife Melissa. After making all allowance for antiquarian and etymological speculation[400] it seems probable that this oracle did influence the conceptions of the home of the dead current in Greek poetry.

It would appear then that in the composition of the first Nekyia we have to take account of the influence of at least three different elements—court poetry, folk-tale and religious (necromantic) observances. If we are right in supposing that Aeolis was the true home of all Homeric poetry, the absence of any precise geographical indications is easily accounted for. During the centuries which intervened between the end of the Heroic Age and the beginning of the historical period there is extremely little evidence, whether traditional or archaeological, for communication with distant lands; and it is likely enough that at that time Thesprotis was as unfamiliar as Egypt to the inhabitants of Aeolis. Few scholars will dispute that the geographical indications throughout the story of Odysseus' wanderings are both vague and contradictory. Sometimes he appears to be in the west; sometimes again he is following the track of the Argo—presumably in the Black Sea. That is after all the kind of confusion which might reasonably be expected from poets who were dealing with traditions of voyages made long before in regions now altogether forgotten.


The ascription of supernatural properties to men or animals is not a very striking feature in Homeric poetry—unless we[Pg 262] include under this head stories of exaggerated prowess. As an example we may cite Il. XIX 404 ff., where one of Achilles' horses speaks and prophesies his master's death. Incidents such as the flame on the same hero's head in Il. XVIII 205 ff. and the changes in Odysseus' appearance (Od. XIII 429 ff., etc.) are attributed to the direct action of deities. On the other hand exaggeration is common and often carried out systematically. Among such cases we must include the feats of valour performed by some of the combatants, and also presumably the numbers of the forces stated in the catalogues, if we admit that the story of the siege of Troy has any historical foundation.

On the whole it appears that those elements in the Homeric poems which may quite safely be derived from myth or folk-tale resemble the corresponding elements in Teutonic heroic poetry very closely. We may perhaps doubt whether the gods ever figured so conspicuously in Teutonic poetry as they do in the Iliad and Odyssey; but the difference between the two cases is one of degree only. In the use made of folk-tales the difference is very slight. It remains for us now to consider whether the remaining elements in the poems—their main groundwork in fact—should be regarded as of similar origin in both cases.

FOOTNOTES:

[385] Jebb, Introduction to Homer, p. 147.

[386] Jómsvíkinga Saga, cap. 44 (Fornmanna Sögur, XI p. 136 ff.); Flateyiarbók, I 191 f. Snorri gives a different account of the battle in the Heimskringla (Olafs S. Tryggv. 43 ff.); but he was acquainted with at least part of the story given above.

[387] Styrbiarnar Tháttr, cap. 2 (Fornm. Sög., V p. 250).

[388] Olafs S. Tryggv. A (Heimskr.), cap. 71; Olafs S. Tryggv. B, cap. 213 (Fornm. Sög., II p. 182 f.).

[389] Víga-Glúms Saga, cap. 9, 26.

[390] Olafs S. Tryggv. (Heimskr.), cap. 27 f.

[391] This latter part of the poem is copied from Eiríksmál (cf. p. 15), in which Othin sends out Sigmundr and Sinfiötli to meet Eiríkr. We do not know either the date or the author of Eiríksmál; but it would seem from the Saxon Chronicle that Eiríkr was still alive about the year 954.

[392] Porro, si etiam plures deos habere desideratis, et uobis non sufficimus, Ericum, quondam regem uestrum, nos unanimes in collegium nostrum asciscimus, ut sit unus de numero deorum.... Nam et templum in honore supradicti regis dudum defuncti statuerunt, et ipsi tanquam deo uota et sacrificia offerre coeperunt. Rembertus, Vita S. Anscharii, cap. 23.

[393] The first stage in the growth of such a story as this may be illustrated from the message of the Mysians given by Herodotus, I 36. The development which it may ultimately attain can be seen from the story of Kilhwch and Olwen.

[394] Cf. Macculloch, The Childhood of Fiction, p. 279 ff.

[395] The historical connections of this story are somewhat obscure. But this is immaterial for our purpose, as the part with which we are dealing is clearly derived from folk-tales.

[396] Guðmundr of Glæsisvellir is a well-known figure in the unhistorical parts of sagas.

[397] A better parallel is perhaps furnished by Thorkillus' subsequent visit to the abode of Ugarthilocus (p. 292 ff.). The description of this place recalls that of Náströnd in Völuspá 39, Gylfaginning, cap. 52.

[398] The home of Hades resembles the abode of Hel rather than Valhöll. To this also we have a visit (by the god Hermóðr) in Gylf. 49.

[399] Cf. Tylor, Primitive Culture4, I p. 346, II p. 50 ff.

[400] As seen (e.g.) in the application of the name Κωκυτός to a tributary of the Acheron. The presumption is that this name was originally a creation of poetic fancy, just as much as Πυριφλεγέθων. The diffusion of the names Acheron and Acherusia in other regions (Italy, the Black Sea, etc.) is doubtless due to the influence of poetry or tradition.

[Pg 263]


CHAPTER XIII.
MYTH IN THE HOMERIC POEMS.

It is commonly held that history, myth and fiction have all contributed to the formation of the Greek heroic stories; but opinions differ widely as to the relative importance to be attributed to the three elements. Among modern scholars the general tendency has been to assign the chief weight to myth. By many indeed the heroes of the Trojan War are believed to be as mythical in origin as the gods themselves.

One conclusion may safely be drawn from the Northern evidence discussed in the last chapter: we must definitely dismiss the argument that the Homeric heroes cannot have been men of flesh and blood because they are brought into contact with the gods. No one will be so hardy as to suggest that King Haakon or his namesake, the famous earl of Lade, were products of myth or poetic imagination. Yet Göndul is as much responsible for the death of King Haakon as Athene is for that of Hector. There is certainly this difference between the two cases, that we have no historical evidence for the existence of the Homeric heroes. But the fact that deities participate in their destruction does not in itself prove that they are themselves products of myth or fiction.

There was a time, not so very long ago, when most of the characters of the Greek Heroic Age were believed to owe their origin to nature-myth—personifications of light, darkness and so forth. At the present time however it is only in some few cases that this view is generally maintained. Its chief stronghold is the case of Achilles; and here we are invariably referred for proof to the story of Sigurðr. The two characters have of[Pg 264] course a good deal in common. Both are more or less idealised types of youthful strength and valour, and both die prematurely. But it would be pure folly to regard these features as in themselves proofs of mythical origin. In order to prove this it is necessary to point to features which can only be mythical, and to show that such features formed an original element in the stories.

Now we have seen (p. 140 ff.) that the current explanation with regard to Sigurðr is open to the most serious—in my opinion fatal—objections. On the other hand there certainly was a tendency for myth to grow up in later times round this hero. As an instance we may take his invulnerability, a feature which is peculiar to the German version of the story. Achilles possesses the same characteristic—but not in the Iliad or Odyssey. It is as much unknown in the Homeric account of Achilles as in the Norse account of Sigurðr. Indeed the only essentially mythical feature which the poems themselves record in the case of Achilles—and it is by no means peculiar to his case—is that he is the son of a deity[401]. But divine descent was claimed also by many Teutonic princes, though the heroes of our stories are usually separated from their divine ancestors by two or three generations[402]. Whatever may be the explanation of this phenomenon it is doubtless to be connected with the stories of conjugal relations between human and divine beings which we find both in Greece and in northern Europe. This is a subject to which we shall have to return in a later chapter. Above all, however, we have to take account of the influence of folk-tales[403] and popular beliefs, which, as we have seen from [Pg 265]the Teutonic evidence, may make itself felt even in the description of very recent events.

The story of the abduction of Helen is another case for which many scholars still claim a mythical origin. It is perfectly true that stories of (e.g.) the abduction of the sun or the incontinence of the moon[404] do occur, though examples of this type are by no means so common or widespread as many writers have assumed[405]. But what is apt to be overlooked is that these stories arise from a personification of the sun or moon, and that it is in consequence of this personification that the heavenly bodies are believed to be exposed to perils and passions such as affect human beings. It is surely nothing less than an inversion of the natural order of things to suppose that the numerous class of folk-tales which deal with the abduction of a girl or wife originated in the type—a comparatively rare type—in which this motif is applied to the sun. There can be no reasonable doubt that the prevalence of such folk-tales is due to the innumerable occurrences of abduction in real life. But the theory we are discussing involves not merely the personification of heavenly bodies and natural phenomena but their complete anthropomorphisation[406]—a very doubtful process in the best of cases—whereas the story which it seeks to explain bears no trace even of derivation from a folk-tale. In other words we are asked to assume a most complex and precarious hypothesis [Pg 266]in order to account for a story for which parallels are to be found very frequently in almost all stages of human society.

Of course I do not mean to say that the story of Helen is entirely devoid of mythical elements. On the contrary, it is a most instructive example of the growth of myth, and as such it furnishes an interesting parallel to the history of similar stories in the north of Europe. In the Iliad Helen possesses no mythical characteristics, except that she is the offspring of a divine father. In the Cypria she had apparently also acquired a divine mother (Nemesis). By the seventh century we find her figuring in quite a different story of abduction—a story which seems to have been treated by Alcman and Stesichoros, as well as on the 'Chest of Cypselos.' This time she is carried off by Theseus, with the help of Peirithoos, and rescued by her brothers, the Dioscoroi[407]. Somewhat later we find a new version of the story of her abduction by Paris. Now it is said to be only her εἴδωλον which is carried off by Paris; Helen herself is taken by Hermes to Egypt[408]. There seems to be little reason for doubting that the εἴδωλον was a deliberate invention of Stesichoros, though in other respects this version of the story may well have been influenced by the Egyptian version, recorded by Herodotus (II 112 ff.). The latter again comes in all probability from Greek settlers in Egypt, who connected the narrative of Helen's sojourn in Egypt, related in the Odyssey (IV 125 ff., 351 ff.), with a cult which they found existing in that country. This version of the story then should perhaps be regarded as a product of fiction rather than myth. The other story however—that of Theseus, Peirithoos and the Dioscoroi—is doubtless of popular origin. It is important to notice that both these pairs of heroes are [Pg 267]connected with other stories of abduction[409]. Moreover in both cases these stories have certain elements in common with that of Persephone. There can be little doubt therefore that we have to deal with a folk-tale. The introduction of Helen into the story may be due partly to her kinship with the Dioscoroi and partly to the influence of the story of her abduction by Paris.


At the present time it appears to be the more general opinion that the Homeric heroes originated mainly not in personifications of natural phenomena, but in tribal divinities or personified conceptions of peoples ('hypostasierte Volksindividualitäten'). Now we have seen (p. 131 f.) that in Teutonic heroic poetry we occasionally meet with the mythical eponymous ancestors of families, though such persons are referred to the past and not introduced into the main action of the stories. Similar characters are to be found in the Homeric poems. Perhaps the best example occurs in a speech of Aineias (Il. XX 200 ff.), where the names Δάρδανος, Τρῶς, and Ἶλος are included in the hero's genealogy. The Cadmos of Od. V 333 is probably to be regarded, in some sense or other, as the eponymous ancestor of the Cadmeioi, though he is not mentioned in connection with Thebes. Again, in Od. XVII 207 we have a reference to eponymous heroes of places, Ithacos and Neritos. They are perhaps creatures of the poet's own imagination, i.e. fictitious rather than mythical beings; but it is probable that they were modelled upon existing types. Other examples of both types may be found elsewhere in the poems[410]. Yet it cannot be said that they are common. In Greece, as in northern Europe, the true home of eponymous ancestors (Hellen, Doros, Achaios, etc.[411]) is to be found in post-heroic, or at least non-heroic, literature.

In recent years however several scholars have put forward the theory that the characters who figure in the main action of [Pg 268]the Iliad are tribal heroes in disguise. For a simple example of this theory we may refer to the interpretation put upon Il. V 43 ff., where the Cretan leader Idomeneus is represented as slaying a man named Phaistos (Φαῖστος). Now there was in Crete a well-known city called Phaistos (Φαιστός). According to Prof. E. Bethe (Neue Jahrbücher, VII 669) it cannot be disputed that the man Phaistos is the 'eponym' of the city and that we have here the remains of an ancient Cretan heroic lay. But the origin of the man is stated explicitly enough in the poem (l.c.): he is the son of Boros the Maeonian and had come from a place called Tarne. Before we can assume that he was the 'eponym' of a Cretan city we must surely ask how he came to be represented as a Maeonian (Lydian). Is it inconceivable that a name identical with that of a city should be borne by anyone except the eponymous hero of the city?

This is not the only case of the kind which has been brought forward. In Il. V 706 we hear of an Aetolian named Trechos slain by Hector and in Il. XX 455 of a Trojan named Dryops slain by Achilles. Here we are said to have 'eponyms' of Trachis and the Dryopes. In England during the centuries immediately following the Heroic Age we find mention in historical documents of princes or ecclesiastics called Walh, Cumbra, Seaxa, Dene, Fronca, etc. Are we to suppose that these persons are the eponymous heroes of the Welsh or Cymry, the Saxons, Danes and Franks? But national names of this type seem to have been just as frequently used by the Greeks, at least in historical times. We may mention Achaios of Eretria, Ion of Chios and Dorieus the brother of Leonidas. Is there any reason for denying their use in earlier times[412]?

The evidence of these names has been brought forward in support of a far-reaching theory—that the conflicts which we find described in the Iliad are echoes of tribal struggles which once took place in Greece, and that the warriors, Trojans as well as Greeks, are in reality mythical heroes in whom the various[Pg 269] contending tribes have become personified. If this theory is sound it will be obvious that the resemblance between Greek and Teutonic heroic poetry must be merely superficial—that the two groups of poems spring from essentially different sources. It will be well then to examine somewhat carefully the evidence on which the theory is based.

The first argument in its favour is derived from a story quoted by Plutarch (Theseus, cap. 34) from Istros, a writer of the third century, to the effect that Alexandros (Paris) was overcome by Achilles and Patroclos on the banks of the Spercheios. In confirmation of this story it is pointed out that the warriors with whom Paris fights in the Iliad mostly belong to Thessaly, while his sister Alexandra (Cassandra) was worshipped by the Locrians. Another argument rests on a story derived from the Little Iliad, that Andromache was brought to Pharsalos after the fall of Troy. The inference that she belonged originally to this region is supported by the proposed identification of Thebe Hypoplacie, her home in the Iliad, with the Phthiotic Thebes, to the east of Pharsalos. Yet a further argument relates to Hector. It is noted that he was worshipped as a hero at Thebes in Boeotia, and that most of the persons associated with him, either as friends or foes, are connected with Boeotia, Thessaly and the intervening districts. In Prof. Bethe's words "Hector's tracks lead from southern Thessaly, through Phocis and Boeotia, to the Cadmean Thebes." "In other words Hector, or rather the tribe which honoured Hector as their hero, migrated by this road. More accurately, the tribe gradually, in how many centuries none can tell, moved in a south-easterly direction, driven by a pressure which was no doubt exerted by the Aeolic tribe represented in the Epos by Achilles[413]."

Now it is manifest that the argument derived from Istros' story can have validity only if it can be shown that there is reason for believing it to be based on genuine native tradition, independent of the Homeric poems. For everyone who has studied the history of Teutonic heroic poetry knows that in the later forms of the stories the scene is liable to be changed to[Pg 270] entirely different countries. Thus the fight of Heðinn and Högni is located in the Orkneys in the Norse version of their story, while in Kûdrûn Hagen is made a king in Ireland. Again, in the Vitae Duorum Offarum the whole story of Offa and his single combat is transplanted to the English Mercia, the home of the hero's descendants. Yet in the case of Istros' story the requisite evidence seems to be altogether wanting. If the story really comes from local tradition it may very well be due to an imperfect acquaintance with the Homeric poems. But the context, which mentions Hector as well as Paris, suggests rather that Istros was referring not to the story of the Iliad at all but to an early adventure of the two brothers[414]—presumably one of those accretions to the old heroic cycles, for which so many parallels can be found in late Teutonic authorities like Thiðreks Saga af Bern.

The argument relating to the Locrian cult of Alexandra (Cassandra) need scarcely be considered at length; for, however ancient this cult may have been, it was always connected with the sanctuary of Athene at Troy[415]. The cult of Hector at Thebes likewise seems to have been derived from the same quarter, perhaps in comparatively late times[416]. Again, the identification of Andromache's home with Thebes in Phthiotis is admittedly nothing more than a conjecture.

One argument still remains for consideration, namely that the persons brought into contact with Hector come chiefly from the north-eastern parts of Greece and those encountered by Paris chiefly from Thessaly. Now it is to be observed that several of the persons whose names figure in Prof. Bethe's lists (op. cit., p. 670 ff.) are not said to come from Thessaly, Boeotia, etc. in the Iliad itself. That they were derived from this quarter is merely an inference from the fact that other persons belonging to Thessaly, Boeotia, etc. bear the same names. It cannot for a moment be suspected that in V. 705, XV. 547 ff. the poets themselves were thinking of Orestes the son of Agamemnon or of Melanippos the famous Theban hero [Pg 271] But surely nothing can be more absurd than the proposition that persons who bear the same name must necessarily be identical in origin. In the Teutonic Heroic Age we know from historical sources of five kings named Theodric, all of whom were living within half a century of one another. Have we any reason for supposing that the ancient Greeks were more careful to avoid the use of names which had already been appropriated?[417]

Again, the lists given by Prof. Bethe contain merely a selection of the warriors encountered by Paris and Hector. The former fights in the Iliad not only with the Thessalian heroes Machaon, Eurypylos and Menesthios, but also with Menelaos from Sparta, Diomedes from Argos and Euchenor from Corinth. Hector's antagonists include, among others, Aias from Salamis, Stichios from Athens, Periphetes from Mycenae, Lycophron from Cythera and Amphimachos from Elis. On the other hand Melanippos is merely one, and by no means the most conspicuous, of the same hero's supporters. Considering the evidence as a whole therefore I fail to see that this argument is worth any more than the others.

It appears then that the evidence adduced in favour of the theory which we are discussing is open to serious objection at every point[418]. But, leaving questions of detail, we have yet to notice that the theory as a whole consists of two main propositions. The first of these is that the warriors of the Iliad are really 'tribal heroes,' i.e. in some sense or other personifications of tribes. In other words the contests described in the poem were originally conflicts of tribes and not of individuals. The second proposition is that these conflicts must have taken place between neighbouring tribes. It will be seen that this proposition [Pg 272]depends very largely upon the first. If the conflicts of the Iliad really took place, as the poem states, between individual warriors or bands of soldiers, there is no occasion for supposing that the combatants were necessarily neighbours. As far back as the twelfth and thirteenth centuries Egyptian monuments testify, as we have seen, to enterprises far more distant than the expedition against Troy.

Now the first proposition is of course nothing new in itself. On the contrary, Prof. Bethe's theory is an outgrowth from a view which has been long and widely current—that the conflicts recorded in the Iliad are a reflection of the Aeolic settlement of the Asiatic coast. His purpose has been to show that only a comparatively small portion of the story comes from this source[419], and that the bulk is derived from reminiscences of earlier tribal struggles in Greece, which have become embedded in the story of Troy. The two theories differ very greatly in the explanations which they give of the origin of various incidents and characters. But it is not to be overlooked that the principle of interpretation is the same in both cases.

No one will deny that the personification of tribes and nationalities is to be found in both the poetry and the prose literature of many peoples. In certain passages of the Old Testament this principle of interpretation has been recognised from ancient times. But the authorities in which these passages occur cannot be described as heroic poems. Again Greek literature itself also yields plenty of obvious examples, such as the stories of Hellen and his sons and Danaos, several of which can be traced back to quite early poems. But these poems appear to have been of the Hesiodic, and not of the Homeric school. If we turn to the Teutonic peoples, evidence for such personification is abundant, and some of it belongs to our very earliest records. But, except in genealogical references such as we have dealt with above (p. 267), examples are not to be found in heroic poetry. The idea that the characters who are brought before us in the poems—let us say Beowulf or Sigurðr or Witege—are themselves personifications of tribes is one which probably no scholar would entertain.

[Pg 273]

Now in the Homeric poems, as we have them, just as much as in Teutonic heroic poetry, the interest of the poets lies in the fortunes of individual heroes, not in those of the communities to which they belong. Even in those Teutonic stories which have the least claim to be regarded as historical there is no reason for doubting that such was the case from the very beginning. On the other hand the current hypothesis with regard to the origin of the Greek heroic stories postulates what can only be described as a complete revolution in the interests of the poets and their audiences. This however is a postulate which ought not to be accepted, unless decisive evidence is forthcoming in its favour.

In the first place it must be observed that the existence of a poem or story which deals with reminiscences of tribal conflicts necessarily presupposes an absorbing interest in tribal history. It will probably be admitted by everyone that this interest can hardly have been of an academic character; indeed, we may assume, I think, that it must be inspired by patriotic motives. If so, the foremost place will naturally be taken by that tribe or community with which the story originated. Now it is generally agreed that the Homeric poems contain both Aeolic and Ionic elements. Further, though opinions differ widely as to the relative importance of the two, there is a practical unanimity in believing that the Aeolic element is the earlier one. The tribal interest then, at least in the earlier elements in the poems, should be essentially Aeolic. For 'Aeolic' we may practically say Thessalian (using the term of course in a geographical sense); for the Aeolic settlements, mainly at least, had proceeded from Thessaly. But Achilles, the chief hero of the Iliad, himself belongs to Thessaly; and so all is well. Further, many scholars hold that the later or Ionic elements in the poem are marked by the introduction of Nestor. There was, apparently, a tradition current in Colophon that the inhabitants of that city had originally come from Pylos. Nestor therefore may be regarded as typifying the later or Ionic interests of the Iliad, just as Achilles typifies its earlier or Aeolic interests. This opinion however is by no means so widely entertained as the other.

So much for the Iliad; now let us turn to the Odyssey. Here we are confronted with a serious difficulty. Odysseus is[Pg 274] at least as much the hero of the Odyssey as Achilles is of the Iliad. But Odysseus belongs to the Ionian Isles; and there is no trace of either an Aeolic or an Ionic population in these islands. It is not surprising then that the Odyssey is put aside by the advocates of the theory which we are discussing. The tendency is to regard it as a later work—originating perhaps at a time when tribal interests had become forgotten. We must confine our attention therefore to the Iliad.

As applied to the Iliad the theory was long ago seen to be open to one serious objection. Achilles is the only one of the chief Achaean leaders who can be referred to Thessaly. His nearest neighbour is the Locrian Aias; but the Locrians, in spite of their connection with Troy, cannot be regarded as an Aeolic people. All the other Achaean leaders who may be termed 'heroes of the first rank' belong to the southern and western parts of Greece. Their positions geographically cannot be reconciled with the theory of Aeolic tribal wars. In order to obviate this difficulty various suggestions have been put forward. On the one hand we have Prof. Bethe's hypothesis which brings the Trojan leaders, Hector and Paris, to the north-eastern parts of Greece. Upon this enough has been said above. On the other hand there is an older and still very popular hypothesis, according to which some of the southern leaders, Agamemnon in particular, originally belonged to the northern parts of the country. It is to this that we must now turn our attention.

In the Iliad Mycenae is represented as being the home of Agamemnon. But it has been observed that this place is comparatively seldom mentioned, and that sometimes Agamemnon is said to rule over 'Argos.' Unfortunately there is a considerable amount of ambiguity in the use of the latter name. Occasionally it denotes the well-known city in Argolis; but more often it is clearly used in a much wider sense, for the Peloponnesos or the whole of Greece. Once however (II 681) we find the expression τὸ Πελασγικὸν Ἄργος as a name for the home of Achilles. In ancient times the meaning of this expression was not known. Some authorities believed it to be the name of a city, while others understood it as a designation for the plain of Thessaly. Many modern scholars have adopted[Pg 275] the latter interpretation. But further, they hold that this was the original Argos, and that the application of that name to the Peloponnesos or any part of it is due to a misunderstanding on the part of later (Ionic) poets, by whose time the northern Argos had been forgotten.

In favour of this view Prof. Cauer[420] brings forward the following arguments. "If Agamemnon, as well as Achilles, belongs to the oldest elements in the story, he also must come from a land in which Aeolic was spoken; and indeed not Aeolic in the extended sense which the ancients gave the term—where the name includes Elean and Arcadian—but Lesbian-Aeolic. This was, as inscriptions show, the language of the original inhabitants of Thessaly." Again "Agamemnon started with his fleet from Aulis.... He was associated with Achilles in the story from the beginning. His Argeioi are the companions of the Achaeans led by Achilles. The two tribal names are used for one another indifferently, and either of them can be employed as a designation for the forces which fought at Troy. Consequently the Argeioi and the Achaeans must have been neighbours." Further, it is urged by Prof. Cauer that the epithet ἱππόβοτον as applied to the Peloponnesian Argos is inappropriate. This state possessed no cavalry in the fifth century, and none of consequence at any time. On the other hand it is a very suitable epithet for the plain of the Peneios; Thessalian cavalry were famous. Lastly, it is argued that the expression καθ' (ἀν') Ἑλλάδα καὶ μέσον Ἄργος, which occurs four times in the Odyssey, must originally have denoted two neighbouring districts, though in the passages in question it is used in a very wide sense—perhaps for all Greece.

The last argument does not seem to me to have any decisive bearing upon the question under discussion. If we admit, as I think we must, that Homeric poetry is essentially Aeolic and that Aeolis was settled mainly from Thessaly, it is only natural that the poems should preserve traces of traditional Thessalian phraseology, just as they preserve poetic conceptions which must have originated in the same country. But, though we grant that the phrases in question may possibly have been used[Pg 276] originally of the Thessalian Argos mentioned in II 681, we are not bound thereby to conclude that this was the only Argos known to the earliest poems on the siege of Troy. Again, it is scarcely inconceivable that the traditional epithet ἱππόβοτον may have been transferred from one Argos to the other, though on the other hand there seems to be good reason for doubting whether the application of this term to the Peloponnesian Argos is as much out of place as has been alleged[421]. Still less cogent is the argument relating to Aulis. For the assembling of such a fleet as the story describes the choice of a convenient central position in sheltered waters would be suggested by the most elementary notions of strategy.

All these however are comparatively minor considerations. I doubt if they would have been seriously brought forward except as reinforcements to the main contention—viz. that Agamemnon, like Achilles, must have come from an Aeolic district, if he belongs to the oldest elements in the story. It is surprising to see how this principle appears to have commanded the assent of Homeric scholars. To anyone who has made a study of Teutonic heroic poetry such an argument seems nothing less than absurd. Out of 132 personal names which occur in the Anglo-Saxon heroic poems only three or four, so far as we know, belong to persons of English nationality (cf. p. 32 ff.). Beowulf is concerned almost exclusively with the doings of princes of the Danes, Götar and Swedes. In Waldhere, another English poem, the characters are Burgundians and (perhaps) Franks; in the German Hildebrandslied they are apparently Goths. The Norse poems of the Older Edda are occupied chiefly with the adventures of Huns, Burgundians and Goths. What need then is there for supposing that Agamemnon must have belonged to the same branch of the Greek race as Achilles? And what need is there for supposing that an Aeolic poem must contain any Aeolic characters at all? In the Odyssey it is not the case. In the Iliad, as we have it, only a small proportion of the characters at most can be regarded as Aeolic[422].

[Pg 277]

The reason why Agamemnon must belong to an Aeolic district is clearly to be found in the assumption that both he and Achilles were originally not individuals but personifications of tribes. Starting from this assumption we become involved in a series of hypotheses each of which is dependent upon the preceding one. i. The sources of the Iliad were concerned only, or at least chiefly, with the fortunes of tribes (though in point of fact the Iliad, as it stands, is concerned only with the fortunes of individuals). ii. These tribes belonged to adjacent districts (though in fact the heroes of the Iliad are represented as coming from nearly all parts of Greece). iii. Since Achilles belongs to an Aeolic district, Agamemnon and the Argos over which he rules must be located in the same quarter. But the third hypothesis is by no means the only one which is dependent upon the second. Menelaos must have been transferred from the north, i.e. from Thessaly, with his brother. Again, Pylos lies far away from any Aeolic district. Here we have a choice between two hypotheses. Some hold that Nestor, like Agamemnon, belonged originally to Thessaly (the district of the river Enipeus); others that he is a late and Ionic addition [Pg 278]to the story. With Diomedes the case is somewhat similar. He cannot have ruled over Argos even in the second stage of the story; for then, before Mycenae was introduced, Argos belonged to Agamemnon. Either then he has been transferred from Aetolia, the home of his ancestors; or he is a late addition, due to Ionic poets. Again, Idomeneus' case is due to 'attraction'; originally he belonged to quite a different cycle of story, like Tlepolemos. Aias, the son of Telamon, is clearly a 'doublet' of the Locrian Aias; and so forth. By this process we are enabled to dispose satisfactorily of all the southern Greek heroes.

It will be seen that according to some scholars only a few of the leading heroes belonged to the original form of the story, and that their number has grown by gradual accretions. According to others the majority were there from the beginning; but they belonged originally to the northern parts of Greece, more especially the Aeolic districts. With reference to this latter view it may be observed that the Aeolic districts are by no means unrepresented in the Iliad as we have it. On the contrary we find a considerable number of leaders both from Thessaly and Boeotia; but they are all what we may term 'heroes of the second rank.' Are we to suppose that these are 'Ionic' substitutions for the original heroes, when the latter were transferred to the southern parts of Greece?

But we have yet to consider a more important question than this. In the Iliad itself only two of the leading heroes, namely Achilles and the Locrian Aias, are represented as coming from the northern parts of Greece. But the Locrians cannot be regarded as an Aeolic people. Achilles then is the only leading hero whose Aeolic nationality rests on any solid evidence, and it is, as we have seen, chiefly owing to their association with him that the same nationality is claimed by hypothesis for Agamemnon and the rest. But before we bring our discussion to a close it will be well to ask whether Achilles' nationality really is established beyond question by the evidence.

It has been mentioned above that 'the Pelasgian Argos' is said to be the home of Achilles, though unfortunately neither ancient nor modern scholars have been able to determine with[Pg 279] certainty what is meant by that name. Of the other places recorded in the same context (Il. II 681 ff.[423])—viz. Alos, Alope, Trechis, Phthia and Hellas—all except the third are involved in somewhat similar obscurity. Phthia—whether it be a city or a district—was generally located between Mt Othrys and the Malian Gulf. Hellas was believed to be in the same neighbourhood, if not actually identical with Phthia; some placed it on the north side of Othrys, a short distance away. The names Ἄλος and Ἀλόπη were borne in historical times by places in Locris, and also by other places in Phthiotis, on the Pagasean Gulf and the Malian Gulf respectively. Opinion was divided as to which of these were the places mentioned in the Iliad. Trechis (Trachis) lay on the south of the Spercheios.

It must not be overlooked that, except the indefinite Hellas and Phthia, all these places, including 'the Pelasgian Argos,' are mentioned only in the Catalogue of Ships, a section of the poem which is commonly regarded with very little respect. Indeed the same scholars who lay so much stress upon the Pelasgian Argos as the home of Achilles have no hesitation about rejecting the evidence of the Catalogue as to the homes of Agamemnon, Menelaos, Nestor, Diomedes and others. Yet the Thessalian section of the Catalogue is admittedly far more difficult to understand than any other. It is scarcely credible that the poet responsible for it can have been personally acquainted with the places he was enumerating. Now in other parts of the poem Achilles and his followers are associated with the Spercheios or Ellada; from XVI 173 ff., XXIII 144 ff. it is quite clear that his home was supposed to be in the immediate neighbourhood of that river. According to IX 484 his vassal Phoinix rules over the Dolopes, a people who, at least in historical times, inhabited the mountainous country to the north-west[424]. These indications, it will be seen, agree perfectly well with the only place in [Pg 280]the Catalogue which can be identified with certainty, namely Trechis. On the whole also they favour the view that 'Alope' is the Phthiotic Alope. Achilles' country then is the basin of the Spercheios, together probably with the coast lands on the Malian Gulf between the mountains of Oite and Othrys. It may have included the northern slopes of the latter, in the territory of the Dolopes; but neither the evidence of the Catalogue itself nor references in other parts of the Iliad give us any warrant for supposing that it extended into the plain of Larissa[425].

Now there is not a particle of evidence that an Aeolic dialect was ever spoken either in the basin of the Spercheios or in the districts bordering on the coasts of the Malian Gulf. A form (Μαχαειος) which may be an Aeolic patronymic occurs in an inscription from Melitaia[426]; but the inscription in other respects is definitely non-Aeolic, although Melitaia lies to the north of Othrys. A similar form (Ευβιοτεια) occurs in an inscription found near Pteleon[427], which is too short for us to determine its character; but Pteleon lies in the extreme east of Phthiotis, outside the Malian Gulf, and according to the Catalogue belonged to Protesilaos. The only inscription of definitely Aeolic (Thessalian) character as yet found in Phthiotis comes from near Eretria, just inside the boundary. This place is not mentioned in the Catalogue, or elsewhere in the Iliad; but Strabo (IX 5. 10) conjectured that it belonged to Achilles' territories. If we are to follow the indications given by the Catalogue the question would seem to lie between the territories of Protesilaos and [Pg 281]those of Eurypylos; there is nothing to show that Achilles' country was believed to extend so far. It is most surprising therefore to find Prof. Cauer[428] concluding from such evidence as this that "we are justified in claiming the valley of the Spercheios also as an Aeolic district and Achilles as a hero of Aeolic nationality."

For the language of Achilles' country itself we are by no means without evidence. Fairly long inscriptions have been found at Hypate in the valley of the Spercheios and at Lamia, to the north of the Malian Gulf—to which may be added an inscription, apparently of the Oitaioi, at Drymaia in Phocis. All these show the form of language usually known as 'north-west Greek,' and the same is true of other inscriptions found in the north and east of Phthiotis. Although they are all late, there is no valid reason for doubting that this language is indigenous[429]. Only two inscriptions[430], so far as I know, contain references to Aetolian magistrates. The dialect is almost identical not only with that of the Aetolian inscriptions, but also with those of the Locrians and Phocians, the former of which is well known from much earlier times. Greek communities as a general rule were slow to change their language, and the influence of the Aetolian League was scarcely of such a character as to favour the permanent extension of its dialect[431].

[Pg 282]

If we are to trust all the evidence which we possess Othrys, and not Oite, was the southern limit of the Aeolic (Thessalian) dialect. The communities of Phthiotis were politically dependent upon Thessaly, but they seem never to have been subjugated in the same way as the Aeolic population north of the mountains[432]. They had their own troops and sent a separate contingent to Xerxes' army. Indeed Herodotus (VII 173, 196 ff.) clearly distinguishes between 'Thessaly' and 'Achaia' (i.e. Phthiotis). Moreover it appears to have been the general opinion among the Greeks themselves that this district was the original home of the Achaeans of the Peloponnesos. Pausanias (VII 1. 6) traces the Peloponnesian Achaeans to Archandros and Architeles, the sons of Achaios, who had come from Phthiotis[433]. Herodotus (II 98) was evidently familiar with some form of this story, though he calls Archandros son of Phthios and grandson of Achaios. The supposed connection therefore goes back at least to the fifth century. How far these genealogies were constructed upon linguistic affinities is a question which needs some discussion. We may remark in passing however that the dialect of the Peloponnesian Achaia, so far as it is known to us[434], shows but little difference from the dialects north of the Gulf of Corinth. It is commonly included in the list of 'north-west Greek' dialects.

In the meantime we may notice an argument which has [Pg 283]sometimes been brought forward in support of the hypothesis that Aeolic was once spoken much further south. This is the presence of an Aeolic or semi-Aeolic form of language in Boeotia. The ancients themselves believed that the Boeotians were not indigenous. Thucydides (I 12) states that they had been expelled by the Thessalians from 'Arne' after the Trojan War; but this was not the only form of the story. On the other hand many modern scholars have adopted the view that the 'north-western' dialects of Locris and Phocis were intrusive[435], and that the non-Aeolic characteristics of the Boeotian dialect itself were due to an extension of the same movement—in short that Aeolic was the earliest form of Greek spoken throughout the whole region from Thessaly down to the borders of Attica. For such a displacement of population[436] no evidence is to be found either in history or tradition. Moreover this hypothesis has opposed to it the evidence of what may be called linguistic geography. The Ionic dialects of Euboea and Attica have much more in common with the 'north-western' dialects of Locris and Phocis than they have with Boeotian. The latter indeed stands quite isolated in many respects among the dialects of this part of Greece. It will be sufficient here to notice the close pronunciation of ē (e.g. in Gen. sg. μεινός) and the open pronunciation of ŏ (e.g. in Acc. pl. τώς)—both of which are probably to be regarded as Aeolic characteristics—the use of Aeolic patronymics in -ios (e.g. Ἵππων Ἀθανοδώριος) and more especially the Aeolic tendency to change labiovelar explosives into labials before ē̆, which we find exemplified at both extremities of the Boeotian area (Βελφοί, Πευματτός). The last [Pg 284]peculiarity is doubtless one of the earliest cases of dialectal variation which can be traced in the Greek language; but it is impossible to date. All this evidence tends to show that Aeolic was the intrusive element—in other words, to confirm the tradition that Boeotia was at some time invaded by settlers from an Aeolic-speaking district[437].

In recent years there has been a tendency to classify the Greek dialects in two main groups—'East Greek' and 'West Greek.' In the former are included Arcadian, Cypriot, Ionic (with Attic) and the Aeolic dialects, i.e. Thessalian and Lesbian-Aeolic, together with the Aeolic element in Boeotian. To the latter are referred the remaining dialects, i.e. the Doric dialects and all the dialects of the mainland of Greece except Arcadian, Attic, Thessalian and Boeotian, so far as Boeotian can be regarded as Aeolic. It may be doubted whether this classification is altogether satisfactory, since the affinities of Aeolic with Ionic and Arcadian are by no means close; as much perhaps might be said for a division into 'North Greek' (Aeolic) and 'South Greek' (non-Aeolic). But there can be no doubt that the 'West Greek' dialects, i.e. Doric and north-western Greek, except perhaps Elean, do really form a homogeneous group. Indeed it can hardly be maintained that the Doric dialects as a whole show any divergence from the other members of the group[438], though there are marked differences between one Doric dialect and another. It is this West Greek group which specially requires our attention, for according to all the evidence we possess it included the dialects of both the Phthiotic Achaeans and the Peloponnesian Achaeans.

[Pg 285]

Now let us return to the genealogical problem. We have seen that Herodotus was familiar with a story which traced the descent of the Peloponnesian Achaeans from Phthios the son of Achaios. The same writer elsewhere (I 56, etc.) draws a distinction between 'Hellenic' and 'Pelasgian' peoples. Among the former he includes the Dorians; among the latter the Athenians (I 56, VIII 44), the Ionians (VII 94), the Arcadians (I 146) and the Aeolians (VII 95). By Αἰολέες he means here the inhabitants of the Asiatic Aeolis. But in view of other passages (I 57, VII 176) it can scarcely be doubted that he would have included the earlier population of Thessaly in the same category.

Now Herodotus himself believed the Pelasgoi to have been a barbarous nation. The peoples of whom he is speaking here were regarded by him as 'Hellenized' Pelasgoi. Some modern writers think that he was mistaken in this view, and that the Pelasgoi were a Greek people from the beginning[439]. Some hold also that the term Πελασγοί in most of these cases is due simply to the influence of genealogies[440]. It is a serious objection to this latter view that the well-known genealogy in which the descent of Ion, as well as Aiolos, is traced from Hellen, goes back at least two or three centuries before the time of Herodotus. But we are not primarily concerned here with Herodotus' opinions; for it is clear from the expressions which he uses (e.g. VII 95: τὸ πάλαι καλεόμενοι Πελασγοὶ, ὡς Ἑλλήνων λόγος) that the distinction between Πελασγοί and Ἕλληνες was one which was generally recognised in his time. Some of his contemporaries may have regarded the Pelasgoi as Greeks, others as barbarians. What was generally agreed was that the term [Pg 286]Ἕλληνες was originally applied only to a portion of the inhabitants of Greece. We may refer to Thucydides (I 3[441]): "The different tribes, of which the Pelasgian was the most widely spread, gave their own names to different districts. But when Hellen and his sons became powerful in Phthiotis, their aid was invoked by other cities, and those who were associated with them gradually began to be called Hellenes, though a long time elapsed before the name prevailed over the whole country. Of this Homer affords the best evidence; for he, although he lived long after the Trojan War, nowhere uses this name collectively, but confines it to the followers of Achilles from Phthiotis, who were the original Hellenes." In a certain sense therefore we may regard Πελασγοί as a term of negative value, i.e. 'non-Hellenic.'

Herodotus does not expressly describe any people as 'Hellenic,' in the narrower sense, except the Dorians. But we are surely not justified in concluding from this that he regarded the Dorians as the only true Hellenes[442]. He is interested in pointing out that certain Greek (Hellenic) peoples were believed to be of Pelasgian origin. Doubtless he considered it unnecessary to say that those for whom no such origin was claimed were really Hellenes, except in such a passage as I 56, where a 'Hellenic' and a 'Pelasgian' people are specially contrasted with each other. In general then the presumption is rather that a people was believed to be truly Hellenic, unless we have a statement to the contrary. In particular however it is incredible that the Achaeans were regarded as Pelasgian, for it was in the Achaean Phthiotis—more properly perhaps in 'Phthia'—that traditional belief located the eponymous Hellen. Thucydides, as we have seen, observes that this belief was confirmed by the evidence of the Homeric poems. The term 'Hellenic' belongs essentially to the followers of Achilles (οἵπερ καὶ πρῶτοι Ἕλληνες ἦσαν).

It can hardly be contended either that the story of Hellen is derived from the Homeric usage, or that the Homeric usage is [Pg 287]derived from the story of Hellen. Both alike are based on the common knowledge or belief that the names Ἕλληνες and Ἑλλάς belonged originally to Phthia. It is not difficult to see why names from such a district, obscure and remote as it was, should come to be applied to the whole nation. The valley of the Spercheios was regarded as the gate of Greece. Certain peoples, such as the Boeotians and Eleans, may have come into possession of their territories by maritime invasions. But there can be little doubt that in prehistoric, as in historical times—we may refer to the Persians and the Gauls—great invasions usually made their way through the pass of Thermopylai. That is true probably not only of the later invasions of the 'West Greek' peoples (the Achaeans, Locrians, Dorians, etc.) but also of those much earlier movements by which the first Greek populations—the ancestors of the Ionians and Arcadians—were introduced into the peninsula. But if we are to trust all the evidence at our disposal it was with the later movements that the names Ἑλλάς[443] and Ἕλληνες[444] were originally connected.

The results of our discussion may now be summarised as follows: (i) According to current hypotheses the language of the Achaeans of Phthiotis was Aeolic, while that of the Peloponnesian Achaeans was perhaps Arcadian; but in point of fact all the linguistic evidence which we have from both districts (including the colonies of the Peloponnesian Achaeans) is definitely West Greek. In all probability the valley of the Spercheios was one of the first, if not actually the very first, of the districts occupied by the West Greeks in the eastern and southern parts of the peninsula. (ii) According to a belief current in the fifth century certain Greek peoples were truly 'Hellenic,' while others were of 'Pelasgian' origin. The former category coincided, at least to a large extent, with the 'West Greek' linguistic division, the latter with the 'East Greek' division, or—to speak more accurately—with the northern, eastern and [Pg 288]southern groups of dialects. In certain cases, owing to the silence of our authorities, it may be permissible to doubt whether a people was regarded as 'Hellenic' or 'Pelasgian'; but no such doubt applies to the followers of Achilles, 'who were the original Hellenes.' It was in Phthia that much earlier tradition located the eponymous Hellen; and from the same district came Archandros and Architeles, the legendary progenitors of the Peloponnesian Achaeans, several generations before the Trojan War. It is clear then that the 'West Greek' language of the extant inscriptions is in perfect agreement with the belief of the fifth century Greeks that this community was essentially Hellenic. We may dismiss therefore as totally without foundation the hypothesis that Achilles was an Aeolic (or Pelasgian) hero[445].

Now let us drop hypotheses and consider briefly the evidence actually furnished by the Iliad. The poem leaves us in no doubt as to who are regarded as the principal persons in the Achaean army. In II 404 ff. Agamemnon is represented as calling together "the elders, the chiefs of the whole Achaean host" (γέροντας ἀριστῆας Παναχαιῶν). They are Nestor, Idomeneus, Aias the son of Telamon and his Locrian namesake, Diomedes, Odysseus and Menelaos. In another council (X 194 ff.) we find the same party together with three additional persons, Thrasymedes, Meriones and Meges. In the debates, which occur so frequently, the leading speakers are almost always Agamemnon, Nestor, Diomedes, Odysseus and Menelaos. In the battle scenes the aged Nestor naturally does not play an active part. The other four heroes however, together with Idomeneus, Aias the son of Telamon and (to a somewhat less extent) the Locrian Aias, are by far the most conspicuous figures in the army. In response to Hector's challenge, from which Menelaos has been forced to retire, all the other six come forward, together with Meriones, Eurypylos and Thoas. There can be no doubt then that the eight leading men are Agamemnon and his brother, Nestor, Idomeneus, the two Aiantes, Diomedes and Odysseus. To these we must certainly add Achilles, who is in retirement throughout the greater part of the poem.

MAP OF GREECE

illustrating the 'Catalogue of Ships'

The numerals denote cities or territories belonging to the chief leaders of the Achaeans.

  1. possessions of Odysseus
  2. "                Nestor
  3. "                Menelaos
  4. "                Agamemnon
  5. "                Diomedes, etc.
  6. "                Aias son of Telamon
  7. "                Aias son of Oileus
  8. "                Achilles

MAP OF GREECE

showing the distribution of the dialects in historical times

Aeolic (Thessalian and Boeotian)
Ionic (with Attic)
Arcadian
West Greek dialects not shaded.

[Pg 289]

Hypothesis after hypothesis has been tried in order to claim an Aeolic or Ionic origin for most of these heroes. The plain fact is that all except one[446] belong to communities which in the fifth century were regarded as truly 'Hellenic'—or at all events to districts where dialects of the West Greek type prevailed in historical times. The leading Aeolic hero is Eurypylos; but he ranks only with Meriones, the Cretan second-in-command, Thoas the Aetolian and Nestor's sons. The other Aeolic and Ionic leaders are distinctly less prominent.

From the evidence at our disposal it seems to me that, if the poets of the Iliad, or rather their predecessors, were interested in any nationality at all, that nationality must have been West Greek or 'Hellenic.' Of the two chief leaders one belongs to Achaia Phthiotis, the other to the Peloponnesian Achaeans; the Catalogue of Ships (Il. II 569 ff.) assigns to him territories which in the main coincide with the later Achaia, though they cover a somewhat larger area. We have scarcely any evidence worth consideration that either Achaia Phthiotis or the Peloponnesian Achaia was ever held by a different nationality within the period embraced by history and tradition[447]. The territories of the other chief Peloponnesian leaders were occupied in historical times by the Dorians. But it was the unanimous belief of the ancient world that the Dorian period had been preceded by an age of Achaean domination in the east, south and west of the peninsula. Lastly, the Odyssey (XIX 175), in a passage which is commonly believed to preserve a true ethnographical record, [Pg 290]speaks of the presence of Achaeans in Crete. Thus at least six[448] of the nine principal leaders come from regions with an Achaean population. In view of this fact is it any wonder that Ἀχαιοί is by far the commonest term applied in the poems to the Greeks collectively[449]? This then must be the nationality in which the poets were interested. But the Achaeans of historical times, as we have seen, everywhere used a form of language which is West Greek. Moreover, it is to the northern Achaeans that we first find the name Ἕλληνες applied (Il. II 684). The facts noted seem to indicate that the Achaeans were the dominant people of the West Greeks—indeed, we may say, of the Greeks generally—during the Heroic Age, a position in which they were eventually succeeded by the Dorians.

But the poems themselves are of Aeolic origin. It is this fact—supported by speculations of writers of the Roman period, who included under the term 'Aeolic' every dialect not obviously Doric, Ionic or Attic[450]—which has led to the unfortunate equation 'Achaean' = 'Aeolic.' In reality the heroes and the poems belong to two entirely different sections of the Greek nation. Shall we then set up another hypothesis—that the original poems were Achaean? But then we should only be repeating the old error of building hypothesis upon hypothesis. For it is a hypothesis, and nothing more, that the original poems were concerned with tribal or national interests; the poems which have come down to us deal with the fortunes of individuals. Moreover we should not thereby save the theory that the Iliad is a reflection of the Greek settlement of the north-western coast of Asia Minor; for that settlement was not Achaean but Aeolic. The truth is that the initial hypothesis is entirely unjustified. We have no more reason for supposing that the heroes must be [Pg 291]Aeolic if the poems are Aeolic—or that the poems must be Achaean if the heroes are Achaean—than we have for assuming that the Anglo-Saxon poems were of Danish or Gothic origin because Danes and Goths figure in them more prominently than persons of English nationality. It is likely enough that poems once existed dealing with Aeolic heroes, such as Iason, perhaps also Peirithoos and others. But the reason for the prominence assigned to Achaean heroes, at all events in the poems which have survived, is to be found not in the national sympathies or interests of the poets, but in the fact that during the Heroic Age the Achaeans were the dominant people in Greece.

FOOTNOTES:

[401] Achilles himself was worshipped as a deity in certain localities; and the same is true of some other heroes. We may refer to the story of St Ansgar, quoted above (p. 255 f.). With such cases as that of 'Zeus Agamemnon' we shall have to deal later.

[402] According to Völsunga Saga, cap. 2, Sigmundr, the father of Sigurðr, had a divine mother (cf. p. 114).

[403] Some resemblance to the case of Peleus and Thetis is shown by a story in Hrólfs S. Kraka, cap. 15, where an elf-woman bears a daughter to Helgi, the father of Hrólfr Kraki. Such incidents are not uncommon in folk-tales. We may note especially those cases in which the supernatural bride is a mermaid, perhaps representing the Swan-maiden of earlier times. Thetis has a good deal in common with the latter class of beings.

[404] Cf. Aeneas Sylvius, Hist. de Eur., cap. 26, and the first Daina in Schleicher's Handb. d. litau. Sprache. Night and day or dawn are also frequently personified—the last especially where, as in Greece, the sun is regarded as a male. But none of these lend themselves so readily as the sun and moon to the development of mythical stories. The personification of light, darkness, etc. in the abstract seems to belong to a much more advanced stage of thought.

[405] Eclipse-myths (usually of a simple character) are widespread and fairly common. A probable example is to be found in Gylfaginning, cap. 12 (cf. also Tylor, Primitive Culture4, I p. 328 ff.). But a good deal of scepticism is justifiable in regard to the interpretation of stories which are supposed to have originated in myths of sunrise and sunset. This remark applies even to those Polynesian and Red Indian stories which are commonly regarded as among the best examples of their class.

[406] The personification of the sun and the dawn in the Homeric poems is very similar to what we find in the north of Europe, e.g. in Gylfaginning, cap. 10 f., and the first four Dainos in Schleicher's Handbuch. The most important difference is that the Dawn-goddess, like other deities, has sexual relations with mortals (see the Addenda). But her true character is not for a moment forgotten.

[407] There is probably an allusion to this story in Il. III 144, although a different explanation is quoted by Plutarch (Theseus, cap. 34) from Istros. But the verse in question was condemned by some ancient, as well as modern, scholars. It is 'inorganic' (cf. Od. II 331) and due in all probability to the same process as Il. II 831 ff. (cf p. 244, note).

[408] This list is by no means exhaustive. We may mention also the story of Helen and Achilles in the 'White Isle' (cf. Pausanias III 19. 11) and that of Ariston's wife, related by Herodotus (VI 61). The Rhodian story (cf. Paus. III 19. 10) is obviously due in part to the influence of the Homeric poems; but it is at least questionable whether this Ἑλένη Δενδρῖτις was originally identical with the other Helen.

[409] Attention should be paid not only to the case of the Leucippides but also to the story of Phormion (Paus. III 16. 3).

[410] In Il. II 828 ff. (if the name Ἄδρηστος is taken from VI 37 ff. or XVI 694) we have apparently the case of an already existing character being turned to account as an eponymous hero.

[411] Αἰολίδης occurs occasionally as a patronymic for individuals. The 'keeper of the winds' seems to have no connection with these characters.

[412] In the Homeric poems it is in the case of minor characters among the Trojans and their allies that names of this type are most common. In this case the use of such names may be accounted for with considerable probability under the head of fiction (cf. p. 300, note).

[413] Murray, Rise of the Greek Epic, p. 197 (from Bethe, N. Jahrb., VII 672).

[414] Cf. Crusius, S.-B. d. k. bayer. Akad., 1905, p. 774 f.

[415] Cf. Brückner, Troja und Ilion, p. 557 ff.

[416] Cf. Crusius, op. cit., p. 761 ff.

[417] As a matter of fact the name Melanippos is borne by three Trojans and one Achaean in the Iliad. Nothing is stated regarding the home of the Achaean. The name Orestes is borne by one Trojan and one Achaean, besides the son of Agamemnon.

[418] I have dealt with only one of the groups of names treated by Prof. Bethe; but it is the one which he has discussed most fully. A second (Laconian) group is treated by him on p. 672 f. On this it will be sufficient here to refer to Crusius, op. cit., p. 771 ff., where it is pointed out that the chief argument rests apparently on a mistranslation.

[419] Cf. Neue Jahrb., VII 662-9; XIII 2 ff.

[420] Grundfragen der Homerkritik2, p. 223 ff.

[421] Cf. Crusius, S. B. der k. bayer. Akad., 1905, p. 755 ff.

[422] It must be clearly understood that I am using the term 'Aeolic' in the modern (linguistic) sense. I am under the impression that Prof. Cauer uses the term in the same sense. The only difference, so far as I can see, between his terminology and mine is that—in accordance, I think, with general usage—I would include Boeotian as well as Thessalian and Lesbian-Aeolic in this category. Some ancient writers of course use the terms Αἰολεῖς and Αἰολίς in a totally different sense. Thus Thucydides (III 102) applies the name Αἰολίς to the district about Pleuron and Calydon, and again (IV 42) he speaks of the ancient inhabitants of Corinth as Αἰολῆς. There may be some difference of opinion as to whether the use of these names in such cases is due to the influence of genealogies—in the former case through Aethlios and Endymion, in the latter through Sisyphos—or whether the genealogies themselves are due to a current use of the names Αἰολεῖς, Αἰολίς, etc. The form Αἰολίδης in Il. VI 154, Od. XI 237 rather suggests that these names may have belonged to a family (or possibly a clan) before they came to be applied to a people; but into this question we need not enter. The term 'Aeolic' (in its linguistic sense) belongs properly to the Asiatic Aeolis, and this name itself is derived in all probability from the Thessalian Aeolis (cf. Herod. VII 176), the fatherland of the Asiatic Aeolians. There may possibly have been some connection between the reigning families of the Thessalian Aeolis and those at Calydon, Corinth and elsewhere which claimed descent from Aiolos; but there is not the slightest evidence that an Aeolic dialect (in the modern sense) was ever spoken at either Calydon or Corinth. It may be added that nothing but confusion of thought can arise from introducing into this discussion the terminology of writers of the Roman age (cf. especially Strabo VIII 1. 2), who apply the name 'Aeolic' to every dialect which is not Attic, Ionic or Doric.

[423]

νῦν αὖ τοὺς, ὅσσοι τὸ Πελασγικὸν Ἄργος ἔναιον,
οἵ τ' Ἄλον οἵ τ' Ἀλόπην οἵ τε Τρηχῖν' ἐνέμοντο,
οἵ τ' εἶχον Φθίην ἠδ' Ἑλλάδα καλλιγύναικα, κ.τ.λ.

In v. 681 Zenodotos read:

οἵ δ' Ἄργος τ' εἶχον τὸ Πελασγικὸν, οὖθαρ ἀρούρης.

[424] This passage seems to indicate that the poet included the basin of the Spercheios in Phthia.

[425] So far as I can see, the identification of 'the Pelasgian Argos' with the plain of Larissa rests merely on a conjecture, of the truth of which even Strabo himself (IX 5. 5) was not confident. It may very well have been suggested by the name (Pelasgiotis) borne by this district in later times. The oracle quoted by Prof. Meyer (Forsch., p. 30, note 1) proves nothing, and there is no evidence that the name was used in historical times. On the other hand the fact that the citadel of the Peloponnesian Argos was called Λάρισα (cf. Pausanias II 24. 1) does suggest a connection between this name and Ἄργος. But if so, it is more natural to think of Larissa Cremaste, which according to Strabo (IX 5. 13, 19) was also called Pelasgia. This place is much nearer to the Spercheios than the northern Larissa, and in spite of Strabo (IX 5. 14) may quite possibly have been included within the same territory.

[426] Cauer, Delectus2, No. 388.

[427] ib., No. 390.

[428] Grundfragen der Homerkritik2, p. 214.

[429] By this of course I do not mean that the inscriptions give an absolutely faithful reproduction of the local pronunciation, any more than do those of the Aetolians. From the fourth century onwards 'phonetic spelling' appears to have been superseded in most parts of Greece. No earlier inscriptions, representing the Achaean dialect in its purity, have been found as yet. From Thetonion however, near Cierion in Thessaliotis, about twenty miles north of the border, we have an inscription of the fifth century (C. I. G., XII ii 257) in a curious mixed dialect, which combines north-western Greek and Thessalian (Aeolic) characteristics in the proportion of about 7:3 (or 4). The evidence of this inscription seems to me to dispose definitely of the hypothesis that the introduction of north-western Greek into this region was due to the influence of the Aetolian League. Even the dialect of Pharsalos is not quite pure Thessalian.

[430] Cauer, Delectus2, Nos. 239, 386. The former is included by Prof. Cauer, no doubt rightly, among the Aetolian inscriptions.

[431] The extension of the Dat. pl. ending -οις to consonant-stems etc. has often been quoted as a mark of Aetolian influence. But in reality it is common to all the dialects of western Greece. The earliest examples apparently occur in Elean and Locrian inscriptions.

[432] According to the generally accepted view, which there seems to be no reason for doubting, the language of the Thessalian (Aeolic or 'North-Thessalian') inscriptions belonged originally to the indigenous population. The name 'Thessalian' however, properly speaking, belonged to the invaders, regarding whose language we have no information.

[433] Strabo (VIII 5. 5) likewise connects the Peloponnesian Achaeans with Phthiotis; but he attributes their settlement in the Peloponnesos to an invasion by Pelops. In this passage (as in many others) it is greatly to be questioned whether Strabo (or the authority whom he followed) was recording genuine tradition—whether he was not rather endeavouring to provide an explanation of the traditions.

[434] The inscriptions are late; but their evidence as to the general character of the dialect is confirmed by some short but early inscriptions from the Achaean settlements in Italy. It is assumed by many scholars that Arcadian was the original language of the Peloponnesian Achaeans; but I am not aware that any evidence worth consideration has been adduced in support of this view. No ancient authorities, so far as I know, connect the Arcadians with the Achaeans, nor do the Arcadians themselves appear to have claimed such a connection.

[435] This theory is of course quite distinct from the theory which traces the language of the Phthiotic inscriptions to the influence of the Aetolian League. The two are scarcely reconcilable if it be held that the Locrians and Phocians came from the north-west; for in that case their route must have lain through the valley of the Spercheios, a district which would not readily be neglected by peoples seeking new territories.

[436] I.e. in times subsequent to the Heroic Age. I do not mean of course to suggest that the north-west Greek dialects belonged originally to these districts; but I see no reason for supposing that the previous language was Aeolic. The Ainianes may have moved southwards later. But the language of their inscriptions (at Hypate) is indistinguishable from that of the surrounding peoples. It is to be remembered also that, according to the common tradition, the Dorians themselves had come from a district within this area.

[437] It may be added that the fertile plains of Boeotia are more likely to have attracted invaders than the mountainous lands to the north-west.

[438] Cf. Meister, Sächs. Ges. d. Wiss. Abhandl. 1906, Nr. 3, summarised p. 96 ff., where it is pointed out that the characteristics commonly described as Dorian belong in reality also to Achaean and that in general they are rather to be ascribed to the latter. At the same time it is to be noted that some of the characteristics here claimed as specifically Dorian are shared also by Cypriot, a fact which rather suggests that they may be indigenous to the south-east of the Peloponnesos. If the Dorians came from the same quarter as the Achaeans—and not very many generations later—it is intelligible enough that the two groups of dialects should be difficult to distinguish, even apart from the fact that an Achaean stratum—however insignificant numerically—underlies the Dorian practically everywhere.

[439] Cf. especially Meyer, Geschichte des Alterthums, II p. 55 f., Forsch. zur alten Geschichte, I p. 112 ff.; Ridgeway, Early Age of Greece, p. 659 ff., etc.; Kretschmer, Glotta, I 17 ff. Prof. Meyer has subsequently abandoned this view (Gesch. d. Alt.2, I p. 687).

[440] Cf. Meyer, Forsch. I (passim). The genealogical explanation seems to me to be pressed too far here. The case of the Arcadians is the one in which it is most probable, since apart from genealogies there is no real evidence that this people was connected with the Pelasgoi in any way. Yet even here the cause assigned (ib., p. 53 ff.) is scarcely adequate. One might rather suspect a confusion or identification of the names Λυκάων and Λυκαῖος; but I have no inclination to propound a theory on the subject.

[441] Quoted from Jowett's translation.

[442] Cf. Meyer, Forsch., I p. 115; yet in another passage (ib., p. 111 note) considerations are pointed out which can hardly have been unfamiliar to Herodotus.

[443] It is to be remembered that the name ἡ μεγάλη Ἑλλάς appears to have come from the Achaean colonies in Italy.

[444] It is worth noting that stems in -ān-, as names of peoples, seem to have been specially characteristic of north-western Greek; e.g. Αἰνιᾶνες, Ἀθαμᾶνες, Εὐρυτᾶνες, Κεφαλλᾶνες, Ἀκαρνᾶνες.

[445] It is scarcely necessary to notice the subsidiary arguments which have been adduced in favour of the hypothesis—e.g. that Achilles had been instructed by the Centaur Cheiron and that his spear had come from Pelion. They are sufficiently accounted for by the fact that the poems are of Aeolic origin. The suggestion that Peleus himself is the eponymus of Pelion belongs to a class which has been sufficiently discussed above (p. 267 ff.).

[446] The exceptional case is that of Aias the son of Telamon. But we have no information relating to Salamis before its conquest by the Athenians in the sixth century. It may have been under Achaean rule in early times.

[447] In the case of the Peloponnesian Achaia it is conceivable that a genuine tradition of a conquest of earlier (Ionic) inhabitants may be preserved in Herod. I 145. But the story that this conquest was connected with the Dorian invasion can hardly be due to anything but 'combination'; and traces of such a process can be distinguished plainly enough in Herodotus' account. The important fact is that the author of the Catalogue of Ships evidently knew nothing of the story.

[448] We may probably add Odysseus. In the Odyssey the hero's subjects are regularly described as Ἀχαιοί. They are not called Ἀργεῖοι or Δαναοί, although the three names are used interchangeably as collective terms for the Greek army before Troy. Regarding the national affinities of the inhabitants of the Ionian Isles in later times we have little information; but the language was clearly of the 'north-west Greek' type. Indeed Aias the son of Oileus is the only one of the nine heroes in whose case Achaean nationality is distinctly improbable.

[449] The figures for the Iliad are: Ἀχαιοί 605, Ἀργεῖοι 176, Δαναοί 146; cf. Cauer, Grundfragen2, p. 220.

[450] Cf. especially Strabo, VIII 1. 2.

[Pg 292]


CHAPTER XIV.
FICTION IN THE HOMERIC POEMS.

We have now to consider briefly how far the use of fiction, i.e. of conscious, deliberate invention, was permitted in the composition of Greek heroic poetry. This question gave us considerable difficulty when we were discussing the Teutonic poems. It is assuredly not less difficult here. The higher artistic level of the Greek poems cannot but pre-dispose us in favour of the view that their use of fiction is of a more advanced type. This expectation is fully realised in the elaborate presentation of many of the scenes, whether the actors be human beings who may or may not have taken part in the events described, or divine beings whose mythical origin no one will dispute. In the σύστασις τῶν πραγμάτων the art of poetic invention is developed to a high degree of perfection.

The chief difference between our present problem and the one which we had to consider in Chapter VIII lies in the fact that here we are entirely without that contemporary historical evidence which enables us to recognise some characters or events in nearly all the Teutonic poems. The way lies open therefore for regarding the whole story of the siege of Troy as a product of fiction; and this is a view which many modern scholars have adopted. For an example we can scarcely do better than quote the words of the late Sir R. C. Jebb (Introduction to Homer, p. 147): "The tale of Troy, as we have it in Homer, is essentially a poetic creation; and the poet is the sole witness." The same scholar was prepared to grant that "some memorable capture of a town in the Troad had probably been made by Greek warriors"; but, he adds, "beyond[Pg 293] this we cannot safely go." This attitude is doubtless perfectly correct from the historian's point of view. But if we approach the problem from the ethnologist's side we cannot rest satisfied with an attitude of scepticism owing to the absence of historical evidence. Our duty includes the question how far we are justified in admitting the use of fiction. The Iliad would still be a great monument of human genius even if all the characters and events in it could be proved to be historical. But if it is wholly, or almost wholly, a work of fiction we shall have to conclude that the Homeric poets had developed the inventive faculty to a degree which has scarcely been equalled even in our own days. That is a conclusion which we shall do well to adopt only after careful consideration, seeing that we are dealing with the earliest monument of European literature. Scepticism is required in this direction therefore just as much as in the other.

At the outset we are confronted by two considerations which amply justify this attitude. The first is the evidence of the Teutonic poems. Here, as we have seen, myth and folk-tale both play their parts, the latter often a very important part. But we have no proof that any one of the stories is a product of conscious fiction. Wherever we can put it to the test, the setting is found to be historical, at least in the earlier forms of the stories. In medieval poetry we meet with many fictitious stories of wars waged by imaginary kings of, let us say, Byzantium or Britain. But in poetry which is entirely free from scholastic influence, such as the old heroic poems or the poems of the Viking Age, we shall look in vain for trustworthy examples. The same remark is probably true of Slavonic and Cumbrian heroic poetry.

The other consideration is still more serious. It is the opinion of the ancient Greeks themselves. Here again we may quote Sir R. C. Jebb's work (p. 84): "They held that his events and his persons were, in the main, real.... Thucydides differs from Herodotus in bringing down the Homeric heroes more nearly to the level of common men. But the basis of fact in Homer is fully as real to Thucydides as to Herodotus." The current hypothesis assumes that both were deceived, and with[Pg 294] them the universal consensus of educated Greek opinion. But is not this a strange assumption? Those who hold that the Homeric poems are wholly the work of one author may cherish the belief that this person was so gifted as to be able to perpetrate a hoax upon his countrymen which in their most enlightened days they never succeeded in detecting. But I do not see how any such idea can be reconciled with the theory of evolution. The story was invented, we must presume, by the first poet and elaborated by his successors. Were these latter persons cognisant of the deception? If not, we must regard their contributions as negligible; and consequently we are brought back virtually to the theory of single authorship. And yet no one will suggest that the poets of several generations were accomplices in such a deception. The only alternative then, which remains, is that the poets invented and elaborated a romance, which they did not intend to be taken seriously. How greatly then has the history of Greek thought been misunderstood! It appears now that the period between the ninth and the fifth centuries was characterised not by intellectual emancipation but by the growth of credulity.

In view of these considerations the burden of proof must be held to lie with those who hold that the story is fictitious. Until such proof is forthcoming it seems to me that the only reasonable course is to follow the opinion of the ancients, except in so far as we have good reason for believing that they were mistaken. The ancients not only accepted the siege of Troy as a historical fact; they were prepared also to point out the site of the city. The correctness of this identification was indeed disputed by Demetrios of Scepsis, a native antiquary of the second century, who fixed upon another site, some four miles away; while modern scholars until recently believed that both were wrong. This is why in the passage quoted above Sir R. C. Jebb used the expression "a city in the Troad." But about five or six years after the publication of his book the traditional site was fully vindicated by the excavations of Dr Dörpfeld, which brought to light the remains of a fortress dating, approximately at least, from the period indicated by the story. It was made clear also that this fortress had been destroyed, presumably by[Pg 295] enemies. That the destroyers were Greeks could not of course be proved by the excavations. But the evidence of the poems in this respect is confirmed by the fact that the district was inhabited by Greeks in later times[451].

It is held by many scholars that the story of the siege of Troy is a reflection of the Aeolic colonisation of the Asiatic coast. We have already discussed the principle underlying this theory and found no evidence in its favour. But it does not follow from this that the two events were unconnected. One of the most famous stories[452] recorded by Scandinavian tradition is that of the expedition to England which was undertaken by the sons of Lothbrok for the purpose of exacting vengeance for their father's death. Now we have an account of this invasion from a contemporary historical work (the Saxon Chronicle), which gives the names of two of the princes (Inwaer and Healfdene), as well as that of the Northumbrian king Aella against whom the expedition was directed. We know also that Lothbrok's sons were by no means contented with the overthrow of Aella; that on the contrary they ravaged the greater part of England. Long after they were all dead or departed the eastern half of the country remained Scandinavian territory. According to the Iliad Achilles did not confine his energies to Troy; he is said to have ravaged Lesbos and several places in the country round the Gulf of Adramyttion. Is there any valid reason for denying that the Greek occupation of these lands may have originated in such events? We need not suppose of course that the conquered lands were fully occupied at once. But the first settlers may well have secured enough to serve as a refuge for those of [Pg 296]their countrymen who fled from the Thessalian invasion, probably no long time afterwards. A good parallel is furnished by the Scandinavian settlements in the British Isles, which served as a retreat for many Norwegians who refused to bow to the encroachments of Harold the Fair-haired.

The Greek settlements in this region were Aeolic, a fact due probably, as we have said, to the Thessalian invasion. But Achilles was an Achaean, and the same is true of most of the other chief heroes. The Iliad does not represent Troy as being attacked merely 'by Greeks,' but by an army gathered together from nearly all parts of Greece. This is one of the features in the story to which objection has been taken most generally. We may grant freely that no parallel for such an undertaking is to be found in historical times. Indeed, the objection itself contains a weak point here; for from all that we know of the earliest historical period it is scarcely credible that such an idea could have suggested itself, even in a work of fiction. On the other hand in the thirteenth and twelfth centuries the monuments of Rameses II, Merenptah and Rameses III give us information of expeditions which were on at least as large a scale and covered much greater distances. We have no reason for doubting that such an undertaking was possible also in the eleventh century.

But if the expedition itself is nothing incredible in such a period, what shall we say with regard to its motive? The reason assigned by the poem—that it was brought about by Paris' escapade—is one of those features which have been put aside by modern scholars as unworthy of consideration. This attitude is due partly to the application of modern political theories to a state of society in which they are quite out of place. With this question we shall have to deal in the following chapter. But it is due still more to the absurd hallucination that a story of abduction must have originated in the 'hypostasis' of natural phenomena. According to Scandinavian tradition the expedition of Lothbrok's sons was inspired by a purely personal motive—the desire to exact vengeance for their father's death. But in the Heroic Age itself we have from a strictly contemporary authority (cf. p. 97 f.) the story of the great expedition of the[Pg 297] Angli against the Warni, which was caused by a breach of promise of marriage.

It appears then on examination that the central feature of the story, namely the destruction of Troy, rests upon fact, while the other main features gain in probability the more one takes into account the conditions of the age and the analogies furnished by similar stories elsewhere. These considerations tend to support the view that the employment of fiction is to be seen rather in the presentation than in the conception of the story. But the term 'presentation' here, just as in Chapter VIII, must be interpreted in a very liberal sense.

What has been said above applies of course properly only to the Iliad. With the Odyssey the case is quite otherwise. In the first place we have to note that the ancients themselves took a different view with regard to this poem—at all events that part of it which relates to the hero's wanderings. The credibility of the various incidents was frequently and warmly debated; but many of them were defended only by an allegorical interpretation. Then again the conditions are similar to those in which we find the most pronounced use of fiction in early Teutonic poetry. Sigemund is expressly said to have been alone when he attacked the dragon, and most of Beowulf's marvellous exploits are performed when he is either alone or with a single companion. The motif of the lonely wanderer in distant lands is not prominent in the remains of our poetry, but from what is said of Sigemund in Beow. 876 ff. we can scarcely doubt that it would have been utilised for the exercise of the inventive faculty.

Now we have seen (p. 258 ff.) that the hero's narrative in Od. IX-XII is evidently derived from an accumulation of folk-tales. Here the art of fiction is shown chiefly in the poet's adaptation of this material to his own purpose. But there are other parts of the poem—notably the preceding three books (VI-VIII)—which obviously require a different explanation. It is frequently assumed that the Phaeacians are wholly a creation of the poet's fancy. Without going so far as this[453] we may seriously doubt [Pg 298]whether they were a Greek people and whether there was any foundation in history or tradition for the account given here—with a quite exceptional amount of detail—of their princes, their city and institutions. If this part of the story is to be regarded as fiction it is certainly a more elaborate type of fiction than anything which we meet with in the early heroic poetry of the Teutonic peoples. But the false stories told by Odysseus in the latter part of the poem at all events go far towards showing that such fiction was not beyond the power of Homeric poets.

According to our explanation the extensive use of fiction in the story of Odysseus is due to the fact that in this case the poet or poets had a free hand, whereas elsewhere, more particularly in the Iliad, they were bound down by tradition. It is not to be overlooked however that the Iliad itself contains many incidents which may similarly be regarded as products of invention—additions to the story which did not conflict with anything that had been 'handed down.' As a likely instance of this kind we may cite the Doloneia. But since we can seldom or never get beyond a hypothesis with such cases, it will be more profitable, I think, now to turn our attention to another question, namely whether the use of fiction also included the invention of characters—and if so to what extent.

In our consideration of the Teutonic stories we came to the conclusion that there was no really satisfactory evidence for such invention. In the Homeric poems the evidence is much stronger. We will first take the case of names which appear to have been coined with an obvious meaning. A good example [Pg 299]occurs in Od. VIII 111 ff., where the Phaeacian athletes are enumerated:

ὦρτο μὲν Ἀκρόνεώς τε καὶ Ὠκύαλος καὶ Ἐλατρεὺς
Ναυτεύς τε Πρυμνεύς τε καὶ Ἀγχίαλος καὶ Ἐρετμεὺς
Ποντεύς τε Πρωρεύς τε, Θόων Ἀναβησίνεώς τε
Ἀμφίαλός θ' υἱὸς Πολυνήου Τεκτονίδαο·
ἂν δὲ καὶ Εὐρύαλος βροτολοιγῷ ἶσος Ἄρηι,
Ναυβολίδης θ', κ.τ.λ.

Other Phaeacians have names of the same type, e.g. Ναυσίθοος, Ναυσικάα, Ἅλιος, Κλυτόνηος, Ἐχένηος, Ποντόνοος. In such a case as this the poet can scarcely have intended to deceive his audience. Indeed the principle is clearly admitted in another passage (XXIV 305), where Odysseus in a false story describes himself as υἱὸς Ἀφείδαντος Πολυπημονίδαο ἄνακτος. We need not doubt then that other names are constructed on the same plan, e.g. that of the minstrel, Φήμιος Τερπιάδης, perhaps also those of the shipowner, Νοήμων son of Φρόνιος, and Menelaos' pilot, Φρόντις Ὀνητορίδης. Similar cases may be found also in the Iliad[454], e.g. (V 59 ff.) Φέρεκλον ... Τέκτονος υἱὸν Ἁρμονίδεω, ὃς χερσὶν ἐπίστατο δαίδαλα πάντα τεύχειν, or the name of a Trojan herald (XVII 323 f.) Περίφαντι Ἠπυτίδῃ, probably also the spy Δόλων Εὐμήδεος υἱός (X 314). This list of course makes no claim to be exhaustive. But on the whole it can hardly be said that the type is really common in either poem, except the section dealing with the Phaeacians.

It is far more difficult to form an opinion with regard to the origin of characters whose names bear no such obvious mark. Few probably would be inclined to doubt that the names of Helen's handmaidens (Od. IV 123 ff.) were coined by the poet [Pg 300] But what shall we say with regard to the suitors of Penelope[455]? The argument may not be a sound one, but it is not easy to see under what conditions historical names could have been preserved in such a connection. And again, what about the numerous names which figure in the ἀνδροκτασίαι? Even though many of the names do recur again and again, their number is surprising[456]. It is difficult to doubt that the poets gave free rein to their inventive faculties in such scenes.

But what limits are we to set to this process? If we regard the chief heroes themselves as products of fiction we shall be involved in much the same difficulties as if we interpreted the story as a whole in this way. In a sense indeed the difficulties will be increased; for it is scarcely conceivable that a heroic story should come into existence without heroes[457]. No one can reasonably doubt that the list of Phaeacian athletes is the [Pg 301]invention of one man[458]. In the case of Penelope's suitors this is not so clear. Yet personally I cannot understand the Odyssey if it is not, in its present form, largely the work of an individual brain, however much it may have utilised and even incorporated older matter. This 'redactor' or 'author' or whatever he may be called may well have invented the names of most of the suitors; they are not essential to the story. But how can any such explanation be applied to the heroes of the siege of Troy? These were not obscure chieftains in a distant group of islands without external connections. Many of them are represented as rulers of what were once certainly the chief states in Greece, and they were universally recognised as historical persons from the earliest times of which we have any record. In some cases they were even honoured with worship, and distinguished families claimed to be descended from them. Mythical characters, such as Scyld or Dardanos, may come to be regarded as historical. But these are products of many minds rather than of one, and of reflection rather than imagination. Their personification is a gradual process, and even when it is accomplished they figure only in the background of heroic stories, without any definite individual characterisation. The hypothesis which we are now testing has no relation to such figures as these—for Agamemnon, Achilles and their companions are not eponymous heroes. If they are creations of one man's imagination we must ask how this person, however gifted he may have been, succeeded in passing off his romance as history. On the other hand if they were gradually 'evolved' by a succession of poets we must ask at what stage and by what process so great a misunderstanding of their real character originated.

It is a great assumption that every local record relating to the heroes of the Trojan War owes its origin, directly or indirectly, to the influence of Homeric poetry; and yet that is what is involved by the hypothesis under discussion. There[Pg 302] is no doubt that heroic poetry can influence local tradition in an age given to antiquarian speculation; but where shall we find any parallel for such a result as this? Pausanias (II 16. 5) states that the tombs of Agamemnon and his household were to be seen at Mycenae. It is likely enough that in this case the local belief was derived ultimately from the poems, although it seems to have contained some unorthodox features. But in Pindar, Aeschylus and other early poets we find forms of the story which differ much more widely from the Homeric account. These authorities also give us a good deal of information regarding other members of the family, Pelops, Atreus and Orestes—persons who seem not to have figured prominently in any Homeric poems that we know of. Particularly we should notice that according to Pausanias (III 19. 5) the Spartans also possessed a tomb of Agamemnon (at Amyclai), and that in early times they appear to have claimed him as one of their own kings. To this we have already referred (p. 240). The problem as a whole is surely one which requires considerably more investigation than it has yet received. But I should be much surprised if such investigations, carried out in an impartial spirit, did not bring to light many traces of stories relating to the Heroic Age, which were independent of anything that we may fairly call 'Homeric' poetry.

Perhaps it may be said that we can safely claim a fictitious origin for some of the leading characters without committing ourselves to the view that all of them were sprung from this source. The case of Agamemnon, which we have mentioned above, is scarcely one of the most promising. We will now take what is generally regarded as the most certain case, namely that of Aias[459]. There are two heroes of this name, of whom one is a Locrian, while the other belongs to Salamis. The theory now most usually held is that one of the two—preferably the latter—is a fictitious character, derived from the other. This theory rests on the following arguments: (i) that the two heroes are often found together, (ii) that Salamis is only mentioned in two passages, (iii) that, apart from his brother Teucros, the [Pg 303]connections of Aias of Salamis are themselves obviously fictitious. The distinctive characteristic of this Aias is his enormous shield; and this gave birth both to the name of his father Τελαμών ('Strap'), and to that of his son, Εὐρυσάκης ('Broad-shield'). The appropriateness of the latter name is evident enough; but it does not occur in the Homeric poems. The evidence seems to indicate that this person is a genealogical creation of much later times—possibly due to the misunderstanding of an epithet. On the other hand the force of the name Τελαμών does not strike me as particularly obvious. Aias' distinguishing characteristic was not his shield-strap, but the shield itself. Several heroes, Agamemnon, Diomedes and others, are said to have shield-straps; indeed from Il. II 388 f. we may infer that they were commonly, if not generally, used. Moreover the word τελαμών does not necessarily mean 'shield-strap'; we find it used also, in several passages, for 'sword-strap.' Its original meaning appears to have been 'supporter'; and we have no reason for supposing that such a word was inadmissible as a proper name[460]. Again, the argument that Salamis is only mentioned twice loses its force when the general usage of the Iliad is taken into account. Except in three cases—due largely to certain stereotyped formulae—it is not customary to refer to the home or nationality of the Achaean leaders[461]. Even if the genuineness of Il. VII 199 be doubted, there can scarcely be any question that Aias was localised at Salamis by the time when the Homeric poems first obtained general currency in Greece; for the post-Homeric (or non-Homeric) genealogy of the Aiacidai and their connection with Aegina go back probably beyond the seventh century. There remains then only the fact that two friends and colleagues have the same name. That is [Pg 304]doubtless a curious coincidence; but not more curious than many such cases which occur in real life. On the whole I cannot help thinking that the readiness with which this theory has been received is due to the prevalent enthusiasm for such hypotheses. When soberly considered the evidence in its favour is of the slightest.

In conclusion we must take account of another hypothesis, which seems to be particularly popular at present—namely that many characters have been attracted into the Trojan cycle from different quarters, some from other cycles of heroic poetry, and some from local tradition. Strictly speaking we have here to do with two different hypotheses; but they may conveniently be taken together. Both are credible enough under certain conditions. In the first place we must assume the existence of a nucleus of original matter sufficient to provide the 'attractive' force. Secondly, the poets' audience must not have such knowledge either of the original or the subsidiary stories as would check their readiness to allow the amalgamation. Thus no audience of the fifth century would have consented to see Heracles introduced into a drama dealing with Orestes. But medieval German poems do bring Dietrich von Bern into association both with Attila and Eormenric, although we know that the three heroes belonged originally to quite distinct stories. This parallel has frequently been urged in support of the contention that Agamemnon or Nestor or Idomeneus may once have belonged to separate stories before they were associated with Achilles or Aias the Locrian or whoever it was who was first connected with the siege of Troy.

In Chapter XI we discussed the supposed analogy between Homeric and medieval German poetry and came to the conclusion that it had no foundation. The roots of the latter doubtless go back to court-poetry. But for centuries it was preserved only by popular minstrels; and during this period it underwent not only a process of disintegration in regard to subject-matter, but also a complete change both in spirit and metrical form. Our discussion led us to conclude that there was no ground for supposing the Homeric poems to have passed through such a stage as this—that on the contrary[Pg 305] they appear to have been preserved by court poets until they attained their final form. But heroic court-poetry is everywhere bound by convention. The poet must be a master of traditional lore as well as of form; but he must not be a revolutionary. He may borrow descriptions, incidents, probably also minor characters, from other stories and even from folk-tales—especially when he is dealing with the adventures of a solitary wanderer in unknown lands[462]. But, since his audience likewise consists of persons who are more or less trained in the same kind of lore, he will find considerable difficulty in transferring a well-known hero from one story to another—more difficulty indeed than in inventing the hero outright. He would probably have just about as much chance of success as a modern dramatist who wished to introduce Cromwell into a serious play dealing with Napoleon Bonaparte. We must have good evidence before we can believe that the court poets of ancient Greece were able to indulge in such flights of imagination.

But no such evidence appears to be forthcoming[463]. One of the cases most commonly cited is the fight of Tlepolemos and Sarpedon. This case rests partly on the fact that the two combatants are represented as coming from districts, both remote from Troy but not very distant from one another, and partly on the groundless assumption that opponents must be near neighbours. Unfortunately Sarpedon himself is killed by Patroclos, a hero from Phthiotis. To meet this difficulty we find a further hypothesis, which need not be discussed here. I do not say that it is impossible that Tlepolemos and Sarpedon have been taken from a different story. My view is that until it [Pg 306]is supported by evidence[464] such a conjecture does not deserve serious consideration. The same remark applies to the case of Idomeneus which has likewise been cited in this connection. Indeed it is surely a fatal objection to this hypothesis as a whole that, with one exception[465], the heroes of the Iliad are persons who are known practically only in connection with the siege of Troy. The force of this objection may be appreciated by the fact that both poems contain many incidental allusions to heroes who are well known to us from other sources, as well as to persons of whom we know little or nothing at all. If the personnel of the Iliad has really grown up through a process of attraction how is it that Heracles, Iason, Peirithoos, Theseus, Minos and Adrastos have not been drawn into the net? Some of them certainly have sons or grandsons who figure in the Iliad; but it deserves to be remarked that, with the exception of Idomeneus, these are all persons of little importance. On the other hand the fathers of the principal heroes are themselves in no case—unless we count Tydeus—'heroes of the first rank.' Can any one seriously argue that such a result as this would be produced by an artificial scheme—a scheme, that is to say, in the framing of which poets had a free command of their material? On the contrary the only conclusion, I think, to [Pg 307]which an unbiassed study of the evidence can lead, is that the poets never enjoyed such freedom; that the later poets were bound by the work of their predecessors, and these again by something which bears a suspicious resemblance to facts of real life.


In the course of this and the preceding chapters we have reviewed briefly a number of hypotheses which have been brought forward from time to time with the object of explaining the origin of the characters and events treated in the Homeric poems. These hypotheses may be grouped summarily under four headings: (i) nature-myths, (ii) tribal heroes, (iii) fiction, (iv) transference. In dealing with the first group we have restricted ourselves to the consideration of two cases which appear as yet not to have fallen into the same discredit as the rest. Our conclusion however is that they rest on equally unsubstantial foundations. The second group is more popular just now, and this we have examined at length. We find that—apart from some genealogical names—this group of hypotheses rests upon a number of assumptions, some of which are incapable of proof, while others are demonstrably incorrect. The third group has a much better case. We find that the use of fiction appears to be shown not only in the presentation of the stories (as in Teutonic poetry) but also in the invention of minor characters. The extent to which it is used is a problem which requires further investigation. The last remark applies also to the fourth group. In principle it is only reasonable to expect that both characters and incidents may have been transferred from one story to another. But the instances which have been suggested are tainted with the 'tribal hero' hypothesis and the evidence on which they rest is altogether inconclusive. Lastly, we have noted that, if our view of the history of Homeric poetry is correct, the use of both fiction (invention) and 'transference' must have been confined within certain limits[466].

[Pg 308]

It may perhaps be said that these conclusions show an inadequate recognition of the results attained by modern investigations in the history of Greek heroic tradition. But we may fairly ask how many definite results have been attained in this field—results, I mean, which command the unanimous approval, or anything like the unanimous approval, of present-day scholars. It is a common opinion, at least in this country, that the general effect has been rather to obscure than to solve the real problems presented by the poems. If we put aside the opinions of more conservative scholars we may indeed find a common element—namely the belief that the attitude of the ancients themselves to stories of the Heroic Age was mistaken. But this belief cannot be regarded as a result established by the investigations; it is rather their starting point.

By 'the ancients' I do not mean merely the poets and mythographers of antiquity. It is admitted that "the basis of fact in Homer is fully as real to Thucydides as to Herodotus." Now the work undertaken by Thucydides was not a history of the Trojan War; but he had evidently considered that story. Apparently it did not occur to him to doubt that the war had taken place, or even that the expedition had been commanded by Agamemnon, king of Mycenae. What he had reflected on was the question whether the expedition was really on so large a scale as is stated in the Iliad; and the result to which his reflections brought him was that there was not a sufficient case for scepticism (οὔκουν ἀπιστεῖν εἰκός). We are at liberty to form a different opinion. Yet Thucydides was a man no whit inferior intellectually to the best of modern scholars. Moreover he had the advantage of being a native; and he was separated from the Heroic Age by some six centuries, whereas we are separated from it by nearly thirty. There can be little doubt that many sources of information were open to him—traditions, poems and even monuments—which are entirely lost to us. It seems to me therefore that before we disregard the opinions of such persons we shall do well to consider carefully in what respects we are better qualified for forming a judgment.

So far as I can see we have the advantage in two respects only. Firstly, there is the evidence of the Egyptian monuments[Pg 309] and of that prehistoric Aegean civilisation which has been revealed to us by the discoveries of Schliemann, Dörpfeld, Evans, Halbherr and many others. It is at least improbable that Thucydides was as well acquainted with either of these sources of information as we are. If he had seen Dr Dörpfeld's excavations at Troy he might perhaps have modified his opinion about the numbers of the Achaean army, although he had noted the dimensions of Mycenae. But that after all is a trifle. Can it be said that the general effect of the new evidence has been to discredit the tradition? The records of Rameses II and his successors have definitely disposed of the idea that Agamemnon's expedition was anything impossible, while the discoveries in Crete have shown once for all that 'early' does not mean the same thing as 'primitive.' It is a significant fact therefore that in many investigations of the type we are discussing little or no use has been made of this new evidence. The evidence on which they rely is evidence which was at least as accessible to Thucydides as it is to us.

Secondly, it is in our power, probably far more than it was in that of Thucydides and his contemporaries, to compare the Homeric stories with others of the same type. It is here that our great advantage lies. But can it be said that this advantage has been turned to account by modern writers? Many works contain no reference to any poetry other than Greek and Latin—the latter of which, owing to its dependence upon Greek, is of little value for our purpose. Many others, it is true, have used the evidence of Teutonic heroic poetry. But only by taking a single poem belonging to the latest stratum, without reference to its history or its connections in the poetry of other Teutonic peoples, and by using precarious hypotheses as to the origin of the story as a foundation for similar hypotheses in relation to the Homeric stories. The earlier strata of Teutonic heroic poetry have been ignored as much as the heroic poetry of other European peoples.

I have no doubt that much which is obscure in Homeric poetry and tradition may be illuminated by a historical study of heroic poetry elsewhere—not merely Teutonic but also Celtic, Slavonic and even non-European. For the story of the Iliad in[Pg 310] particular I suspect that a fairly close parallel—perhaps the closest of all—is to be found in those Servian poems which deal with the battle of Kossovo[467]. My object however in this book is to bring to light the relations of Greek and Teutonic heroic poetry—or rather to make a start in that direction, for the object is by no means one which can be accomplished in a single attempt. So much however may be said with confidence even now: all that we know, apart from hypotheses, with regard to the origin of the Teutonic heroic stories corresponds to the views held by Thucydides and his contemporaries.

With the affinities between Homeric poetry and the old Teutonic court-poetry we shall have to deal in the next chapter. I do not think that any true analogy to the medieval German poems is to be found in Greek literature; but I have ventured to suggest (p. 239 f.) that the poems of the Edda have something in common with those of Stesichoros and his followers. Apart from the poems however, Greek literature preserves numerous records of the Heroic Age, frequently, though not always, in the form of local traditions. Some of these are doubtless due to the influence of Homeric or 'Stesichoric' poetry; but we have no right to assume that this is universally true. There are a number which appear to be of popular origin, whether they come from poems of Stage III (cf. p. 94 ff.) or from poems which were 'popular' from the beginning or from stories which never were clothed in poetic form.

As an example we will take the story of Minos. So far as I know, there is no evidence that this hero figured prominently in any early poems of which we have record, though incidental allusions to him occur both in the Iliad and the Odyssey. Yet there is no doubt that the Greeks regarded him as one of the very greatest figures of the far past. The most striking tradition recorded of him is that he possessed a powerful fleet, which enabled him to subdue the islands, to put down piracy and thus to secure safety for navigation. This thalassocracy is mentioned both by Herodotus (I 171, III 122) and Thucydides (I 4, 8); and the former adds that no such attempt to command the sea was made again until the time of Polycrates of Samos, in the latter[Pg 311] part of the sixth century. Later writers relate the famous story of the Minotaur; they represent Minos also as the founder of cities, including Cnossos and Phaistos, the great prehistoric palaces lately excavated, and as a legislator or judge. In what is commonly regarded as one of the latest additions to the Odyssey (XI 568 ff.) we find him giving judgments among the dead.

It is obvious enough that the story of Minos contains many mythical features. But do these features constitute the original kernel of the story, or are they accretions, due to folk-tales or popular belief? We need not enter here into the story of the Minotaur, upon which Dr Evans' discoveries have thrown such a curious light. But there are other features in the story which may be illustrated from medieval beliefs regarding Dietrich von Bern. Sometimes we find this hero represented as the leader of the 'Wild Hunt,' the army of ghosts[468]—a position elsewhere occupied by Wodan or other mythical beings. In medieval German homilies and other religious works he is credited with having been the founder of several famous Roman buildings, such as the Amphitheatre at Verona and the Castle of St Angelo at Rome[469]. In such beliefs we have a close enough parallel to the traditions of Minos. There is no reason for supposing that the Greeks were better acquainted with the prehistoric Cretans than the Germans were with the ancient Romans. In both cases doubtless it seemed natural to attribute the foundation of venerable buildings to a prominent hero of their own race[470] [Pg 312] But Dietrich von Bern (Theodric, king of the Ostrogoths) was not originally a mythical being.

Nor need the tradition of Minos' thalassocracy be regarded as altogether incredible. We have seen that in the reigns of Merenptah and Rameses III Egypt and the neighbouring lands were invaded by large forces from the Aegean or even more remote regions. After the time of Rameses III we hear little of these peoples, though it is clear that they had formed settlements on the coast of Palestine. From the following centuries we have apparently only one detailed piece of information relating to the Mediterranean, namely the story of a certain Unuamen (or Wenamon), an official belonging to the temple of Amen at Thebes, who had been sent to the Lebanon to buy timber[471]. From this story we may infer with some probability that the eastern end of the Mediterranean was policed or controlled by the fleets of some Aegean nation[472]. The time to which the story refers is either the reign of Herhor or that of his predecessor Rameses XII[473]—about the beginning of the eleventh century. That seems to be approximately the time indicated for Minos by Greek tradition; for according to Il. XIII 451 f. and Od. XIX 178 ff. he was the grandfather of Idomeneus. It is scarcely impossible that an ambitious Greek prince of this age may have been animated by the desire of regaining the supremacy of the ancient Cretans, just as Theodric was inspired by the idea of restoring under Gothic rule the power formerly held by the Roman emperors.

FOOTNOTES:

[451] It has been held that the Aeolic settlements in the Troad itself date only from the seventh century (cf. Meyer, Geschichte des Alterthums, II pp. 203, 463 f.), and there is some evidence that movements of this kind were in operation about that time. But the excavations at Troy brought to light the fact that the district had been occupied, in times long subsequent to the destruction of the fortress, by a semi-barbarous people, apparently from the region of the Danube. The evidence at our disposal seems to indicate that there were Greek settlements in existence before this time, but that they were temporarily overthrown by the barbarians (cf. Brückner, Troja und Ilion, p. 567 ff.). At all events it is clear that the Homeric poets were familiar with the district.

[452] For a full account of this story see Mawer, Ragnar Lothbrók and his sons (published in the Saga-Book of the Viking Club, Jan. 1909).

[453] Cf. Βαιάκη. πόλις τῆς Χαονίας. Ἑκαταῖος. κ.τ.λ. (Steph. Byz., s.v.) From this notice we gather that at the beginning of the fifth century (or earlier) the Greeks knew of a city or state called Baiace in Chaonia, i.e. opposite the island of Corfu, which was usually identified with Scheria in ancient times. It has been remarked by several scholars that the name Βαιάκη is obviously independent of Homeric poetry. We may infer also (i) that it was derived from a non-Greek source and (ii) that if Βαιακ- and Φαιηκ- are identical the latter name must have become known to the Greeks in very early times. It is not impossible that in the Heroic Age the Greeks may have been familiar with more than the name of this people; but there is no evidence, so far as I am aware, for the existence of a prehistoric civilisation on the Albanian coast—such as we find depicted in Od. VI-VIII. Until such evidence is forthcoming probability is in favour of the view that the picture drawn of the Phaeacian community in the Odyssey is derived from a different region—most likely from the Aegean.

[454] Possibly Θερσίτης is another example of this type. It seems to me more probable however that it is a nickname, similar to Ἶρος (Od. XVIII 6 f.). It has been well connected with Θηρίτας, a Laconian name for Ares or Enyalios (cf. Usener, S.-B. d. Akad. zu Wien, CXXXVII, p. 53). But I cannot see any justification for the hypothesis (ib., p. 57) that the practices described by Pausanias (III 14. 8 f.; XIX 7 f.; XX 2. 8) represent a contest between Enyalios and Achilles, or for connecting them in any way with the story of the killing of Thersites by Achilles in the Aithiopis. Achilles was worshipped elsewhere in connection with athletic practices (cf. Pausanias, VI 23. 3; also the Δρόμος Ἀχιλλέως mentioned by Arrian, Peripl. 21. 1), probably for the same reason that worship was paid to famous athletes of the past (cf. Pindar, Isth. VII 37, 59 ff.).

[455] Curiously enough the most suspicious names are those of the two chief characters, Εὐρύμαχος son of Πόλυβος, and Ἀντίνοος son of Εὐπείθης.

[456] Under the head of fiction I think we may probably include many national names and names derived from cities, rivers, etc. It has been remarked above (p. 268, note) that these names occur chiefly among the Trojans and their allies, e.g. Τρώς (son of Alastor), Δάρδανος (son of Bias), Μύγδων, Ἀσκάνιος, Δρύοψ, Δόλοψ, Τεύθρας, Πήδαιος, Ἴμβριος, Ἰδαῖος, Σκαμάνδριος, Θηβαῖος, Θυμβραῖος. I do not mean of course to suggest that all such names are necessarily fictitious. The type doubtless was ancient, but it possessed obvious facilities for the formation of names for fictitious characters of foreign nationality.

[457] This point seems to me to be of fundamental importance; but it is apparently not always recognised. Prof. Meyer (Geschichte des Alterthums, II p. 207) holds, rightly as I think, that there is no valid reason for doubting that Troy actually was destroyed by a king of Mycenae. Yet elsewhere (ib., p. 186 f., etc.) he regards Agamemnon himself as a Spartan deity and most of the other chief Achaean heroes as mythical or fictitious or at least unconnected originally with the story of Troy. According to my view the interest in heroic poetry, Greek as well as Teutonic, Welsh or Servian, was from the beginning essentially bound up with individual characters, e.g. not with a (nameless) king of Mycenae—which is comparatively seldom mentioned (cf. p. 274)—but with King Agamemnon. It is true that under certain conditions one name occasionally does displace another in heroic stories; but we have seen no reason for believing that the conditions favourable to such changes ever prevailed in the history of Greek heroic poetry. Neither the name Ἀγαμέμνων nor the later inferences to Ζεύς Ἀγαμέμνων seem to me to afford any valid ground for doubting that Agamemnon was the king of Mycenae originally concerned in the story.

[458] Note should be taken also of the fact that the peculiar type of nomenclature which we find among the Phaeacians (cf. p. 299) is not confined to the list of athletes but spread over the whole of this section of the poem. It is quite possible of course that the few exceptional names, such as Ἀλκίνοος, may be derived from tradition or from an earlier poet.

[459] Cf. Robert, Studien zur Ilias, p. 406 ff.; Bethe, N. Jahrb., XIII p. 1 ff.; Cauer, Grundfragen2 p. 197 ff.

[460] It is to be remembered that as a patronymic Τελαμώνιος is an Aeolic formation. The rareness of forms of this type renders it highly improbable that a nickname thus formed should have been misinterpreted as a patronymic. As a nickname too should we not rather have expected Τελαμωνεύς?

[461] Two passages mention Λοκροί in connection with the other Aias; three mention Ἰθάκη or Κεφαλλῆνες in connection with Odysseus. Σπάρτη and Λακεδαίμων are mentioned in connection with Menelaos only in the Catalogue. References to Eurybates and Helen are of course not included here. The only leading Achaean heroes whose home or nationality is frequently mentioned are Achilles, Nestor and Idomeneus.

[462] For folk-tales cf. p. 258 ff. The same conditions are probably favourable both to transference and invention. The latter faculty is perhaps first displayed in lists of supernatural beings, such as those of the Nereids in Il. XVIII 39 ff. and Theog. 242 ff. (which differ a good deal). We may compare the list of dwarfs given in Völuspá.

[463] We need not discuss the identification of the Adrestos and Amphios of Il. II 830 with the famous Adrastos and Amphiaraos of the Theban story (cf. Usener, S.-B. der Akad. zu Wien, 1898, p. 37 ff.). The strangest feature in this 'discovery' is the fascination which, in spite of its obvious untenability, it seems to have exercised on subsequent writers.

[464] The evidence of the grave-mound in Lycia, cited by Prof. Murray (Rise of the Greek Epic, p. 191, note), can hardly be taken seriously. Indeed Prof. Murray himself seems to consider Sarpedon's Lycian connections at least as illusory as his connection with Troy.

[465] Diomedes no doubt figured in the story of the second attack upon Thebes. It has been suggested that this hero was also originally identical with the Bistonian Diomedes, who fed his mares with human flesh and was killed by Heracles. The value of this identification depends largely upon the question whether the Doloneia formed an original part of the story of the Iliad. That is a view which would probably gain the assent of few scholars—even of those who believe that the Doloneia is not much later than the rest of the Iliad in its final form. The other arguments are of little consequence. Diomedes displays a propensity for capturing chariots—a feature which perhaps gave rise to the adventure with Rhesos; but the same remark is true of Antilochos. He fights also with the 'Thracian' god Ares, as well as with Aphrodite. But it is clear that the feud with these deities really belongs to Athene, Diomedes' hereditary guardian. In later stories, relating to the east of Italy, there may have been a confusion between the two heroes; and it is scarcely impossible that here and there Diomedes of Argos took over a cult belonging to his namesake. If so we shall have to suppose that the Bistonian Diomedes was originally an Illyrian rather than a Thracian hero.

[466] The most highly developed use of fiction occurs probably when the poets are dealing with unknown regions or peoples, as in the story of Odysseus (cf. p. 297 f.). But I am not aware that there is any evidence for the existence of poems on wholly fictitious subjects.

[467] On this subject see Note VII.

[468] Cf. J. Grimm, Teutonic Mythology4 (Engl. Transl.), p. 936 f.

[469] Cf. W. Grimm, Deutsche Heldensage, p. 40 (and passim); J. Grimm, op. cit., p. 1183.

[470] Prof. Meyer (Gesch. d. Alt.2, I p. 680 ff.) has pointed out that, while Thucydides seems to have regarded Minos as a Greek, Herodotus apparently held a different view. Such is certainly the natural inference to be drawn from the language of the two historians, though the evidence is perhaps not quite conclusive in either case. But Herodotus, at all events in VII 171, clearly derived his information from the people of Praisos—a community which cannot have been wholly Greek even in his time. Their account seems to have been due to an attempt to reconcile Greek and native traditions, Homeric influence being shown by the sentence τρίτῃ δὲ γενεῇ μετὰ Μίνωα τελευτήσαντα γενέσθαι τὰ Τρωϊκά, κ.τ.λ. We may compare the Egyptian story of Helen (cf. p. 266). In the Homeric poems themselves Idomeneus is descended from Minos, and no hint is given that either of them was regarded as non-Greek. The same remark appears to be true of Greek tradition elsewhere.

[471] Cf. Petrie, History of Egypt, III 197 ff.; Breasted, Ancient Records (Egypt), IV 274 ff. Prof. Breasted believes that this document is Wenamon's authentic report of his expedition.

[472] In the course of an adventurous journey the envoy was intercepted by some ships of the Zakar (Tchakaray), a people mentioned among the Aegean confederates who fought against Rameses III (cf. p. 188 ff.). These Zakar brought him before the prince of Byblos and demanded that he should be arrested. Prof. Petrie speaks of them as Cretan 'pirates,' but neither their own behaviour nor that of the prince seems to me to be reconcilable with such a view. According to Prof. Breasted's reconstruction of the story—where the papyrus is defective—the envoy had himself been guilty of lawless conduct previously. Incidentally it appears from the story that a considerable amount of traffic was being carried on at this time both in Egyptian and Syrian ships.

[473] Herhor is mentioned in the story, but not as king.

[Pg 313]


NOTE VII. THE BATTLE OF KOSSOVO IN SERVIAN POETRY.

It has been mentioned above (p. 310) that for the story of the Iliad a fairly close parallel is to be found in those Servian poems which deal with the battle of Kossovo[474]. This parallelism has long been noticed, but unfortunately it has given rise to an unnecessary controversy. Servian writers, inspired by patriotic zeal, have sought to make an 'Iliad' by stringing their national poems together, while scholars of other nations have denied that the Servians possess anything which deserves to be called epic poetry. We need not concern ourselves here with a discussion about terms. It is clear enough that Servian heroic poetry bears little resemblance to the Homeric poems as we have them. But we may strongly suspect that at an earlier stage in the history of Homeric poetry the resemblance would be much closer, although the art of heroic poetry in Greece had doubtless been elaborated for centuries to a far higher degree than was ever attained by Servian poets.

It is to the treatment of the story however, and not to the qualities of the poetry, that I wish to call attention. Beowulf, Finn, Waldhere and the Hildebrandslied all deal with fighting of various kinds, but we do not know how early Teutonic poetry treated a story of actual war. The Servian poems resemble the Iliad chiefly in the comparatively large number of prominent characters which they introduce and in the fact that they deal with a series of more or less distinct episodes, in which various heroes from time to time play the leading part. Lazar's council or court furnishes an interesting parallel to that of Agamemnon—the more instructive because we can here check the evidence of the poems by historical records, some of which are practically contemporary, while many date from within a century of the battle.

King Lazar himself and his opponent, Sultan Murad I, are of course well-known historical persons. There is no doubt also with regard to Vuk Branković, the chief of Lazar's followers or allies. In the poems he is represented as the husband of Mara (Maria), the king's daughter; but in this case there may be some confusion. According to Ducas (p. 17[475]) Lazar had [Pg 314]a daughter of this name who was married to Bajazet, the son and successor of Murad, after the conclusion of the war. Vuk Branković was however a son-in-law of Lazar according to Laonicos Chalcocondylas (p. 53). Again, Jug Bogdan, represented in the poems as Lazar's father-in-law[476], is believed to be identical with a certain prince named Μπόγδανος (Πόγδανος), who, according to Laonicos (p. 28), was granted by Dušan the territories between Pherrai and the Axios (Vardar), and who about 1372 submitted to Murad together with the other Servian princes in this region. To these we may add the vojvoda Vladeta; for there can be little doubt that this person is to be identified with that Vlathico Vlagenichio who, according to the anonymous translation of Ducas' history (p. 352), was sent by his uncle Iuathco (Tvrtko), king of Bosnia, to support Lazar with 20,000 men.

On the other hand some doubt has been expressed with regard to Miloš Obilić (or Kobilović) the chief Servian hero of the story. He is not mentioned apparently by any strictly contemporary authority. Yet the traditional account of Murad's death is known to the two Greek historians Ducas and Laonicos, both of whom are believed to have written within about three quarters of a century after the battle. The latter (p. 54) states that according to the Greek version of the story a Servian nobleman named Μήλοις rode fully armed into the Turkish camp, representing himself to be a deserter. Murad gave orders that he was to be allowed to come near and say what he wished. But when he reached the door of the Sultan's tent he threw his spear and slew Murad, meeting with his own death immediately afterwards. Laonicos however also says that the Turks gave quite a different account of the affair—namely that as Murad was pursuing the enemy a Servian (ἄνδρα Τριβαλλόν), who was on foot, turned and transfixed him with a javelin. Ducas' version of the story (p. 15) resembles that given by the poems in the fact that the assassin uses a dagger. His name is not given, but he is said to have been a young and distinguished Servian and to have asked to see Murad as a deserter with important information.

Closer affinity with the poems is shown by the anonymous translation of Ducas' history (p. 352 ff.), which contains much additional matter. Indeed it is scarcely possible to doubt that the additions are partly derived from poems, though these may not have been exactly identical with any which are now extant. When Miloš ('Milos Cobilichio, capetanio de Lazaro') reaches the Sultan's tent we are told, as in the poems[477], that he is bidden to [Pg 315]kiss Murad's foot 'according to the usage of his kingdom[478].' Far more striking however is the account of the banquet on the preceding day, which in places appears to be little more than a free translation of a fragmentary poem published in Karadžić's collection[479]: "El zorno precedente a quello che seguì la iniqua et infelice bataglia, Lazaro convocati tutti i signori et principali del suo imperio[480], comandò che se aparechiasse una sdraviza secondo la usanza dela sua corte; in laquale, come gratioso et benigno signore, a tutti porse la sdraviza con sua mano. Quando la volta toccò a Milos, se fè dar una grande taza d'oro piena de pretioso vino[481]; la qual porzendoli disse a Milos: 'Excellentissimo cavalier, prendi questa sdraviza, che con la taza te dono ... sdravize per amor mio. Ma molto mi doglio che ho inteso una mala novella, che al tuo dispoto sei facto ribello'[482]. Al qual Milos, reverentemente presa la taza con chiara faza, disse: 'Signor dispoto, molto te ringratio della sdraviza et taza d'oro che m' ai donata. Ma molto mi doglio dela mia dubitata fede[483]. Doman de matina, se dio darà effecto al' alto pensier mio, se cognoscerà se io son fidele o ribello dela tua Signoria."

This translation is believed to be of Dalmatian origin[484] and, according to Prof. Bury[485], itself dates from the fifteenth century. We are bound to conclude therefore that Miloš' exploit was treated in poems—from which some of the extant pieces are ultimately descended—within a century of the battle. The earliest direct reference to poems dealing with Khobilouitz (i.e. Miloš [Pg 316]Kobilović) goes back to the first half of the sixteenth century, at which time they are said to have been numerous[486]. It may be however that the accounts given by Ducas himself and by Laonicos are also derived ultimately from poems[487]. But if so the poetic treatment of the subject must have begun within living memory of the battle; for it is clear from the evidence of these authors that by the middle of the fifteenth century the story had come to the Greeks in more than one form and that it had even attained great celebrity among them[488].

The Kossovo poems certainly give us some evidence for the phenomenon which we have above (p. 307) called 'transference.' In one poem (Karadžić, II 46, v. 59 ff.) we find it stated that King Vukašin entered into the battle and met with his death. In reality he was killed at (or shortly after) the battle of the Marica in 1371. The same poem also, immediately afterwards (v. 71 ff.), introduces Erceg Stepan, who lived nearly a century later. But this poem[489] is of a very peculiar type—distinctly non-heroic—and it is not legitimate to draw conclusions from it as to the poems in general. It would be of far more importance for our purpose if we knew that Jug Bogdan was attracted into the story. He must certainly have been an old man in 1389, since he had his territories granted to him by Dušan, who died in 1356. But he is regularly described as 'the old' (stari) in the poems. The fact also that he had been a vassal of Murad from 1372 onwards is hardly conclusive; for it is clear that a great effort was made in 1389 to unite the various Servian princes. On the whole the evidence, so far as it is known to me, does not seem to indicate that attraction or transference has played an important part in the story.

For the invention of characters there is, so far as I know, no absolutely decisive evidence. But probably few would be inclined to regard such a person as Vaistina, the servant or squire (sluga) of Musić Stefan[490] (Karadžić, [Pg 317]II 47), otherwise than as a product of fiction; and the same remark applies to the squire Milutin who brings the news of Lazar's death to the queen (ib. 45. 146 ff.). It is a more difficult matter to form an opinion as to whether any of the more important characters are fictitious. Several of them appear to be unknown from contemporary historical works. Among these we may mention Musić Stefan himself and more especially Banović Strahinja, the hero of the longest poem in the cycle (ib. 44). So far as I know, the earliest reference to the latter is in the Chronicle of Tronoša, which mentions incidentally the destruction of his palace[491]. Again, according to the poems Miloš was accompanied on his errand to Murad by two of his friends, Milan Toplica and Ivan Kosančić. Both these persons are mentioned in the same connection by the Chronicle of Tronoša, which adds that at the banquet on the preceding night they, as well as Miloš, had been charged with disloyalty by the king. This chronicle is believed to be derived from a MS. of the sixteenth century; but there is practically no doubt that it has drawn largely from poetic sources. Our earliest authorities, Laonicos and Ducas, together with the translation of the latter, seem to imply distinctly that Miloš carried out his exploit alone. That however does not prove that the characters themselves are fictitious. On the whole, considering the limited amount of information which early records furnish, it would probably be wise to hesitate before adopting the view that any of the more important characters are invented—at all events those which can be traced back to within two centuries of the battle.

There seems to be no evidence for the introduction of what can properly be called mythical beings in poems of the Kossovo cycle[492]. But sometimes we certainly find supernatural incidents. In Karadžić, II 45. 119 ff. two crows from the field of Kossovo bring to the queen the first news of the battle and of Lazar's death. A more extravagant case occurs in the opening verses of (ibid.) II 46—a poem to which we have already referred. Lazar is here made to receive a letter dropped by a swallow (which is carried by a falcon) offering him the choice between the heavenly and earthly kingdoms. In another (Croatian) poem (Karadžić, II 48[493]) the mother of the Jugovići prays that she may receive the eyes of a falcon and the wings of a swan. Her prayer is answered, and she flies to the field of Kossovo and sees the dead bodies of her sons and husband. This poem is largely taken up with the marvellous throughout and has little in common with heroic poetry.

But it is from the point of view of their presentation of the story that the Kossovo poems chiefly merit our attention. This presentation contains many features which may be included under the head of fiction. Yet in [Pg 318]certain cases it is a question whether we have not rather what may be called a growth of myth. By this I mean the introduction and development of motives which, though incorrect historically, can hardly be regarded, at least in their entirety, as conscious inventions of an individual. They would seem rather to have originated in rumour and popular misconceptions. As examples we may take what are perhaps the two most salient features in the story—the exploit of Miloš and his confederates and the treachery of Vuk Branković.

We have already dealt with the first of these incidents. The poems make Miloš and his companions perform prodigies of valour before they are overcome. But our earliest authorities state that Miloš was killed almost immediately; and they imply that he was alone. Indeed we know that the Turks gave quite a different account of Murad's death. It is not at all clear that between the two the Servian account possesses the greater probability. But it may very well have been believed among the Servians from the very beginning, whether its origin is to be traced to genuine information derived from the Turkish camp or merely to idle rumour.

Again, the treachery of Vuk Branković is proclaimed again and again in the poems. But there is no evidence earlier than the sixteenth century to substantiate the charge[494]. The first reference to treachery in Lazar's army occurs in the translation of Ducas' history (p. 354); but here the traitor is called 'Dragossavo Probiscio, capitaneo del campo del dispoto.' It has been suggested that Vuk's unenviable celebrity in the poems is due to the unpopularity of his son, George Branković, who ruled over Servia from 1427 to 1457[495].


The above brief sketch will probably be sufficient to show that these poems are capable of throwing a good deal of light upon the origin and development of a heroic story. The period is one for which, comparatively speaking, a fair amount of information is available; and quite possibly more might be obtained by a careful investigation of the documents of that age. It is to be remembered of course that after the middle of the fifteenth century nothing like court poetry can have existed in Servia. We should expect then that from this time onwards the poems would become more and more permeated by those characteristics which we have assigned to Stage III of our scheme. As a matter of fact some of the poems show these characteristics only to a comparatively slight degree. This is especially the case with the poem on the banquet (Karadžić, II 50 iii); but part of this poem, as we have seen, can be traced back to the fifteenth century. On the other [Pg 319]hand the characteristics of Stage III are very strongly marked in Karadžić II 46 and 48. I should expect that these poems are late compositions.

So far as I have been able to deal with the subject the result of the discussion has been that there is little or no definite evidence for the invention of characters. That is a result which can scarcely be regarded as surprising, in view of the history of Servian poetry. On the other hand the conditions were such as we should expect to be exceptionally favourable to the development of transference or attraction. Yet there is but little satisfactory evidence in this direction. I am inclined therefore to think that the force of this principle has been considerably overestimated by recent writers. What the Kossovo poems do seem to suggest is—not that the characters of the Iliad were invented or attracted from other quarters, but that their exploits and their relations with one another may in reality have been very different from what we find depicted in the poem.

FOOTNOTES:

[474] My object in this note is to call attention to a subject which appears to have been strangely neglected by English Homeric students. I cannot claim to possess the requisite qualifications, linguistic and historical, for an independent investigation of the subject. English translations of many of the poems are to be found, together with a historical introduction, in Mme Mijatovich's Kossovo (London, 1881). For a more critical study the reader may be referred to the introduction to Pasić's Narodne Pjesme o boju na Kosovu godine 1389 (Agram, 1877), to which I am much indebted.

[475] The references to Laonicos' and Ducas' histories, as well as to the translation of the latter, are to the pages in Niebuhr's edition. It may be that Ducas was mistaken with regard to the name of Bajazet's wife; cf. Engel, Geschichte von Serwien, p. 332.

[476] I do not know whether this is historically correct. There seem to be a number of historical references to Milica, Lazar's queen; cf. Engel, op. cit., pp. 311, 331, 346 f.

[477] Cf. Pasić, op. cit., VI v. 13 ff. (p. 92). This passage is taken from a Croatian poem (Nr. 6, v. 166 ff.) published by Miklosich, Denkschriften d. k. Akademie d. Wissenschaften (Vienna), XIX p. 73 ff., from a MS. collection at Ragusa dating from about 1728. Mme Mijatovich's poem on the same subject (p. 120 ff.) differs a good deal from this and bears a closer resemblance to the Italian in one or two points.

[478] 'Secondo la usanza del suo imperio' (cf. Miklosich, 6. 167: 'Ovaki su zakoni, Milošu, u zemlji mojoj,' etc.).

[479] Vuk Stef. Karadžić, Srpske Narodne Pjesme, Vol. II (Vienna, 1875), 50 III (p. 310 ff.). This is translated, with a few slight changes, in Mme Mijatovich's piece 'The Banquet before Battle' (p. 116 ff.). A somewhat different account of the same incident—and showing less resemblance to the Italian—occurs in Miklosich, 6. 116 ff., a passage which is not used by Pasić or Mijatovich.

[480] Cf. Karadžić, II 50 iii, v. 3 f.:

Svu gospodu za sofru sjedao (scil. Lazare),
svu gospodu i gospodičiće.

[481] Ibid., v. 13:

Car uzima zlatan pehar vina, etc.

[482] Ibid., v. 31 ff.:

Zdrav Milošu, vjero i nevjero!
prva vjero, potonja nevjero!
Sjutra ceš me izdat' na Kosovu,
i odbjeći Turskom car-Muratu;
zdrav mi budi! i zdravicu popij:
vino popij, a na čast ti pehar.

[483] Ibid., v. 39 ff.:

Vala tebe, slavni knez-Lazare!
Vala tebe na tvojoj zdravici,
na zdravici i na daru tvome;
al' ne vala na takoj besjedi; etc.

[484] Cf. Pasić, op. cit., p. 26.

[485] Gibbon's Decline and Fall of the Roman Empire, VII p. 327.

[486] Cf. Murko, Geschichte der älteren südslaw. Litteraturen, p. 205.

[487] This is perhaps rather suggested by one or two of Laonicos' sentences, e.g. (Μήλοιν φασίν) ὡπλισμένον ἐλαύνειν σὺν τῷ ἵππῳ ἐπί τὸ Ἀμουράτεω στρατόπεδον, ὡς ἂν αὐτομολοῦντα ἀπὸ τῶν ἐναντίων (p. 54); and more especially by the speech which Ducas (p. 15) attributes to Miloš: "Βούλομαι τοῦτον ἰδεῖν καὶ λόγους τινὰς ὑποψιθυρίσαι ὡς ἐγκρατὴς γενέσθαι τουτουῒ τοῦ πολέμου· ἕνεκα γὰρ τούτου αὐτόμολος ἐλήλυθα." With the last sentence we may compare Miklosich, 6. 164:

Ja sam ti se odvrg'o od vojske Lazara kneza.

[488] Cf. Laonicos, l.c.: Ἕλληνες ... λέγουσιν ἄνδρα γενναιότατον ἐθελῆσαι ἑκόντα ὑποστῆναι ἀγῶνα κάλλιστον δὴ τῶν πώποτε γενομένων, and again, below: ὁρμὴν πασῶν δὴ καλλίστην ὧν ἡμεῖς ἴσμεν.

[489] The first part of this poem (vv. 1-44) corresponds to Mijatovich, p. 104 ff.; the second part (v. 47 ff.) to Mijatovich, p. 126 ff. In such cases as this it is much to be regretted that Mme Mijatovich did not adhere to Karadžić's text. If the explanation be that her version is derived from a different source—and not due to arbitrary transposition—this should have been made clear.

[490] In Miklosich, 6. 1-58, which deals with the same story the squire is called Oliver, while his master's name appears as Bušic Stjepane.

[491] Quoted by Pasić, op. cit., p. 30.

[492] Other poems, both Christian and Mohammedan, frequently introduce Vile, i.e. nymphs or elf-women.

[493] Not included in the collections of Pasić and Mijatovich. A slightly variant form (apparently of Montenegrin origin) is published, together with a translation, in Krauss' Slavische Volkforschungen, p. 289 f.

[494] Prof. Murko (op. cit., p. 202) states that Vuk "in der Schlacht in hervorragender Weise seine Pflicht erfüllt und sich dann mit den Türken gar nicht ausgesöhnt hat wie Lazar's Sohn Stefan." I do not know the authority for the first part of this statement; but according to the Turkish account (cf. Engel, Geschichte von Serwien, p. 346) the (right) wing of the Servian army which was commanded by Vuk was successful.

[495] Cf. Pasić, op. cit., p. 42.

[Pg 320]


CHAPTER XV.
THE COMMON CHARACTERISTICS OF TEUTONIC AND GREEK HEROIC POETRY.

Our review of the Homeric poems has led us to conclude that their origin and early history was in many respects analogous to that of the English heroic poems; and further, that there is no valid reason for regarding the stories with which they deal as mythical or fictitious, although we cannot, as in the case of the English poems, actually prove that they rest upon a historical basis. We must now endeavour to see what common elements the two series of poems contain in regard to style and spirit. This will enable us to determine whether the term 'Heroic Age,' as applied to the two cases in common, can be held to mean anything more than an age of 'heroes,' whose deeds were celebrated in poetry.

The most cursory glance at the two groups of poems will be sufficient to show that they contain many common features in regard to style. In both we find the constant repetition of the same formulae, e.g. in the introduction of speeches. Thus in the first part of Beowulf eight speeches out of thirteen by the hero himself are introduced by the formula: Beowulf maþelode bearn Ecgþeowes, while three of Hrothgar's seven speeches follow the words: Hroðgar maþelode helm Scyldinga. In the Iliad we may compare the constant repetition of such formulae as: τὸν δ' ἀπαμειβόμενος προσέφη κρείων Ἀγαμέμνων or: τὸν δ' ἠμείβετ' ἔπειτα Γερήνιος ἱππότα Νέστωρ. The explanation of such formulae is probably to be found in the fact that both sets of poems were designed for preservation by oral tradition. In literary poems such as the Aeneid they seem to be avoided.[Pg 321] Indeed the words introducing a speech are here seldom allowed to occupy a whole verse.

Another feature common to the two groups of poems is the love of describing somewhat minutely the details of a transaction which in itself is nothing unusual. Often in such cases they use very similar language. Thus in Od. IV 778 ff. Antinoos' preparations are described as follows: "With these words he picked out twenty men who were the best, and they went on their way to the swift ship and the sea-shore. First of all they pushed out the ship into deep water; and they placed the mast and the sails in the black ship and made ready the oars in the leathern rowlocks, each in its proper place, and spread out the white sails. And high-hearted squires carried their arms. The ship they moored afloat in the roadstead; but they themselves disembarked. There they took their supper and waited for the approach of evening." With this passage we may compare Beow. 205 ff.: "The hero had with him picked champions of the men of the Geatas, the bravest he could find; so with fourteen companions he made his way to the vessel. A skilful pilot was the man who pointed out the features of the coast. When due time had elapsed the ship was afloat beneath the lee of the cliff, and the warriors all prepared ascended the prow, where the waves of the sea were playing upon the sand. Into the bosom of the craft men bore their bright treasures, even their resplendent armour. The company pushed off their timbered craft and started on the adventure of their choice."

Again the movements of royal personages in their palaces are sometimes rather carefully noted. In Od. I 328 ff. we are told that "Icarios' daughter, thoughtful Penelope, became conscious of the glorious song in her upper chamber; and she descended the lofty staircase of her dwelling, but not alone, for two attendant maidens accompanied her. Now when the noble lady drew near the suitors she stood beside the pillar of the well built house, holding her shining veil before her face; and one of her trusty attendants stood by her on either side." With this we may compare Beow. 921 ff.: "As for the king himself, the guardian of the ring-hoards, famed for his sterling qualities—he likewise strode majestically from his bedchamber with a great[Pg 322] following; and with him his queen traversed the ascent to the mead-hall, accompanied by a band of maidens. When Hrothgar arrived at the hall he stood by the pillar (?), gazing on the lofty roof, adorned with gold, and on Grendel's arm."

Both poems also elaborate the various stages in the arrival and reception of visitors. As an example we may take the account of Telemachos' arrival at Menelaos' palace in Od. IV 20 ff.: "At this time the hero Telemachos and Nestor's distinguished son had drawn up with their horses in the vestibule of the palace. Now the lord Eteoneus, renowned Menelaos' active squire, came forward and saw them. And he went on his way through the building to give the news to the shepherd of the people; and standing beside him addressed him with winged words." Menelaos replies that the strangers are to be brought in at once. The arrival of Beowulf at the Danish king's palace is described at much greater length. First, he is greeted by Wulfgar, the king's herald and henchman. Then he replies, and Wulfgar promises to take his message. "Quickly then he sped to where Hrothgar was sitting, aged and grey-haired, among his retinue of nobles. Exulting in his prowess he passed on until he took his stand at the side of the prince of the Danes; for he knew the usage of chivalry." After this we have still three more speeches—first by Wulfgar to the king, then the latter's reply and finally Wulfgar's answer to Beowulf—before the visitors enter.

We may compare also the formulae used in greetings to strangers. Thus in Od. I 169 ff. Telemachos addresses the disguised Athene as follows: "Now come, tell me this and declare it plainly: Who of men art thou, and whence? Where are thy city and thy parents? And (tell me) upon what sort of a ship thou hast come"—with several other questions. Another case occurs in III 71 ff., where Nestor is greeting Telemachos: "Sirs, who are ye, and whence do ye sail the watery paths? Is it upon some enterprise, or do ye wander over the sea at random, like pirates who rove, risking their lives and bringing evil to men of other lands?" Beowulf receives a somewhat similar greeting from the Danish coast-guard, when he lands (v. 237 ff.): "What warriors are ye that thus have come clad in coats of[Pg 323] mail, bringing hither your lofty ship over the waters along the high road of the sea?" And again, shortly afterwards (v. 251 ff): "Now must I know your origin, before ye start hence and proceed further as spies into the land of the Danes. Ye dwellers afar, ye who traverse the sea, hear now my fixed resolve. Best is it with speed to make known whence ye are come."

Again, both poems like to dwell upon the emotions felt in greeting or bidding farewell to friends. Thus in Od. XVI 14 ff. it is stated that Eumaios "came up to his lord and kissed his head and both his fair eyes and both his hands, and the hot tears fell from him. As an affectionate father greets his son when he returns from a distant land after nine years absence—an only son and well loved (?), for whose sake he has endured many hardships—even so then did the noble swineherd kiss godlike Telemachos all over and embrace him as one escaped from death." With this we may compare the account of Hrothgar's farewell to Beowulf (v. 1870 ff.): "Then did the king of noble lineage, the prince of the Scyldingas, kiss that best of squires and clasp him round the neck. Tears fell from him, as he stood there with his grey hair. Aged and venerable as he was, he felt uncertain, indeed he thought it unlikely, that they would ever meet again in spirited converse. So dear was this man to him that he could not restrain his heart's emotion; but in his breast, fast bound within his heart, a secret longing for the beloved man burnt in his blood."

The frequent use of similes, as in the last passage from the Odyssey, is one of the chief features in which Greek heroic poetry differs from Teutonic. Sometimes however the same kind of picture is brought before us in a different way. Thus among the commonest Homeric similes are those derived from hunting scenes. A typical example occurs in Il. XV 271 ff.: "As when hounds and men of the country chase a horned stag or a wild goat, and it is saved by a precipitous rock or dense wood, and they cannot succeed in finding it," etc. With this may be compared a passage in Beowulf describing the pool in which the demons had made their lair (v. 1369 ff.): "Though the heath-ranger, the stag of mighty horns, may make his way to the forest when beset by hounds after a long chase, he will[Pg 324] yield up his spirit and his life on the brink before he will be willing to shelter his head therein."

Occasionally we meet with similes of a more ambitious, not to say extravagant, character, as in Il. II 455 ff., where the gleam arising from the bronze armour of the Achaean army is compared to the blaze produced by a forest fire. For this also we find parallels in Teutonic poetry, e.g. Finn 35 f.: "A gleam arose from the swords, as though Finn's fortress were all on fire."

In the use of epithets and poetical expressions many remarkable parallels are to be found. Some of these are merely of a descriptive character, e.g. ἄκριας ἠνεμοέσσας (Od. XVI 365) beside windige naessas (Beow. 1359), and some are little more than circumlocutions, e.g. υἷες Ἀχαιῶν, Geata bearn, for Ἀχαιοί, Geatas. In other cases however a distinct metaphor is involved, as when ships are called ἁλὸς ἵπποι (Od. IV 708), corresponding to the Anglo-Saxon brimhengest, which is probably an epic word, though it does not occur in the extant fragments. In particular note should be taken of the metaphorical terms applied to kings, e.g. ποιμὴν λαῶν which may be compared with folces hyrde, ἕρκος Ἀχαιῶν with eodur Scyldinga, and perhaps also οὖρος Ἀχαιῶν with the very common expression eorla hleo.


The characteristics which we have been discussing up till now affect only the language and style of the two groups of poems. But it is to be observed that they possess also certain common features which appear to be of deeper significance. Thus such expressions as ὄλβον ἐπέκλωσαν or wigspeda gewiofu ('the webs of success in war') are probably to be traced to a primitive religious conception, which may be seen more clearly in Od. VII 196 ff.: "There he shall experience afterwards whatever Fate and the stern Κλῶθες ('spinning women') spun for him when he was born[496]." For the prevalence of similar ideas among the Teutonic peoples we may refer to Helgakviða Hundingsbana, I 3 f., Gylfaginning, cap. 15, Niáls Saga, cap. 157, and above all to the Saga af Nornagesti (cap. 11), which [Pg 325]presents such a remarkable parallel to the story of Althaia and Meleagros.

Somewhat clearer evidence of a common religious conception is furnished by Beow. 2124 ff., a passage which we have already quoted (p. 54). The rite of 'paying the due of fire' (λελάχωσι πυρός) to a dead man is often mentioned in the Iliad (e.g. VII 79 f., XXII 342 f., XXIII 76; cf. XXIV 37 f.) and undoubtedly had a religious significance. This may be seen especially from the speech of Elpenor in Od. XI 71 ff.: "There I exhort thee then, my lord, to be mindful of me and not to leave me behind unlamented and unburied, abandoning me when thou goest away, lest I bring down wrath from the gods upon thee. But burn me up with my arms, all that I possess, and construct for me a barrow upon the shore of the grey sea, the memorial of an unfortunate man, so that I may be known even to those who shall be hereafter."

It will be observed that this passage, apart from its religious bearing, expresses a desire on the part of the speaker that his memory may not be forgotten. Here we are brought to one of the most striking characteristics of heroic poetry, both Greek and Teutonic, namely the constantly expressed thirst for fame, both during one's own life and in after times. As a typical example we may take a passage from Hector's speech before his combat with Aias (Il. VII 85 ff.): "I will give up his body to the longhaired Achaeans, so that they may take him to the well-decked ships for burial and construct for him a memorial barrow by the broad Hellespont. So shall it be said in time to come by some one who lives in after days, when he sails his many-oared ship over the dark sea: 'This is the memorial of a man who died long ago, who once upon a time was slain in his prowess by glorious Hector.' So shall it be said in time to come; and my fame shall never perish." In Od. XXIV 80 ff. Agamemnon's spirit describes how such honours had been paid to the remains of Achilles: "Then over them our sacred host of warriors from Argos constructed a great and splendid grave-mound, upon a projecting headland above the broad Hellespont—so that it might be conspicuous to men upon the sea, both those who are now alive and those who shall be hereafter." With both[Pg 326] these passages we may compare the dying words of Beowulf (v. 2802 ff.): "After the pyre is consumed command my famous warriors to construct a splendid grave-chamber where the headland juts into the sea. It shall tower aloft on Hrones Naes as a memorial for my people—so that in after days the name of 'Beowulf's Barrow' shall be familiar to mariners who ply their tall ships from afar over the dark waters."

The summit of a hero's ambition is to have his glory celebrated everywhere and for all time. Odysseus himself says (Od. IX 20) that his glory reaches to heaven. His wife bewails her troubles in the following words (ib. IV 724): "Before this I lost my brave lion-hearted husband who was preeminent among the Danaoi for every kind of excellence. Far and wide was that brave man's glory spread, throughout Hellas and mid Argos." The extent of Beowulf's fame is proclaimed in more extravagant terms. One passage (v. 1221 ff.) has already been quoted (p. 88). We may compare also v. 856 ff.: "There was Beowulf's fame celebrated. Frequently and by many was it declared that whether to the south or north, between the two seas, on earth's broad expanse and beneath the canopy of heaven, there existed no nobler warrior nor one more worthy to govern."

This love of glory is held up as an incitement to bravery in critical situations, as in Wald. I 8 ff., where Hildegyth encourages the hero as follows: "O son of Aelfhere, a day is come which without doubt has in store for thee one or other of two issues—either to lose thy life or to possess lasting glory among mortals." For the alternative form of expression, though used from a different point of view, we may compare Socos' speech in Il. XI 430 ff.: "O far-famed Odysseus, today thou shalt either be able to boast over two sons of Hippasos—that thou hast slain such men as we are and robbed us of our arms—or smitten beneath my spear thou shalt lose thy life."

The last passage introduces us to another prominent characteristic of heroic poetry, namely the boasting of warriors over their own personal prowess and the deeds they have performed or are going to perform. Sometimes this is represented as taking place in the banqueting hall, as in Il. XX 83 ff., where the disguised Apollo thus taunts Aineias: "Aineias, thou counseller[Pg 327] of the Trojans, where now is thy boasting, in which thou didst vow to the princes of the Trojans, when quaffing thy wine, that thou wouldst try thy strength in open battle against Achilles son of Peleus!" We may compare Beow. 480 ff.: "Often enough have scions of combat vowed over the ale-cup, when drunken with beer, that they would abide Grendel's onset in the hall with their terrible swords." Beowulf himself indulges in a similar boast (v. 636 ff.): "I am resolved to perform a deed of knightly prowess or to meet with my life's end in this mead-hall."

Again, it is by boasting of much the same kind that warriors make themselves known to one another when they meet in battle. A typical example occurs in Finn 24 ff.: "Sigeferth is my name. I am a prince of the Secgan and a rover known far and wide. Many hardships and stern encounters have I endured. Here too thou shalt have for certain (i.e. I shall not draw back from) whichever course (i.e. war or peace) thou dost prefer to take with me." We may compare Il. XIII 448 ff., where Idomeneus makes himself known to Deiphobos: "Now stand forth thyself to face me, that thou mayest see what sort of a scion of Zeus is come here. First Zeus begat Minos to be ruler of Crete, and Minos again begat the blameless Deucalion; and Deucalion begat me to be lord over many men in broad Crete. But now have ships brought me hither with consequences evil to thee and to thy father and the rest of the Trojans."

It will be seen that in this passage Idomeneus prides himself as much on his ancestry[497] as on his own prowess. The idea of inherited valour finds expression again in Il. V 252 ff., where Diomedes says to Sthenelos: "Exhort me not to flight, for I am sure thou wilt not persuade me. Nowise inbred in me is it to fight a runaway battle, neither to cower in fear. My courage is steadfast still." Practically the same idea appears in Beow. [Pg 328] 2694 ff.: "Then, as I have been told, in the national king's dire need the knight stood upright and showed forth his prowess—strength and valour such as was inbred in him."

The feeling of pride in a noble family becomes clearly noticeable also on occasions when the family is threatened with extinction. Beowulf's farewell words to Wiglaf are (v. 2814 ff.): "Thou art the last remnant of our house, even of Waegmund's line. All my kinsmen in their knightly prowess has Fate swept off to their doom. I myself must follow them." We may compare Od. XIV 180 f., though here the speaker, Eumaios, is only a dependent of the house: "On his return home the illustrious suitors are lying in wait for him, in order that the seed of godlike Arceisios may vanish nameless from Ithaca."

Lastly, the heroic spirit shows itself in the exhortations of princes to their followers. As an instance we may quote a verse which occurs several times, in speeches of Hector and Patroclos: "Be men, my friends, and set your minds upon impetuous valour." The same exhortation, though in a more elaborate form, occurs in Finn 10 ff.: "But awake now, my warriors, have your hands ready (or 'take your mail-coats'), be mindful of your prowess, leap forth in the forefront (?), be stout of heart."

It is true that these last two passages would in themselves be appropriate in any martial poetry. But we must take the context into account. Patroclos immediately (XVI 271 f.) adds the words "in order that we may do honour to the son of Peleus, who is by far the best of the men of Argos." So in Finn 40 f. we are told that "never was a nobler recompense paid for sweet mead than was (then) rendered to Hnaef by his bachelors." The same thought occurs elsewhere in the English poems, e.g. in Beow. 2634 ff., where Wiglaf is exhorting his comrades: "I remember the time when we were receiving mead, when in the beer-hall we pledged ourselves to our lord who gave us these bracelets, that if need like this befell him we would repay the battle-harness, the helmets and sharp swords." And again, shortly afterwards (v. 2646 ff.): "Now is the day come that our liege-lord needs the strength of brave warriors. Let us draw near to help our war-chief, so long as the heat of the fierce and terrible flames shall last."

[Pg 329]

The underlying idea is clearly that which is described by Tacitus (Germ. 14) in his account of the comitatus of the ancient Germans: "The principes fight for victory, but the comites fight for their princeps[498]." And this description is probably true of the Homeric Greeks just as much as of the Teutonic heroes. The terms used in the two sets of poems (θεράπων—þegn, i.e. comes; ἄναξ—dryhten, i.e. princeps), seem to correspond to one another almost exactly, though it is not easy to find a satisfactory rendering for them in modern English. For kings too, especially such as are of preeminent position, we find in each case a very similar expression (ἄναξ ἀνδρῶν—eorla dryhten), which properly denotes the relationship of liege-lord.

In both cases alike the leading idea of the Heroic Age may be fittingly summed up in the phrase κλέα ἀνδρῶν. This is practically equivalent to the Anglo-Saxon dom, with which we have dealt above (p. 87 f.). It is essential to notice that the object so much prized is personal glory. In Hector's speech before his combat with Aias (cf. p. 325) the glory which would result from the combat to the hero or his opponent is the only subject touched upon. No consideration is taken of any effect which might be produced thereby upon the fortunes of the war.

The same characteristic appears throughout the passages which we have quoted and countless others. Occasionally we hear also of pride of family, but scarcely ever of any truly national feeling. Patroclos exhorts his men to bravery (Il. XVI 270 ff.) in order that they may win glory not for the Achaean nation but for their own personal lord; and he adds further that by so doing they will bring shame upon the national leader. Achilles himself retires from the conflict owing to a personal wrong, and only returns to it in order to avenge his friend. The same phenomena appear in the English poems. That Wiglaf whose bravery is said to be 'inbred' (cf. p. 328) was the son of a certain Weohstan, whose great achievement was the slaying of the Swedish prince Eanmund. Yet Eanmund was at this time apparently under the protection of Heardred, king of the Geatas,[Pg 330] who also lost his life in the same war. Weohstan however, though he belonged to the Geatas, was in the service of Onela, their enemy. It would seem then that he was fighting against his own nation. Such cases appear to have been by no means uncommon in the Teutonic Heroic Age. For it was customary at that time for young noblemen to take service under foreign princes; and the obligations which personal service imposed were held to be superior to all others.

Love of home and zeal in its defence are of course frequently mentioned in both groups of poems. We may refer to the common phrase φίλην ἐς πατρίδα γαῖαν. Most frequently however, as we might expect, these features appear in connection with the Trojans. In Il. XII 243, when Pulydamas has urged retreat in consequence of an omen, Hector replies: "The best of all omens is to fight in defence of our country." Priam uses the same expression (ib., XXIV 499 f.) when he comes to plead with Achilles for his son's body: "He preserved my city and its inhabitants, even Hector whom thou hast now slain as he fought in defence of his country." These feelings may be regarded as forms of patriotism; but it is patriotism of a distinctly practical kind, as may be seen from Il. XV 494 ff., where Hector is addressing his followers: "Now fight in close formation at the ships. Whosoever of you through shot or blow meets with death and fate, let him die. Not unseemly is it for him to die fighting in defence of this country. He will leave his wife and children in safety, his house also and his estate unharmed, if the Achaeans depart with their ships to their own dear fatherland." Much the same feelings are expressed in the English poems. As an example we may take Beow. 520 ff., where Unferth is describing the return of Breca after his swimming contest: "Welcome to his subjects was he when he made his way to his own dear home, the land of the Brondingas and his beautiful sacred city[499] where people, city and treasures belonged to him." We may refer also to Widsith, v. 119 ff.: "I have visited Wulfhere and Wyrmhere. Often enough did they wage war unceasing, when [Pg 331]around the forest of the Vistula the Gothic army with their sharp swords had to defend their ancient domain[500] from Attila's subjects." And again (ib., v. 127 ff.): "Often enough did the spear fly whistling and shrieking, from that troop into a hostile army, when Wudga and Hama guarded their golden treasures and (the lives of) their men and women."

Such passages as these afford abundant evidence for patriotism of the practical kind. But this is not the same thing as national pride. We shall best be able to appreciate the special characteristics of heroic poetry in this respect by comparing it with other martial poems, dating from later times. An excellent example of national pride is furnished by the well-known epitaph on Leonidas and the Spartans who perished at Thermopylai. We may also quote the 'Laconian Embaterion' commonly included among the fragments of Tyrtaios: "O ye youths, whose fathers have been citizens of Sparta, the home of heroes, come, hold forth the shield in your left hand and cast the spear with good courage. Regard not your life, for so to do is not Sparta's ancestral custom." Other good examples may be found in the works of the early elegiac poets.

What perhaps deserves notice above all in poetry of this type is the use of the first person plural with reference to exploits performed by the poet's nation in bygone times—a form of speech which seems to be quite foreign to heroic poetry. An example occurs in Tyrtaios' Eunomia (fragm. 2): "This city has been given to the Heracleidai by Zeus himself, the son of Cronos and husband of fair-crowned Hera. Together with them we forsook breezy Erineos and made our way to Pelops' broad island." Here the reference is to the first arrival of the Dorians in the Peloponnesos. Another case may be found in the poem on the Messenian war (fragm. 5): "... our king Theopompos dear to the gods, by whose help we captured spacious Messene.... Round about it (or 'for its sake') war was waged for nineteen[Pg 332] years, ever without ceasing, by the fathers of our fathers, warriors who possessed the spirit of endurance." A similar usage appears in Mimnermos, fragm. 9: "On quitting steep Pylos, the town of Neleus, we came in ships to the pleasant land of Asia, and at fair Colophon with overmastering strength we took up our abode, beginning the arduous assault. Thence in turn, starting from the river Aleis, by the will of the gods we took Aeolian Smyrna[501]." Both the foundation of Colophon and the capture of Smyrna took place long before the poet's time.

The same patriotic sentiment is to be found in the martial poetry of later times in England. Thus in the poem on the battle of Brunanburh (v. 20 ff.) we are told that "throughout the whole day the West Saxons with troops of horse pressed on in pursuit of the enemy's forces. Fiercely they cut down the fugitives from behind with swords sharpened on the grindstone. Nor did the Mercians refuse stern hand-to-hand combat to any of the warriors who in the ship's bosom had followed Anlaf over the rolling waters to our land, to meet their doom in battle. On the field of action lay five young kings stretched lifeless by the sword; and with them seven of Anlaf's earls, and a countless host both of the seamen and the Scots." And again (v. 65 ff.): "Never in this island before now, so far as the books of our ancient historians can tell us, has greater slaughter been made of an army by the edge of the sword—since the time when the Angles and Saxons made their way hither from the east over the wide seas, invading Britain, when warriors eager for glory, proud forgers of war, overcame the Welsh and won for themselves a country."

We need not hesitate to interpret the last part of this quotation as an expression of national consciousness, just as much as in the poem of Mimnermos given above, although it does not use the first person with reference to the achievements of the Saxon invaders. But the poem as a whole differs essentially from the heroic type owing to the fact that—though the princes are mentioned incidentally—it is permeated throughout by the sense of national rather than individual glory.

[Pg 333]

Thus far we have been dealing with individual passages in the poems. Now we must consider briefly the motives of the stories and the characteristics for which the heroes are celebrated. The story of Beowulf consists of a series of adventures in which the hero seeks to display his prowess in encounters with monsters. The story of Finn, if we may form an opinion from the fragmentary evidence at our disposal, dealt with a fatal quarrel between two brothers-in-law, followed by revenge. The theme of Waldhere's story is the elopement, or rather escape, of lovers and the bravery shown by the hero in defence of his bride. The term elopement may more properly be applied to the story of Heðinn and Högni, whatever was the original form of its ending. A counterpart to this is furnished by the story of Hagbarðr and Signý, which ended tragically in the death of the lovers. The story of Sigurðr deals with a woman's revenge, brought about by disappointed love. The theme of the story of Hamðir and Sörli is the revenge undertaken by them for the death of their sister. Revenge is likewise the theme of Ingeld's story—in this case for the death of a father. The story of Offa is an instance of heroism in single combat. In the various stories connected with Dietrich von Bern attention is centred chiefly on the bravery, loyalty and resourcefulness of the hero and his knights.

It will be seen that throughout the heroic poetry of the Teutonic peoples, in episodes as well as in the main stories, the chief motif is almost invariably love or revenge or personal bravery. The same remark applies obviously enough to Greek heroic poetry—to the Iliad and Odyssey, as well as to the stories of Heracles, Iason and the rest. The characteristics too for which the heroes are distinguished are on the whole very much the same in both cases—strength, courage, resourcefulness, generosity, hospitality. The characters of Beowulf and Hrothgar may appeal to us more than those of Achilles and Nestor, but the main outlines are very similar. If there is any difference worth noting in this respect between the two sets of poems it is that the Greek attach more importance to personal beauty—a feature which only becomes prominent in the later forms of the Teutonic stories.

Now let us turn for a moment to the heroes of 'post-heroic'[Pg 334] times. During the centuries which immediately followed the Heroic Age we hear of many princes and other persons who rose to fame both in England and on the Continent. Sometimes this fame was acquired through successful warfare; but it is as generals rather than as warriors that such persons are celebrated. More frequently they are known to us as legislators, founders of institutions, promoters of religion and protectors of the public peace. In this country we may think of such persons as the Kentish king Aethelberht, the Northumbrian kings Edwin and Oswald, the Mercian king Offa, and, above all, of Alfred the Great—not to mention numerous prominent ecclesiastics. In Greece the number of names known to us during the corresponding period is extremely small. Yet the most prominent names which we meet with at the dawn of the historical period are those of legislators and public benefactors, such as Zaleucos and Solon. In earlier times by far the best known name is that of the Spartan legislator Lycurgos, whether he was really a historical person or a character of mythical origin. We may perhaps compare him with that Wiger Spa, 'a heathen in the heathen age,' whose authority is referred to in King Byrger's preamble to the Law of the Uppland Swedes.

A similar character is borne by the traditional heroes of nations which have no Heroic Age. We may instance Bruteno and Widowuto the legendary founders and legislators of the state of the ancient Prussians. The same is true of the early kings of Rome, Romulus, Numa, Servius Tullius and the founders of the Republic. The essential feature which distinguishes these characters from those of the Heroic Age is the fact that they are known chiefly, not for what they performed or experienced during their lives, but for the effects of their doings upon later generations.

The explanation of this difference is no doubt to be sought largely in the nature of the records. For a modern analogy to the stories of Sigurðr or Achilles we should turn naturally to a romance or novel; for those of Offa or Lycurgos analogy would be sought rather in the biography of a statesman[502]. But it must [Pg 335]be clearly recognised that the difference here does not lie between historical and unhistorical. Attila was a man of flesh and blood, no less certainly than Offa, while the historical existence of Lycurgos is as much debated as that of Achilles. And what shall we say with regard to such a character as Romulus? The difference lies rather between political and non-political, or—to speak more accurately—between national and non-national. Offa's fame is inseparably bound up with the aggrandisement and reorganisation of the Mercian kingdom. Lycurgos and Romulus are scarcely conceivable without Sparta or Rome. But Sigurðr and Achilles might belong to any Teutonic or Greek community; in the former case indeed the hero's nationality is not known for certain. We have seen that the heroic poetry of the Teutonic peoples had what may be called an international circulation from the beginning; and we have no reason for doubting that in the Heroic Age itself the same was the case in Greece. On the other hand the memory of the later heroes and their achievements was preserved only, or almost only, in the records and traditions of individual states. The interest to which stories of this latter group appeal is in general limited to the hero's own state; we have no evidence that such stories were [Pg 336]international property[503]. It is the fact that the interest of the heroic stories was both individual and universal—i.e. that it lay in individuals not essentially bound up with a given community—which fitted them for international circulation.

But this difference of interest is itself a matter which calls for explanation. If we are to trust the evidence of the records it is due to differences in the ideas which animated heroic and non-heroic society[504]. Among these we may note especially an essential difference in the conception of the state. With this question we shall have to deal more fully in a later chapter. It may be indicated here however that in the Heroic Age the state appears to have been regarded as little more than the property of an individual—or rather perhaps of a family, which itself was intimately connected with a number of other families in similar [Pg 337]positions. The decline and disappearance of kingship in Greece during the eighth century presupposes of course that such a conception had long ceased to retain its vitality. And even among the Teutonic peoples, which usually preserved the institution of kingship, we find abundant evidence for a similar change of view. Among the Franks kingship had long been a mere shadow when the non-royal Pippin took the throne in 752. In England we do not meet with non-royal kings until more than a century later; but even by Bede's time it is clear that the kingdom had come to be looked upon as something more than the property of the royal family.


When once the characteristics of the spirit of the Heroic Age have been fully recognised they will be found to explain several features in the stories which have often been regarded as incredible. One of these is the fact that wars are generally represented as arising out of the personal quarrels or jealousies of princes, or out of wrongs perpetrated by one prince upon another. Thus it has been assumed by many scholars that the story of the abduction of Helen is of mythical origin, not on account of any intrinsic improbability contained in it, but because it is founded on a motif which is extremely common in folk-tales. But it has been pointed out above (p. 265) that the reason why the abduction motif is common in folk-tales lies in the fact that under unsettled social conditions such occurrences were common in real life. The conditions of the Heroic Age, whether Greek or Teutonic, were doubtless not normally so unsettled that the abduction of a queen or princess could fail to attract attention. In the case of the wife of a distinguished king it can scarcely be doubted that such an event would produce a profound sensation; and it is to this, we may presume, that the story in the first place owed its celebrity. But the part played by women in international quarrels during the Teutonic Heroic Age must not be overlooked. In addition to the stories of which love adventures form the main theme (cf. p. 333) we may allude to such cases as Beow. 2930 ff., where Haethcyn is said to have carried off the Swedish queen with consequences disastrous to himself. Above all however it is well to bear in mind the story of the[Pg 338] war between the Angli and the Warni (cf. p. 97 f.), a war which owed its origin to Radiger's repudiation of his marriage contract with the English king's sister. We have seen that this story comes not from a poem, but from the work of a strictly contemporary Roman historian.

Nor can it be said that this case stands alone. According to Gregory of Tours (III 6) the overthrow of the Burgundian kingdom was due to the instigation of Hrothhild, who implored her sons to exact vengeance for the murder of her parents—a case not unlike the Norse version of the story of Hamðir and Sörli. Hildeberht's invasion of Spain was undertaken in answer to messages from his sister Hlothhild, who had been illtreated by her husband, the Visigothic king Amalaric (ib., III 10). The dissensions which eventually brought about the downfall of the Thuringian kingdom had their origin in the proud and jealous character of Amalaberga, the wife of Irminfrith (ib., III 4). Unless we are prepared to shut our eyes to the plain evidence of history we are bound to recognise that the personal feelings of queens and princesses were among the very strongest of the factors by which the politics of the Heroic Age were governed.

There has undoubtedly been a tendency among modern historians to neglect the personal element in early Teutonic history and to concentrate attention upon the movements of peoples and upon 'constitutional' changes. The feature with which we have just been dealing is only one of several which owing to this neglect have been regarded as essentially 'poetic' motives, the origin of which must be sought in myth or fiction. Decisive evidence to the contrary is furnished by writers of the sixth century. Certainly the picture of Teutonic court life which they give produces a different impression from that which we gain from the poems. The atmosphere suggested by the latter is one of adventure and romance, whereas the former convey an idea of reckless brutality. Yet it is only necessary to place the two sets of records side by side in order to see that the one is complementary to the other—that the difference lies not in the subjects treated but in the point of view from which they are regarded. Gregory (II 28) records without comment or explanation that the Burgundian king Gundobad slew his brother[Pg 339] Hilperic (Hrothhild's father) with the sword and drowned his wife with a stone tied to her neck. If this incident had been treated in heroic poetry we should doubtless gain a very different impression. Different too would be the impression conveyed by the story of Sigurðr, if we had it from a Roman historian. But when the two stories are compared it cannot be said that the picture which the poems present of the Burgundian kingdom under Guthhere is incompatible with the picture which history gives us of the Burgundian kingdom under Gundobad, some fifty years later. No true impression of the Heroic Age can be obtained by crediting the youthful kings of unlearned communities with a knowledge of political principles which we have acquired from long study of the history of many nations; and it is equally futile to seek for grounds of policy in actions which very frequently were dictated solely by passion. Ambition was no doubt a factor, as in all stages of society. But the form which it seems to have taken as a rule was purely personal and directed towards the acquisition of wealth or glory rather than with any view of establishing the kingdom upon a permanent basis[505].

Another feature to which exception has been taken is the fact that in battle scenes the fighting is generally represented as a series of single combats between the various leading men. Here again the objection seems to be based on a misunderstanding of the conditions of heroic warfare. In the first place we have no reason for doubting that in both the periods with which we are dealing the leaders were far better armed than the rank and file of the forces. In hand to hand fighting the possession of defensive armour, helmet and mail-coat, constitutes an overwhelming advantage. Secondly, the passion for personal glory, which is so prominent in the poems, must have prompted the ambitious man to pick out the most distinguished opponents. If he was a 'squire' success would bring rich rewards[506]. But [Pg 340]even the leaders themselves, as among the Germans of Tacitus' time[507], were doubtless expected to distinguish themselves by preeminence in bravery, rather than by skilful generalship. Thirdly, and this is the most important point, the general object aimed at in a battle was not to gain a strategic advantage but to kill the leaders. Very often this meant the destruction of the enemy's organisation. At times indeed it appears that the death or capture of a king led forthwith to the end of hostilities. Thus in the battle of Strassburg in 357, when the Romans captured the Alamannic king Chonodomarius, his personal retinue, to the number of two hundred, gave themselves up voluntarily to share his captivity[508]. And in Beowulf we see from more than one passage that when the king was slain the heart of the resistance was broken. Under such conditions we may well believe that the direction to 'fight neither with small nor great, save only with the king,' was a piece of perfectly sound policy.

We have to take account moreover of another element, somewhat strange to modern ideas, namely the intense eagerness to get possession of a fallen enemy's arms. In the battle scenes of the Iliad this feature is constantly to the fore; indeed the most severe conflicts usually take place over the bodies of warriors. In the English poems it is much the same. We may quote Beow. 2985 ff.: "Thereupon the warrior (Eofor) despoiled his opponent. He took from Ongentheo his iron mail-coat and his sharp and hilted sword, together with his helmet, and brought the old man's accoutrements to Hygelac." And again v. 2613 ff.: "To him (Eanmund) Weohstan brought death in combat by the [Pg 341]sword's edge; and to his kinsmen he presented the burnished helmet, the ring-formed mail-coat and the ancient sword of giant workmanship—though the latter was returned to him by Onela." It will be seen that the Teutonic warriors, who in both these cases are 'squires,' render up the spoils to their lords, whereas the Greek princes keep them for themselves; but we need not doubt that they expected an equivalent reward.

The article chiefly coveted seems to have been the coat of mail. In Wald. II 16 ff. the hero says to Guthhere: "Take from me the grey mail-coat, if thou dare; for thou seest how I am worn out with battle. Upon my shoulders here stands an heirloom from Aelfhere; good it is and ..., adorned with gold, a superb garment for a prince to possess, when his hand is defending life's treasure from his foes." Such articles were doubtless very costly, and often, as in this case, they were handed on from generation to generation. Beowulf's coat of mail had belonged to his grandfather, and was believed to be the workmanship of Weland. Before his encounter with Grendel he charges the king of the Danes to send it back to Hygelac in the event of his death. A coat of mail which was found intact at Vi in Fyn contains about twenty thousand rings, and it has been calculated that such an article would take a single workman nearly a whole year to make[509].

It is to be remembered further that wealthy princes, prompted no doubt by love of display, were in the habit of carrying about their persons a considerable amount of gold. Glaucos indeed is said to have gone to battle in golden armour worth a hundred oxen (Il. VI 235 f.). Hygelac, when he was slain, was wearing the magnificent necklet which Wealhtheo had given to Beowulf (v. 1195 ff.). Historical records give evidence to the same effect[510]; and there can be little doubt that the spoils of such kings often amounted to a considerable fortune. If, in addition to spoils of this kind, account is taken of the chances of booty and ransoms, [Pg 342]not only after a general victory but also in incidental and more or less private forays[511], it will be seen that warfare of the heroic type offered very substantial inducements, apart from the acquisition of glory.

It is not to be supposed that such warfare was really of an effective character. Even in the Iliad itself (VI 67 ff.) a warning is raised against it by the old Nestor, who is represented (ib. II 555) as an exceptionally skilful general, but his advice seems to be unheeded. Between two armies of the heroic type the issue had to be decided, if at all, by a pitched battle. Sheltered behind fortifications, even an inferior army had not much to fear. In that case the people most exposed to danger were what we should call non-combatants—not only the women and children and unwarlike dependents of the combatants themselves[512], but also any neighbouring communities who might be caught unawares by bands of hungry warriors.

On the other hand against organised forces, like those of the later Spartans or the Romans, at all events if commanded by generals who followed a definite plan of campaign, the Homeric Achaeans would have had no chance after the first encounter. This may be seen especially from the history of the campaigns against the Italian Gauls, who appear to have employed a very similar method of warfare. The Saxons and other northern peoples owed their successes largely to the rapidity of their movements, combined with the fact that they had command of the sea. But, so far as we know, they seldom or never had to deal with any considerable Roman army. In Britain their procedure was probably similar to that followed by the Scandinavian invaders in the Viking Age; but the latter were unable to cope [Pg 343]with prolonged and organised resistance, such as was offered by Alfred the Great. The armies of the Goths at the height of their power were doubtless more formidable; but they had probably learnt much from long experience of the Romans, both as foes and allies. It is not to be forgotten however that supremacy came ultimately to the Franks, who of all the Teutonic peoples seem to have been least affected by the spirit of the Heroic Age.

FOOTNOTES:

[496] We may compare such expressions as me þaet wyrd gewaef in the Anglo-Saxon Rhyming Poem (Cod. Exon.), v. 70.

[497] We may compare a passage from the poem on the battle of Maldon, which largely follows heroic poetry (cf. pp. 3, 97). In v. 216 ff. Aelfwine, one of Byrhtnoth's knights, boasts as follows: "I will make my lineage known to all, that I come of a great Mercian house. My grandfather, Ealhhelm by name, was a wise earl and blessed with worldly prosperity. Not against me shall knights bring public reproach, that I am willing to leave this army and make my way home, now that my prince lies slain in battle." Ealhhelm held office in the reign of Edmund I.

[498] iam uero infame in omnem uitam ac probrosum superstitem principi suo ex acie recessisse. illum defendere, tueri, sua quoque fortia facta gloriae eius assignare praecipuum sacramentum est. principes pro uictoria pugnant, comites pro principe.

[499] freoðoburh, lit. 'city of peace.' The expression probably springs from the sacred peace attaching to the king's dwelling, to which we find frequent allusions in the laws (Ine, § 6, Alfred, § 7, etc.).

[500] ealdne eþelstol. If this expression is to be interpreted in a local sense ('seat of authority') it is possible to read the idea of patriotism as a sentiment into it; but my impression is that the poet means no more than defence of home. A different interpretation of the passage is given by Prof. Heusler (S.-B. d. Akad. d. Wiss. zu Berlin, 1909, p. 926), according to whom it means "Verteidigung des eald eþelstol, des alten Erbthrones (nicht Stammsitzes)."

[501] For the translation of this fragment I am indebted to the kindness of Mr A. B. Cook.

[502] This analogy applies perhaps also to the objects aimed at in the two sets of records. Within certain limitations it may be said that the object of the heroic stories is to entertain and that of unheroic records to instruct. The latter remark holds good not only for historical works but also for tribal traditions and tribal law. It is likely that opportunity was taken to impart instruction of this type at festal gatherings. We may quote a passage from Praetorius' Deliciae Prussicae (ed. Pierson, p. 24) relating to a festal gathering of young people at a time when the Prussian Lithuanians had not yet been entirely converted. "Darauf haben sie sich um die Eiche und Stein niedergesetzt, der Weydulut aber uf den Stein das Fell gelegt, sich darauf gesetzet, einen Sermon gehalten von ihrem Herkommen und alten Gebräuchen, Glauben p. p., den Zemyna, den Perkuns und andere mehr genennet." There is abundant evidence for the existence of similar traditions among the Teutonic peoples from the earliest times—for which the reader may be referred to Dr Schütte's interesting book Oldsagn om Godtjod (especially pp. 118-197). But in heroic poetry, whether Teutonic or Greek, references to the early traditions of a nation are extremely rare and practically limited to the ancestors of the royal family, while 'law' is the will of the ruler. For Greek parallels we must turn to works of the Hesiodic school and the elegiac poets.

With regard to historical works we have to remember that all records dating from the Heroic Age are of foreign origin. But it is certainly to be noted that the interest of the stories given by Gregory of Tours and other writers of the sixth century—in so far as they relate to persons of Teutonic blood—is essentially personal, and similar to that which characterises the poems. This is the more noteworthy since these stories are related from a totally different point of view (cf. p. 338 f.).

[503] Except in so far as (in the case of Teutonic stories) they are connected with the Church.

[504] I would call attention here to an interesting paper by Prof. Heusler (S.-B. d. Akad. d. Wiss. zu Berlin, 1909, p. 920 ff.), in which he seeks to show that the historical element in Teutonic heroic poetry has been exaggerated. The evidence adduced in favour of this view consists in the first place of unhistorical situations, chronological dislocations, etc. Most of the examples are taken from the later forms of the stories (Stage IV of our scheme). We have already discussed these phenomena (p. 152 ff.), and here I would only add that the observation quoted from Prof. Murko's paper on p. 936, note, may be applied, mutatis mutandis, to chronological as well as geographical relations. What interests us here however is the second piece of evidence brought forward by Prof. Heusler (p. 924 f.). He fully recognises and admirably expresses the individualistic, non-national spirit of Teutonic heroic poetry—as contrasted with that of the Old French epics: "Es herrschen in unsrer Sage die persönlichen Ideen".... "Die germanische Sage kennt keinen Nationalfeind," etc. Yet apparently he regards this phenomenon ('die persönliche Fabel') as a characteristic of the poetry only, and not of the society which produced it. Now in order to prove that this is an 'unhistorical' element evidence must be brought to show that the attitude of the poems—the early poems (Stage II)—does not faithfully reflect the spirit of the age. I know of no evidence to justify so startling a conclusion; on the contrary we shall see in the following chapters that contemporary historical works frequently testify to the prevalence of the same ideas which we find expressed in the poems. Even the statement that Teutonic heroic poetry is 'unpolitical' seems to me to require some reservation. Certainly it knows nothing of modern ideas of politics. But have we any ground for disputing that it represents the politics current in the courts in which it grew up? Lastly, objection must be taken to the contrast drawn on p. 933 between Teutonic and Greek heroic poetry. So far as the Homeric evidence is concerned the observations made here apply not to the poems as we have them but to certain hypotheses regarding their 'pre-history,' with which we have dealt above (p. 267 ff.).

[505] As a typical case we may cite the story of the Frankish prince Hlothric (Greg. Tur., II 40), who at Clovis' suggestion caused his own father to be murdered. He offered Clovis a share of the treasures, but was himself killed by the envoys of the latter while he was bending over his father's treasure-chest.

[506] In Beow. 2991 ff. we are told that Eofor, who slew the Swedish king Ongentheo, was rewarded by Hygelac with the hand of his only daughter and an enormous grant of land and treasure.

[507] Cf. Germ. 14: cum uentum in aciem turpe principi uirtute uinci, turpe comitatui uirtutem principis non adaequare. It is not to be doubted that princes of the Heroic Age did seek to display their prowess in single combats. The story of Theodric's combat with an Avar champion named Xerxer (Fredegar, Chron. II 57) appears to be based on an exploit for which we have contemporary evidence in Ennodius' Panegyric (p. 266 in Hartel's edition; cf. Jiriczek, Deutsche Heldensagen, I p. 140 f.), where the defeated warrior is called Bulgarum ductor. It is well known also that the princes of the ancient Gauls were in the habit of engaging their enemies in single combat. There is satisfactory historical evidence for two cases in which distinguished Romans proved victorious in such encounters (cf. D'Arbois de Jubainville, La Civilisation des Celtes, p. 17 ff.). The period to which these notices refer may be described as a Gaulish Heroic Age (cf. p. 427 ff.).

[508] Cf. Ammianus Marcellinus, XVI 12. 60.

[509] Cf. S. Müller, Nordische Altertumskunde, II p. 128.

[510] Cf. especially Procopius' description of Totila at his last battle (Goth. IV 31): τήν τε γὰρ τῶν ὅπλων σκευὴν κατακόρως τῷ χρυσῷ κατειλημμένην ἠμπίσχετο καὶ τῶν οἱ φαλάρων κόσμος ἔκ τε τοῦ πίλου καὶ τοῦ δόρατος ἁλουργός τε καὶ ἄλλως βασιλεῖ πρέπων ἐκρέματο θαυμαστὸς ὅσος.

[511] Even in time of peace merchants might turn into freebooters (cf. Od. XIV 262 ff.). Piracy indeed was scarcely regarded as disreputable (ib. III 72 ff.; cf. p. 322). The same conditions prevailed during the Viking Age and doubtless also during the Teutonic Heroic Age.

[512] As illustrations of the barbarities associated with warfare of this type we may refer to the speech of Theodric, king of the Franks, given by Gregory, III 7, and to the behaviour of Theodberht's army in Italy, recorded by Procopius (Goth. II 25). At such a time the atrocities which Greek tradition relates in connection with the fall of Troy would have caused little comment. Yet the early heroic poems give less evidence even than the Homeric poems for cruelty of this kind.

[Pg 344]


CHAPTER XVI.
SOCIETY IN THE HEROIC AGE.

The evidence of the German poems for the social and political conditions of the Heroic Age cannot be regarded as trustworthy owing to the lateness of the period in which they were composed. In principle the same is true also of the Norse poems. These reflect the conditions of the Viking Age rather than those of the Heroic Age, though, as we have already noted, the difference here is less marked. On the other hand, in addition to the Anglo-Saxon poems and the works of contemporary Roman historians, such as Ammianus Marcellinus, Jordanes and Procopius, we have valuable evidence from the early Teutonic codes of law. Some of these, such as the Lex Salica and the Lex Burgundionum, date from the first half of the sixth century or earlier, i.e. from the Heroic Age itself, while a number of others—in particular we may note the earliest English laws—belong to the following two centuries and show probably little deviation from the custom of the Heroic Age. All the codes of course contain certain Roman or Christian elements; but this influence in some cases goes back to the fifth century or even further.

The chief forces which governed the social system of that age were the bonds of kinship and allegiance. The influence of the former extended not merely, as with us, to rights of succession and duties of guardianship over children and women. It was also the power by which the security of the property and person of each member of the community was guaranteed. If a man received injury or insult, his kindred were bound to assist him to obtain redress. If he were slain they had to exact[Pg 345] vengeance or compensation from the slayer. On the other hand not only the slayer himself but every member of his kindred became liable to vengeance, and each had to pay his quota towards the compensation (wergeld), just as it was divided among the kindred of the slain—the proportion varying in both cases according to the degree of relationship. In case of bloodshed a certain sum had also to be paid to the king, even in the earliest times of which we have record; but this sum seldom exceeded half the wergeld, and as a rule amounted to considerably less.

The character and size of the kindred appear to have varied in different nations. Some laws speak of claims to succession as remote as the seventh degree, while the rights and duties connected with the payment and receipt of wergelds seem generally to have extended as far as third cousins, i.e. the descendants of great-great-grandparents. Again, we hear sometimes of royal or noble families which bore a common name derived from some ancestor, real or mythical, from whom their power or prerogatives were believed to be inherited. Such were the Oescingas, the Wuffingas and the Icelingas, the royal families of Kent, East Anglia and Mercia respectively; so also the Scyldungas (Skiöldungar) among the Danes, the Merovingi among the Franks, and the Agilolfinga and other noble families among the Bavarians. Persons belonging to these families had probably—in some cases certainly—special wergelds; and the throne or principality seems to have been regarded as in some sense family property. Some writers believe that kindreds in general were permanent organisations of this kind, and that originally they held land, and possibly other property also, in common. But this view goes a good deal beyond what the facts warrant, at all events for the period with which we are dealing. It is clear that at this time kinship on both sides was recognised everywhere; maternal relatives shared in the payment and receipt of wergelds with those on the father's side, though not always in the same proportion. Moreover the idea that the inclusion of the maternal relatives was due to an innovation cannot be maintained. Thus, in spite of the fact that the Frankish kings claimed the throne by direct descent in the male[Pg 346] line from Merovechus, there are clear indications that Frankish law in its earliest form gave priority to the mother's side. No doubt on the whole the agnatic system of relationship had become predominant almost everywhere in the Heroic Age; but sufficient traces of the opposite system remain to render it probable that a change had taken place not so very far back[513].

Any such change of course involves—or rather perhaps implies—a weakening in the force of the bonds of kinship; and of this we have very clear evidence in the Heroic Age. Now it has often been pointed out that early Teutonic custom seems to have made no provision for the case of homicide within the kindred. In such a case the persons on whom vengeance devolved would be identical, in part at least, with those against whom it would be directed—and so also with the compensation. It is generally held that homicide of this kind was extremely rare and that, when it did occur, the slayer was outlawed. That would no doubt be in accordance with primitive custom. Indeed in a state of society based on blood-relationship the life of a kinsman must be sacred above all else. Further, it is clear enough that the shedding of kindred blood was regarded with abhorrence in the Heroic Age. Thus Procopius (Goth. II 14), describing the euthanasia practised by the Heruli, states that when the dying man has been laid upon the top of the pyre, one of his countrymen goes up with a dagger and stabs him; but he adds explicitly that this man must not be related to his victim[514]. Again, to take another point of view, perhaps the saddest passage in Beowulf is that which relates how Herebald was accidentally killed by his brother Haethcyn. But the aspect of the case which first strikes the poet is not one which would appeal to a man of modern times. "That was a slaughter without compensation," he says (v. 2441 ff.), "the prince had to lose his life unavenged."

Yet, in spite of all this, instances of the slaying of kinsmen seem to have been by no means uncommon in the Heroic Age [Pg 347] In Beowulf the spokesman of the Danish kings, Unferth, is said to have killed his brothers, and though the fact was a reproach to him, it apparently did not prevent him from holding an important office at court. In the same poem we hear of dissensions within the Swedish royal family, which ended in death for both Onela and Eanmund. According to the legends preserved in Ynglingatal this family had had a very bad record for such quarrels in the past. Among the Goths we have the case of Eormenric, who put his nephews Embrica and Fritla to death. And it is by no means only in poetry or tradition that we meet with such cases; historians also furnish numerous examples. Thus according to Gregory of Tours (II 28) the Burgundian king Hilperic was killed by his brother Gundobad, while Sigismund, son of the latter, had his own son, Sigiric, put to death (III 5). The Thuringian king Irminfrith slew his brother Berhthari (III 4); the Frankish king Sigiberht was murdered by the orders of his son Hlothric (II 40). Clovis is said to have put to death a number of his relatives, while his sons and grandsons were repeatedly involved in deadly strife[515].

In view of such evidence we must conclude that the primitive sanctity of the family was giving way in the Heroic Age. For the change of feeling which was taking place one passage in Beowulf is particularly instructive. In the struggle between Onela and Eanmund the latter was slain by one of the king's knights named Weohstan. He stripped the dead man of his arms and brought them to Onela who presented them to him and "said nothing about that deed of guilt although it was his brother's son whom he (Weohstan) had laid low[516]." To the modern reader the poet's reflection seems strange; for Onela had been relieved of a dangerous foe, who was trying to deprive him of the kingdom. Yet there can be no doubt that according [Pg 348]to primitive tribal custom he ought to have taken vengeance upon his knight.

It is clear then that primitive custom was breaking down even in countries far removed from contact with Christianity and Roman civilisation. We cannot tell indeed how far the change was general, since our knowledge is practically limited to the princely families. It is by no means unlikely that the lower strata of society were more conservative in many respects.

The principle which had now become dominant, at least in the higher ranks, was that of personal allegiance. This principle was of course by no means new. Even in Tacitus' works we hear of the comites who lived and fought in their lord's service and thought it a disgrace to survive his death. In the Heroic Age however it is probable that among the more northern peoples every man, except the king himself, had a lord. In the Anglo-Saxon laws the lord shares with the kindred the duty of protecting his men, and when one of them is slain he receives a special payment (the manbot) when the wergeld was paid to the relatives. Also, when any of his men die, at all events a man of the higher classes, he is entitled to the heriot, i.e. the arms of the dead man, which in theory at least the latter had originally received from him[517].

But in the poems, as is natural, we hear most frequently of the knights who formed the courts and retinues of kings and princes. As a summary of the services rendered by such persons to their lord, Tacitus' brief description (Germ. 13) still holds good: their presence gave him dignity in time of peace and protection in war. They dwelt and served him at his court and joined him in hunting and other amusements, while he rewarded their services with gifts of treasure and arms. In the descriptions of kings which we meet with in the poems there is no characteristic—not even personal bravery—which receives more commendation than that of generosity to their followers. In return the knight was expected to give up to his lord whatever[Pg 349] he gained by his own exploits—just as Beowulf renders up to Hygelac and his queen the valuable gifts which he had received from the king of the Danes. As an instance of personal devotion in time of war we may cite the surrender of Chonodomarius' retinue at the battle of Strassburg—an incident to which we have already referred (p. 340). So also in the various accounts of the fall of Hrólfr Kraki given by Scandinavian authorities the king's knights are said to have perished to a man. The same spirit survived in England in later times, as we see from the story of Cynewulf's death, when in each of the two encounters only one member of the defeated party was left alive. It was also thoroughly in the spirit of the Heroic Age that Edwin's knight, Lilla, acted when he threw himself between the king and the assassin and received a mortal wound in so doing.

It was customary for the sons of noblemen to enter the king's service at an early age. Beowulf went to Hrethel's court when he was only seven years old; but this case may have been exceptional, as he was the king's grandson. When they reached manhood[518] the king was expected to provide them with estates or jurisdiction over land, which would enable them to marry and support a household of their own. Thus Beowulf, after proving his prowess at the Danish court, is presented by Hygelac on his return with seven thousand hides—a considerable province—together with a residence and a prince's authority. The grant is accompanied by the gift of a sword, signifying that the bond of personal allegiance was still preserved. Beowulf in turn presents his young relative Wiglaf with the dwelling-place of their family and the public rights appertaining thereto. The court minstrels Widsith and Deor receive grants of land from their lords. In two of these cases (those of Wiglaf and Widsith) we are told that the estate had previously been in the possession of the recipient's father; and we may probably assume that such cases were not uncommon. Yet it is plain that such practices must very largely have destroyed the tribal custom of succession—at least in the higher ranks of society.

[Pg 350]

Those who had received grants of land or jurisdiction did not thereupon cease to attend the court. In the English courts of the seventh century Bede distinguishes between the comites, who already held office, and the ministri or milites, who seem in general to have been young knights without such official positions. The Anglo-Saxon version of the Ecclesiastical History translates comes by gesið and minister or miles by þegn. In poetry both these words are of frequent occurrence, though they appear to be used more or less indiscriminately. It should be observed that the word þegn means properly no more than 'servant[519]' though (like knight in later times) it came to be specialised, while gesið is almost an exact equivalent of comes[520]. In Beowulf however we meet with the same classes under the collective terms geogoð and duguð, i.e. youths and men of tried valour respectively. To the latter may be assigned such persons as Aeschere, Hrothgar's "confidant and counsellor," who had stood by his side on the battlefield; but the former class were probably as a rule in the majority.

Another characteristic of these retinues, which deserves notice, is the fact that they were not always composed of born subjects of the king. Bede (H. E. III 14) says that Oswine, the popular king of Deira, attracted young noblemen to his service from all sides; and in the Heroic Age such cases appear to have been frequent. Perhaps the most striking case in the poems is that of Weohstan, who took service under the Swedish king Onela and consequently became involved in hostilities against his own nation. It is probably due to the same custom that we find so many Teutonic chieftains serving under the Romans during the Heroic Age. Among them we may mention Arbogastes, Stilicho, Ricimer and Odoacer. Most frequently perhaps the men who sought service abroad were those who had either lost their lords or had had to leave their homes through vendetta. Such cases occur frequently in the Anglo-Saxon poems; we may refer especially to the Wanderer and the [Pg 351]Husband's Message. Further, it appears from the story of Waldhere and Hagena that even hostages were expected to fight for the prince to whom they had been given. In later times we may compare the case of the British hostage who was wounded in the fight following Cynewulf's murder. But there are a number of other stories which seem to indicate that it was at one time a regular custom for young princes to set out from their homes, on reaching manhood, and to seek the court of some foreign king with a view to marrying his daughter and thereby acquiring a share in the sovereignty. Such incidents are of the commonest occurrence in folk-tales; and we find them also in works, such as Hervarar Saga and Ynglinga Saga, which claim to be based on genuine tradition. It is in this light too that all northern authorities represent the position of Sigurðr at the home of Guðrún.

What has been said above applies primarily of course to the more northern peoples. The Goths were early exposed to Christian and Roman influence, and the same is true also of the Burgundians, especially after their settlement in Gaul. The Franks were no doubt less affected at first; but their customs seem from the beginning to have differed a good deal from those which we have been considering. They too had retinues of warriors (antrustiones or homines in truste regis) attached to the kings by personal serv